-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExSGwDIrew1KUnDAWC3/7M9FM+98unPcgXicT7EMQ4+zaH1Xg5iRFiSsvAB1NaAF BtPsnYtPM3AnFRzU5E7uAw== 0000915127-97-000028.txt : 19971006 0000915127-97-000028.hdr.sgml : 19971006 ACCESSION NUMBER: 0000915127-97-000028 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970630 ITEM INFORMATION: FILED AS OF DATE: 19971003 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHC INC /MA/ CENTRAL INDEX KEY: 0000915127 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 042601571 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-22916 FILM NUMBER: 97690212 BUSINESS ADDRESS: STREET 1: 200 LAKE ST STE 102 CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085362777 MAIL ADDRESS: STREET 1: 200 LAKE ST STREET 2: STE 102 CITY: PEABODY STATE: MA ZIP: 01960 8-K 1 PERIOD FILING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 1997 PHC, Inc. (Exact Name of Registrant as Specified in its Charter) Massachusetts (State of Incorporation or Organization) 0-23524 04-260571 (Commission File Number) (I.R.S. Employer Identification No.) 200 Lake Street, Suite 102, Peabody, Massachusetts 01960 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (978) 536-2777 Item 5. Other Events. On September 28, 1997, the Class C Common Stock of PHC, Inc. (the "Company") was automatically canceled and retired. The Company's Articles of Organization and prospectus of March, 1994 provided that the Class C Common Stock would have been converted into Class B Common Stock if the Company had met an earnings target of $4.0 million in net profits after taxes for the fiscal year ending 1997. If the Company did not meet this earnings target, the Class C Common Stock would be retired on the 90th day after the end of the June 30, 1997 fiscal year. Because the Company did not meet this earnings target, the Class C Common Stock was canceled and retired on September 28, 1997. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PHC, INC Date: By: _____________________ Bruce A. Shear President DS1.366562.1 -----END PRIVACY-ENHANCED MESSAGE-----