-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GJHDAR/Vmj4j5ao1LTZmlzS7bM1p4hUjSINj28D5fDigwAZH1U8PLus91txYWMW4 PfEyb388jrZwYxSjncixeA== 0000950133-00-001369.txt : 20031212 0000950133-00-001369.hdr.sgml : 20031212 20000331100900 ACCESSION NUMBER: 0000950133-00-001369 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000331 DATE AS OF CHANGE: 20000523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHFIELD ASSOCIATES CENTRAL INDEX KEY: 0000914976 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03998 FILM NUMBER: 00589996 BUSINESS ADDRESS: STREET 1: 21 DUPONT CIRCLE CITY: WASHINGTON STATE: DC ZIP: 20006 MAIL ADDRESS: STREET 1: 21 DUPONT CIRCLE CITY: WASHINGTON STATE: DC ZIP: 20006 13F-HR 1 FORM 13F 1 ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: February 28, 1997 Estimated average burden hours per response......24.60 ----------------------------- ----------------------------- SEC USE ONLY ----------------------------- ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended December 31, 1999. - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check here: [ ] Marshfield Associates - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 21 Dupont Circle NW Washington, DC 20036 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Christopher M. Niemczewski 202-828-6200 Managing Director - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION - -------------------------------------------------------------------------------- INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Washington and State of DC on the 22 day of March, 2000. /s/ MARSHFIELD ASSOCIATES ---------------------------------------------- (Name of Institutional Investment Manager) /s/ Christopher M. Niemczewski ---------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: - ------------------------ -------------- ------------------------ -------------- 1. 6. - ------------------------ -------------- ------------------------ -------------- 2. 7. - ------------------------ -------------- ------------------------ -------------- 3. 8. - ------------------------ -------------- ------------------------ -------------- 4. 9. - ------------------------ -------------- ------------------------ -------------- 5. 10. - ------------------------ -------------- ------------------------ -------------- SEC 1685 (5/91) 2 Marshfield Associates FORM 13F December 31, 1999
Value Shares/ Name of Issuer Title of class CUSIP (x$1000) Prn Amt - ------------------------------ ---------------- --------- -------- -------- A C Neilsen Corp COM 004833109 25914 1052353 AT & T Corp COM 001957109 255 5025 Abbott Laboratories COM 002824100 791 21772 American Express Company COM 025816109 17504 105289 American Home Products Corpora COM 026609107 1330 33881 American International Group COM 026874107 1437 13288 Anheuser-Busch Companies, Inc. COM 035229103 971 13700 Avon Products, Inc. COM 054303102 5481 166100 BP Amoco Plc - ADR COM 251 4232 Bank of America Corp COM 066050105 298 5934 Bell Atlantic Corporation COM 077853109 875 14208 Berkley W.R. Corp COM 084423102 8222 393863 Berkshire Hathaway Class A COM 084670108 17728 316 Berkshire Hathaway Class B COM 084670207 25230 13787 Bestfoods COM 126149103 842 16016 Bristol Myers-Squibb COM 110122108 1976 30792 Burlington Northern Santa Fe C COM 12189T104 27 1100 CCC Information Services COM 12487Q109 25077 1464360 Chase Manhattan Bank COM 16161A108 233 3000 Chevron Corporation COM 166751107 289 3334 Chubb Corp COM 171232101 227 4036 Cisco Systems Inc COM 17275R102 392 3660 Citigroup COM 132187105 11314 203178 Coca-Cola Company COM 191216100 1662 28530 Colgate-Palmolive Company COM 194162103 689 10600 Computer Associates Internatio COM 204912109 333 4755 Disney (Walt) Company COM 254687106 9158 313095 Dover Corp. COM 260003108 10404 229280 Du Pont de Nemours & Company COM 263534109 227 3444 Eli Lilly COM 532457108 394 5932 Emerson Electric Co. COM 291011104 858 14958 Enron Corporation COM 293561106 843 19000 Estee Lauder COM 518439104 403 8000 ExxonMobil Corporation COM 30231G102 2942 36523 Family Dollar Stores Inc COM 307000109 274 16800 Federal Home Loan Mortgage Cor COM 313400301 16945 360044 Federal National Mortgage Asso COM 313586109 9857 157869 First Data Corp COM 319963104 284 5754 Gannett Inc. COM 364730101 15197 186320 General Electric Company COM 369604103 26410 170664 Georgia-Pacific Group COM 373298108 565 11134 Gillette Company, The COM 375766102 1672 40583 Great Lakes Chemical COM 390568103 1367 35796 H & R Block COM 093671105 1807 41313 Heineken Holdings Cl A COM 1006 29123 Heinz (H.J.) Company COM 423074103 1268 31858 Hewlett Packard COM 428236103 686 6032 HomeFed Corp COM 345 394521 Honeywell International Inc. COM 438506107 143 2482 Intel Corp COM 458140100 2899 35214 Intl Business Machines Corpora COM 459200101 750 6957 Johnson & Johnson COM 478160104 25630 274849 Keycorp COM 493267108 174 7850 Leucadia National Corporation COM 527288104 15964 690316 Lindt & Sprungli COM 210 88 Lucent Technologies COM 549463107 1585 21130 MCI Worldcom, Inc. COM 55268B106 431 8127 Markel Corp COM 570535104 6750 43550 Mattel, Inc COM 577081102 14831 1129986 Mc Donald's Corporation COM 580135101 19212 476574 Merck & Co., Inc. COM 589331107 4278 63675 Voting Authority Sh/ Put/ Invstmt Other -------------------------- Name of Issuer Prn Call Dscretn Managers Sole Shared None - ------------------------------ --- ---- ------- ------------ -------- -------- -------- A C Neilsen Corp SH Sole 1052353 AT & T Corp SH Sole 5025 Abbott Laboratories SH Sole 21772 American Express Company SH Sole 105289 American Home Products Corpora SH Sole 33881 American International Group SH Sole 13288 Anheuser-Busch Companies, Inc. SH Sole 13700 Avon Products, Inc. SH Sole 166100 BP Amoco Plc - ADR SH Sole 4232 Bank of America Corp SH Sole 5934 Bell Atlantic Corporation SH Sole 14208 Berkley W.R. Corp SH Sole 393863 Berkshire Hathaway Class A SH Sole 316 Berkshire Hathaway Class B SH Sole 13787 Bestfoods SH Sole 16016 Bristol Myers-Squibb SH Sole 30792 Burlington Northern Santa Fe C SH Sole 1100 CCC Information Services SH Sole 1464360 Chase Manhattan Bank SH Sole 3000 Chevron Corporation SH Sole 3334 Chubb Corp SH Sole 4036 Cisco Systems Inc SH Sole 3660 Citigroup SH Sole 203178 Coca-Cola Company SH Sole 28530 Colgate-Palmolive Company SH Sole 10600 Computer Associates Internatio SH Sole 4755 Disney (Walt) Company SH Sole 313095 Dover Corp. SH Sole 229280 Du Pont de Nemours & Company SH Sole 3444 Eli Lilly SH Sole 5932 Emerson Electric Co. SH Sole 14958 Enron Corporation SH Sole 19000 Estee Lauder SH Sole 8000 ExxonMobil Corporation SH Sole 36523 Family Dollar Stores Inc SH Sole 16800 Federal Home Loan Mortgage Cor SH Sole 360044 Federal National Mortgage Asso SH Sole 157869 First Data Corp SH Sole 5754 Gannett Inc. SH Sole 186320 General Electric Company SH Sole 170664 Georgia-Pacific Group SH Sole 11134 Gillette Company, The SH Sole 40583 Great Lakes Chemical SH Sole 35796 H & R Block SH Sole 41313 Heineken Holdings Cl A SH Sole 29123 Heinz (H.J.) Company SH Sole 31858 Hewlett Packard SH Sole 6032 HomeFed Corp SH Sole 394521 Honeywell International Inc. SH Sole 2482 Intel Corp SH Sole 35214 Intl Business Machines Corpora SH Sole 6957 Johnson & Johnson SH Sole 274849 Keycorp SH Sole 7850 Leucadia National Corporation SH Sole 690316 Lindt & Sprungli SH Sole 88 Lucent Technologies SH Sole 21130 MCI Worldcom, Inc. SH Sole 8127 Markel Corp SH Sole 43550 Mattel, Inc SH Sole 1129986 Mc Donald's Corporation SH Sole 476574 Merck & Co., Inc. SH Sole 63675
3 Marshfield Associates FORM 13F December 31, 1999
Value Shares/ Name of Issuer Title of class CUSIP (x$1000) Prn Amt - ------------------------------ ---------------- --------- -------- -------- Microsoft Corporation COM 594918104 4403 37712 Minnesota Mining & Manufacturi COM 604059105 2729 27879 Monsanto Company COM 611662107 37 1050 Morgan (J.P.) & Co. Inc COM 616880100 215 1700 Morgan Stanley Dean Witter & C COM 24240V101 30725 215235 Nestle ADR (Regular Shares) COM 641069406 800 8720 Nestle Ltd. (Registered) COM 414 230 Nike Inc Cl B COM 654106103 28563 576297 PepsiCo, Inc. COM 713448108 19164 543657 Pfizer Inc. COM 717081103 1163 35860 Philip Morris Companies Inc. COM 718154107 262 11403 Procter & Gamble Company, The COM 742718109 3823 34896 Reuters Group PLC Sponsored AD COM 761324201 201 2492 Roper Industries Inc COM 776696106 8321 220050 SBC Communications Inc COM 78387G103 788 16162 SLM Holding Corp COM 863871505 9534 225657 Sabre Holdings Corp Cl A COM 785905100 34844 679881 Schering-Plough Corp. COM 806605101 728 17180 Schlumberger Limited COM 806857108 413 7359 Servicemaster Ltd Partnership COM 81760N109 42 3375 Solectron Corp COM 834182107 504 5302 St. Paul Companies COM 792860108 2439 72400 State Street Corp COM 857477103 570 7800 Student Loan Corp COM 863902102 441 8850 Terra Nova Bermuda Holdings LT COM 13984 466134 Tricon Global Restaurants COM 895953107 38925 1007769 Wachovia Corp COM 929771103 542 7977 Wal-Mart Stores, Inc. COM 931142103 350 5068 Warner-Lambert Company COM 934488107 1042 12720 Washington Gas Light Company COM 938837101 307 11154 Washington Post Co Cl B COM 939640108 2920 5253 Wells Fargo & Company COM 949740104 22544 557498 White Mountains Insurance Grou COM 24412 202591 Williams Companies, The COM 969457100 336 11000 REPORT SUMMARY 95 DATA RECORDS 601603 Voting Authority Sh/ Put/ Invstmt Other -------------------------- Name of Issuer Prn Call Dscretn Managers Sole Shared None - ------------------------------ --- ---- ------- ------------ -------- -------- -------- Microsoft Corporation SH Sole 37712 Minnesota Mining & Manufacturi SH Sole 27879 Monsanto Company SH Sole 1050 Morgan (J.P.) & Co. Inc SH Sole 1700 Morgan Stanley Dean Witter & C SH Sole 215235 Nestle ADR (Regular Shares) SH Sole 8720 Nestle Ltd. (Registered) SH Sole 230 Nike Inc Cl B SH Sole 576297 PepsiCo, Inc. SH Sole 543657 Pfizer Inc. SH Sole 35860 Philip Morris Companies Inc. SH Sole 11403 Procter & Gamble Company, The SH Sole 34896 Reuters Group PLC Sponsored AD SH Sole 2492 Roper Industries Inc SH Sole 220050 SBC Communications Inc SH Sole 16162 SLM Holding Corp SH Sole 225657 Sabre Holdings Corp Cl A SH Sole 679881 Schering-Plough Corp. SH Sole 17180 Schlumberger Limited SH Sole 7359 Servicemaster Ltd Partnership SH Sole 3375 Solectron Corp SH Sole 5302 St. Paul Companies SH Sole 72400 State Street Corp SH Sole 7800 Student Loan Corp SH Sole 8850 Terra Nova Bermuda Holdings LT SH Sole 466134 Tricon Global Restaurants SH Sole 1007769 Wachovia Corp SH Sole 7977 Wal-Mart Stores, Inc. SH Sole 5068 Warner-Lambert Company SH Sole 12720 Washington Gas Light Company SH Sole 11154 Washington Post Co Cl B SH Sole 5253 Wells Fargo & Company SH Sole 557498 White Mountains Insurance Grou SH Sole 202591 Williams Companies, The SH Sole 11000 REPORT SUMMARY 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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