-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JipKUdI8yD4Ws9r1OGZCDvPjS3cgY8WCUCIsw4+Y7QPu5CeMNxkx4gJ8OlrUgsMl oDJ90hvBO5ZJ8IugF/GWfQ== 0001065407-99-000123.txt : 19990517 0001065407-99-000123.hdr.sgml : 19990517 ACCESSION NUMBER: 0001065407-99-000123 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990409 ITEM INFORMATION: FILED AS OF DATE: 19990514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD GAMING CORP CENTRAL INDEX KEY: 0000914577 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 133738518 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: SEC FILE NUMBER: 000-25244 FILM NUMBER: 99622626 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: STE 1503 CITY: NEW YORK STATE: NY ZIP: 10119-0002 BUSINESS PHONE: 2125633355 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: STE 1503 CITY: NEW YORK STATE: NY ZIP: 10119-0002 8-K/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 9, 1999 - ----------------------------------------------------------------------------- (Date of earliest event reported) Trans World Gaming Corp. - ----------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Nevada 0-25244 13-3738518 - ----------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) One Penn Plaza, Suite 1503, New York, New York 10119-0002 - ----------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 563-3355 - ----------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - ----------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) Page 1 of 2 Pages ITEM 5. Other Events ------------ On March 29, 1999, the Registrant filed a Form 12b-25 with respect to its Form 10-KSB for the year ended December 31, 1998 pursuant to which the Registrant stated that, due to the difficulties experienced in connection with engaging a new independent accountant, it would not be able to timely file its Form 10-KSB on March 31, 1999. On April 9, 1999, the Registrant filed a Current Report on Form 8-K, which indicated that, based on the accountant's late start and the complexity involved with auditing the Registrant's operations in the U.S., the Czech Republic and Spain, the Registrant the believed that it would be able to file its Form 10-KSB on or before June 1, 1999. The Form 8-K filed on April 9, 1999 is hereby amended in order to revise and clarify the Registrant's current timing expectations for the completion of the Registrant's filings. Based on discussions with the accountants regarding the status of the audit on the Registrant's foreign operations, the Registrant currently believes that it will be able to file its Form 10-KSB on or before June 30, 1999. In addition, on May 10, 1999, the Registrant filed a Form 12b-25 with respect to the untimely filing of its Form 10-QSB for the three months ended March 31, 1999 and stated therein that it expected to be able to file said 10- QSB within fifteen days following the filing of its Form 10-KSB. Based on discussions with the accountants regarding the status of the audit, the Registrant currently believes that it will be able to file its Form 10-QSB for the three months ended March 31, 1999 on or before July 31, 1999. Finally, the Registrant anticipates that it will file a Form 12b-25 with the Securities and Exchange Commission on or prior to August 15, 1999 with respect to the expected untimely filing of its Form 10-QSB for the three months ended June 30, 1999. The Registrant expects to be able to file the Form 10-QSB for the three months ended June 30, 1999 within the five day extension period prescribed by Rule 12b-25. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TRANS WORLD GAMING CORP. Date: May 14, 1999 By: /s/ Dominick J. Valenzano ----------------------------------- Dominick J. Valenzano Chief Financial Officer 2 -----END PRIVACY-ENHANCED MESSAGE-----