rrd48592_55281.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JrLO0+tUuKAIji+rgGj8QV7vSaltI2ivzR4k2o3YArQYAUXt2iatyb5HGHnMM4WD 3KcKEcZ21G4pikmg7PnGrA== 0001181431-04-053573.txt : 20041117 0001181431-04-053573.hdr.sgml : 20041117 20041117171013 ACCESSION NUMBER: 0001181431-04-053573 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041112 FILED AS OF DATE: 20041117 DATE AS OF CHANGE: 20041117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCIP ASSOCIATES CENTRAL INDEX KEY: 0001033683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152843 BUSINESS ADDRESS: STREET 1: BAIN VENTURE CAPITAL STREET 2: TWO COPLEY PLACE CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6175722121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVINE JONATHAN S CENTRAL INDEX KEY: 0001075974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152846 BUSINESS ADDRESS: BUSINESS PHONE: 9727335405 MAIL ADDRESS: STREET 1: 17304 PRESTON ROADS STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75252 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CMGI INC CENTRAL INDEX KEY: 0000914712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 042921333 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1100 WINTER STREET STREET 2: SUITE 4600 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-663-5001 MAIL ADDRESS: STREET 1: 1100 WINTER STREET STREET 2: SUITE 4600 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: CMG INFORMATION SERVICES INC DATE OF NAME CHANGE: 19981007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCIP TRUST ASSOCIATES II CENTRAL INDEX KEY: 0001218988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152840 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVE. CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175612000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCIP TRUST ASSOCIATES II B CENTRAL INDEX KEY: 0001218989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152847 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVE. CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175612000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCIP TRUST ASSOCIATES LP CENTRAL INDEX KEY: 0001253164 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152841 BUSINESS ADDRESS: STREET 1: C/O BAIN CAPITAL LLC STREET 2: 111 HUNINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6175162000 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL LLC STREET 2: 111 HUNINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAIN CAPITAL FUND IV LP CENTRAL INDEX KEY: 0001253165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152842 BUSINESS ADDRESS: STREET 1: C/O BAIN CAPITAL LLC STREET 2: TWO COPLEY PLACE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6175162000 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL LLC STREET 2: TWO COPLEY PLACE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Information Partners CENTRAL INDEX KEY: 0001297889 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152844 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bain Capital Partners V, L.P. CENTRAL INDEX KEY: 0001297890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041152845 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 4 1 rrd58127.xml FORM 4 X0202 4 2004-11-12 0 0000914712 CMGI INC CMGI 0001075974 LAVINE JONATHAN S C/O BAIN CAPITAL, LLC 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 1 See Footnote (6) 0001297890 Bain Capital Partners V, L.P. 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001297889 Information Partners 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001033683 BCIP ASSOCIATES 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001253165 BAIN CAPITAL FUND IV LP 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001253164 BCIP TRUST ASSOCIATES LP 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001218988 BCIP TRUST ASSOCIATES II 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001218989 BCIP TRUST ASSOCIATES II B 111 HUNTINGTON AVE BOSTON MA 02199 0 0 1 0 Common Stock, $0.01 par value 2004-11-12 4 S 0 392317 1.58 D 20279584 I See footnotes Jonathan S. Lavine, as the sole managing member of Sankaty Investors, LLC ("SI"), SI, as the sole general partner of Bain Capital V Mezzanine Partners, L.P. ("BCMP"), and BCMP, as the sole general partner of BCM Capital Partners, L.P. ("BCM") may each be deemed to share voting and dispositive power with respect to the 496,118 shares held by BCM. Mr. Lavine, SI and BCMP disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Jonathan S. Lavine, as the sole managing member of Sankaty Investors II, LLC ("SI II"), SI II, as the sole managing member of Sankaty High Yield Asset Investors II, LLC ("SAI II") and SAI II, as the sole general partner of Sankaty High Yield Partners II, L.P. ("SP II") may each be deemed to share voting and dispositive power with respect to the 167,025 shares held by SP II. Mr. Lavine, SI II and SAI II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Jonathan S. Lavine, as the sole managing member of Sankaty Investors III, LLC ("SI III"), SI III, as the sole managing member of Sankaty High Yield Asset Investors III, LLC ("SAI III"), and SAI III, as the sole general partner of Sankaty High Yield Partners III, L.P. ("SP III") may each be deemed to share voting and dispositive power with respect to the 167,025 shares held by SP III. Mr. Lavine, SI III and SAI III disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Jonathan S. Lavine, as the sole managing member of Sankaty Credit Member, LLC ("SC Member"), SC Member, as the sole managing member of Sankaty Credit Opportunities Investors, LLC ("SCO Investors"), and SCO Investors, as the sole general partner of Sankaty Credit Opportunities, L.P. ("SCO") may each be deemed to share voting and dispositive power with respect to the 167,025 shares held by SCO. Mr. Lavine, SC Member and SCO Investors disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Jonathan S. Lavine is a member of Bain Capital Investors, LLC ("BCI") which is (i) the general partner of Bain Capital Partners V, L.P. ("BCP V") and Bain Capital Partners IV, L.P. ("BCP IV"), which is in turn the sole general partner of Bain Capital Fund IV, L.P. ("Fund IV") and the managing partner of Information Partners ("IP"), (ii) the sole member of the management committee of BCIP Associates ("BCIP") and BCIP Trust Associates, L.P. ("BCIPTA") and (iii) the managing partner of each of BCIP Trust Associates II ("BCIPTA II") and BCIP Trust Associates II-B ("BCIPTA II-B"). Additionally, he and/or entities affiliated with him are partners of BCIP, BCIPTA and BCIPTA II. Accordingly, he, BCI and BC IV may be deemed to share voting and dispositive power with respect to the shares held by Fund IV, BCP V, IP, BCIP, BCIPTA, BCIPTA II and BCIPTA II-B. Mr. Lavine, BCP IV, and BCI disclaim benefici al ownership of all such shares except to the extent of their pecuniary interest therein. (6)BCM, SP II, SP III, and SCO are parties to a Stock Transfer Agreement dated as of March 23, 2003 and a Stockholder Selling Agreement dated as of August 2, 2004 and consequently may be considered to acting as a group with the other persons and entities party thereto. The Reporting Person disclaim beneficial ownership of all such shares held by such parties and make this filing on behalf of themselves only. /s/ Jonathan S. Lavine 2004-11-15 EX-99.1 2 rrd48592_55281.htm ATTACHMENT TO FORM 4 rrd48592_55281.html

Attachment to Form 4

Pursuant to Instruction 5(b)(v) of the General Instructions to Form 4, this
Form 4 is also being filed on behalf of the Reporting Persons set forth below.
All of the information set forth in the Attached Form 4 for Jonathan S. Lavine
is the same for the Reporting Persons set forth below unless otherwise noted.

TABLE I: Non-Derivative Securities

Amount of
Securities Ownership Nature of
Securities Beneficially Owned Form: Indirect
Disposed of (D) Following Reported Direct (D) or Beneficial
Name and Address of Reporting Person Amount Transaction(s) Indirect (I) Ownership
- ------------------------------------------------------------------------------------------------------------
BCM Capital Partners, L.P. 9,597 496,118 D
- ------------------------------------------------------------------------------------------------------------
Sankaty High Yield Partners II, L.P. 3,232 167,025 D
- ------------------------------------------------------------------------------------------------------------
Sankaty High Yield Partners III, L.P. 3,232 167,025 D
- ------------------------------------------------------------------------------------------------------------
Sankaty Credit Opportunities, L.P. 3,232 167,025 D
- ------------------------------------------------------------------------------------------------------------
Bain Capital V Mezzanine Partners, L.P. 9,597 496,118 I (1)
- ------------------------------------------------------------------------------------------------------------
Sankaty High Yield Asset Investors II, LLC 3,232 167,025 I (2)
- ------------------------------------------------------------------------------------------------------------
Sankaty High Yield Asset Investors III, LLC 3,232 167,025 I (3)
- ------------------------------------------------------------------------------------------------------------
Sankaty Credit Opportunities Investors, LLC 3,232 167,025 I (4)
- ------------------------------------------------------------------------------------------------------------
Sankaty Investors, LLC 9,597 496,118 I (1)
- ------------------------------------------------------------------------------------------------------------
Sankaty Investors II, LLC 3,232 167,025 I (2)
- ------------------------------------------------------------------------------------------------------------
Sankaty Investors III, LLC 3,232 167,025 I (3)
- ------------------------------------------------------------------------------------------------------------
Sankaty Credit Member, LLC 3,232 167,025 I (4)
- ------------------------------------------------------------------------------------------------------------
Bain Capital Fund IV, L.P. 204,525 10,572,286 I (5)
- ------------------------------------------------------------------------------------------------------------
Information Partners 7,200 372,189 I (5)
- ------------------------------------------------------------------------------------------------------------
BCIP Associates 11,857 612,887 I (5)
- ------------------------------------------------------------------------------------------------------------
BCIP Trust Associates, L.P. 7,040 363,939 I (5)
- ------------------------------------------------------------------------------------------------------------
Bain Capital Partners V, L.P. 142,306 7,356,133 I (5)
- ------------------------------------------------------------------------------------------------------------
BCIP Trust Associates II 73 3,768 I (5)
- ------------------------------------------------------------------------------------------------------------
BCIP Trust Associates II-B 23 1,189 I (5)

(1) Jonathan S. Lavine, as the sole managing member of Sankaty Investors, LLC
("SI"), SI, as the sole general partner of Bain Capital V Mezzanine
Partners, L.P. ("BCMP"), and BCMP, as the sole general partner of BCM
Capital Partners, L.P. ("BCM") may each be deemed to share voting and
dispositive power with respect to the 496,118 shares held by BCM. Mr.
Lavine, SI and BCMP disclaim beneficial ownership of such shares except to
the extent of their pecuniary interest therein.
(2) Jonathan S. Lavine, as the sole managing member of Sankaty Investors II,
LLC ("SI II"), SI II, as the sole managing member of Sankaty High Yield
Asset Investors II, LLC ("SAI II") and SAI II, as the sole general partner
of Sankaty High Yield Partners II, L.P. ("SP II") may each be deemed to
share voting and dispositive power with respect to the 167,025 shares held
by SP II. Mr. Lavine, SI II and SAI II disclaim beneficial ownership of
such shares except to the extent of their pecuniary interest therein.
(3) Jonathan S. Lavine, as the sole managing member of Sankaty Investors III,
LLC ("SI III"), SI III, as the sole managing member of Sankaty High Yield
Asset Investors III, LLC ("SAI III"), and SAI III, as the sole general
partner of Sankaty High Yield Partners III, L.P. ("SP III") may each be
deemed to share voting and dispositive power with respect to the 167,025
shares held by SP III. Mr. Lavine, SI III and SAI III disclaim beneficial
ownership of such shares except to the extent of their pecuniary interest
therein.
(4) Jonathan S. Lavine, as the sole managing member of Sankaty Credit Member,
LLC ("SC Member"), SC Member, as the sole managing member of Sankaty Credit
Opportunities Investors, LLC ("SCO Investors"), and SCO Investors, as the
sole general partner of Sankaty Credit Opportunities, L.P. ("SCO") may each
be deemed to share voting and dispositive power with respect to the 167,025
shares held by SCO. Mr. Lavine, SC Member and SCO Investors disclaim
beneficial ownership of such shares except to the extent of their pecuniary
interest therein.
(5) Jonathan S. Lavine is a member of Bain Capital Investors, LLC ("BCI") which
is (i) the general partner of Bain Capital Partners V, L.P. ("BCP V") and
Bain Capital Partners IV, L.P. ("BCP IV"), which is in turn the sole
general partner of Bain Capital Fund IV, L.P. ("Fund IV") and the managing
partner of Information Partners ("IP"), (ii) the sole member of the
management committee of BCIP Associates ("BCIP") and BCIP Trust Associates,
L.P. ("BCIPTA") and (iii) the managing partner of each of BCIP Trust
Associates II ("BCIPTA II") and BCIP Trust Associates II-B ("BCIPTA II-B").
Additionally, he and/or entities affiliated with him are partners of BCIP,
BCIPTA and BCIPTA II. Accordingly, he, BCI and BC IV may be deemed to share
voting and dispositive power with respect to the shares held by Fund IV,
BCP V, IP, BCIP, BCIPTA, BCIPTA II and BCIPTA II-B. Mr. Lavine, BCP IV, and
BCI disclaim beneficial ownership of all such shares except to the extent
of their pecuniary interest therein.
(6) BCM, SP II, SP III, and SCO are parties to a Stock Transfer Agreement dated
as of March 23, 2003 and a Stockholder Selling Agreement dated as of August
2, 2004 and consequently may be considered to acting as a group with the
other persons and entities party thereto. The Reporting Person disclaim
beneficial ownership of all such shares held by such parties and make this
filing on behalf of themselves only.

Signature of Reporting Persons:

SANKATY INVESTORS, LLC, for itself, on behalf of itself in its capacity as
general partner of Bain Capital V Mezzanine Partners, L.P., and on behalf
of Bain Capital V Mezzanine Partners, L.P. in its capacity as general
partner of BCM Capital Partners, L.P.

SANKATY INVESTORS II, LLC, for itself, on behalf of itself in its capacity
as managing member of Sankaty High Yield Asset Investors II, LLC, and on
behalf of Sankaty High Yield Asset Investors II, LLC in its capacity as
general partner of Sankaty High Yield Partners II, L.P.

SANKATY INVESTORS III, LLC, for itself, on behalf of itself in its capacity
as managing member of Sankaty High Yield Asset Investors III, LLC, and on
behalf of Sankaty High Yield Asset Investors III, LLC in its capacity as
general partner of Sankaty High Yield Partners III, L.P.

SANKATY CREDIT MEMBER, LLC, for itself, on behalf of itself in its capacity
as managing member of Sankaty Credit Opportunities Investors, LLC, and on
behalf of Sankaty Credit Opportunities Investors, LLC in its capacity as
general partner of Sankaty Credit Opportunities, L.P.

/s/ Jonathan S. Lavine
-------------------------
Name: Jonathan S. Lavine
Title: Managing Director

/s/ Jonathan S. Lavine
-------------------------
Jonathan S. Lavine

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