-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QojyhFjDpHANfaJSu1iJxRxNNKXFtNs9OAeHeXjT2nXyok9do56rT7JutvSTF5dN mC5at/eP4xIbVemyH3CDDQ== 0001181431-04-052427.txt : 20041112 0001181431-04-052427.hdr.sgml : 20041111 20041112160048 ACCESSION NUMBER: 0001181431-04-052427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041109 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COWAN RORY J CENTRAL INDEX KEY: 0001105502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041139319 BUSINESS ADDRESS: STREET 1: C/O LIONBRIDGE TECHNOLOGIES INC STREET 2: 950 WINTER STREET SUITE 2410 CITY: WALTHAM STATE: MA ZIP: 02451 MAIL ADDRESS: STREET 1: C/O LIONBRIDGE TECHNOLOGIES INC STREET 2: 950 WINTER STREET SUITE 2410 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM MEZZANINE FUND LP CENTRAL INDEX KEY: 0001161888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041139317 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213 830 6300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dechant Robert Thomas CENTRAL INDEX KEY: 0001298255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041139318 BUSINESS ADDRESS: BUSINESS PHONE: 978-207-0900 MAIL ADDRESS: STREET 1: 2 SHASTA DRIVE CITY: N READING STATE: MA ZIP: 01864 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEAHY TERENCE M CENTRAL INDEX KEY: 0001299247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041139320 BUSINESS ADDRESS: BUSINESS PHONE: 781-888-2008 MAIL ADDRESS: STREET 1: 27 MERIAM STREET CITY: LEXINGTON STATE: MA ZIP: 02420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CMGI INC CENTRAL INDEX KEY: 0000914712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 042921333 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1100 WINTER STREET STREET 2: SUITE 4600 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-663-5001 MAIL ADDRESS: STREET 1: 1100 WINTER STREET STREET 2: SUITE 4600 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: CMG INFORMATION SERVICES INC DATE OF NAME CHANGE: 19981007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000949509 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23262 FILM NUMBER: 041139316 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 2: 333 S GRAND AVE 28TH FL CITY: LOS ANGLES STATE: CA ZIP: 90071 4 1 rrd57672.xml LEAHY - FORM 4 - 11-12-04 X0202 4 2004-11-09 0 0000914712 CMGI INC CMGI 0001299247 LEAHY TERENCE M 27 MERIAM STREET LEXINGTON MA 02420 0 0 1 0 0001105502 COWAN RORY J 950 WINTER STREET, SUITE 2410 WALTHAM MA 02451 0 0 1 0 0001298255 Dechant Robert Thomas 2 SHASTA DRIVE N. READING MA 01864 0 0 1 0 0001161888 OCM MEZZANINE FUND LP 1301 AVENUE OF THE AMERICAS 34TH FLOOR NEW YORK NY 10019 0 0 1 0 0000949509 OAKTREE CAPITAL MANAGEMENT LLC 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 0 0 1 0 Common Stock 2004-11-09 4 M 0 89344 0.45 A 500298 D Common Stock 2004-11-09 4 M 0 10656 0.45 A 500298 D Common Stock 2004-11-09 4 S 0 100000 1.4766 D 500298 D Common Stock 2004-11-10 4 M 0 78688 0.45 A 500298 D Common Stock 2004-11-10 4 M 0 44672 0.45 A 500298 D Common Stock 2004-11-10 4 S 0 123360 1.5445 D 500298 D Common Stock 2004-11-09 4 S 0 75000 1.4766 D 1381150 D Common Stock 2004-11-09 4 S 0 500000 1.4766 D 895370 D Common Stock 2004-11-11 4 S 0 49202 1.6641 D 1877577 D Common Stock 2004-11-11 4 S 0 49202 1.6641 D 1877577 I by OCM Mezzanine Fund, L.P. Stock Option (right to buy) granted March 17, 2003 0.45 2004-11-09 4 M 0 89344 0 D 2013-03-16 Common Stock 89344 357381 D Stock Option (right to buy) granted March 17, 2003 0.45 2004-11-09 4 M 0 10656 0 D 2013-03-16 Common Stock 10656 346725 D Stock Option (right to buy) granted March 17, 2003 0.45 2004-11-10 4 M 0 78688 0 D 2013-03-16 Common Stock 78688 268037 D Stock Option (right to buy) granted March 17, 2003 0.45 2004-11-10 4 M 0 44672 0 D 2013-03-16 Common Stock 44672 223365 D These securities are owned by Robert T. Dechant. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. Option, when granted, vested as to (i) 25% on each of the first and second anniversary of the date of grant; (ii) 20% on each of the third and fourth anniversary of the date of grant; and (iii) 10% on the fifth anniversary of the date of grant. Effective August 2, 2004 (the date of the closing of the acquisition of Modus Media, Inc. by the issuer), one-third of the number of shares subject to the option that was not then vested became vested and exercisable. The number of shares subject to the option that will vest and become exercisable on each anniversary of the date of grant after August 2, 2004 will now be the number of shares that would otherwise have vested in accordance with the above-stated schedule, reduced by one-third. The shares subject to the option that are or become vested on or after August 2, 2004 shall be exercisable once vested. These securities are owned by Rory J. Cowan. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. These securities are owned by Terence M. Leahy. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. These securities are owned by OCM Mezzanine Fund, L.P. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. These securities are owned by OCM Mezzanine Fund, L.P. OCM Mezzanine Fund, L.P. is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. Oaktree Capital Management, LLC ("Oaktree") is reporting indirect beneficial ownership of these securities. Oaktree is a registered investment adviser under the Investment Advisers Act of 1940, as amended, acting as the general partner of OCM Mezzanine Fund, L.P. Oaktree is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, David Kirchheimer, Sheldon M. Stone, D. Richard Masson, Larry W. Keele, Stephen A. Kaplan, Russel S. Bernard, John W. Moon, Kevin L. Clayton, and John B. Frank. Each of such persons may be deemed a beneficial owner of such securities by virtue of such status as members of Oaktree. Except to the extent of their respective pecuniary interests therein, Oaktree and each such person disclaims beneficial ownership of such securities and the filing of this Form shall not be construed as an admission that such person is the beneficial owner of any securities covered by this Form. /s/ Kevin P. Lanouette (pursuant to Power of Attorney granted by Terence M. Leahy) 2004-11-12 /s/ Kevin P. Lanouette (pursuant to Power of Attorney granted by Rory J. Cowan) 2004-11-12 /s/ Kevin P. Lanouette (pursuant to Power of Attorney granted by Robert T. Dechant) 2004-11-12 /s/ Kevin P. Lanouette (pursuant to Power of Attorney granted by OCM Mezzanine Fund, L.P.) 2004-11-12 /s/ Kevin P. Lanouette (pursuant to Power of Attorney granted by Oaktree Capital Management, LLC) 2004-11-12 -----END PRIVACY-ENHANCED MESSAGE-----