0000921895-18-001097.txt : 20180328
0000921895-18-001097.hdr.sgml : 20180328
20180328173253
ACCESSION NUMBER: 0000921895-18-001097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180326
FILED AS OF DATE: 20180328
DATE AS OF CHANGE: 20180328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fejes William Theodore JR
CENTRAL INDEX KEY: 0001290237
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35319
FILM NUMBER: 18719965
MAIL ADDRESS:
STREET 1: 440 NORTH FIFTH AVENUE
CITY: CHAMBERSBURG
STATE: PA
ZIP: 17201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Steel Connect, Inc.
CENTRAL INDEX KEY: 0000914712
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 042921333
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 170
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-663-5000
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 170
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: ModusLink Global Solutions Inc
DATE OF NAME CHANGE: 20080929
FORMER COMPANY:
FORMER CONFORMED NAME: CMGI INC
DATE OF NAME CHANGE: 19990108
FORMER COMPANY:
FORMER CONFORMED NAME: CMG INFORMATION SERVICES INC
DATE OF NAME CHANGE: 19981007
4
1
form409369001_03282018.xml
OWNERSHIP DOCUMENT
X0306
4
2018-03-26
0
0000914712
Steel Connect, Inc.
STCN
0001290237
Fejes William Theodore JR
590 MADISON AVENUE
32ND FLOOR
NEW YORK
NY
10022
1
0
0
1
See Explanation of Responses
Common Stock, $0.01 par value
2018-03-26
4
S
0
90411
2.1852
D
459589
D
Common Stock, $0.01 par value
2018-03-27
4
S
0
79589
2.0973
D
380000
D
The reporting person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.26, inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Includes 105,000 shares of restricted stock subject to prior shareholder approval and the reporting person's continuous service with the Issuer from the grant date through the vesting date; 5,000 of which will vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.00 per share for any five consecutive business days after the grant date; 50,000 of which will vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.25 per share for any five consecutive business days after the grant date; and 50,000 of which will vest, in their entirety, on the day the price of the Issuer's common stock shall have closed at or above $2.50 per share for any five consecutive business days after the grant date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.0041 to $2.16, inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
/s/ William T. Fejes, Jr.
2018-03-28