-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JxEujIbIIZsHiV6j5VBpJrhuvFWDTmh81o2LAHh5S3g+0X9PYJyqbl/TaBaaEZfm AopPwY/lVK8NLB2TP70dGg== 0001219038-03-000023.txt : 20031105 0001219038-03-000023.hdr.sgml : 20031105 20031105173549 ACCESSION NUMBER: 0001219038-03-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031008 FILED AS OF DATE: 20031105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONCORD COMMUNICATIONS INC CENTRAL INDEX KEY: 0000915290 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042710876 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 NICKERSON RD CITY: MARLBORO STATE: MA ZIP: 01752 BUSINESS PHONE: 5084604646 MAIL ADDRESS: STREET 1: 600 NICKERSON RD CITY: MARLBORO STATE: MA ZIP: 01752 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATT DOUGLAS A CENTRAL INDEX KEY: 0001211150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23067 FILM NUMBER: 03980441 BUSINESS ADDRESS: STREET 1: C/O CONCORD COMMUNICATIONS STREET 2: 600 NICKERSON RD CITY: MARLBORO STATE: MA ZIP: 01752 BUSINESS PHONE: 5084864422 MAIL ADDRESS: STREET 1: C/O CONCORD COMMUNICATIONS STREET 2: 600 NICKERSON RD CITY: MARLBORO STATE: MA ZIP: 01752 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-08 0000915290 CONCORD COMMUNICATIONS INC CCRD 0001211150 BATT DOUGLAS A C/O CONCORD COMMUNICATIONS, INC. 600 NICKERSON ROAD MARLBORO MA 01752 0100EVP and General CounselIncentive Stock Option (right to buy)14.652003-10-084A0102230A2004-10-082011-10-08Common Stock1022310223DNon-qualified Stock Options (right to buy)14.652003-10-084A0397770< /transactionPricePerShare>A2004-10-082011-10-08Common Stock3977739777D50,000 option shares were granted on 10/8/03 of which 39,777 shares are Non-qualified Stock Options and 10,223 shares are Incentive Stock Options. (A) 10,223 Incentive Stock Option shares vest as follows: 0 option shares vest and become exercisable on 10/8/04; 1,699 option shares vest and become exercisable on 10/8/05; 1,699 option shares vest and become exercisable on 10/8/06; and 6,825 shares vest and become exercisable on 10/8/07. (B) 39,777 Non-qualified Stock Option Shares vest as follows: 12,500 shares vest and become exercisable on 10/8/04; 10,801 option shares vest and become exercisable on 10/8/05; 10,801 option shares vest and become exercisable on 10/8/06; and 5,675 option shares vest and become exercisable on 10/8/07. Douglas A. Batt2003-11-05 -----END PRIVACY-ENHANCED MESSAGE-----