-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IAfNtOrQZ0vc5ZTtwNLnVkDlKQtKxxTYz5mcCDTMkUBrXZkBqDroAPDRFqz85/C5 FeZCPMuwn5mOI/WBd2kZow== 0000950135-03-005902.txt : 20031203 0000950135-03-005902.hdr.sgml : 20031203 20031203084001 ACCESSION NUMBER: 0000950135-03-005902 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031202 ITEM INFORMATION: Other events FILED AS OF DATE: 20031203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONCORD COMMUNICATIONS INC CENTRAL INDEX KEY: 0000915290 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042710876 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23067 FILM NUMBER: 031033868 BUSINESS ADDRESS: STREET 1: 600 NICKERSON RD CITY: MARLBORO STATE: MA ZIP: 01752 BUSINESS PHONE: 5084604646 MAIL ADDRESS: STREET 1: 600 NICKERSON RD CITY: MARLBORO STATE: MA ZIP: 01752 8-K 1 b48645c2e8vk.htm CONCORD COMMUNICATIONS, INC. Concord Communications, Inc.
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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 2, 2003

Concord Communications, Inc.


(Exact Name of Registrant as Specified in Charter)
         
Massachusetts   0-23067   04-2710876

 
 
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
         
400 Nickerson Road, Marlboro, Massachusetts

(Address of Principal Executive Offices)
   01752

 (Zip Code)
     
Registrant’s telephone number, including area code:   (508) 460-4646

Not applicable


(Former Name or Former Address, if Changed Since Last Report)

 


Item 5. Other Events and Required FD Disclosure.
SIGNATURES
Ex-99.1 Press Release


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Item 5. Other Events and Required FD Disclosure.

     On December 2, 2003, Concord Communications, Inc. (the “Company”) issued a press release regarding the pricing of its offering of its 3.0% Convertible Senior Notes due 2023 issued in a private placement. The Company’s press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by this reference.

 


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SIGNATURES

     Pursuant to the requirements of the Securities Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

                 
    CONCORD COMMUNICATIONS, INC.    
                 
                 
Date: December 3, 2003       By:   /s/ Melissa H. Cruz
Melissa H. Cruz
   
            Executive Vice President of Business    
            Services, Chief Financial Officer    
            and Treasurer    

  EX-99.1 3 b48645c2exv99w1.htm EX-99.1 PRESS RELEASE Ex-99.1 Press Release

 

Exhibit 99.1

Raymond Ruddy
Director, Investor Relations
Concord Communications
(508) 303-4350
rruddy@concord.com

Concord Prices $75 Million Convertible Senior Notes Offering

MARLBORO, MA, December 2, 2003 — Concord Communications, Inc. (NASDAQ: CCRD) announced today the pricing of its offering of $75 million aggregate principal amount of 3.00% Convertible Senior Notes due 2023 in a private placement pursuant to Rule 144A under the Securities Act of 1933.

The notes will be convertible into shares of Concord’s common stock at a conversion price of $26.87 per share. The notes will bear interest at 3.00% per year and will rank equally to existing and future unsecured senior indebtedness.

Holders of the notes may elect to convert the notes into shares of common stock upon the occurrence of certain events. Concord may redeem some or all of the notes on or after December 2, 2008. Holders of the notes will have the right to require Concord to repurchase some or all of the outstanding notes on December 2, 2008, 2013, and 2018 and upon certain events, including a change in control.

Concord has granted the initial purchaser an over-allotment option to purchase up to an additional $11.25 million principal amount of notes.

Concord intends to use the net proceeds of the offering for working capital and general corporate purposes and potentially for future acquisitions of complementary businesses and technologies.

This announcement is neither an offer to sell nor a solicitation of an offer to buy any of these securities and there shall not be any sale of the notes or common stock issuable upon conversion of the notes in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. Any offers of the securities will be made only by means of a confidential offering memorandum. The notes and the common stock issuable upon conversion of the notes have not been, and will not be at the time of the issuance of the notes, registered under the Securities Act of 1933, as amended (the “Securities Act”), or any state securities laws, and unless so registered, may not be offered or sold in the United States except pursuant to an exemption from the registration requirements of the Securities Act and applicable state laws.

Certain statements set forth above, including statements regarding the use of proceeds and other statements regarding matters that are not historical facts, may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Results may differ materially from our expectations. In particular, the following factors, among others, could cause or actual future results to differ materials from our current expectations: integration of acquired products and technologies; relationships with strategic partners and other evolving distribution channels; introduction of new products or pricing policies by us or our competitors; announcements of technological innovations or new products by us or our competitors; failure to

 


 

protect our intellectual property rights; and changes in the market for our products and services. For further information with respect to factors that could cause results to differ from expectations, reference is made to the reports filed by us with the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended. Any forward-looking statements should be considered in light of all these factors.

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