-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzMty8DEnmC4X7V2xmVkjPV+WIRJ7KPF37hoVrtpQf6BN4tleuiCUUaYiiDtq0Ql g/nYl9YjSFTiE6072CHwSQ== 0000914836-97-000004.txt : 19970127 0000914836-97-000004.hdr.sgml : 19970127 ACCESSION NUMBER: 0000914836-97-000004 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970124 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEPARATE ACCOUNT VA-5 OF TRANSAMERICA OCCIDENTAL LIFE INSURA CENTRAL INDEX KEY: 0000914836 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 951060502 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-08158 FILM NUMBER: 97510207 BUSINESS ADDRESS: STREET 1: 1150 SOUTH OLIVE CITY: LOS ANGELES STATE: CA ZIP: 90015 BUSINESS PHONE: 2137424454 MAIL ADDRESS: STREET 1: 1150 S OLIVE ST CITY: LOS ANGELES STATE: CA ZIP: 90015 DEFA14A 1 PROXY SOLICITATION FILING. TO BE SURE YOU ARE REPRESENTED, PLEASE SIGN, DATE AND RETURN PROMPTLY. TRANSAMERICA LIFE COMPANIES PROXY SERVICES P.O. BOX 9148 FARMINGDALE, NY 11735 INSTRUCTION CARD FOR TRANSAMERICA IN CONNECTION WITH THE PROXY SOLICITED BY THE INVESCO VIF - HIGH YIELD PORTFOLIO The undersigned Contract Owner instructs Transamerica Occidental Life Insurance Company or First Transamerica Life Insurance Company, as applicable, ("Transamerica") to vote in the manner indicated below all shares of the Invesco VIF-High Yield Portfolio attributable, as of December 26, 1996, to the allocation of the Contract Owner's Account Value to the corresponding Sub-Account of Separate Account VA-2L and VA-2LNY, as applicable, at a Special Meeting of Stockholders on January 31, 1997, and all adjournments thereof, and to vote in its sole discretion on such other matters which may properly come before the meeting. This instruction is solicited by Transamerica as shareholder of the Invesco VIF-High Yield Portfolio. Receipt of Notice of Special Meeting of Stockholders and Proxy Statement is hereby acknowledged. Please indicate your instructions by filling in the appropriate box below. If no box is checked, Transamerica will take your instruction as for the proposals. PLEASE MARK, SIGN, DATE AND RETURN THIS INSTRUCTION CARD IN THE ACCOMPANYING ENVELOPE AS SOON AS POSSIBLE. THANK YOU. MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: X TRAIYF KEEP THIS PORTION FOR YOUR RECORDS - -------------------------------------------------------------------------- DETACH AND RETURN THIS PORTION ONLY THIS INSTRUCTION CARD IS VALID ONLY WHEN SIGNED AND DATED. TRANSAMERICA LIFE COMPANIES INVESCO VIF-HIGH YIELD PORTFOLIO THESE INSTRUCTIONS ARE SOLICITED BY TRANSAMERICA: Vote on Directors 2. Proposal to elect eleven directors of the Company: Charles W. Brady, Dan J. Hesser, Fred A. Deering, Victor L. Andrews, Bob R. Baker, Lawrence H. Budner, Daniel D. Chabris, A.D. Frazier, Jr., Hubert L. Harris, Jr., Kenneth T. King and John W. McIntyre. For Withhold For all To withhold authority to vote, mark All All Except: "For All Except" and write the nominee's name on the line below. - ---- ---- ---- ------------------------- Vote On Proposals 1.A. Proposal to approve a new investment advisory agreement between the Company and INVESCO Funds Group, Inc. ("IFG"), such agreement to take effect only if the proposed merger of A I M Management Group, Inc. into a wholly-owned U.S. subsidiary of INVESCO PLC is consummated. For___ Against___ Abstain___ 1.B. Proposal to approve a new sub-advisory agreement between IFG and INVESCO Trust Company, such agreement to take effect only if the proposed merger of A I M Management Group, Inc. into a wholly-owned U.S. subsidiary of INVESCO PLC is consummated. For___ Against___ Abstain___ 3. Proposal to ratify the selection of Price Waterhouse LLP as independent accountants for the Company for the fiscal year ending December 31, 1997. For___ Against___Abstain___ Please sign exactly as name appears above. If Contract is held in the name of joint owners, each should sign. Attorneys-in-fact, executors, administrators, etc., should so indicate. - ------------------- ------------------------- ----------- Contract Owner Signature Joint Owners, if any, Signature Date TO BE SURE YOU ARE REPRESENTED, PLEASE SIGN, DATE AND RETURN PROMPTLY. TRANSAMERICA LIFE COMPANIES PROXY SERVICES P.O. BOX 9148 FARMINGDALE, NY 11735 INSTRUCTION CARD FOR TRANSAMERICA IN CONNECTION WITH THE PROXY SOLICITED BY THE INVESCO VIF - TOTAL RETURN PORTFOLIO The undersigned Contract Owner instructs Transamerica Occidental Life Insurance Company or First Transamerica Life Insurance Company, as applicable, ("Transamerica") to vote in the manner indicated below all shares of the Invesco VIF-Total Return Portfolio attributable, as of December 26, 1996, to the allocation of the Contract Owner's Account Value to the corresponding Sub-Account of Separate Account VA-2L and VA-2LNY, as applicable, at a Special Meeting of Stockholders on January 31, 1997, and all adjournments thereof, and to vote in its sole discretion on such other matters which may properly come before the meeting. This instruction is solicited by Transamerica as shareholder of the Invesco VIF-Total Return Portfolio. Receipt of Notice of Special Meeting of Stockholders and Proxy Statement is hereby acknowledged. Please indicate your instructions by filling in the appropriate box below. If no box is checked, Transamerica will take your instruction as for the proposals. PLEASE MARK, SIGN, DATE AND RETURN THIS INSTRUCTION CARD IN THE ACCOMPANYING ENVELOPE AS SOON AS POSSIBLE. THANK YOU. MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: X TRAIRF KEEP THIS PORTION FOR YOUR RECORDS - ---------------------------------------------------------------------------- DETACH AND RETURN THIS PORTION ONLY THIS INSTRUCTION CARD IS VALID ONLY WHEN SIGNED AND DATED. TRANSAMERICA LIFE COMPANIES INVESCO VIF-TOTAL RETURN PORTFOLIO THESE INSTRUCTIONS ARE SOLICITED BY TRANSAMERICA: Vote on Directors 2. Proposal to elect eleven directors of the Company: Charles W. Brady, Dan J. Hesser, Fred A. Deering, Victor L. Andrews, Bob R. Baker, Lawrence H. Budner, Daniel D. Chabris, A.D. Frazier, Jr., Hubert L. Harris, Jr., Kenneth T. King and John W. McIntyre. For Withhold For all To withhold authority to vote, mark All All Except: "For All Except" and write the nominee's name on the line below. - ---- ---- ---- ------------------------- Vote On Proposals 1.A. Proposal to approve a new investment advisory agreement between the Company and INVESCO Funds Group, Inc. ("IFG"), such agreement to take effect only if the proposed merger of A I M Management Group, Inc. into a wholly- owned U.S. subsidiary of INVESCO PLC is consummated. For___ Against___ Abstain___ 1.B. Proposal to approve a new sub-advisory agreement between IFG and INVESCO Trust Company, such agreement to take effect only if the proposed merger of A I M Management Group, Inc. into a wholly-owned U.S. subsidiary of INVESCO PLC is consummated. For___ Against___ Abstain___ 3. Proposal to ratify the selection of Price Waterhouse LLP as independent accountants for the Company for the fiscal year ending December 31, 1997. For___ Against___Abstain___ Please sign exactly as name appears above. If Contract is held in the name of joint owners, each should sign. Attorneys-in-fact, executors, administrators, etc., should so indicate. - ------------------- ------------------------- ---------- Contract Owner Signature Joint Owners, if any, Signature Date TO BE SURE YOU ARE REPRESENTED, PLEASE SIGN, DATE AND RETURN PROMPTLY. TRANSAMERICA LIFE COMPANIES PROXY SERVICES P.O. BOX 9148 FARMINGDALE, NY 11735 INSTRUCTION CARD FOR TRANSAMERICA IN CONNECTION WITH THE PROXY SOLICITED BY THE INVESCO VIF - INDUSTRIAL INCOME PORTFOLIO The undersigned Contract Owner instructs Transamerica Occidental Life Insurance Company or First Transamerica Life Insurance Company, as applicable, ("Transamerica") to vote in the manner indicated below all shares of the Invesco VIF-Industrial Income Portfolio attributable, as of December 26, 1996, to the allocation of the Contract Owner's Account Value to the corresponding Sub-Account of Separate Account VA-2L and VA-2LNY, as applicable, at a Special Meeting of Stockholders on January 31, 1997, and all adjournments thereof, and to vote in its sole discretion on such other matters which may properly come before the meeting. This instruction is solicited by Transamerica as shareholder of the Invesco VIF-Industrial Income Portfolio. Receipt of Notice of Special Meeting of Stockholders and Proxy Statement is hereby acknowledged. Please indicate your instructions by filling in the appropriate box below. If no box is checked, Transamerica will take your instruction as for the proposals. PLEASE MARK, SIGN, DATE AND RETURN THIS INSTRUCTION CARD IN THE ACCOMPANYING ENVELOPE AS SOON AS POSSIBLE. THANK YOU. MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: X TRAIIN KEEP THIS PORTION FOR YOUR RECORDS - --------------------------------------------------------------------------- DETACH AND RETURN THIS PORTION ONLY THIS INSTRUCTION CARD IS VALID ONLY WHEN SIGNED AND DATED. TRANSAMERICA LIFE COMPANIES INVESCO VIF-INDUSTRIAL INCOME PORTFOLIO THESE INSTRUCTIONS ARE SOLICITED BY TRANSAMERICA: Vote on Directors 2. Proposal to elect eleven directors of the Company: Charles W. Brady, Dan J. Hesser, Fred A. Deering, Victor L. Andrews, Bob R. Baker, Lawrence H. Budner, Daniel D. Chabris, A.D. Frazier, Jr., Hubert L. Harris, Jr., Kenneth T. King and John W. McIntyre. For Withhold For all To withhold authority to vote, mark All All Except: "For All Except" and write the nominee's name on the line below. - ---- ---- ---- ------------------------- Vote On Proposals 1.A. Proposal to approve a new investment advisory agreement between the Company and INVESCO Funds Group, Inc. ("IFG"), such agreement to take effect only if the proposed merger of A I M Management Group, Inc. into a wholly-owned U.S. subsidiary of INVESCO PLC is consummated. For___ Against___ Abstain___ 1.B. Proposal to approve a new sub-advisory agreement between IFG and INVESCO Trust Company, such agreement to take effect only if the proposed merger of A I M Management Group, Inc. into a wholly-owned U.S. subsidiary of INVESCO PLC is consummated. For___ Against___ Abstain___ 3. Proposal to ratify the selection of Price Waterhouse LLP as independent accountants for the Company for the fiscal year ending December 31, 1997. For___ Against___Abstain___ Please sign exactly as name appears above. If Contract is held in the name of joint owners, each should sign. Attorneys-in-fact, executors, administrators, etc., should so indicate. - ------------------- ------------------------- ---------- Contract Owner Signature Joint Owners, if any, Signature Date -----END PRIVACY-ENHANCED MESSAGE-----