0001140361-11-051668.txt : 20111103 0001140361-11-051668.hdr.sgml : 20111103 20111103165827 ACCESSION NUMBER: 0001140361-11-051668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111101 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS HOWARD CENTRAL INDEX KEY: 0001249248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33323 FILM NUMBER: 111178363 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHC INC /MA/ CENTRAL INDEX KEY: 0000915127 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 042601571 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 LAKE ST STE 102 CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 9785362777 MAIL ADDRESS: STREET 1: 200 LAKE ST STREET 2: STE 102 CITY: PEABODY STATE: MA ZIP: 01960 4 1 doc1.xml FORM 4 X0304 4 2011-11-01 1 0000915127 PHC INC /MA/ PHC, INC. 0001249248 PHILLIPS HOWARD 500 S. PALM ROAD, PHT SARASOTA FL 34236 1 0 0 0 Class A Common Stock 2011-11-01 4 U 0 153750 D 0 D Stock Options 3.18 2011-11-01 4 U 0 20000 D 2012-01-03 Common Stock 20000 0 D Stock Options 2.83 2011-11-01 4 U 0 7500 D 2012-11-21 Common Stock 7500 0 D Stock Options 2.84 2011-11-01 4 U 0 20000 D 2012-12-21 Common Stock 20000 0 D Stock Options 1.5 2011-11-01 4 U 0 20000 D 2013-12-18 Common Stock 20000 0 D Stock Options 1.2 2011-11-01 4 U 0 10000 D 2014-06-15 Common Stock 10000 0 D Stock Options 1.08 2011-11-01 4 U 0 30000 D 2014-12-14 Common Stock 30000 0 D Stock Options 1.65 2011-11-01 4 U 0 20000 D 2020-12-16 Common Stock 20000 0 D Disposed of pursuant to merger agreement between issuer and Acadia Healthcare, Inc. ("Acadia")in which each share of Class A common stock was exchanged for 0.25 of a share of Acadia common stock on the effective date of the merger. These options were cancelled in the merger in exchange for similar options for 1/4th the number of shares of Acadia common stock and with an exercise price 4 times the exercise price of these options on the effective date of the merger. All options vested upon the effective date of the merger. /s/ Janet Esterkes by Power of Attorney 2011-11-02