-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOGX3LPZ1VTPQqG3GWUJyRaCRoNV5TEemukwGGUPuMDqjH5eR0RoiRZF6ia/mwxi gbSPcmMtE/G7ERxQn1TYEA== 0001047469-99-019840.txt : 19990514 0001047469-99-019840.hdr.sgml : 19990514 ACCESSION NUMBER: 0001047469-99-019840 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS APPLEGATE CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0000914540 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04189 FILM NUMBER: 99619096 BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196872834 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 13F-HR 1 13F
PAGE 1 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- AAR CORP COMMON 000361105 287 16,100 X 16,100 0 0 A D C TELECOMMUNICATIONS COMMON 000886101 10,291 215,800 X 206,000 0 9,800 ADT OPERATIONS CONVERT 000945AC9 14,155 7,208,000 X 6,452,000 0 756,000 AFC CABLE SYS INC COM COMMON 000950105 385 12,962 X 2,200 0 10,762 ACT MFG INC COMMON 000973107 2,138 129,100 X 125,300 0 3,800 ACT NETWORKS INC COMMON 000975102 2,531 131,500 X 131,500 0 0 AFLAC INC COMMON 001055102 3,549 65,182 X 41,671 0 23,511 AHL SVCS INC COMMON 001296102 379 18,500 X 15,600 0 2,900 AMR CORP COMMON 001765106 3,104 53,000 X 7,200 0 45,800 ATI TECHNOLOGIES INC COM COMMON 001941103 1,809 117,983 X 74,667 0 43,316 ARM FINANCIAL GROUP COMMON 001944107 312 20,900 X 20,900 0 0 AT&T CORP COMMON 001957109 128,942 1,715,928 X 769,529 0 946,299 AT&T CORP LIBERTY MEDIA CL A COMMON 001957208 16,170 307,477 X 307,477 0 0 ALLIED IRISH BANKS ORD COMMON 0019783 189 11,000 X 11,000 0 0 AVT CORP COMMON 002420107 12,924 541,300 X 338,500 0 202,800 ABACUS DIRECT CORP COM COMMON 002553105 33,563 409,300 X 317,400 0 91,900 ABBOTT LABS COMMON 002824100 23,245 496,550 X 224,850 0 271,700 ABERCROMBIE & FITCH CO CL A COMMON 002896207 130,324 1,412,718 X 938,992 0 473,726 ABGENIX INC COMMON 00339B107 1,472 97,300 X 67,100 0 30,200 ABOVENET COMMUNICATIONS INC CO COMMON 003743101 56,354 430,600 X 249,100 0 181,500 POWDERJECT PHARMACEUTICA COMMON 0041838 5,519 377,797 X 235,836 0 141,961 ACCLAIM ENTERTAINMENT COMMON 004325205 22,596 2,528,188 X 2,115,088 0 413,100 ACNIELSEN CORP COMMON 004833109 7,267 267,900 X 209,000 0 58,900 ACTION PERFORMANCE COS COMMON 004933107 12,731 422,600 X 308,800 0 113,800 ACTEL CORP COMMON 004934105 4,483 272,700 X 260,200 0 12,500 ACTUATE SOFTWARE CORP COMMON 00508B102 3,656 110,800 X 89,100 0 21,700 BAA ORD COMMON 0067340 407 36,500 X 36,500 0 0 BBA GROUP ORD COMMON 0067748 2,520 369,100 X 230,800 0 138,300 ADOBE SYS INC COMMON 00724F101 238 4,200 X 4,200 0 0 ADVANCE PARADIGM INC COMMON 007491103 19,862 314,339 X 314,339 0 0 ADVANCED COMMUNICATION S COMMON 00750X109 142 12,200 X 12,200 0 0 ADVANTAGE LEARNING SYSTE COMMON 00757K100 11,754 378,400 X 349,000 0 29,400 ADVO INC COM COMMON 007585102 8,701 450,500 X 378,400 0 72,100 AEROFLEX INC COMMON 007768104 11,356 796,900 X 597,900 0 199,000 BARCLAYS ORD COMMON 0078201 11,428 397,500 X 377,800 0 19,700 ADV MICRO DEVICE AMD 6.000% 05 CONVERT 007903AC1 132 183,000 X 0 0 183,000 ADVENT SOFTWARE INC COMMON COMMON 007974108 6,173 123,450 X 86,300 0 37,150 BARRATT DEVELOPMENTS PLC COMMON 0081180 7,364 1,546,400 X 1,465,900 0 80,500 AFFILIATED COMPUTER SERV COMMON 008190100 12,508 273,400 X 273,400 0 0 AFFILIATED COMPUTER 144A CONVERT 008190AC4 7,105 5,765,000 X 5,108,000 0 657,000 AFFILIATED COMPUTER SERV CONVERT 008190AD2 2,491 2,021,000 X 1,582,000 0 439,000 AFFILIATED MANAGERS GROU COMMON 008252108 3,667 141,046 X 126,346 0 14,700 AGOURON PHARMACEUTICALS INC COMMON 008488108 68 1,200 X 0 0 1,200 AGORA GDR 144A COMMON 00848R106 1,611 147,800 X 147,800 0 0
PAGE 2 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- BEAZER GROUP PLC COMMON 0092104 3,556 1,168,600 X 730,500 0 438,100 AIRBORNE FREIGHT COMMON 009266107 16,316 526,341 X 329,354 0 196,987 AIRTOUCH COMMUNICATNS COMMON 00949T100 118,098 1,222,212 X C 388,378 0 831,734 AIRTOUCH COMMUNICATNS PREFERD 00949T308 15,799 117,465 X 103,086 0 14,379 AKTIEBOLAGET ELECTROLUX COMMON 010198208 1 22 X 22 0 0 AL AHRAM BEVERAGE CO S A COMMON 010203107 5,107 151,700 X 151,700 0 0 ALASKA AIRGROUP COMMON 011659109 23,665 498,200 X 468,100 0 30,100 ALBANY MOLECULAR RESH IN COMMON 012423109 950 38,000 X 25,300 0 12,700 ALBERTSONS INC COMMON 013104104 13,627 250,333 X 18,402 0 231,931 SMITHKLINE BEECHAM PLC COMMON 0135656 9,622 667,100 X 632,600 0 34,500 BRITISH LAND CO ORD COMMON 0136701 786 91,500 X 91,500 0 0 BP AMOCO PLC COMMON 0138495 12,543 741,100 X 708,300 0 32,800 BRITISH TELECOM ORD COMMON 0140843 10,366 635,200 X 605,900 0 29,300 CABLE & WIRELESS COMMS COMMON 0163787 5,507 487,000 X 463,300 0 23,700 ALKERMES INC COMMON 01642T108 8,497 311,800 X 262,400 0 49,400 NEWSQUEST PLC COMMON 0164553 6,839 1,093,300 X 672,700 0 420,600 SEMA GROUP COMMON 0172857 8,490 751,900 X 714,700 0 37,200 CAPITA GROUP ORD GBP COMMON 0173474 11,759 1,020,300 X 807,100 0 213,200 ALLEGHENY ENERGY INC COMMON 017361106 2,068 70,100 X 70,100 0 0 CAPITAL RADIO PLC COMMON 0174239 1,944 175,800 X 113,000 0 62,800 ALLERGAN INC COM COMMON 018490102 94,583 1,076,319 X 783,864 0 292,455 ALLIED CAP CORP NEW COMMON 01903Q108 371 20,200 X 20,200 0 0 ALLIEDSIGNAL INC COMMON 019512102 2,399 48,780 X 12,530 0 36,050 ALLIED WASTE INDS INC COM PAR$ COMMON 019589308 208 14,400 X 14,400 0 0 ALLSTATE CORP COMMON 020002101 72,521 1,956,722 X 725,222 0 1,231,500 ALLTEL CORP COMMON 020039103 15,064 241,500 X 241,500 0 0 ALPHA INDS INC COMMON 020753109 8,245 448,700 X 349,850 0 98,850 ALPHARMA INC COMMON 020813101 26,859 684,300 X 552,400 0 131,900 ALPHARMA INC 144A CONVERT 020813AA9 9,405 6,249,000 X 5,626,000 0 623,000 ALPHARMA INC CONVERT 020813AB7 7,736 5,140,000 X 4,341,000 0 799,000 ALTERA CORP COMMON 021441100 25,599 430,215 X 276,739 0 153,476 ALTERNATIVE LIVING SVCS COMMON 02145K107 1,740 87,000 X 87,000 0 0 AMAZON COM INC COM COMMON 023135106 96,315 559,357 X 469,911 0 89,446 AMAZON 4 3/4% 144A CONVERT 023135AD8 15,781 12,500,000 X 11,426,000 0 1,074,000 AMBAC INC COMMON 023139108 2,614 48,400 X 40,200 0 8,200 AMEREN CORP COMMON 023608102 11,917 329,300 X 329,300 0 0 AMERICA ONLINE INC DEL COMMON COMMON 02364J104 249,956 1,700,371 X C 403,834 0 1,292,837 AMERICA ONLINE INC 144A CONVERT 02364JAA2 13,696 1,223,000 X 1,088,000 0 135,000 AMERICA ONLINE INC DEL CONVERT 02364JAB0 8,835 797,000 X 695,000 0 102,000 AMERICA WEST AIRLS INC COMMON 023657208 553 29,000 X 27,900 0 1,100 DIAGEO ORD 28 101/108 COMMON 0237400 382 34,000 X 34,000 0 0 AMERICAN CLASSIC VOYAGES COMMON 024928103 4,128 254,000 X 254,000 0 0 AMERICAN CAPITAL STRAT COMMON 024937104 4,322 252,400 X 231,500 0 20,900 AMERN EAGLE OUTFITTERS INC COM COMMON 02553D108 92,116 1,284,923 X 1,049,715 0 235,208
PAGE 3 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- AMERICAN EXPRESS CO COMMON 025816109 730 6,200 X 6,100 0 0 AMERICAN EXPRESS CONVT 1.125% CONVERT 025818CJ2 259 238,000 X 0 0 238,000 GKN PLC COMMON 0258304 8,508 559,500 X 529,900 0 29,600 AMERICAN FREIGHTWAYS COR COMMON 02629V108 174 13,500 X 13,500 0 0 AMERICAN GENERAL CORP COMMON 026351106 1,219 17,300 X 5,700 0 11,600 AMERICAN GENERAL MIPS $3.00 SE CONVERT 02637G200 197 2,200 X 0 0 2,200 AMERICAN HOME PRODS CORP COMMON 026609107 979 15,000 X 7,200 0 7,800 ARM HOLDING COMMON 0267838 16,871 387,100 X 333,700 0 53,400 SMITH (W H) GROUP PLC COMMON 0268530 2,220 207,000 X 133,100 0 73,900 AMERICAN INTL GROUP INC COMMON 026874107 48,777 404,365 X 268,912 0 135,453 DIXONS GROUP COMMON 0272304 19,317 911,400 X 749,200 0 162,200 AMERICAN MGMT SYS INC COM COMMON 027352103 36,712 1,075,784 X 676,426 0 399,358 AMERICAN PWR CONVERSN COMMON 029066107 994 36,800 X 33,000 0 3,800 AMERICAN TOWER CORP COMMON 029912201 43,777 1,786,830 X 1,602,630 0 184,200 EMAP ORD 25P COMMON 0299303 5,067 258,800 X 246,800 0 12,000 AMERICAN STORES CO NEW COMMON 030096101 419 12,700 X 12,700 0 0 AMERICAN WOODMARK CORP COM COMMON 030506109 4,923 155,650 X 100,500 0 55,150 AMERICAN XTAL TECHNOLOGY COMMON 030514103 15,570 692,000 X 445,700 0 246,300 AMERISOURCE HEALTH CORP COMMON 03071P102 38,071 1,113,600 X 949,600 0 164,000 AMERITRADE HLDG CORP COMMON 03072H109 20,365 329,800 X 282,700 0 47,100 AMES DEPARTMENT STORES COMMON 030789507 29,496 794,500 X 592,900 0 201,600 AMERITECH CORP NEW COMMON 030954101 11,265 195,512 X 189,812 0 5,700 AMGEN INC COMMON 031162100 120,783 1,613,143 X 701,770 0 911,373 AMSOUTH BANCORPORATION COMMON 032165102 28,928 635,775 X 586,375 0 49,400 AMTRAN INC COMMON 03234G106 979 51,500 X 51,500 0 0 ANALOG DEVICES INC COMMON 032654105 18,841 633,297 X 575,842 0 57,455 ANAREN MICROWAVE INC COMMON 032744104 1,237 51,000 X 47,700 0 3,300 ANCHOR BANCORP WIS INC COMMON 032839102 403 26,200 X 23,400 0 2,800 FKI COMMON 0329459 4,384 1,730,000 X 1,063,200 0 666,800 ANCHOR GAMING COM COMMON 033037102 1 25 X 0 0 25 F I GROUP PLC COMMON 0330417 3,998 744,800 X 491,300 0 253,500 ANDOVER BANCORP INC DEL COMMON 034258103 480 17,700 X 17,700 0 0 ANDRX CORP COM COMMON 034551101 5,958 65,404 X 23,071 0 42,333 ANESTA CORP COMMON 034603100 3,213 142,400 X 93,500 0 48,900 ANHEUSER BUSCH COS INC COMMON 035229103 23,979 314,996 X 94,530 0 220,466 ANNTAYLOR STORES CORP. COMMON 036115103 54,204 1,226,740 X 917,616 0 309,124 ANTEC CORP COMMON 03664P105 3,214 149,500 X 127,800 0 21,700 ANSWERTHINK CONSULTING G COMMON 036916104 969 34,600 X 34,600 0 0 APOLLO GROUP INC COMMON 037604105 36 1,220 X 0 0 1,220 APPLE COMPUTER INC COMMON 037833100 39,663 1,103,659 X 943,753 0 159,906 APPLE COMPUTER INC CONVERT 037833AE0 13,643 10,506,000 X 9,181,000 0 1,325,000 APRIA HEALTHCARE GROUP COMMON 037933108 11,932 1,004,800 X 784,500 0 220,300 APEX PC SOLUTIONS INC COMMON 037945102 13,771 988,050 X 687,150 0 300,900 GRANADA GROUP COMMON 0381125 958 47,300 X 47,300 0 0
PAGE 4 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- APPLIED MATLS INC COMMON 038222105 101,920 1,652,225 X A 1,147,189 0 505,036 APPLIED MICRO CIRCUITS C COMMON 03822W109 15,890 371,700 X 308,800 0 62,900 ARACRUZ CELULOSE S A ADR SP RE COMMON 038496204 11,710 807,515 X 784,671 0 22,844 ARDENT SOFTWARE INC COMMON 039794102 11,181 696,100 X 499,600 0 196,500 ARM HLDGS PLC ADR SPONSORED COMMON 042068106 9,415 71,065 X 50,309 0 20,756 ARMCO INC COMMON 042170100 174 39,200 X 39,200 0 0 COLT TELECOM GROUP PLC COMMON 0424699 6,611 367,000 X 354,800 0 12,200 COLT TELECOM GP 144A COMMON 0429999 3,549 197,000 X 180,700 0 16,300 ARVIN INDS INC COMMON 043339100 11,697 347,239 X 313,700 0 33,539 EESTI TELEKOM GDR REG S COMMON 04338U108 680 30,100 X 30,100 0 0 AS EESTI TELEKOM COMMON 04338U116 5,848 259,000 X 226,200 0 32,800 ASCEND COMMUNICATIONS INC COMMON 043491109 81,954 979,298 X A 892,899 0 86,399 ASHLAND INC COMMON 044204105 4,372 106,800 X 16,400 0 90,400 POWERGEN COMMON 0443746 253 23,000 X 23,000 0 0 AT HOME CORP COM SER A COMMON 045919107 86,929 551,934 X 508,412 0 43,522 AT HOME 144A CONVERT 045919AA5 24,339 22,907,000 X 20,668,000 0 2,239,000 ASSOCIATES FIRST CAP CORP CL A COMMON 046008108 8,236 183,019 X 0 0 183,019 ASTEC INDS INC COM COMMON 046224101 7,824 253,400 X 167,100 0 86,300 ASUSTEK COMPUTER INC COMMON 04648R209 4,352 515,100 X 515,100 0 0 ATHENA NEUROSCIENCES INC. 4.75 CONVERT 046854AB1 215 186,000 X 0 0 186,000 SOUTH AFRICAN BREW PLC COMMON 0483548 2,741 311,800 X 311,800 0 0 ATLANTIC COAST AIRLINES COMMON 048396105 20,723 736,800 X 473,500 0 263,300 ATLAS AIR INC COMMON COMMON 049164106 918 31,875 X 24,000 0 7,875 ATRIX LABS INC COMMON 04962L101 135 12,000 X 12,000 0 0 LAND SECURITIES PLC COMMON 0504502 657 49,600 X 49,600 0 0 AUTOBYTEL COM INC COMMON 05275N106 3,049 72,800 X 48,000 0 24,800 AUTODESK INC COMMON 052769106 2 46 X 0 0 46 AUTOLIV INC COM COMMON 052800109 1,504 40,028 X 24,976 0 15,052 AUTOMOBILE PROTN CORP-AP COMMON 052905106 4,538 567,200 X 452,700 0 114,500 AUTOMATIC DATA PROCESSIN CONVERT 053015AC7 16,548 15,429,000 X 13,692,000 0 1,737,000 AUTOWEB COM INC COMMON 053331104 4,275 120,000 X 82,400 0 37,600 AVERY DENNISON CORP COMMON 053611109 41,262 717,600 X 463,900 0 253,700 AVID TECHNOLOGY INC COMMON 05367P100 10,408 596,900 X 456,100 0 140,800 AVIS RENT A CAR INC COMMON 053790101 8,265 298,500 X 298,500 0 0 AVISTA CORP COMMON 05379B107 310 19,100 X 19,100 0 0 AVON PRODUCTS INC COMMON 054303102 3,219 68,400 X 15,600 0 52,800 AVONDALE INDS INC COMMON 054350103 4,797 162,600 X 138,000 0 24,600 AXA-UAP COMMON 054536107 2,920 44,087 X 28,645 0 15,442 AWARE INC COMMON 05453N100 21,949 467,000 X 296,700 0 170,300 AXENT TECHNOLOGIES INC COMMON 05459C108 4,861 202,000 X 160,200 0 41,800 BB&T CORP COM COMMON 054937107 10,659 294,550 X 287,650 0 6,900 CENTRAL ASIA INV. CO COMMON 055223580 73 48,567 X 48,567 0 0 BJ SVCS CO COMMON 055482103 4,996 214,900 X 214,900 0 0 BP AMOCO P L C COMMON 055622104 2,009 19,900 X 13,802 0 6,098
PAGE 5 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- BMC SOFTWARE INC COMMON 055921100 22,685 612,076 X 281,750 0 330,326 BAKER HUGHES INC COMMON 057224107 870 35,790 X 2,400 0 33,390 BALLY TOTAL FITNESS HLDG COMMON 05873K108 6,413 268,600 X 211,300 0 57,300 BANCO COMERCIAL PORTUGUES SAAD COMMON 059479303 1,201 40,551 X 29,647 0 10,904 BANCO DE GALICIA Y BUENO COMMON 059538207 8,666 539,509 X 539,509 0 0 BANCO DE SANTANDER SPONSORED A COMMON 059574202 1,625 80,967 X 59,762 0 21,205 NATIONAL EXPRESS GROUP COMMON 0621520 5,886 313,000 X 206,400 0 106,600 NESTOR HEALTHCARE GROUP COMMON 0631303 3,292 488,500 X 312,200 0 176,300 BANK ONE CORP COMMON 06423A103 1,042 18,930 X 18,930 0 0 BANK TOKYO-MITSUBISHI LTD SPON COMMON 065379109 2,741 195,695 X 122,697 0 72,998 TELEWEST COMMUNICATIONS COMMON 0654452 6,505 1,499,500 X 1,431,000 0 68,500 BANKAMERICA CORP NEW COMMON 06605F102 5,360 75,890 X 61,890 0 14,000 BANQUE INT ARABE TUNISIE COMMON 06675A108 310 27,400 X 27,400 0 0 BANTA CORP COMMON 066821109 344 18,100 X 18,100 0 0 BARCLAYS PLC ADR COMMON 06738E204 2,464 21,587 X 13,929 0 7,658 PEARSON COMMON 0677608 6,525 286,500 X 273,700 0 12,800 PENINSULAR & ORIENT DFD COMMON 0680048 5,820 399,691 X 381,991 0 17,700 BARRETT RESOURCES CORP COMMON 068480201 6,637 264,800 X 201,100 0 63,700 BASIN EXPL INC COMMON 070107107 3,664 264,100 X 183,300 0 80,800 PRUDENTIAL CORP COMMON 0709954 422 32,400 X 32,400 0 0 BAUSCH & LOMB INC COMMON 071707103 46,209 710,900 X 619,900 0 91,000 BAXTER INTERNATIONAL COMMON 071813109 513 7,780 X 7,780 0 0 VODAFONE GROUP PLC COMMON 0719210 11,289 607,584 X 578,268 0 29,316 RAILTRACK GROUP PLC COMMON 0721293 610 26,700 X 26,700 0 0 BE AEROSPACE INC COMMON 073302101 286 19,400 X 19,400 0 0 BEAR STEARNS COS INC COMMON 073902108 4,865 108,871 X 41,487 0 67,384 BEAZER HOMES USA INC COMMON 07556Q105 1,252 59,600 X 59,600 0 0 BEBE STORES INC COMMON 075571109 12,977 316,500 X 290,900 0 25,600 BECTON DICKINSON & CO COMMON 075887109 486 12,700 X 3,500 0 9,200 BED BATH & BEYOND INC COM COMMON 075896100 75,526 2,069,184 X 1,568,567 0 500,617 BEL FUSE INC COMMON 077347201 1,439 35,100 X 35,100 0 0 BELL & HOWELL CO NEW COM COMMON 077852101 8,280 282,500 X 276,200 0 6,300 BELLSOUTH CORP COMMON 079860102 9,753 243,456 X 40,756 0 202,700 BEN & JERRYS HOMEMADE INC COMMON 081465106 2,273 81,150 X 40,100 0 41,050 BENCHMARK ELECTRS INC COMMON 08160H101 300 10,000 X 10,000 0 0 BERGEN BRUNSWIG CORP COMMON 083739102 92 4,600 X 4,600 0 0 BERKSHIRE HATHAWAY INC D COMMON 084670207 491 209 X 209 0 0 BEST BUY INC COMMON 086516101 153,794 2,957,532 X 2,370,946 0 586,586 BEST SOFTWARE INC COMMON 086579109 3,035 224,800 X 138,000 0 86,800 BESTFOODS COMMON 08658U101 47 1,000 X 0 0 1,000 LLOYDS TSB GROUP COMMON 0870612 7,510 496,500 X 476,300 0 20,200 BEYOND COM CORP COMMON 08860E101 5,243 200,200 X 146,600 0 53,600 BIG FLOWER HLDGS INC COM COMMON 089159107 6,963 223,700 X 164,100 0 59,600 BIG FLOWER 6% 10/15/27 PREFERD 089164305 9,985 160,400 X 143,700 0 16,700
PAGE 6 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- BINDLEY WESTN INDS INC COMMON 090324104 11,094 388,400 X 299,100 0 89,300 BINDVIEW DEV CORP COMMON 090327107 5,652 181,600 X 181,600 0 0 BIOGEN N V COMMON 090597105 108,166 946,235 X 707,433 0 238,802 BIOMATRIX INC COMMON 09060P102 30,880 395,900 X 292,600 0 103,300 BIOMET INC COMMON 090613100 3,850 91,800 X 91,800 0 0 BLACK & DECKER CORP. COMMON 091797100 605 10,900 X 1,000 0 9,900 BLANCH E W HLDGS INC COM COMMON 093210102 2,777 52,900 X 38,700 0 14,200 BLUE RHINO CORP COMMON 095811105 1,166 88,800 X 55,600 0 33,200 BLYTH INDS INC COMMON 09643P108 4,281 181,200 X 181,200 0 0 BOB EVANS FARMS INC COMMON 096761101 5,006 250,300 X 188,400 0 61,900 BOEING CO COMMON 097023105 768 22,600 X 10,800 0 11,600 BOISE CASCADE CORP COMMON 097383103 21,443 664,915 X 455,865 0 209,050 BOSTON ACOUSTICS INC COMMON 100534106 229 14,100 X 0 0 14,100 BOSTON SCIENTIFIC CORP COM COMMON 101137107 755 18,600 X 1,400 0 17,200 BOTTOMLINE TECH DEL INC COMMON 101388106 1,780 27,900 X 19,800 0 8,100 BRIGGS & STRATTON CORP COMMON 109043109 26,042 528,100 X 438,300 0 89,800 BRIGHT HORIZON FAMILY SO COMMON 109195107 2,584 118,110 X 77,720 0 40,389 BRIGHTPOINT INC COMMON 109473108 3,582 606,400 X 570,300 0 36,100 BRINKER INTL INC COMMON 109641100 14,624 563,800 X 511,400 0 52,400 BRIO TECHNOLOGY INC COMMON 109704106 5,262 249,100 X 164,100 0 85,000 BRISTOL MYERS SQUIBB CO COMMON 110122108 87,694 1,367,522 X C 113,252 0 1,251,070 BRITISH TELECOMMUNICATIO COMMON 111021408 2,135 13,005 X 8,881 0 4,124 BROADCAST COM INC COMMON 111310108 4,125 34,900 X 29,900 0 5,000 BROADVISION INC COMMON 111412102 19,419 325,000 X 245,600 0 79,400 BROOKS AUTOMATION INC COMMON 11434A100 6,525 291,600 X 202,300 0 89,300 BROOKTROUT TECHNOLOGY IN COMMON 114580103 902 85,900 X 69,300 0 16,600 BUCKLE INC COMMON COMMON 118440106 4,123 183,260 X 128,510 0 54,750 BUFFETS INC COMMON 119882108 1,082 109,600 X 49,600 0 60,000 BUILDING MATLS HLDG CORP COMMON 120113105 451 44,500 X 10,500 0 34,000 BURLINGTON NORTHN SANTA FE COM COMMON 12189T104 22,352 679,900 X 523,700 0 156,200 BURLINGTON RESOURCES INC COMMON 122014103 36,644 917,548 X 792,726 0 124,822 BUSINESS OBJECTS ADR COMMON 12328X107 8,912 300,200 X 250,300 0 49,900 C&D TECHNOLOGIES INC COMMON 124661109 1,440 57,900 X 51,300 0 6,600 LA ELECTRICIDAD DE CARAC COMMON 12477A106 3,780 245,711 X 245,711 0 0 CBS RADIO 144A 7% 6/11 CONVERT 124847AB0 7,551 4,670,000 X 4,240,000 0 430,000 CBT GROUP PUB LTD ADR SPON NEW COMMON 124853300 194 17,040 X 17,000 0 40 CBS CORP COMMON 12490K107 8,011 196,300 X 196,200 0 0 C-CUBE MICROSYSTEMS COMMON 125015107 3,414 172,300 X 172,300 0 0 CDNOW N2K INC COMMON 125086108 3,127 193,900 X 153,700 0 40,200 CDW COMPUTER CTRS INC COMMON 125129106 15,028 217,800 X 181,600 0 36,200 CEC ENTERTAINMENT INC COMMON 125137109 10,379 289,300 X 231,850 0 57,450 CHS ELECTRONICS INC COMMON 12542A206 2,539 796,700 X 796,700 0 0 CIGNA CORP COMMON 125509109 9,967 118,914 X 108,573 0 10,341 CIT GROUP INC COMMON 125577106 16,684 545,900 X 496,500 0 49,400
PAGE 7 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- CKE RESTAURANTS INC COM PAR $0 COMMON 12561E105 1 57 X 0 0 57 CMGI INC COM COMMON 125750109 187,977 1,026,843 X A 805,237 0 221,606 CMP GROUP INC COMMON 125887109 461 25,100 X 25,100 0 0 CNET INC COMMON 125945105 35,450 384,800 X 288,200 0 96,600 CTG RES INC COMMON 125957100 210 8,700 X 8,700 0 0 CRH PLC COMMON 12626K203 1,217 68,546 X 49,923 0 18,623 CSG SYS INTL INC COMMON 126349109 10,104 256,200 X 116,600 0 139,600 CTS CORP COM COMMON 126501105 185 3,750 X 1,000 0 2,750 CVS CORP COMMON 126650100 6,740 141,900 X 2,800 0 139,100 CABLE & WIRELESS COMMS PLC ADR COMMON 12682P104 1,536 27,159 X 19,610 0 7,549 CABLEVISION SYS CORP CL A COMMON 12686C109 6,912 93,250 X 92,450 0 800 CACI INTL INC COMMON 127190304 1,047 61,800 X 39,400 0 22,400 CAL DIVE INTL INC COMMON 127914109 3,388 162,300 X 162,300 0 0 CAMPBELL SOUP CO COMMON 134429109 557 13,700 X 0 0 13,700 CANADIAN PAC LTD NEW COMMON 135923100 305 15,600 X 0 0 15,600 CANAL PLUS ADR SPONSORED COMMON 137041208 1,916 32,982 X 21,528 0 11,454 CANANDAIGUA BRANDS INC COMMON 137219200 21,481 426,400 X 412,950 0 13,450 CAPITAL ONE FINL CORP COMMON 14040H105 130,568 864,690 X 590,495 0 274,195 CAPITAL RE CP COMMON 140432105 449 26,000 X 26,000 0 0 CARDINAL HEALTH INC COM COMMON 14149Y108 121,414 1,839,612 X A 1,417,745 0 421,867 CAREER EDUCATION CORP COMMON 141665109 1,939 56,000 X 56,000 0 0 CAREMATRIX CORP COMMON 141706101 6,131 322,700 X 265,500 0 57,200 CARLISLE COS INC COM COMMON 142339100 10,344 221,252 X 87,682 0 133,570 CARNIVAL CRUISE LINE CL A COMMON 143658102 11,713 241,185 X 55,111 0 186,074 CARRIER ACCESS CORP COMMON 144460102 17,745 229,523 X 175,323 0 54,200 CASELLA WASTE SYS INC COMMON 147448104 6,193 274,500 X 236,900 0 37,600 CATALYST INTL INC COMMON 14887T105 3,086 297,400 X 197,500 0 99,900 CATERPILLAR INC DEL COMMON 149123101 1,470 32,000 X 9,900 0 21,900 CATHERINES STORES CORP COMMON 14916F100 1,842 263,100 X 188,900 0 74,200 CATO CORP NEW COMMON 149205106 1,052 113,000 X 79,800 0 33,200 CELLULAR COMMUN INTL INC COM COMMON 150918100 12 150 X 0 0 150 CELLSTAR CORP COMMON 150925105 2,064 198,900 X 198,900 0 0 CELESTICA INC SUB VTG SHS COMMON 15101Q108 2,045 63,041 X 38,487 0 24,554 CELLULAR COMM OF PUERTO RICO COMMON 15116N108 397 14,700 X 3,100 0 11,600 CEMENTOS LIMA S A COMMON 151263100 1,481 114,754 X 114,754 0 0 CEMEX S A SPONSORED ADR COMMON 151290202 1,245 152,638 X 96,621 0 56,017 CENTEX CORPORATION COMMON 152312104 1,090 32,664 X 26,834 0 5,830 CENTEX CONSTRUCTION PROD COMMON 15231R109 12,801 367,700 X 255,200 0 112,500 CENTOCOR INC CONVERT 152342AE1 9,799 10,050,000 X 8,952,000 0 1,098,000 CENTRAL GARDEN & PET COMMON 153527106 435 25,800 X 25,800 0 0 CENTRAL PKG CORP COMMON 154785109 348 10,100 X 10,100 0 0 CENTURY BUSINESS SVCS IN COMMON 156490104 4,329 395,800 X 365,900 0 29,900 CENTURY COMMUNICATIONS C COMMON 156503104 599 12,900 X 12,900 0 0 CENTURY TEL ENTERPRISES COMMON 156686107 27,341 392,275 X 354,375 0 37,900
PAGE 8 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- CERIDIAN CORP COMMON 15677T106 1,987 54,337 X 48,253 0 6,084 KUZBASSENERGO ORD (CORE) COMMON 15688P853 32 220,000 X 220,000 0 0 CESKE RADIOKOMUNICACE A COMMON 157139106 8,303 242,080 X 242,080 0 0 CESKE RADIOKOMNIKCE REG COMMON 157139205 1,293 37,720 X 37,720 0 0 CHAMPIONSHIP AUTO RACING COMMON 158711101 3,108 106,700 X 94,700 0 12,000 CHANCELLOR MEDIA CORP COMMON 158915108 4,585 97,300 X 97,300 0 0 CHANCELLOR MEDIA CORP PREFERD 158915405 3,481 36,450 X 36,450 0 0 THE CHASE MANHATTEN CORPORATIO COMMON 16161A108 50,688 622,899 X 419,156 0 203,743 CHATTEM INC COMMON 162456107 5,225 167,200 X 167,200 0 0 CHEAP TICKETS INC COMMON 162672109 454 13,500 X 13,500 0 0 CHEVRON CORPORATION COMMON 166751107 320 3,600 X 3,500 0 0 CHICOS FAS INC COMMON 168615102 1,726 80,300 X 44,000 0 36,300 CHILDRENS PL RETAIL STOR COMMON 168905107 8,124 301,600 X 260,700 0 40,900 CHINA TELECOM HONG KONG LTD AD COMMON 169428109 1,643 49,230 X 40,421 0 8,809 CHIREX INC COMMON 170038103 2,330 95,100 X 63,300 0 31,800 CIBER INC COMMON COMMON 17163B102 9,194 474,486 X 460,600 0 13,886 CIENA CORP COMMON 171779101 2,282 101,400 X 101,400 0 0 CINAR CORP COMMON 171905300 9,163 398,400 X 243,700 0 154,700 CIRCLE INTL GROUP INC COMMON 172574105 354 24,300 X 24,300 0 0 CIRCUIT CITY STORE/GRP COMMON 172737108 38,313 500,000 X 455,000 0 45,000 CISCO SYS INC COMMON 17275R102 109,614 1,000,450 X C 296,209 0 701,734 CINTAS CORP COMMON 172908105 4,106 62,800 X 56,400 0 6,400 CITIGROUP INC. COMMON 172967101 2,147 33,618 X 23,619 0 9,999 CITRIX SYS INC COM COMMON 177376100 87,091 2,284,362 X 1,700,063 0 584,299 CITRIX SYSTEM 144A CONVERT 177376AA8 5,156 15,000,000 X 13,640,000 0 1,360,000 CITY NATL CORP COMMON 178566105 2,945 95,400 X 93,000 0 2,400 CLAIRES STORES INC COMMON 179584107 24,514 813,713 X 548,633 0 265,080 CLARIFY INC COMMON 180492100 15,049 563,900 X 385,800 0 178,100 CLEAR CHANNEL COMMUNICAT COMMON 184502102 74,435 1,109,936 X A 1,022,436 0 87,500 CLEAR CHANNEL COMMUNICAT CONVERT 184502AB8 19,744 16,051,000 X 14,086,000 0 1,965,000 CLEVELAND CLIFFS INC COMMON 185896107 341 10,000 X 10,000 0 0 CLOROX CO DEL COMMON COMMON 189054109 29,113 248,439 X 42,549 0 205,890 CLOSURE MED CORP COMMON 189093107 236 6,200 X 6,200 0 0 COACHMEN INDUSTRIES COMMON 189873102 330 16,100 X 16,100 0 0 COASTAL CORP COMMON 190441105 221 6,700 X 6,700 0 0 COCA COLA CO COMMON 191216100 1,406 22,903 X 0 0 22,803 COCA-COLA FEMSA S A DE C COMMON 191241108 331 20,300 X 20,300 0 0 COLE KENNETH PRODTNS INC COMMON 193294105 2,411 91,400 X 91,400 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 25,157 273,450 X 102,750 0 170,700 COLONIAL BANCGROUP INC COMMON 195493309 317 26,400 X 26,400 0 0 COLT TELECOM GROUP PLC SPONSOR COMMON 196877104 1,433 19,946 X 14,660 0 5,286 COLUMBIA ENERGY GROUP COMMON 197648108 11,380 217,800 X 217,800 0 0 COMAIR INC COMMON 199789108 31,822 1,347,000 X 982,887 0 364,113 ATI TECHNOLOGIES INC COMMON 2000978 7,767 506,500 X 478,900 0 27,600
PAGE 9 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- COMCAST CORPORATION CLASS A COMMON 200300101 11,327 184,171 X 122,071 0 62,100 COMCAST CORP CL A SPL COMMON 200300200 66,308 1,053,528 X 505,082 0 548,446 COMCAST CORP (CNV PREF) COMMON 200300408 4,789 60,000 X 52,250 0 7,750 COMERICA INC COMMON 200340107 23,710 379,750 X 288,050 0 91,700 COMMERCE BANCORP NJ COMMON 200519106 5,556 134,685 X 116,300 0 18,385 GRUPO FINANCIERP INBURSA COMMON 2017020 4,423 1,659,000 X 1,361,300 0 297,700 COMMSCOPE INC COMMON 203372107 6,685 319,300 X 264,500 0 54,800 COMMUNITY BK SYS INC COMMON 203607106 367 15,400 X 15,400 0 0 COMMUNITY FIRST BANKSHAR COMMON 203902101 354 17,700 X 17,700 0 0 GAMES TRADER 10/29/00 COMMON 204409403 13,526 278,000 X 278,000 0 0 CVRD CIA VALE DO RIO COMMON 204412100 462 31,700 X 31,700 0 0 COMPAQ COMPUTER CORP COMMON 204493100 19,378 611,524 X 47,900 0 563,624 COMPLETE BUSINESS SOLUTI COMMON 20452F107 8,199 417,800 X 417,800 0 0 COMPUTER ASSOC INTL INC COMMON 204912109 733 20,600 X 9,600 0 11,000 COMPUTER NETWORK TECHNOL COMMON 204925101 8,927 553,600 X 517,800 0 35,800 COMPUTER SCIENCES CORP COMMON 205363104 1,074 19,476 X 15,381 0 4,095 COMPUTER TASK GROUP INC COMMON 205477102 5,339 249,800 X 249,800 0 0 COMPUWARE CORP COMMON 205638109 51,538 2,158,686 X 801,178 0 1,357,508 COMPX INTERNATIONAL INC COMMON 20563P101 778 61,000 X 61,000 0 0 COMVERSE TECHNOLOGY INC COMMON 205862402 83,766 987,940 X 717,327 0 270,613 COMVERSE TECH 5.75%06 CONVERT 205862AE5 275 170,000 X 0 0 170,000 COMVERSE TECH 144A CONVERT 205862AF2 16,215 11,154,000 X 9,934,000 0 1,220,000 COMVERSE TECHNOLOGY CONVERT 205862AG0 5,691 3,915,000 X 3,443,000 0 472,000 CONCENTRIC NETWORK CORP COMMON 20589R107 24,899 333,100 X 276,300 0 56,800 COMPUTER HORIZON CORP COMMON 205908106 1 58 X 0 0 58 COM21 INC COMMON 205937105 11,062 421,404 X 322,504 0 98,900 CONCORD COMMUNICATIONS I COMMON 206186108 34,873 611,800 X 462,100 0 149,700 CONCORD EFS INC COMMON 206197105 21,785 790,400 X 673,250 0 117,150 CONCUR TECHNOLOGIES INC COMMON 206708109 4,946 109,600 X 72,400 0 37,200 TALISMAN ENERGY INC(CAD) COMMON 2068299 4,208 194,400 X 184,900 0 9,500 CONEXANT SYSTEMS INC COMMON 207142100 39,538 1,428,000 X 1,271,500 0 156,500 BANESPA PREFFERED COMMON 2074296 5,756 126,570,117 X 1 26,570,117 0 0 CONSECO INC INCOME PRIDES PREFERR 208464602 146 3,700 X 0 0 3,700 CONSOLIDATED EDISON INC COMMON 209115104 28,660 632,500 X 540,500 0 92,000 CONSOLIDATED GRAPHICS IN COMMON 209341106 22,049 381,800 X 288,600 0 93,200 GRANA Y MONTERO COMMON 2096580 480 1,536,401 X 1,536,401 0 0 CONSOLIDATED STORES CORP COMMON 210149100 3,880 128,000 X 128,000 0 0 ELECTROPAULO METRO PN COMMON 2107578 2,308 63,850,000 X 63,850,000 0 0 CONTINENTAL AIRLS INC COMMON 210795308 1 27 X 0 0 27 RESEARCH IN MOTION LTD COMMON 2117265 4,013 385,500 X 256,400 0 129,100 COOPER INDUSTRIES COMMON 216669101 338 7,940 X 7,940 0 0 ROGERS COMMUNICATIONS IN COMMON 2169051 5,328 294,200 X 280,300 0 13,900 COORS ADOLPH COMPANY COMMON 217016104 42,598 788,868 X 525,674 0 263,194 COPART INC COMMON 217204106 4,673 225,200 X 204,600 0 20,600
PAGE 10 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- CARSO TELECOM COMMON 2178336 29,256 5,647,600 X 5,638,900 0 8,700 CEMENTOS NORTE PACASMAYO COMMON 2182155 57 51,578 X 51,578 0 0 CEMEX SA COMMON 2183084 377 90,000 X 90,000 0 0 CEMEX SA CPO COMMON 2183578 7,843 1,923,320 X 1,923,320 0 0 CORDANT TECHNOLOGIES INC COM COMMON 218412104 5,325 133,756 X 72,202 0 61,554 CEMENTOS LIMA COMMON 2185648 2,747 212,884 X 212,884 0 0 CEMIG COMMON 2192712 845 37,782,194 X 37,782,194 0 0 CORNING INC COM COMMON 219350105 35,572 592,849 X 365,389 0 227,460 CORPORATE EXECUTIVE BRD COMMON 21988R102 2,543 96,400 X 64,000 0 32,400 CIA ENERGETICA DO CEARA COMMON 2203368 815 325,000,000 X 3 25,000,000 0 0 COSTCO COMPANIES INC COMMON 22160Q102 107,515 1,174,211 X A 906,412 0 267,799 COSTCO COMPANIES 144A CONVERT 22160QAA0 15,903 14,811,000 X 12,850,000 0 1,961,000 COSTCO COMPANIES INC. 0% 8/19/ CONVERT 22160QAC6 8,745 8,145,000 X 6,695,000 0 1,450,000 COTELLIGENT GROUP INC COMMON 221630106 432 48,700 X 48,700 0 0 COUNTRYWIDE CREDIT INDS COMMON 222372104 26,491 706,422 X 506,882 0 199,540 CORP INTER AM ENTERTAIN COMMON 2224347 17,249 5,827,095 X 5,729,363 0 97,732 COVANCE INC COMMON 222816100 7,308 291,600 X 226,300 0 65,300 COX COMMUNICATIONS INC COMMON 224044107 57,245 756,961 X A 677,761 0 79,200 CRAFTMADE INTL INC COMMON 22413E104 4,376 291,700 X 212,300 0 79,400 FOMENTO ECON MEXIC UNITS COMMON 2242059 9,910 3,244,200 X 3,244,200 0 0 CORP INTERAMERICANA L COMMON 2243513 6,373 2,380,784 X 2,197,784 0 183,000 CRANE CO. COMMON 224399105 3,078 127,250 X 116,150 0 11,100 CREATIVE COMPUTERS INC COMMON 22527E107 11,923 395,800 X 323,500 0 72,300 CREE RESEARCH INC COMMON 225447101 13,288 283,100 X 272,500 0 10,600 CIA VALE DO RIO DOCE COMMON 2257127 6,355 431,700 X 431,700 0 0 CELESTICA INC COMMON 2263362 1,371 41,900 X 26,400 0 15,500 CRITICAL PATH INC COMMON 22674V100 7,030 91,300 X 91,300 0 0 CROMPTON & KNOWLES CORP COMMON 227111101 274 17,400 X 17,400 0 0 CROSSMANN CMNTYS INC COMMON 22764E109 3,013 151,100 X 137,600 0 13,500 CROWN CASTLE INTL CORP COMMON 228227104 30,442 1,691,200 X 1,377,300 0 313,900 CULLEN FROST BANKERS INC COMMON 229899109 829 17,300 X 15,200 0 2,100 CURATIVE HEALTH SVCS COMMON 231264102 403 35,000 X 35,000 0 0 CYBERIAN OUTPOST COMMON 231914102 4,029 204,000 X 162,200 0 41,800 FERREYROS SA COMMON 2320126 4,762 6,695,134 X 6,695,134 0 0 CUTTER & BUCK INC COMMON 232217109 8,502 265,700 X 210,700 0 55,000 CYBEX CORP COMMON COMMON 232522102 10,968 611,425 X 507,850 0 103,575 CYMER INC COMMON 232572107 33,644 1,692,800 X 1,551,000 0 141,800 DII GROUP INC COMMON 232949107 3,045 104,100 X 104,100 0 0 DM MANAGEMENT CO COMMON 233233105 5,853 374,600 X 246,900 0 127,700 D R HORTON INC COMMON 23331A109 2,784 166,200 X 39,400 0 126,800 D S T SYSTEMS INC COMMON 233326107 2,426 40,396 X 24,586 0 15,810 DTE ENERGY CO COMMON 233331107 596 15,500 X 15,500 0 0 DT INDUSTRIES INC COMMON 23333J108 180 25,500 X 25,500 0 0 DAL-TILE INTL INC COMMON 23426R108 8,460 933,500 X 654,800 0 278,700
PAGE 11 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- DANA CORP COMMON 235811106 2,065 54,350 X 150 0 54,200 DANAHER CORP SHS BEN INT COMMON 235851102 26,078 499,080 X 254,172 0 244,908 DARDEN RESTAURANTS INC. COMMON 237194105 6,379 309,348 X 213,355 0 95,993 DATA PROCESSING RES CORP COMMON 237823109 430 31,400 X 31,400 0 0 GRUPO TELEVISA SA COMMON 2380108 285 18,060 X 18,060 0 0 DAVE & BUSTER'S INC COMMON 23833N104 6,759 329,700 X 313,900 0 15,800 BIMBO SER A ORD COMMON 2392471 39 17,361 X 17,361 0 0 GRUPO CARSO COMMON 2393452 12,038 2,933,000 X 2,933,000 0 0 GRUPO CEMENTOS CHIHUAHUA COMMON 2393496 713 838,000 X 838,000 0 0 DAYTON HUDSON CORP COMMON 239753106 63,196 948,536 X 84,424 0 864,112 GRUPO FINANCIERO BANCOME COMMON 2402875 3,593 10,531,000 X 10,346,000 0 185,000 DEAN FOODS CO COM COMMON 242361103 8 228 X 228 0 0 DEL MONTE FOODS CO COM COMMON 24522P103 7 500 X 0 0 500 DELL COMPUTER CORP COMMON 247025109 194,893 4,768,004 X C 1,714,233 0 3,043,971 DELPHI FINL GROUP INC COMMON 247131105 5,054 149,200 X 106,200 0 43,000 DELUXE CORP COM COMMON 248019101 20 700 X 0 0 700 DENALI INC COMMON 248221103 2,044 230,300 X 158,100 0 72,200 DENDRITE INTL INC COMMON 248239105 10,554 473,000 X 424,100 0 48,900 KIMBERLY CLARK MEX COMMON 2491914 6,341 1,684,900 X 1,684,900 0 0 KIMBERLY CLARK MEXICO B COMMON 2491925 33 10,000 X 10,000 0 0 DIAL CORP NEW COM COMMON 25247D101 33,057 961,619 X 311,247 0 650,372 DIAMOND OFFSHORE DRILLIN COMMON 25271C102 34,459 1,089,600 X 989,100 0 100,500 DIAMOND OFFSHORE DRILLIN CONVERT 25271CAA0 22,969 22,138,000 X 19,663,000 0 2,475,000 DIEBOLD INC COMMON 253651103 202 8,411 X 8,411 0 0 DIGITAL RIV INC COM COMMON 25388B104 20,430 510,750 X 420,400 0 90,350 DIME CMNTY BANCSHARES COMMON 253922108 2,298 100,200 X 90,600 0 9,600 DIME BANCORP COMMON 25429Q102 9,386 404,761 X 244,276 0 160,485 DISNEY WALT COMPANY COMMON 254687106 12,565 403,700 X 19,600 0 383,800 DIXONS GROUP PLC ADR COMMON 255875205 2,841 44,459 X 29,289 0 15,170 DOLLAR TREE STORES INC COM COMMON 256747106 4,593 148,468 X 113,807 0 34,661 DONALDSON LUFKIN & JENRECOMMON COMMON 257661108 56,342 807,747 X 676,358 0 131,389 DOR ENERGY 1998 LTD COMMON 258095108 96 29,900 X 29,900 0 0 DOUBLECLICK INC COMMON 258609304 35,639 195,750 X 178,250 0 17,500 DOUBLECLICK INC CONVERT 258609AA4 11,363 9,000,000 X 8,170,000 0 830,000 DOW CHEMICAL COMPANY COMMON 260543103 8,033 86,200 X 8,400 0 77,800 DRIL-QUIP INC COMMON 262037104 2,853 129,300 X 118,100 0 11,200 DSET CORP COMMON 262504103 552 47,500 X 47,500 0 0 DU PONT E I DE NEMOURS & COMMON 263534109 331 5,700 X 2,300 0 3,200 DYCOM INDS INC COM COMMON 267475101 43,043 989,500 X 803,050 0 186,450 PEREZ COMPANC SA COMMON 2681931 7,530 1,602,021 X 1,602,021 0 0 ECI TELECOM LTD COMMON 268258100 497 14,200 X 14,200 0 0 EFG HERMES GDR 144A COMMON 268425105 1,616 133,900 X 133,900 0 0 E M C CORP MASS COMMON 268648102 147,944 1,158,080 X 512,851 0 645,229 E M C CORP MASS 144A CONVERT 268648AC6 14,433 2,515,000 X 2,230,000 0 285,000
PAGE 12 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- EMC CORP 3.25%3/15/02 CONVERT 26865YAA2 5,660 987,000 X 795,000 0 192,000 ESAT TELECOM GROUP PLC ADR SPO COMMON 26883Y102 6,516 155,604 X 121,662 0 33,942 EVI INC PREFERD 268939402 10,677 351,500 X 316,500 0 35,000 E TRADE GROUP INC COM COMMON 269246104 38,676 663,250 X 590,800 0 72,450 EAGLE USA AIRFREIGHT INC COMMON 270018104 1,528 47,000 X 42,300 0 4,700 EARTHGRAINS COMPANY COMMON 270319106 2,693 121,384 X 115,537 0 5,847 EARTHLINK NETWORK INC COMMON 270322100 16,356 272,600 X 234,600 0 38,000 EARTHWEB INC COMMON 27032C108 318 5,800 X 5,800 0 0 EASTERN ENTERPRISES COMMON 27637F100 378 10,400 X 10,400 0 0 EASTMAN KODAK CO COMMON 277461109 2,387 37,376 X 9,876 0 27,400 ECHELON CORP COMMON 27874N105 1,429 142,900 X 98,900 0 44,000 ECHOSTAR COMMUNICATNS COMMON 278762109 40,102 491,300 X 394,300 0 97,000 ECLIPSE SURGICAL TECHNOL COMMON 278849104 1,652 157,300 X 108,700 0 48,600 ECO SOIL SYS INC COMMON 278858105 4,097 590,600 X 410,300 0 180,300 ECOLAB INC COM COMMON 278865100 607 17,100 X 2,700 0 14,400 ECSOFT GROUP PLC COMMON 279240105 7,679 240,900 X 212,300 0 28,600 EL PASO ENERGY CORP DEL COMMON 283905107 535 16,378 X 16,378 0 0 ELAN PLC COMMON 284131208 230 3,300 X 3,300 0 0 ELCOR CORP COM COMMON 284443108 8,850 251,500 X 203,400 0 48,100 ELDER BEERMAN STORES COMMON 284470101 2,177 252,400 X 206,400 0 46,000 ELECTRO SCIENTIFIC INDS COMMON 285229100 7,375 158,600 X 133,200 0 25,400 ELECTRONIC ARTS INC COMMON 285512109 542 11,400 X 0 0 11,400 ELECTRONICS FOR IMAGING INC CO COMMON 286082102 46,091 1,181,816 X 820,990 0 360,826 TELERJ TEL RIO JANEIRO COMMON 2879963 946 39,700,000 X 20,540,000 019,160,000 EMERSON ELEC CO COMMON 291011104 2,954 55,800 X 53,900 0 1,900 EMMIS COMMUNICATIONS COMMON 291525103 15,420 308,400 X 262,500 0 45,900 EMPI INC. COMMON 291586105 1,286 59,500 X 27,700 0 31,800 ENERGEN CORP COMMON 29265N108 439 29,400 X 29,400 0 0 ENGELHARD CORP COMMON 292845104 134 7,900 X 7,900 0 0 ENRON CORP COMMON 293561106 37,483 583,396 X 348,752 0 234,644 ENTERCOM COMMUNICATIONS COMMON 293639100 5,306 150,000 X 150,000 0 0 ENTRUST TECHNOLOGIES INC COMMON 293848107 875 25,931 X 25,931 0 0 EQUANT N V SHS-N Y REGISTR COMMON 294409107 15,522 206,273 X 185,517 0 20,756 ERICSSON L M TEL CO CONVERT 294821509 4,401 686,980 X 594,660 0 92,320 ETHAN ALLEN INTERIORS INC COMMON 297602104 8,974 215,920 X 149,114 0 66,806 EVEREST REINS HLDGS INC COM COMMON 299808105 1 20 X 0 0 20 EVERGREEN MEDIA 144A PREFERD 300248408 11,313 118,460 X 103,530 0 14,930 EXBUD GDR 144A COMMON 30064T106 240 35,600 X 35,600 0 0 EXCEL SWITCHING CORP COMMON 30067V108 678 32,300 X 32,300 0 0 EXCHANGE APPLICATIONS COMMON 300867108 905 36,000 X 36,000 0 0 EXCITE INC COM COMMON 300904109 50,232 358,798 X 235,830 0 122,968 EXODUS COMMUNICATIONS INC COM COMMON 302088109 78,951 586,996 X 524,496 0 62,500 EXODUS COMMUNICATIONS CONVERT 302088AC3 14,411 9,000,000 X 8,203,000 0 797,000 EXPEDITORS INTL WASH INC COMMON 302130109 10,940 202,600 X 117,400 0 85,200
PAGE 13 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- EXXON CORP COMMON 302290101 72,920 1,033,406 X 620,406 0 412,800 FNB CORP PA COMMON 302520101 382 16,600 X 16,600 0 0 FPL GROUP INC COMMON 302571104 1,141 21,425 X 6,725 0 14,700 FACTSET RESH SYS INC COMMON 303075105 13,051 301,750 X 184,150 0 117,600 FAIR ISAAC & CO INC COMMON COMMON 303250104 307 8,300 X 1,400 0 6,900 FAMILY DLR STORES INC COMMON 307000109 37,455 1,628,473 X 1,106,651 0 521,822 FAMILY GOLF CTRS INC COMMON 30701A106 3,515 472,550 X 330,000 0 142,550 FATBRAIN COM INC COMMON 311889109 5,712 249,700 X 189,800 0 59,900 FDX CORP COMMON 31304N107 20,237 217,600 X 192,400 0 25,200 FEDERAL HOME LN MTG CORP COMMON 313400301 32,427 565,800 X 160,500 0 405,300 FEDERAL MOGUL CORP COM COMMON 313549107 1 23 X 0 0 23 FEDERAL NATL MTG ASSN COMMON 313586109 110,960 1,602,317 X 454,374 0 1,147,943 FEDERATED DEPT STORES COMMON 31410H101 3,772 94,000 X 5,600 0 88,400 FIDELITY NATL FINL INC COMMON 316326107 1,054 70,270 X 52,710 0 17,560 FIFTH THIRD BANCORP COMMON 316773100 884 13,400 X 6,100 0 7,300 FINANCIAL FED CORP COMMON 317492106 1,835 96,600 X 57,900 0 38,700 FINANCIAL SEC ASSURN HLD COMMON 31769P100 1,340 27,000 X 9,200 0 17,800 FINGERHUT COS INC COMMON 317867109 25 1,000 X 0 0 1,000 FINOVA GROUP INC COMMON COMMON 317928109 511 9,850 X 9,850 0 0 FINOVA CV 5.5% PFD PREFERD 31808E207 7,411 102,930 X 89,790 0 13,140 FIRST AMERN FINL CORP CALIF COMMON 318522307 19,878 1,257,147 X 1,051,153 0 205,994 FIRST REP BK SAN FRANCIS COMMON 336158100 434 18,000 X 18,000 0 0 FIRST UNION CORP COMMON 337358105 7,013 131,250 X 131,250 0 0 FIRST WASH BANCORP INC W COMMON 33748T104 4,103 211,080 X 191,520 0 19,560 FIRST YRS INC COMMON 337610109 4,021 288,500 X 204,900 0 83,600 FIRSTAR CORP NEW WIS COM COMMON 33763V109 43,012 767,328 X 254,140 0 513,188 FISERV INC COMMON 337738108 40,144 748,600 X 694,500 0 54,100 FIRSTFED FINL CORP DEL COM COMMON 337907109 1 82 X 0 0 82 FLAGSTAR BANCORP INC COM COMMON 337930101 2,009 75,800 X 60,600 0 15,200 FLASHNET COMMUNICATIONS COMMON 338527104 1,859 45,200 X 30,200 0 15,000 FLEET FINL GROUP INC NEW COMMON 338915101 26,770 711,500 X 552,500 0 159,000 FLEETWOOD ENTERPRISES IN COMMON 339099103 10,316 360,400 X 277,100 0 83,300 FLORIDA PROGRESS CORP COMMON 341109106 1,755 46,500 X 2,300 0 44,200 FLOWERS INDS INC COMMON 343496105 2,301 93,450 X 93,450 0 0 FLUOR CORP COMMON 343861100 419 15,500 X 15,500 0 0 FOMENTO ECONOMICO MEX COMMON 344419106 4,226 136,600 X 135,200 0 1,400 FOODMAKER INC NEW COM NEW COMMON 344839204 32,449 1,272,500 X 858,000 0 414,500 FORD MTR CO DEL COMMON 345370100 32,139 566,950 X 506,250 0 60,700 FOREST LABS INC COM COMMON 345838106 81,801 1,451,014 X 1,205,196 0 245,818 FORRESTER RESH INC COMMON 346563109 2,694 88,700 X 47,500 0 41,200 FORT JAMES CORP COMMON 347471104 282 8,900 X 0 0 8,900 FORWARD AIR CORP COMMON 349853101 3,155 240,400 X 167,000 0 73,400 FOSSIL INC COM COMMON 349882100 9,199 308,540 X 201,500 0 107,040 FOSTER WHEELER CORP COMMON 350244109 276 22,800 X 22,800 0 0
PAGE 14 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- FOX ENTMT GROUP INC CL A COMMON 35138T107 42,721 1,574,951 X 1,109,344 0 465,607 FRANCE TELECOM ADR SPONSORED COMMON 35177Q105 756 9,366 X 6,943 0 2,423 FREMONT GEN CORP COMMON 357288109 1 78 X 0 0 78 FRESENIUS MED CARE AG SPONSORE COMMON 358029106 1,598 79,174 X 57,395 0 21,779 FRONTIER CORP COMMON 35906P105 6,449 124,323 X 114,040 0 10,283 FRONTIER INS GROUP INC N COMMON 359081106 238 20,000 X 20,000 0 0 FUISZ TECHNOLOGIES LTD COMMON 359536109 658 100,300 X 100,300 0 0 FUJITSU LTD ADR 5 COM COMMON 359590304 2,008 25,223 X 15,850 0 9,373 FURNITURE BRANDS INTL INC COM COMMON 360921100 13,696 618,941 X 439,960 0 178,981 G & K SVCS INC COMMON 361268105 3,051 66,050 X 66,050 0 0 GATX CORP COMMON COMMON 361448103 797 24,200 X 16,100 0 8,100 GKN PUB LTD CO ADR COMMON 361755200 2,390 158,107 X 103,719 0 54,388 GST TELECOMMUNICATIONS I COMMON 361942105 4,910 448,900 X 349,100 0 99,800 GP STRATEGIES CORP COMMON 36225V104 5,655 318,600 X 226,400 0 92,200 GTE CORP COMMON 362320103 2,015 33,300 X 24,800 0 8,500 GALLAGHER ARTHUR J & CO COMMON 363576109 2,696 58,600 X 58,200 0 400 GAMES TRADER INC COMMON 36466N100 919 556,000 X 556,000 0 0 GANNETT INC DEL COMMON 364730101 18,708 296,950 X 213,350 0 83,600 GAP INC DEL COMMON 364760108 8,140 120,925 X 22,525 0 98,400 GATEWAY 2000 INC COM COMMON 367833100 1,012 14,762 X 3,500 0 11,262 GENENTECH INC SPL COM COMMON 368710307 7,220 81,458 X 31,019 0 50,439 GENERAL DYNAMICS CORP COMMON 369550108 36,250 564,200 X 444,700 0 119,500 GENERAL ELEC CO COMMON 369604103 144,139 1,302,960 X 519,715 0 783,045 GENERAL INSTR CORP DEL COM COMMON 370120107 16,401 541,088 X 351,779 0 189,309 GENERAL MILLS INC COMMON 370334104 75,211 995,350 X C 636,750 0 355,100 GENERAL MTRS CORP COMMON 370442105 46,127 530,200 X 530,100 0 0 GENTEX CORP COM COMMON 371901109 6,242 289,474 X 175,747 0 113,727 GENESYS TELECOMMUNICATIO COMMON 371931106 405 26,900 X 26,900 0 0 GENESIS MICROCHIP INC COMMON 371933102 8,085 340,400 X 310,000 0 30,400 GENESIS DIRECT INC COMMON 371935107 1,172 273,800 X 273,800 0 0 GENZYME CORP COMMON 372917104 38,252 758,400 X 679,700 0 78,700 GEORGIA PAC CORP COMMON 373298108 40,036 539,200 X 468,800 0 70,400 GEOTEL COMMUNICATIONS CO COMMON 373656107 25,000 544,956 X 418,756 0 126,200 GERBER SCIENTIFIC INC COMMON 373730100 202 10,000 X 10,000 0 0 GETTY IMAGES INC COMMON 374276103 4,164 198,300 X 139,400 0 58,900 GILEAD SCIENCES INC COMMON 375558103 13,459 295,800 X 239,200 0 56,600 GILMAN & CIOCIA INC COMMON 375908100 2,469 197,500 X 135,500 0 62,000 GLATFELTER P H CO COMMON 377316104 437 39,100 X 39,100 0 0 GLOBAL INDS LTD COMMON 379336100 29,130 2,877,000 X 2,457,500 0 419,500 GLOBAL TELESYSTEMS GROUP INCCD COMMON 37936U104 11,415 204,078 X 173,455 0 30,623 GLOBAL TELESYSTEMS GROUP CONVERT 37936UAE4 4,787 4,040,000 X 3,605,000 0 435,000 GLOBAL VACATION GROUP IN COMMON 37937F106 1,640 138,100 X 138,100 0 0 GLOBIX CORP COM COMMON 37957F101 9,880 264,800 X 197,400 0 67,400 GOLDEN WEST FINL CORP DE COMMON 381317106 334 3,500 X 1,900 0 1,600
PAGE 15 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- GOLF TR AMER INC COMMON 38168B103 5,390 240,900 X 210,800 0 30,100 GO2NET INC COM COMMON 383486107 40,875 308,200 X 265,600 0 42,600 GRACE W R & CO DEL NEW COMMON 38388F108 269 22,200 X 0 0 22,200 GRANITE CONSTR INC COMMON 387328107 10,221 437,250 X 354,450 0 82,800 GREAT UNVL STORES PLC ADR ORD COMMON 391334604 978 93,175 X 66,519 0 26,656 GREENPOINT FINL CORP COMMON 395384100 646 18,600 X 18,600 0 0 GROUP 1 AUTOMOTIVE INC COMMON 398905109 1,260 51,300 X 38,500 0 12,800 GROUPE DANONE COMMON 399449107 1,252 25,093 X 18,464 0 6,629 GRUPO TELEVISA SA DE CV COMMON 40049J206 15,375 490,050 X 490,050 0 0 ASSA ABLOY COMMON 4009304 208 5,000 X 0 0 5,000 AKBANK COMMON 4011127 8,156 253,554,080 X 2 53,554,080 0 0 AKSIGORTA COMMON 4012078 4,081 78,079,500 X 78,079,500 0 0 ALLEANZA ASSICURAZ COMMON 4015970 9,007 755,100 X 722,400 0 32,700 GUIDANT CORP COMMON 401698105 165,333 2,732,762 X 1,479,535 0 1,253,227 ALTRAN TECHNOLOGIES COMMON 4021869 5,919 23,330 X 15,350 0 7,980 GULFSTREAM AEROSPC CORP NEW CO COMMON 402734107 62,106 1,431,808 X 1,159,017 0 272,791 HSBC HLDGS PLC SPONSORED ADR COMMON 404280307 1,682 5,342 X 3,329 0 2,013 ATLAS COPCO AB COMMON 4050971 1,112 41,000 X 41,000 0 0 HAIN FOOD GROUP INC COMMON 405219106 7,460 452,100 X 396,500 0 55,600 ATHENS MEDICAL CARE COMMON 4056612 3,380 167,899 X 167,899 0 0 ASSICURAZIONI GENERALI COMMON 4056719 1,762 44,000 X 44,000 0 0 HALLIBURTON COMPANY COMMON 406216101 54,045 1,403,791 X 1,072,613 0 331,178 HAMBRECHT & QUIST GRP COMMON 406545103 5,259 151,600 X 106,700 0 44,900 BANCO COMERCIAL PORTUGUE COMMON 4070269 8,929 295,415 X 288,715 0 6,700 BANCO COMERCIAL PORTUGUE COMMON 407026J 379 15,200 X 15,200 0 0 BPI BCO PORT INVEST COMMON 407256G 281 9,000 X 9,000 0 0 BCA COMM ITALIANA COMMON 4072942 8,852 1,079,000 X 1,026,300 0 52,700 HANDLEMAN CO DEL COM COMMON 410252100 196 14,650 X 3,000 0 11,650 HANGER ORTHOPEDIC GROUP COMMON 41043F208 10,962 812,000 X 699,600 0 112,400 HANNA M A CO COMMON 410522106 418 32,600 X 32,600 0 0 ACCOR COMMON 4112321 546 2,200 X 2,200 0 0 HARBINGER CORP COMMON 41145C103 4,161 616,400 X 376,600 0 239,800 BOUYGUES COMMON 4115159 5,743 20,700 X 13,400 0 7,300 BAER HLDGS AG COMMON 4116958 12,757 3,935 X 3,350 0 585 HARLEY DAVIDSON INC COMMON 412822108 45,618 795,078 X 653,835 0 141,243 HARLEYSVILLE GROUP INC COMMON 412824104 217 11,200 X 11,200 0 0 HARMONIC INC COMMON 413160102 9,517 344,500 X 228,500 0 116,000 BNP COMMON 4133667 10,354 119,000 X 114,300 0 4,700 HARTE-HANKS COMMUNCATN COMMON 416196103 11,466 417,900 X 385,100 0 32,800 CAP GEMINI SA COMMON 4163437 7,752 46,300 X 43,500 0 2,800 HARTFORD FINANCIAL SERVICES COMMON 416515104 30,112 530,013 X 357,674 0 172,339 HARTFORD LIFE INC COMMON 416592103 43,582 792,400 X 674,500 0 117,900 CANAL PLUS COMMON 4171720 12,280 41,900 X 40,500 0 1,400 CIMPOR CIMENTOS DE PORTU COMMON 417589G 305 10,400 X 10,400 0 0
PAGE 16 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- VIVENDI COMMON 4175926 5,176 21,038 X 19,400 0 1,638 CASINO GUICH PERR COMMON 4178419 9,344 105,300 X 99,600 0 5,700 CASTORAMA DUBOIS COMMON 4179144 14,220 67,900 X 58,800 0 9,100 HASBRO BRADLEY INC COMMON 418056107 61 2,100 X 0 0 2,100 CRH ORD IEP.25 COMMON 4182249 5,082 294,400 X 281,800 0 12,600 ELKJOP NORGE ASA COMMON 4186887 4,516 84,100 X 55,000 0 29,100 CENTROS COMER CONTINENTE COMMON 4187998 6,485 233,200 X 219,200 0 14,000 CHIPITA COMMON 4189314 2,514 69,140 X 69,140 0 0 HAVERTY FURNITURE INC COMMON 419596101 1,992 78,500 X 68,400 0 10,100 COMMERCIAL BK OF GREECE COMMON 4212823 7,115 45,600 X 45,600 0 0 ALCATEL COMMON 4216825 1,230 10,700 X 10,700 0 0 HEALTH MGMT ASSOC INC NEW CL A COMMON 421933102 1 73 X 0 0 73 HEADWAY CORPORATE RESOUR COMMON 422101105 1,141 260,800 X 172,500 0 88,300 HEARTLAND EXPRESS INC COMMON 422347104 313 20,600 X 20,600 0 0 HEINZ H J COMPANY COMMON 423074103 42,619 899,600 X 159,000 0 740,600 HENRY JACK & ASSOC INC COMMON 426281101 20,670 562,450 X 448,750 0 113,700 HERTZ CORP CL A COMMON 428040109 27,747 518,640 X 412,568 0 106,072 HI / FN INC COMMON 428358105 6,495 173,200 X 122,400 0 50,800 HAVAS ADVERTISING COMMON 4301594 5,518 28,477 X 18,136 0 10,341 ENKA HOLDING COMMON 4313492 109 700,000 X 700,000 0 0 ELEKTRIM COMMON 4320102 4,684 441,008 X 441,008 0 0 ERICSSON LM TEL COMMON 4321558 1,289 53,000 X 53,000 0 0 DEUTSCHE BANK AG COMMON 4326672 1,408 27,000 X 27,000 0 0 DT PFANDBRIEF/HYPO COMMON 4355063 425 4,800 X 4,800 0 0 DRESDNER BANK AG COMMON 4355870 12,442 311,500 X 297,100 0 14,400 GALERIES LAFAYETTE COMMON 4360603 2,715 2,620 X 1,800 0 820 HOLLYWOOD ENTMT CORP COMMON 436141105 10,410 558,900 X 447,500 0 111,400 HOME DEPOT INC COMMON 437076102 135,153 2,171,119 X C 323,131 0 1,842,188 HOME DEPOT INC 3.250% 10/01/01 CONVERT 437076AE2 17,373 6,241,000 X 5,446,000 0 795,000 HON INDS INC COM COMMON 438092108 1 66 X 0 0 66 HONDA MTR LTD COMMON 438128308 1,801 20,198 X 11,293 0 8,905 HONEYWELL INC COMMON 438506107 8 100 X 100 0 0 HOOPER HOLMES INC COMMON 439104100 17,181 1,099,600 X 791,800 0 307,800 HOUGHTON MIFFLIN CO COMMON 441560109 12,914 275,500 X 227,600 0 47,900 HELLENIC BOTTLING CO COMMON 4420723 903 30,450 X 30,450 0 0 HOUSTON INDS 7.0% 7/1/00 PREFERD 442161204 20,094 166,755 X 147,445 0 19,310 INTRASOFT SA COMMON 4434274 6,787 287,930 X 254,330 0 33,600 ITC LIMITED-GDR COMMON 4438094 7,707 282,830 X 282,830 0 0 ISS INTL SERV SYS B ORD COMMON 4442620 3,844 59,200 X 37,900 0 21,300 JERONIMO MARTINS COMMON 4477235 3,187 89,450 X 89,450 0 0 JERONIMO MARTINS COMMON 447723F 593 11,800 X 11,800 0 0 HUTCHISON WHAMPOA LTD ADR COMMON 448415208 1,292 33,160 X 23,613 0 9,547 IBP INC COMMON 449223106 14,190 761,900 X 636,100 0 125,800 ICOS CORP COMMON 449295104 7,290 216,000 X 195,900 0 20,100
PAGE 17 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- IDEC PHARMACEUTICALS COMMON 449370105 14,231 277,000 X 250,200 0 26,800 IMS HEALTH INC COM COMMON 449934108 5,156 155,637 X 149,772 0 5,865 ISS GROUP INC COMMON 450306105 48,654 612,000 X 515,700 0 96,300 I T C LTD COMMON 450318100 542 19,900 X 19,900 0 0 ITT EDUCATIONAL SERVICES COMMON 45068B109 1,878 50,000 X 50,000 0 0 IXC COMMUNICATIONS INC COMMON 450713102 2,028 44,200 X 44,200 0 0 ILLINOIS TOOL WKS INC COMMON 452308109 5,931 95,850 X 38,750 0 57,100 IMAGE ENTERTAINMENT COMMON 452439201 3,098 527,350 X 409,450 0 117,900 IMALL INC COMMON 45244X306 3,090 191,600 X 125,000 0 66,600 IMMUNEX CORP NEW COMMON 452528102 32,950 395,800 X 362,400 0 33,400 IMPERIAL BANCORP COM COMMON 452556103 511 29,839 X 29,788 0 51 IMRGLOBAL CORP COMMON 45321W106 16,369 922,200 X 763,200 0 159,000 INCYTE PHARMACEUTICALS I COMMON 45337C102 4,219 210,300 X 147,300 0 63,000 FIELMANN AG PFD COMMON 4536749 6,097 171,150 X 121,400 0 49,750 SUEZ LYONNAISE DES EAUX COMMON 4540438 8,743 47,250 X 44,350 0 2,900 INFINITY BROADCASTING CP COMMON 45662S102 17,090 663,685 X 648,254 0 15,431 INFORMATION ADVANTAGE SO COMMON 45669P101 1,286 194,100 X 127,800 0 66,300 INFOSYS TECHNOLOGIES LTD COMMON 456788108 3,308 76,700 X 76,700 0 0 INFOSEEK CORP COMMON 45678M107 80,349 1,085,800 X 914,600 0 171,200 INFOSPACE COM INC COM COMMON 45678T102 32,241 363,800 X 283,300 0 80,500 INGERSOLL-RAND COMPANY COMMON 456866102 73,296 1,477,021 X 753,365 0 723,656 INGRAM MICRO 0%18 CONVERT 457153AB0 79 259,000 X 0 0 259,000 NH HOTELES S.A. COMMON 4571784 3,269 284,900 X 189,900 0 95,000 OTP BANK RT COMMON 4572282 418 10,800 X 10,800 0 0 INSIGHT ENTERPRISES INC COMMON 45765U103 7,689 310,685 X 248,098 0 62,587 INSITUFORM TECHNOLS COMMON 457667103 4,167 238,150 X 176,700 0 61,450 EUROPOLITAN HOLD MAIN COMMON 4578644 6,839 74,200 X 70,100 0 4,100 INTEL CORP COMMON 458140100 197,878 1,752,732 X C 576,101 0 1,173,216 INTELLIGROUP INC COMMON 45816A106 1,577 245,000 X 167,600 0 77,400 INTERFACE INC COMMON 458665106 408 42,400 X 42,400 0 0 INTERIM SVCS INC COMMON 45868P100 944 62,900 X 40,700 0 22,200 INTERMET CORP COMMON 45881K104 441 33,000 X 33,000 0 0 MICHELIN CGDE REG 'B' COMMON 4588364 10,496 234,000 X 226,000 0 8,000 MILLIYET GAZETECILIK AS COMMON 4589602 2,414 268,779,000 X 2 68,779,000 0 0 INTERNATIONAL BUS MACH COMMON 459200101 18,292 103,201 X 19,208 0 83,793 MIGROS TURK T.A.S. COMMON 4593034 5,219 3,973,500 X 3,973,500 0 0 INTERNATIONAL INTEGRATIO COMMON 459698106 1,917 59,900 X 59,900 0 0 INTERNATIONAL GAME TECH COMMON 459902102 142 9,700 X 9,700 0 0 INTERNATIONAL NETWORK SV COMMON 460053101 26,094 373,100 X 245,800 0 127,300 INTERNATIONAL PAPER CO COMMON 460146103 8,054 190,900 X 190,800 0 0 INTL SPECIALTY PRODS INC COMMON 460337108 265 35,000 X 35,000 0 0 INTERNATIONAL TELECOMMUN COMMON 46047F104 2,029 163,950 X 161,750 0 2,200 INTERSTATE BAKERIES CORP DELCO COMMON 46072H108 234 10,864 X 10,800 0 64 INTERSTATE ENERGY CORP W COMMON 460845100 266 10,000 X 10,000 0 0
PAGE 18 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- INTERVOICE INC COMMON 461142101 15,121 1,374,600 X 1,145,700 0 228,900 INTERVU INC COM COMMON 46114R106 11,969 269,700 X 226,900 0 42,800 INTIMATE BRANDS INC CL A COMMON 461156101 117,165 2,434,606 X 2,037,943 0 396,663 INTUIT COMMON 461202103 6,543 64,300 X 64,300 0 0 INVESTMENT TECHNOLOGY GP INCCO COMMON 461450108 1,965 38,736 X 15,004 0 23,732 INVITROGEN CORP COMMON 46185R100 1,253 97,300 X 67,200 0 30,100 NATIONAL BANK OF GREECE COMMON 4625959 19,044 281,700 X 280,890 0 810 IRELAND BK SPONSORED ADR COMMON 46267Q103 699 8,285 X 6,021 0 2,264 ISTITUTO NAZIONALE ASSICURAZAD COMMON 465234102 1,405 47,632 X 34,998 0 12,634 IVILLAGE INC COMMON 46588H105 8,643 86,000 X 73,000 0 13,000 IXOS SOFTWARE AG ADR SPON REP COMMON 46600V108 2,881 57,067 X 36,807 0 20,260 JSB FINL INC COM COMMON 46624M100 180 3,600 X 1,200 0 2,400 JABIL CIRCUIT INC COMMON 466313103 421 10,400 X 10,400 0 0 JACOR COMMUNUNICATIONS I COMMON 469858401 38,517 506,800 X 451,200 0 55,600 JAKKS PAC INC COMMON 47012E106 2,636 142,500 X 95,000 0 47,500 JAN BELL MARKETING INC WT 12-1 WARRANT 470760117 0 13 X 0 0 13 RANBAXY LAB SP GDR COMMON 4720423 8,685 514,520 X 514,520 0 0 RAFAKO COMMON 4740261 147 89,100 X 89,100 0 0 MOL MAGYAR OLAJ ES GAZIP COMMON 4742494 236 11,000 X 11,000 0 0 ROCHE HLDG AG COMMON 4745772 8,231 675 X 668 0 7 JEFFERSON PILOT CORP COM COMMON 475070108 26,835 396,100 X 290,900 0 105,200 JOHN NUVEEN CO COMMON 478035108 343 8,200 X 8,200 0 0 JOHNSON & JOHNSON COMMON 478160104 22,964 245,600 X 165,500 0 80,100 JOHNSTOWN AMER INDS INC COMMON 479477101 7,182 482,800 X 344,700 0 138,100 JONES APPAREL GROUP INC COMMON 480074103 34,462 1,233,556 X 883,419 0 350,137 JONES LANG LASALLE INC COMMON 48020Q107 9,573 319,100 X 258,700 0 60,400 JONES PHARMA INC COMMON 480236108 21,034 605,300 X 498,900 0 106,400 CIE DES SIGNAUX SA COMMON 4807605 3,263 52,119 X 35,872 0 16,247 JUNO LTG INC COMMON 482047107 2,459 109,600 X 104,900 0 4,700 ELF AQUITAINE COMMON 4824080 7,225 53,200 X 50,800 0 2,400 K MART CORP COMMON 482584109 4,057 241,300 X 241,300 0 0 K-SWISS INC CL A COMMON 482686102 8,781 347,800 X 231,400 0 116,400 KANSAS CITY SOUTHN INDS COMMON 485170104 1,066 18,700 X 0 0 18,700 KAO CORP ADR COMMON 485537203 2,482 11,369 X 7,166 0 4,203 KAUFMAN & BROAD HOME CORP COMMON 486168107 48 2,125 X 1,950 0 175 KAUF&BROAD HOMES PREFERD 486168503 3,047 380,910 X 335,620 0 45,290 KEANE INC COMMON 486665102 3,099 145,420 X 100,300 0 45,120 TURKIYE IS BANKASI COMMON 4869939 86 1,971,250 X 1,971,250 0 0 KEEBLER FOODS CO COM COMMON 487256109 54,333 1,488,552 X 1,093,938 0 394,614 SYNTHELABO COMMON 4872896 5,308 24,400 X 24,100 0 300 TELECOM ITALIA MOBILE COMMON 4876746 1,453 216,000 X 216,000 0 0 KELLSTROM INDS INC COMMON 488035106 5,980 376,700 X 297,100 0 79,600 KELLSTROM INDS INC CONVERT 488035AE6 4,442 5,640,000 X 4,984,000 0 656,000 KELLWOOD CO COMMON 488044108 371 16,800 X 16,800 0 0
PAGE 19 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- TELEFONICA S.A. COMMON 4880822 2,701 63,688 X 61,836 0 1,852 TELEVISION FRANCAISE COMMON 4881160 5,256 28,000 X 26,400 0 1,600 TELINFO COMMON 4881193 3,760 27,800 X 18,400 0 9,400 KENDLE INTERNATIONAL INC COMMON 48880L107 4,242 210,800 X 210,800 0 0 TITAN CEMENT CO. S.A COMMON 4888280 327 4,300 X 4,300 0 0 A/S TOMRA SYSTEMS COMMON 4897082 3,708 99,500 X 64,200 0 35,300 TOTAL SA B COMMON 4905413 296 2,400 X 2,400 0 0 KENT ELECTRONICS CORP COMMON 490553104 131 13,200 X 13,200 0 0 WIELKOPOLSKI BANK KREDY COMMON 4939649 82 15,000 X 15,000 0 0 KILROY RLTY CORP COMMON 49427F108 7,912 385,950 X 275,750 0 110,200 SAMSUNG ELECTRIC II COMMON 4942818 8,338 204,122 X 203,222 0 900 VEBA AG COMMON 4942904 10,525 200,000 X 192,600 0 7,400 KIMBERLY CLARK CORP COMMON 494368103 523 10,900 X 0 0 10,900 KINGFISHER PLC SPONSORED ADR COMMON 495724205 805 31,578 X 23,315 0 8,263 WOLTERS KLUWER CERTIFIC COMMON 4977111 8,252 45,500 X 43,400 0 2,100 YAPI VE KREDI BANKASI AS COMMON 4986742 4,926 266,322,100 X 2 66,322,100 0 0 KMART FING I PREFERD 498778208 15,234 251,800 X 225,300 0 26,500 KNIGHT TRANSN INC COMMON 499064103 1,015 52,400 X 49,400 0 3,000 KNIGHT/TRIMARK GROUP INC CL A COMMON 499067106 34 500 X 500 0 0 ZAKLADY PIWOWARSKIE W COMMON 4999717 1,365 13,189 X 13,189 0 0 KOHLS CORP COMMON 500255104 49,977 705,150 X 617,150 0 88,000 KOMERCNI BANKA A S COMMON 500459409 4,431 1,127,000 X 1,127,000 0 0 KONINKLIJKE AHOLD NV ADR SPONS COMMON 500467303 3,217 84,081 X 56,542 0 27,539 KOREA ELECTRIC PWR ADR COMMON 500631106 3,865 304,600 X 304,600 0 0 KORN FERRY INTL COMMON 500643200 4,611 351,300 X 318,500 0 32,800 KROGER CO COMMON 501044101 17,555 293,201 X 170,051 0 123,150 KROLL O GARA CO COMMON 501050108 5,631 207,600 X 137,400 0 70,200 KRONOS INC COMMON 501052104 2,421 98,775 X 74,850 0 23,925 KULICKE & SOFFA INDS INC COMMON 501242101 7,795 308,700 X 308,700 0 0 LHS GROUP INC COM COMMON 501938104 281 9,600 X 9,600 0 0 LSI LOGIC CORP COMMON 502161102 28,137 902,200 X 787,900 0 114,300 LSI LOGIC CORP CONVERT 502161AB8 8,426 7,000,000 X 6,350,000 0 650,000 LSI INDS INC COMMON 50216C108 570 33,800 X 33,800 0 0 L-3 COMMUNICATIONS HLDGS COMMON 502424104 18,491 399,800 X 250,500 0 149,300 NOVARTIS (BR) COMMON 5047842 749 460 X 460 0 0 LABOR READY INC COMMON 505401208 23,738 908,650 X 816,300 0 92,350 LADD FURNITURE INC COMMON 505739201 1,389 81,100 X 81,100 0 0 LAFARGE CORP COM COMMON 505862102 4,981 177,900 X 173,200 0 4,700 STRATEC HOLDING AG REG B COMMON 5061789 3,752 2,100 X 1,430 0 670 MEDIASET SPA COMMON 5077946 9,081 965,800 X 924,000 0 41,800 PRAZSKE PIVOVARY COMMON 5085530 23 12,000 X 12,000 0 0 CARSI BUYUK MAGAZACILIK COMMON 5085778 111 2,076,000 X 2,076,000 0 0 LAM RESEARCH CORP COMMON 512807108 6,943 239,400 X 177,900 0 61,500 LAMAR ADVERTISING CO COMMON 512815101 21,747 640,800 X 564,800 0 76,000
PAGE 20 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- ENDEMOL ENTERTAINMENT COMMON 5146437 4,118 121,100 X 68,600 0 52,500 LANDAMERICA FINL GROUP I COMMON 514936103 3,967 136,800 X 116,900 0 19,900 LANDSTAR SYS INC COMMON 515098101 5,118 154,500 X 136,900 0 17,600 PLIVA REG S COMMON 5174706 538 33,500 X 33,500 0 0 LASER VISION CTRS INC COM COMMON 51807H100 24,625 645,900 X 466,200 0 179,700 LASON INC COMMON 51808R107 22,982 408,562 X 344,862 0 63,700 NUTRECO HOLDINGS NV COMMON 5183359 4,351 105,639 X 71,099 0 34,540 LATTICE SEMICONDUCTOR CO COMMON 518415104 5,923 130,000 X 107,400 0 22,600 LATVIJAS UNIBANKA 144A COMMON 518421102 313 91,500 X 91,500 0 0 LAUDER ESTEE COS INC CL A COMMON 518439104 18,607 196,900 X 12,100 0 184,800 UNIQUE INTL COMMON 5184716 4,202 145,500 X 99,500 0 46,000 AL AHRAM BEVERAGES GDR COMMON 5197929 978 30,761 X 30,761 0 0 MOBILCOM AG COMMON 5210473 5,192 19,011 X 12,581 0 6,430 ALLIANZ AG (RGD) COMMON 5231485 231 760 X 760 0 0 LEGATO SYSTEMS INC COMMON 524651106 20,553 398,136 X 337,318 0 60,818 LEHMAN BROS HLDGS INC COMMON 524908100 243 4,060 X 4,060 0 0 AHOLD (KON) NV COMMON 5252602 9,259 241,600 X 231,000 0 10,600 BANK HANDLOWY W. WARSZAW COMMON 5256068 152 12,900 X 12,900 0 0 LENNAR CORP COMMON 526057104 27,302 1,220,200 X 1,047,500 0 172,700 LENNAR CORP CONVERT 526057AA2 9,908 22,582,000 X 20,237,000 0 2,345,000 HACI OMER SABANCI HLDG COMMON 5268568 369 15,305,599 X 15,305,599 0 0 PROLION COMMON 5271179 1,987 21,400 X 13,100 0 8,300 SIXT AG NON VTG PRF COMMON 5271276 421 7,950 X 0 0 7,950 SPT TELECOM AS COMMON 5272569 383 28,633 X 28,633 0 0 LEVEL ONE COMMUNICATNS COMMON 527295109 13,664 281,000 X 239,900 0 41,100 LEVEL 3 COMMUNICATIONS I COMMON 52729N100 7,645 105,000 X 105,000 0 0 BARON DE LEY COMMON 5289202 4,154 113,000 X 75,200 0 37,800 MUENCHENER RUCKVER REG COMMON 5294121 9,376 47,000 X 44,700 0 2,300 TELECOM ITALIA COMMON 5297506 13,938 1,312,090 X 1,261,400 0 50,690 LEXMARK INTL GROUP INC CL A COMMON 529771107 84,918 759,050 X 371,770 0 387,280 LIFECORE BIOMEDICAL INC COMMON 532187101 817 94,000 X 62,600 0 31,400 LILLY ELI AND COMPANY COMMON 532457108 53,368 628,799 X 49,299 0 579,500 LIMITED INC COMMON 532716107 430 10,860 X 10,860 0 0 LINCARE HLDGS INC COMMON 532791100 8,170 290,500 X 279,400 0 11,100 MODERN TIMES GROUP B SH COMMON 5328127 5,332 298,300 X 197,500 0 100,800 SCM MICROSYSTEMS COMMON 5333529 451 7,300 X 0 0 7,300 LINCOLN NATL CORP IND COMMON 534187109 13,032 131,800 X 40,100 0 91,700 FOMENTO DE CNSTR Y CNTRA COMMON 5350056 7,304 118,700 X 112,900 0 5,800 EM TV MERCHANDISING COMMON 5352353 10,313 12,170 X 8,000 0 4,170 LINEAR TECHNOLOGY CORP COMMON 535678106 31,186 608,520 X 405,828 0 202,692 LINENS N THINGS INC COMMON 535679104 16,358 360,500 X 267,000 0 93,500 LIPOSOME CO INC COMMON 536310105 13,407 997,700 X 725,100 0 272,600 LITHIA MTRS INC COMMON 536797103 1,527 96,200 X 66,800 0 29,400 BRISA AUTO ESTRADAS D PT COMMON 5369193 6,025 130,100 X 126,300 0 3,800
PAGE 21 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- IBERSOL SGPS SA COMMON 5370764 4,216 46,586 X 40,986 0 5,600 IBERSOL SGPS SA COMMON 537076E 361 3,100 X 3,100 0 0 INFOGRAMES COMMON 5387612 6,017 91,225 X 60,400 0 30,825 LONE STAR INDS INC COM COMMON 542290408 14,820 478,052 X 362,400 0 115,652 LONGS DRUG STORES CORP COM COMMON 543162101 1,540 50,603 X 18,962 0 31,641 KAMPS AG COMMON 5437078 2,471 23,600 X 23,300 0 300 KINOWELT MEDIEN AG COMMON 5443503 6,732 36,900 X 24,100 0 12,800 NOKIA SER A COMMON 5444498 1,803 11,200 X 11,200 0 0 ORTIVUS AB B SHRS COMMON 5453234 2,333 342,600 X 229,400 0 113,200 BANCO SANTANDER ESP250 COMMON 5454260 9,804 478,000 X 458,100 0 19,900 HEINEKEN COMMON 5455821 338 6,700 X 6,700 0 0 MANNESMANN AG COMMON 5460955 16,368 131,960 X 125,800 0 6,160 ELECTROLUX AB SER B COMMON 5466782 468 23,600 X 23,600 0 0 AIXTRON ORD COMMON 5468346 5,953 27,850 X 17,850 0 10,000 BANQUE PARIBAS A (NEW) COMMON 5471731 10,131 90,761 X 86,460 0 4,301 BANK PEKAO SA COMMON 5473113 99 10,000 X 10,000 0 0 CESKE RADIOKOMUNIKACE COMMON 5479207 511 14,840 X 14,840 0 0 YAPI KREDI KORAY COMMON 5479779 71 12,028,000 X 12,028,000 0 0 TNT POST GROUP NV COMMON 5481558 8,307 275,800 X 263,600 0 12,200 INTRACOM COMMON 5482023 11,725 201,530 X 201,530 0 0 UBS AG COMMON 5485958 8,598 27,370 X 26,070 0 1,300 LOWES COS INC COMMON 548661107 10,742 177,550 X 119,450 0 58,100 SIVA SGPS SA COMMON 5494437 2,033 130,800 X 96,200 0 34,600 LUCENT TECHNOLOGIES INC COM COMMON 549463107 176,918 1,695,880 X C 546,278 0 1,146,912 VOLKSWAGEN AG COMMON 5497102 1,909 28,700 X 28,700 0 0 INTERSHOP COMM COMMON 5499551 382 2,050 X 0 0 2,050 BCO BILBAO VIZCAYA (NEW) COMMON 5501906 1,317 88,400 X 88,400 0 0 LYCOS INC COM COMMON 550818108 16,537 192,150 X 159,400 0 32,750 MAF BANCORP INC COMMON 55261R108 2,831 127,225 X 127,225 0 0 MBNA CORP COMMON 55262L100 7,644 320,175 X 27,975 0 292,200 M D C HLDGS INC COMMON 552676108 6,746 469,300 X 350,500 0 118,800 MCI WORLDCOM INC COMMON 55268B106 63,887 721,365 X 360,526 0 360,839 EDEL MUSIC AG COMMON 5528637 3,544 9,770 X 5,900 0 3,870 DAIMILERCHRYSLER AG COMMON 5529027 9,435 108,436 X 104,093 0 4,343 MGM GRAND INC COMMON 552953101 13,168 391,600 X 391,600 0 0 M/I SCHOTTENSTEIN HOMES COMMON 55305B101 4,249 239,400 X 192,900 0 46,500 SWISSCOM AG REG COMMON 5533976 9,957 25,500 X 24,000 0 1,500 TRANSPORTES AZKAR S.A. COMMON 5541913 3,335 268,600 X 173,800 0 94,800 MOBISTAR SA COMMON 5541979 11,797 186,800 X 159,700 0 27,100 IXOS SOFTWARE AG COMMON 5542897 5,267 20,500 X 12,970 0 7,530 SEAT PAGINE GIALLE SPA COMMON 5543050 7,839 6,692,400 X 6,386,400 0 306,000 SONERA GROUP PLC COMMON 5556586 5,987 360,100 X 338,900 0 21,200 MACROVISION CORP COMMON 555904101 15,126 408,800 X 318,400 0 90,400 PANAFON REG S COMMON 5560361 599 23,600 X 23,600 0 0
PAGE 22 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- MACROMEDIA INC COMMON 556100105 18,719 413,100 X 413,100 0 0 KUDELSKI SA BEARER COMMON 5568859 4,384 1,100 X 710 0 390 CLASS EDITORI COMMON 5574878 4,384 494,000 X 325,100 0 168,900 ACCIONA S.A. COMMON 5579107 9,252 180,460 X 152,980 0 27,480 FORTIS (B) EUR COMMON 5596593 8,429 228,300 X 217,700 0 10,600 MAGYAR TAVKOZLESI RT COMMON 559776109 4,618 172,654 X 172,654 0 0 MAHANAGAR TEL NIGAM LTD COMMON 559778105 577 54,400 X 54,400 0 0 MAHANA TEL NIGAM-GDR COMMON 559778204 1,121 105,800 X 105,800 0 0 FORTIS (NL) NV COMMON 5598931 1,131 29,500 X 29,500 0 0 MAIL-WELL INC COMMON 560321200 12,744 952,800 X 843,600 0 109,200 MAIL-WELL INC CONVERT 560321AD3 6,695 6,902,000 X 6,276,000 0 626,000 UNITED PAN EUROPE COMM COMMON 5617461 5,188 132,400 X 91,200 0 41,200 JERONIMO MARTINS 99 COMMON 5619252 1,477 41,448 X 41,448 0 0 PRIMACOM AG COMMON 5622335 5,378 160,700 X 106,200 0 54,500 MANITOWOC INC COMMON 563571108 11,934 285,000 X 175,000 0 110,000 MANNESMANN A G SPONS COMMON 563775303 2,174 17,334 X 11,215 0 6,119 DUCATI MOTOR HOLDING SPA COMMON 5641534 2,662 910,000 X 585,900 0 324,100 MAPICS INC COMMON 564910107 201 26,100 X 26,100 0 0 MARK IV INDS INC COMMON 570387100 381 29,300 X 29,300 0 0 MARKET FACTS INC COM COMMON 570559104 3,769 171,300 X 110,300 0 61,000 MARSH & MCLENNAN COS INC COMMON 571748102 590 7,950 X 7,950 0 0 MARRIOTT INTL INC NEW CL A COMMON 571903202 20 600 X 600 0 0 MARTIN MARIETTA MTLS INC COM COMMON 573284106 120 2,100 X 2,100 0 0 MARUI LTD ADR NEW COMMON 573814308 2,347 68,981 X 42,650 0 26,331 MASCO CORP COMMON 574599106 424 14,988 X 13,288 0 1,700 MASTECH CORP COMMON 57632N105 1,269 97,600 X 72,300 0 25,300 MATTHEWS INTL CORP COMMON 577128101 1,733 63,300 X 41,100 0 22,200 MAXWELL TECHNOLOGIES INC COMMON 577767106 313 13,400 X 8,700 0 4,700 MAY DEPT STORES CO COMMON 577778103 446 11,400 X 0 0 11,400 MAXXIM MED INC COMMON 57777G105 4,113 217,900 X 198,800 0 19,100 MAYTAG CORP COM COMMON 578592107 83,263 1,379,089 X 803,622 0 575,467 MCCLATCHY NEWSPAPERS INC CL A COMMON 579489105 1,680 50,050 X 35,300 0 14,750 MCDERMOTT INTL INC COMMON 580037109 285 11,251 X 11,200 0 51 MCDONALDS CORP COMMON 580135101 3,983 87,900 X 19,500 0 68,200 MCGRAW HILL INC COMMON 580645109 61,860 1,135,040 X 623,666 0 511,374 MCKESSON FIN TR 5% PREFERD 58155P501 6,117 66,985 X 58,885 0 8,100 MCKESSON HBOC INC COMMON 58155Q103 6,965 105,538 X 103,256 0 2,282 MECON INC COMMON 58400M105 420 60,000 X 60,000 0 0 MEDCO RESEARCH INC COMMON 584059109 2,597 99,900 X 55,300 0 44,600 MEDE AMER CORP COMMON 584067102 612 30,800 X 30,800 0 0 MEDIAONE GROUP INC COM COMMON 58440J104 9,281 146,306 X 139,741 0 6,565 MEDIAONE GROUP INC PREFERD 58440J203 22,874 177,920 X 158,720 0 19,200 MEDICIS PHARMACEUTICAL C COMMON 584690309 35,502 1,183,386 X 985,224 0 198,162 MEDIMMUNE INC COMMON COMMON 584699102 26,326 444,765 X 292,966 0 151,799
PAGE 23 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- MEDQUIST INC COM COMMON 584949101 14,710 490,340 X 383,800 0 106,540 MEDTRONIC INC COMMON 585055106 640 8,900 X 8,900 0 0 MELITA INTERNATIONAL COR COMMON 585493109 1,824 140,300 X 93,100 0 47,200 MELLON BK CORP COMMON 585509102 8,558 121,600 X 105,800 0 15,800 MEN'S WEARHOUSE INC COMMON 587118100 14,045 486,400 X 364,250 0 122,150 MENTOR GRAPHICS CORP COMMON 587200106 5,499 407,300 X 383,000 0 24,300 MERCK & CO INC COMMON 589331107 52,530 655,600 X 129,600 0 525,800 MERCURY GENL CORP NEW COMMON 589400100 245 7,036 X 7,000 0 36 MERCURY INTERACTIVE CORPCOMMON COMMON 589405109 60,912 1,709,800 X 1,447,600 0 262,200 MEREDITH CORP COM COMMON 589433101 14 442 X 0 0 442 MERITOR AUTOMOTIVE INC COMMON 59000G100 1,521 98,100 X 88,700 0 9,400 MERKERT AMERN CORP COMMON 590080107 2,723 250,400 X 210,200 0 40,200 MERRILL LYNCH & CO INC COMMON 590188108 4,761 53,800 X 53,800 0 0 CIBER INC PREFERD 590188645 4,373 100,540 X 90,720 0 9,820 MERRILL LYNCH & CO INC STRYPES CONVERT 590188777 133 2,200 X 0 0 2,200 MERRILL LYNCH/KROGER 1% CONVERT 59018SZ23 13,071 13,545,000 X 12,115,000 0 1,430,000 MESA AIR GROUP INC COMMON 590479101 1,058 169,200 X 31,300 0 137,900 MESABA HLDGS INC COMMON 59066B102 6,794 506,800 X 261,650 0 245,150 META GROUP INC COMMON 591002100 2,325 151,200 X 121,800 0 29,400 METRIS COS INC COMMON 591598107 29,438 729,104 X 599,636 0 129,468 METRO INFORMATION SERVIC COMMON 59162P104 2,728 150,000 X 116,600 0 33,400 METRO ONE TELECOMMUNICAT COMMON 59163F105 1,781 125,000 X 85,900 0 39,100 METROMEDIA FIBER NETWORK COMMON 591689104 36,139 697,500 X 472,400 0 225,100 METTLER-TOLEDO INTL INC COM COMMON 592688105 6,244 252,278 X 166,728 0 85,550 MICHAEL FOOD INC NEW COMMON 594079105 7,492 393,000 X 344,100 0 48,900 MICREL INC COMMON 594793101 10,033 200,400 X 165,100 0 35,300 MICROSOFT CORP COMMON 594918104 238,823 2,664,702 X C 963,654 0 1,696,048 MICROCHIP TECHNOLOGY INC COMMON 595017104 8,490 245,200 X 204,700 0 40,500 MICRO WHSE INC COMMON 59501B105 39,813 2,469,000 X 2,026,800 0 442,200 MICROFINANCIAL INC COMMON 595072109 2,793 192,600 X 133,700 0 58,900 MICRON TECHNOLOGY INC COMMON 595112103 1,393 28,900 X 24,100 0 4,800 MICRON TECHNOLOGY CONVERT 595112AB9 15,623 14,536,000 X 12,724,000 0 1,812,000 MICROWAVE PWR DEVICES IN COMMON 59517M103 1,773 221,600 X 154,800 0 66,800 TURKIYE IS BANKASI C COMMON 5966620 31 956,250 X 956,250 0 0 MIDWEST EXPRESS HLDGS IN COMMON 597911106 9,196 313,050 X 278,550 0 34,500 MILLENNIUM PHARMACEUTICA COMMON 599902103 2,103 67,300 X 46,700 0 20,600 MILLER HERMAN INC COMMON 600544100 7,029 385,170 X 261,700 0 123,470 ARABIAN INTL CONSTRUC COMMON 6016379 226 34,200 X 34,200 0 0 AIFUL CORP COMMON 6019419 5,129 75,280 X 47,620 0 27,660 MINDSPRING ENTERPRISES COMMON 602683104 22,497 261,400 X 195,100 0 66,300 ANGLO AMERICAN CORP OF COMMON 6032524 3,567 103,100 X 103,100 0 0 MINIMED INC COMMON 60365K108 26,260 258,400 X 196,100 0 62,300 MININGCO COM INC COMMON 60366T108 1,969 22,000 X 11,000 0 11,000 MINNESOTA MNG & MFG CO COMMON 604059105 658 9,300 X 0 0 9,200
PAGE 24 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- SINGAPORE TECHNOLOGY COMMON 6043214 3,771 4,178,000 X 3,961,000 0 217,000 MIPS TECHNOLOGIES INC COMMON 604567107 13,176 216,000 X 216,000 0 0 MIRAGE RESORTS INC COMMON 60462E104 21,771 1,024,500 X 898,000 0 126,500 ASUSTEK COMPUTER COMMON 6051046 3,833 453,800 X 453,800 0 0 WOOLWORTHS HLDGS COMMON 6053547 140 170,000 X 170,000 0 0 ASAHI CHEMICAL 3407 COMMON 6054603 1,188 203,000 X 203,000 0 0 AYALA LAND COMMON 6055112 3,605 12,416,396 X 12,416,396 0 0 AVIMO GROUP LTD COMMON 6069016 1,912 1,456,000 X 1,020,000 0 436,000 BNK OF TOKYO MITSUB COMMON 6070364 11,161 810,000 X 779,000 0 31,000 MOBIL CORP COMMON 607059102 15,277 173,600 X 160,400 0 13,200 CHINA TELECOM (HK) COMMON 6073556 9,704 5,830,000 X 5,830,000 0 0 NATSTEEL ELECTRONICS LTD COMMON 6073750 7,899 2,893,000 X 2,810,000 0 83,000 BANK OF THE PHILIPPINE COMMON 6074968 4,323 1,727,200 X 1,727,200 0 0 BANK HAPOALIM LTD COMMON 6075808 5,835 2,483,400 X 2,483,400 0 0 WESTPAC ORD COMMON 6076146 147 20,300 X 20,300 0 0 BANK LEUMI COMMON 6076425 803 452,200 X 452,200 0 0 MODERN TIMES GROUP MTG AB ADR COMMON 607698107 2,418 28,458 X 16,723 0 11,735 BANGKOK BANK COMMON 6077019 14,768 7,204,900 X 7,204,900 0 0 MODTECH HLDGS INC COMMON 60783C100 184 20,472 X 20,472 0 0 BARLOW LIMITED COMMON 6079123 2,585 484,500 X 484,500 0 0 MOHAWK INDUSTRIES INC COMMON 608190104 15,113 503,752 X 479,803 0 23,949 GUANGZHOU PHARM COMMON 6084387 11 122,000 X 122,000 0 0 MOLECULAR DEVICES CORP COM COMMON 60851C107 8,207 303,950 X 295,800 0 8,150 AAPT LIMITED COMMON 6086468 3,844 1,295,100 X 885,100 0 410,000 TELSTRA CORP COMMON 6087289 7,285 1,397,600 X 1,333,500 0 64,100 MONACO COACH CORP COMMON 60886R103 12,345 535,300 X 374,550 0 160,750 COLONIAL LIMITED COMMON 6094632 156 39,304 X 39,304 0 0 BEZEQ ISRAELI TELECOM COMMON 6098032 7,320 1,774,261 X 1,774,261 0 0 INFOSYS TECHNOLOGY DEMAT COMMON 6099574 13,208 191,600 X 191,600 0 0 BELLSYSTEM 24 INC COMMON 6100056 6,651 19,450 X 13,300 0 6,150 HDFC BANK LTD DEMAT COMMON 6100131 410 249,900 X 249,900 0 0 HINDUSTAN LEVER DEMAT COMMON 6100153 11,988 224,689 X 224,689 0 0 SAIZERIYA CO 7581 COMMON 6111779 2,955 57,000 X 37,000 0 20,000 MA INDUSTRIES (NEW) COMMON 6115607 255 112,218 X 112,218 0 0 MONSANTO CO COMMON 611662107 390 8,500 X 7,200 0 1,300 MONTANA PWR CO COM COMMON 612085100 33,913 461,015 X 370,005 0 91,010 NIIT LIMITED DEMAT COMMON 6121518 16,241 367,550 X 367,550 0 0 BENESSE CORP COMMON 6121927 3,458 42,800 X 29,300 0 13,500 ORASCOM HOTEL HOLDING COMMON 6122793 3,390 1,182,000 X 1,182,000 0 0 COCA COLA AMATIL AUD COMMON 6123451 561 130,000 X 130,000 0 0 ABLE INC COMMON 6124023 1,123 38,000 X 24,000 0 14,000 TREND MICRO COMMON 6125286 5,741 50,000 X 32,500 0 17,500 JOHNSON ELEC HLDGS LTD COMMON 6126331 3,847 1,364,500 X 898,000 0 466,500 NTT MOBILE COMM COMMON 6129277 10,965 222 X 212 0 10
PAGE 25 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- PUNJAB TRACTOR DEMAT COMMON 6129631 821 25,000 X 25,000 0 0 FANCL CORP COMMON 6131261 4,263 37,400 X 24,400 0 13,000 BRIDGESTONE 5108JP COMMON 6132101 280 11,000 X 11,000 0 0 SOUTH AFRICAN BREW PLC COMMON 6145240 10,666 1,233,132 X 1,233,132 0 0 ALMEDIO INC COMMON 6145518 207 11,000 X 9,000 0 2,000 SKY CITY LTD INST RECPT COMMON 6148960 516 225,000 X 148,100 0 76,900 MOOG INC COMMON 615394202 6,381 209,200 X 143,700 0 65,500 CANON (7751JP) COMMON 6172323 272 11,000 X 11,000 0 0 MORGAN STANLEY (CSCO) PREFERD 617446273 10,406 92,395 X 80,795 0 11,600 MORGAN STANLEY DEAN WITTER DIS COMMON 617446448 1,372 13,724 X 13,724 0 0 MORGAN STAN DEAN WITTR CONVERT 617446CY3 5,860 4,000,000 X 4,000,000 0 0 MORGAN STANLEY 0% WCOM CONVERT 617446DG1 478 475,000 X 455,000 0 20,000 CATHAY LIFE INSURANCE COMMON 6179744 3,042 942,500 X 942,500 0 0 CHEUNG KONG (HOLDINGS) COMMON 6190273 1,591 209,000 X 209,000 0 0 MOSAIX INC COM COMMON 619454101 274 32,700 X 5,600 0 27,100 MOSSIMO INC COM COMMON 619696107 330 32,800 X 5,600 0 27,200 MOSTOSTAL WARSZAWA COMMON 619717101 1,142 289,200 X 289,200 0 0 CITY DEVELOPMENTS COMMON 6197928 2,603 500,000 X 478,000 0 22,000 MOTIVEPOWER INDS INC COM COMMON 61980K101 22,062 878,112 X 684,310 0 193,802 MOTOROLA INC COMMON 620076109 14,826 202,400 X 194,400 0 8,000 COLES MYER LTD COMMON 6209908 196 36,300 X 36,300 0 0 COMPAL ELECTRONICS COMMON 6225744 4,183 1,593,820 X 1,593,820 0 0 MOVADO GROUP INC COMMON 624580106 255 10,200 X 3,700 0 6,500 DATACRAFT ASIA COMMON 6246831 16,361 6,992,000 X 6,310,000 0 682,000 MUELLER INDS INC COMMON 624756102 3,768 168,400 X 121,100 0 47,300 DAH SING FINANCIAL HLDGS COMMON 6249799 4,834 1,961,300 X 1,621,000 0 340,300 DAIKIN KOGYO CO COMMON 6250724 376 38,000 X 38,000 0 0 DE BEERS CENTENARY COMMON 6259118 3,677 191,100 X 191,100 0 0 DIMENSION DATA HOLDING COMMON 6260035 13,579 3,065,315 X 2,860,799 0 204,516 MUSICLAND STORES CORP COMMON 62758B109 10,651 1,183,400 X 1,095,800 0 87,600 MUTUAL RISK MGMT LTD COM COMMON 628351108 2,598 67,484 X 29,507 0 37,977 MUTUAL RISK MGMT LTD CONVERT 628351AA6 13,046 15,983,000 X 14,067,000 0 1,916,000 MYERS INDS INC COMMON 628464109 2,865 135,600 X 111,500 0 24,100 MYLAN LABS INC COMMON 628530107 2,843 103,600 X 94,300 0 9,300 MYLEX CORP COMMON 628546103 1,572 241,900 X 223,800 0 18,100 MYSOFTWARE CO COMMON 628633109 3,175 181,400 X 123,500 0 57,900 DAO HENG BANK GROUP COMMON 6287131 2,217 671,100 X 671,100 0 0 NBTY INC COMMON 628782104 1,994 409,000 X 326,800 0 82,200 NCI BUILDING SYS INC COMMON 628852105 3,487 148,400 X 101,300 0 47,100 NCO GROUP INC COMMON 628858102 14,978 404,800 X 329,050 0 75,750 NIPSCO INDS INC COMMON 629140104 216 8,000 X 8,000 0 0 NPC INTERNATIONAL INC COMMON 629360306 222 14,200 X 5,500 0 8,700 NTL INC COM COMMON 629407107 264 3,250 X 600 0 2,650 NTL INC 144A CONVERT 629407AK3 16,142 10,655,000 X 9,666,000 0 989,000
PAGE 26 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- NUI CORP COMMON 629430109 205 9,500 X 9,500 0 0 NVR INC COMMON 62944T105 535 12,700 X 12,700 0 0 FORMULA SYSTEMS COMMON 6348425 503 19,100 X 19,100 0 0 FOSTERS BREWING CORP COMMON 6349268 95 32,500 X 32,500 0 0 NATIONAL COMPUTER SYS IN COMMON 635519101 3,660 149,400 X 149,400 0 0 FUJI HEAVY IND COMMON 6356406 6,994 1,130,000 X 897,000 0 233,000 FUJISAWA PHARMACEUTICAL COMMON 6356804 1,197 76,000 X 76,000 0 0 FUJITSU LTD COMMON 6356945 7,692 479,000 X 457,000 0 22,000 FUJI SOFT ABC 9749JP COMMON 6357001 17,740 271,110 X 237,180 0 33,930 NATIONAL EQUIP SVCS INC COMMON 635847106 2,184 236,100 X 236,100 0 0 NATIONAL R V HLDGS INC COM COMMON 637277104 9,908 447,800 X 343,250 0 104,550 NATIONWIDE FINL SVCS COMMON 638612101 5,355 127,500 X 70,800 0 56,700 NAUTICA ENTERPRISES INC COMMON 639089101 1 66 X 0 0 66 NAVISTAR INTL CORP COMMON 63934E108 24,851 618,367 X 536,417 0 81,950 NEIMAN MARCUS GROUP INC COMMON 640204103 373 16,500 X 16,500 0 0 NETBANK INC COMMON 640933107 19,162 281,800 X 217,500 0 64,300 NETWORKS ASSOCS INC COM COMMON 640938106 1 31 X 0 0 31 NETWORK ASSOC 02/13/18 CONVERT 640938AB2 155 425,000 X 0 0 425,000 NETCOM SYS AB ADR SPONSORED COMMON 64108R107 1,193 35,735 X 26,309 0 9,426 NETGRAVITY INC COMMON 641114103 10,915 263,800 X 183,100 0 80,700 NETSCAPE COMMUNICATIONS CORPCO COMMON 641149109 16 163 X 126 0 37 NETWORK APPLIANCE INC COMMON COMMON 64120L104 101,251 1,999,986 X A 1,709,886 0 290,100 NETWORK SOLUTIONS INC DE COMMON 64121Q102 96,265 910,300 X A 790,100 0 120,200 HIKARI TSUSHIN INC COMMON 6416322 6,388 36,200 X 23,700 0 12,500 HINO MOTORS LTD COMMON 6428305 2,512 588,000 X 387,000 0 201,000 HINDUSTAN LEVER LIMITED COMMON 6428383 358 6,711 X 6,711 0 0 HONDA MOTOR CO 7267JP COMMON 6435145 10,344 229,000 X 219,000 0 10,000 YTL CORP BERHAD COMMON 6436126 14 14,000 X 14,000 0 0 HSBC HOLDINGS COMMON 6436502 7,629 243,300 X 234,000 0 9,300 HON HAI PRECISION COMMON 6438564 3,530 661,100 X 661,100 0 0 HOSKEN CONS COMMON 6439738 122 110,215 X 110,215 0 0 HOYA CORP COMMON 6441506 8,851 156,000 X 148,000 0 8,000 NEW ERA OF NETWORKS INC COMMON 644312100 24,885 367,300 X 367,300 0 0 NEW HORIZONS WORLDWIDE INC COM COMMON 645526104 337 16,950 X 2,900 0 14,050 ICHIYOSHI SECURITIES LTD COMMON 6456492 23 10,000 X 0 0 10,000 INVESTEC GROUP COMMON 6465959 6,867 185,490 X 185,490 0 0 HOMAC CORP COMMON 6466662 3,243 174,610 X 111,590 0 63,020 ITO YOKADO ORD COMMON 6467944 322 5,000 X 5,000 0 0 JAPAN ASSOC FIN COMMON 6471439 326 7,000 X 7,000 0 0 JAPAN BUSINESS COMP COMMON 6472959 2,099 148,000 X 107,000 0 41,000 JOHN KEELLS HOLDINGS LTD COMMON 6475538 2,091 806,400 X 806,400 0 0 KOOR INDS LMTD COMMON 6481698 251 2,370 X 2,370 0 0 KAO CORP (#4452) COMMON 6483809 4,681 212,000 X 201,000 0 11,000 KOJIMA CO 7513 JPY COMMON 6488912 7,800 301,900 X 192,700 0 109,200
PAGE 27 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- KEPPEL TAT LEE BANK COMMON 6489454 3,289 1,954,000 X 1,954,000 0 0 KIRIN BREWERY COMMON 6493745 270 23,000 X 23,000 0 0 KISSEI PHARM COMMON 6494061 243 12,000 X 12,000 0 0 KURITA WATER INDS COMMON 6497963 164 10,000 X 10,000 0 0 KCE ELECTRONICS PLC COMMON 6498557 47 25,000 X 25,000 0 0 NEW YORK TIMES CO COMMON 650111107 17,473 613,100 X 30,900 0 582,200 KOREA TELECOM CORP COMMON 6505316 4,485 132,300 X 132,300 0 0 LEGEND HOLDINGS LTD COMMON 6508821 2,957 6,692,000 X 4,432,000 0 2,260,000 NEWELL RUBBERMAID INC COM COMMON 651229106 855 18,000 X 8,500 0 9,500 LI AND FUNG LTD COMMON 6514635 3,784 1,788,000 X 1,788,000 0 0 METRO CASH & CARRY LTD COMMON 6526986 527 679,300 X 679,300 0 0 NEXSTAR PHARMACEUTICALS COMMON 65333B106 5,315 311,500 X 190,100 0 121,400 NICE SYS LTD ADR COMMON 653656108 398 13,500 X 13,500 0 0 NIKE INC CL B COMMON 654106103 8,053 139,600 X 139,600 0 0 NINE WEST GROUP INC COMMON 65440D102 336 13,600 X 13,600 0 0 99 CENTS ONLY STORES COMMON 65440K106 15,562 366,708 X 271,015 0 95,693 NOKIA CORP COMMON 654902204 42,120 328,255 X 184,496 0 143,759 OPTD/EGYPT COMMON 654991108 1,385 181,799 X 181,799 0 0 MAKITA CORP JPY50 COMMON 6555805 156 14,000 X 14,000 0 0 MALAYAN BANKING COMMON 6556325 33 22,000 X 22,000 0 0 CORP EXPRESS AUSTRALIA COMMON 6558699 38 25,900 X 0 0 25,900 MATSUSHITA COMM COMMON 6572666 3,043 45,000 X 45,000 0 0 MEITEC 9744JP COMMON 6576356 216 7,400 X 7,400 0 0 SUNCORP METWAY LIMITED COMMON 6585084 4,246 700,500 X 667,300 0 33,200 NORTH FORK BANCORP INC N Y COMMON 659424105 67 3,150 X 0 0 3,150 MITSUI & CO COMMON 6597302 1,637 242,000 X 242,000 0 0 MITSUI FUDOSAN 8801JP COMMON 6597603 10,054 1,116,000 X 1,078,000 0 38,000 MMI HOLDING LIMITED COMMON 6599869 2,343 3,821,000 X 2,555,000 0 1,266,000 MURATA MANUFACTNG6981JP COMMON 6610403 1,330 25,000 X 25,000 0 0 NICHII GAKKEN COMMON 6622356 1,059 14,500 X 9,200 0 5,300 NATIONAL FINANCE F COMMON 6625560 146 498,600 X 498,600 0 0 NINTENDO CO 7974JP COMMON 6639550 259 3,000 X 3,000 0 0 NIPPON SYS DEV COMMON 6639602 4,388 94,500 X 60,300 0 34,200 NIDEC CORP COMMON 6640682 4,315 35,000 X 23,500 0 11,500 NISSIN FOOD 2897 COMMON 6641760 977 44,000 X 26,800 0 17,200 MINEBEA CO 6479JP COMMON 6642406 248 24,000 X 24,000 0 0 NIPPON STEEL COMMON 6642569 2,501 1,219,000 X 1,219,000 0 0 NOMURA SECURITIES COMMON 6643108 6,324 604,000 X 577,000 0 27,000 NORTHEAST OPTIC NETWORK COMMON 664334109 4,075 288,500 X 200,400 0 88,100 ORIENTAL LAND COMMON 6648891 228 4,600 X 4,600 0 0 NORTHERN TR CORP COM COMMON 665859104 14,565 163,995 X 142,225 0 21,770 OLYMPUS OPTICAL CO 7733J COMMON 6658801 4,650 353,000 X 333,000 0 20,000 OTSUKA KAGU LTD COMMON 6663076 3,282 29,900 X 19,100 0 10,800 OVERSEAS-CHINESE BK. COMMON 6663690 3,817 564,000 X 539,000 0 25,000
PAGE 28 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- PACIFIC BBA LTD COMMON 6666150 2,009 589,200 X 381,100 0 208,100 NORTHROP GRUMMAN CORP COMMON 666807102 4,018 67,100 X 67,100 0 0 PHILIPPINE LONG DISTANCE COMMON 6685661 6,039 229,420 X 229,420 0 0 PICK N PAY STORES COMMON 6690063 2,680 2,302,605 X 2,302,605 0 0 NOVA CORP GA COMMON 669784100 17,249 657,091 X 498,051 0 159,040 NOVACARE EMPLOYEE SVSC I COMMON 66986Q101 2,930 375,100 X 314,600 0 60,500 NOVARTIS AG - ADR COMMON 66987V109 1 11 X 11 0 0 NOVELL INC COMMON 670006105 88,546 3,515,484 X 2,093,487 0 1,421,997 NOVELLUS SYSTEMS INC COMMON 670008101 90,297 1,638,049 X 1,267,861 0 370,188 NOVOSTE CORP COMMON 67010C100 8,424 351,000 X 240,500 0 110,500 NU SKIN ENTERPRISES COMMON 67018T105 389 17,000 X 17,000 0 0 OEC-MEDICAL SYS INC COMMON 670828102 1,104 48,000 X 34,300 0 13,700 OYO GEOSPACE CORP COMMON 671074102 1,351 168,900 X 112,800 0 56,100 OAK INDS INC COMMON 671400505 283 8,900 X 8,900 0 0 ROHM COMPANY 6963JP COMMON 6747204 299 2,500 X 2,500 0 0 OCEAN FINL CORP COM COMMON 674904107 244 16,950 X 2,900 0 14,050 OCULAR SCIENCES INC COMMON 675744106 8,144 283,900 X 283,900 0 0 RYOHIN KEIKAKU 7453JP COMMON 6758455 21,016 132,400 X 115,100 0 17,300 OFFICE DEPOT INC COM COMMON 676220106 32,220 860,629 X 751,363 0 109,266 OFFICE DEPOT INC CONVERT 676220AB2 18,157 20,545,000 X 18,416,000 0 2,129,000 OGDEN CORP COMMON 676346109 10,366 430,800 X 402,300 0 28,500 SOFTBANK CORP JPY50 COMMON 6770620 20,430 182,200 X 173,900 0 8,300 SAMSUNG CORPORATION COMMON 6771601 113 16,500 X 16,500 0 0 SAMSUNG ELECTRONICS COMMON 6771720 11,019 142,328 X 142,328 0 0 SANTEN PHARMACEUTICAL COMMON 6776606 205 11,000 X 11,000 0 0 OIL CO LUKOIL COMMON 677862104 6,666 249,083 X 249,083 0 0 OLD KENT FINL CORP COMMON 679833103 1,142 27,000 X 20,100 0 6,900 OLD NATL BANCORP IND COMMON 680033107 1,884 41,245 X 38,935 0 2,310 SHIN ETSU CHEM CO4063JP COMMON 6804585 236 9,000 X 9,000 0 0 SHOHKOH FUND (8597.Q) COMMON 6805715 11,606 22,910 X 21,880 0 1,030 SHINHAN BANK COMMON 6805986 105 12,900 X 12,900 0 0 SIME DARBY BERHARD COMMON 6808769 15 21,000 X 21,000 0 0 OLYMPUS OPTICAL LTD COMMON 681627204 1,556 113,743 X 72,527 0 41,216 SM PRIME HOLDINGS COMMON 6818843 2,455 11,890,710 X 11,890,710 0 0 OMNICARE INC COMMON 681904108 1,374 72,077 X 61,900 0 10,177 OMNICOM GROUP INC COMMON 681919106 80,157 1,002,751 X 410,522 0 592,229 OMNICOM 4.25 144A 1/3/07 CONVERT 681919AC0 5,973 2,322,000 X 2,094,000 0 228,000 OMNICOM GROUP INC CONVERT 681919AE6 6,575 2,556,000 X 2,070,000 0 486,000 OMNICOM GROUP INC CONVERT 681919AG1 18,857 10,853,000 X 10,022,000 0 831,000 OMNICOM GROUP REG REG S CONVERT 68191AC68 978 380,000 X 90,000 0 290,000 SOCIAL SECURITY BK COMMON 6819738 76 100,000 X 100,000 0 0 OMEGA RESEARCH INC COMMON 68211E101 3,273 306,200 X 218,200 0 88,000 SONY CHEMICALS 6746JP COMMON 6821498 11,814 233,200 X 187,100 0 46,100 SONY CORP 6758JP COMMON 6821506 11,788 127,500 X 122,200 0 5,300
PAGE 29 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- ON ASSIGNMENT INC COMMON 682159108 10,204 398,200 X 237,400 0 160,800 SOUTH AFRICAN BREWERIES COMMON 6822101 551 37,166 X 37,166 0 0 ONEMAIN COM INC COMMON 68267P109 1,686 46,500 X 13,500 0 33,000 ONHEALTH NETWORK CO COMMON 68272W107 3,141 230,500 X 151,500 0 79,000 ONSALE INC COMMON 682838107 5,628 167,700 X 156,200 0 11,500 ONYX SOFTWARE CORP COMMON 683402101 1,663 42,500 X 42,500 0 0 OPTICAL COATING LAB INC COMMON 683829105 4,440 92,500 X 78,400 0 14,100 OPTIMAL ROBOTICS CORP COMMON 68388R208 1,655 224,400 X 169,900 0 54,500 ORACLE SYS CORP COMMON 68389X105 15,755 597,351 X 216,858 0 380,493 ORBITAL SCIENCES CORP CONVERT 685564AC0 893 750,000 X 750,000 0 0 SUMITOMO METAL MNG COMMON 6858849 200 47,000 X 47,000 0 0 SUMITOMO RLTY 8830JP COMMON 6858902 2,635 695,000 X 434,900 0 260,100 SUN HUNG KAI COMMON 6859927 4,866 650,200 X 626,200 0 24,000 O'REILLY AUTOMOTIVE COMMON 686091109 11,850 264,800 X 224,800 0 40,000 ORIENTAL FINL GROUP INC COMMON 68618W100 1,137 40,700 X 40,700 0 0 ORIX CORP ADR SPONSORED COMMON 686330101 34 915 X 0 0 915 SUZUKI MOTOR CO LTD COMMON 6865504 358 27,000 X 27,000 0 0 SUZUKEN CO LTD #9987 COMMON 6865560 4,383 144,200 X 92,700 0 51,500 TDK CORP 6762JP COMMON 6869302 243 3,000 X 3,000 0 0 ADVANTEST 6857 JP COMMON 6870490 7,595 99,400 X 94,800 0 4,600 TELECOM CORP OF NZ COMMON 6881436 997 205,000 X 205,000 0 0 OSHKOSH TRUCK CORP COMMON 688239201 1,589 48,900 X 48,900 0 0 TENMA CORP 7958 COMMON 6884231 2,174 163,000 X 106,000 0 57,000 OSTEOTECH INC COMMON COMMON 688582105 27,504 800,100 X 604,650 0 195,450 THAI FARMERS BANK COMMON 6888794 14,603 7,218,300 X 7,218,300 0 0 TOKYO SEIMITSU 7729JP COMMON 6894304 2,418 61,200 X 42,500 0 18,700 TOKYO ELECTRON COMMON 6895675 5,590 108,000 X 105,000 0 3,000 TOKYO STEEL MANUFACTURE COMMON 6895879 199 41,400 X 41,400 0 0 OUTBACK STEAKHOUSE INC COMMON 689899102 300 9,150 X 9,150 0 0 OUTDOOR SYS INC COMMON 690057104 53,328 1,777,600 X 1,580,225 0 197,375 TRANS COSMOS COMMON 6900955 3,627 82,600 X 52,980 0 29,620 OWENS CORNING COMMON 69073F103 29,920 940,500 X 814,700 0 125,800 AMALG BANKS OF S. AFRICA COMMON 6910794 6,231 1,306,391 X 1,306,391 0 0 USKD LIMITED COMMON 6914064 71 187,000 X 187,000 0 0 OXFORD HEALTH PLANS INC COMMON 691471106 7,760 496,656 X 414,556 0 82,100 OXFORD INDS INC COMMON 691497309 456 18,700 X 10,700 0 8,000 VENTURE MANUFACTURING COMMON 6927374 8,934 1,980,000 X 1,733,000 0 247,000 VTECH HOLDINGS COMMON 6928560 1,667 578,000 X 392,000 0 186,000 P-COM INC COMMON 693262107 2,865 375,800 X 249,800 0 126,000 PECO ENERGY CO COMMON 693304107 245 5,300 X 5,300 0 0 P F CHANGS CHINA BISTRO INC CO COMMON 69333Y108 357 11,700 X 2,000 0 9,700 PMC-SIERRA INC COM COMMON 69344F106 40,959 575,364 X 394,646 0 180,718 PPG INDS INC COMMON 693506107 815 15,900 X 6,100 0 9,800 PRI AUTOMATION INC COMMON 69357H106 7,127 339,400 X 289,000 0 50,400
PAGE 30 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- PSC INC COMMON 69361E107 414 49,400 X 49,400 0 0 PACCAR INC COMMON 693718108 15,141 367,621 X 247,900 0 119,721 PACIFIC SUNWEAR CALIF INCOMMON COMMON 694873100 9,357 269,262 X 240,162 0 29,100 PACIFICARE HLTH SYS INC DEL CL COMMON 695112201 15,424 226,000 X 188,700 0 37,300 PAINE WEBBER GROUP INC COMMON 695629105 1,443 36,200 X 36,200 0 0 WORLD CO COMMON 6977971 4,606 85,900 X 55,400 0 30,500 WOODSIDE PETROLEUM COMMON 6979728 2,839 471,300 X 304,926 0 166,374 PANAFON HELLENIC TELECOM COMMON 698113107 4,822 185,800 X 184,400 0 1,400 YAMANOUCHI PHARM COMMON 6985383 253 8,000 X 8,000 0 0 PAPA JOHNS INTL INC COM COMMON 698813102 24,874 563,726 X 345,917 0 217,809 YTL POWER INTERNATIONAL COMMON 6990321 7 13,000 X 13,000 0 0 ZHEJIANG EXPRESS-H SHS COMMON 6990763 2,491 14,622,500 X 14,622,500 0 0 PAREXEL INTL CORP COMMON 699462107 3,341 161,500 X 140,600 0 20,900 PARK ELECTROCHEMICAL COR COMMON 700416209 580 24,700 X 24,700 0 0 PAXAR CORP COMMON 704227107 393 52,900 X 52,900 0 0 PAYCHEX INC COMMON 704326107 61,041 1,286,732 X 1,014,719 0 272,013 PCORDER COM INC COMMON 70453H107 1,501 26,500 X 26,500 0 0 PEARSON PLC SPONSORED ADR COMMON 705015105 1,408 60,544 X 44,278 0 16,266 PEERLESS SYS CORP COMMON 705536100 405 47,600 X 30,300 0 17,300 PEGASUS SYSTEMS INC COMMON 705906105 239 6,000 X 6,000 0 0 PENNZENERGY CO CONVERT 70931QAA7 15,269 15,269,000 X 13,902,000 0 1,367,000 PENTAIR INC COM COMMON 709631105 6,899 204,400 X 202,500 0 1,900 PEOPLES HERITAGE FINL GR COMMON 711147108 8,806 489,200 X 379,400 0 109,800 PEOPLESOFT INC COMMON 712713106 3 182 X 0 0 182 PEPSI BOTTLING GROUP COMMON 713409100 16,424 757,300 X 757,300 0 0 PEPSICO INC COMMON 713448108 21,827 557,000 X 41,200 0 515,800 PERCLOSE INC COMMON 71361C107 13,197 425,700 X 280,600 0 145,100 PEREGRINE SYSTEMS INC COMMON 71366Q101 16,150 480,300 X 399,800 0 80,500 PERIPHONICS CORP COMMON 714005105 145 23,000 X 0 0 23,000 PERSONNEL GROUP AMER INC COMMON 715338109 2,629 365,800 X 285,300 0 80,500 PERVASIVE SOFTWARE INC COMMON 715710109 3,473 194,300 X 129,400 0 64,900 PETROLEO BRASILEIRO SA P COMMON 71654V101 435 31,200 X 31,200 0 0 PETSMART INC COMMON 716768106 3,985 496,200 X 443,700 0 52,500 PHARMACIA & UPJOHN INC COMMON 716941109 250 4,000 X 4,000 0 0 PFIZER INC COMMON 717081103 23,251 167,581 X 20,758 0 146,823 PHARMACEUTICAL PROD DV COMMON 717124101 9,468 282,100 X 224,100 0 58,000 PHILIP MORRIS COS COMMON 718154107 42,086 1,196,050 X 407,850 0 787,900 PHILLIPS PETE CO COMMON 718507106 4,210 89,100 X 33,100 0 56,000 PHYSICIAN RELIANCE NETWO COMMON 71940G108 167 19,700 X 9,900 0 9,800 PIER 1 IMPORTS INC COMMON COMMON 720279108 2 199 X 0 0 199 PILGRIMS PRIDE CORP COMMON 721467108 1,992 121,200 X 119,400 0 1,800 PINNACLE HLDGS INC COMMON 72346N101 6,071 401,400 X 401,400 0 0 PINNACLE SYS INC COMMON 723481107 18,989 417,350 X 329,800 0 87,550 PITNEY-BOWES INC COMMON 724479100 4,779 74,970 X 6,470 0 68,500
PAGE 31 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- PLANTRONICS INC NEW COMMON COMMON 727493108 4,611 73,700 X 61,700 0 12,000 PLEXUS CORP COMMON 729132100 10,548 378,400 X 232,200 0 146,200 PLIVA D D COMMON 72917Q103 5,722 356,500 X 356,500 0 0 PLIVA D D COMMON 72917Q202 409 26,000 X 26,000 0 0 POHANG IRON & STL LTD COMMON 730450103 4,531 253,500 X 253,500 0 0 POLARIS INDUSTRIES INC COMMON 731068102 457 14,400 X 14,400 0 0 POLYCOM INC COM COMMON 73172K104 17,353 925,400 X 642,900 0 282,500 POWER INTEGRATIONS INC COMMON 739276103 18,063 568,900 X 485,400 0 83,500 POWERWAVE TECHNOLOGIES I COMMON 739363109 13,631 480,400 X 430,300 0 50,100 PRE-PAID LEGAL SERVICE COMMON 740065107 5,503 224,600 X 178,700 0 45,900 PRECISION CASTPARTS CORP COMMON 740189105 7,128 177,100 X 177,100 0 0 PREMARK INTL INC COMMON 740459102 15,092 458,200 X 458,200 0 0 PRICE COMMUNICATIONS CORP COM COMMON 741437305 588 52,811 X 9,000 0 43,811 PRICELINE COM INC COMMON 741503106 16,923 204,200 X 179,600 0 24,600 PRIMACOM AG ADR SPONSORED COMMON 74154N108 2,025 115,658 X 70,876 0 44,782 PRIME HOSPITALITY CORP COMMON 741917108 321 32,300 X 32,300 0 0 PRIDE INTL INC COMMON 741932107 1,663 201,600 X 153,000 0 48,600 PRIORITY HEALTHCARE CORP CL B COMMON 74264T102 5,418 119,734 X 60,634 0 59,100 PRIORITY HEALTHCARE CORP A COMMON 74264T201 134 4,404 X 448 0 3,956 PROBUSINESS SERVICES INC COMMON 742674104 8,917 212,300 X 157,200 0 55,100 PROCTER & GAMBLE COMPANY COMMON 742718109 62,010 633,160 X 48,960 0 584,000 PRODIGY COMMUNICATIONS C COMMON 74283P107 6,355 165,600 X 111,100 0 54,500 PROFIT RECOVERY GROUP IN COMMON 743168106 10,799 273,400 X 220,900 0 52,500 PROGRESS SOFTWARE CORP COMMON 743312100 13,515 396,050 X 292,400 0 103,650 PROGRESSIVE CORP OHIO COMMON 743315103 373 2,600 X 2,600 0 0 PROKOM SOFTWARE S A COMMON 743394207 2,705 166,500 X 166,500 0 0 PROTECTIVE LIFE PREFERD 743674202 9,508 152,590 X 132,940 0 19,650 PROVIDENT BANKSHARES COR COMMON 743859100 9,281 355,264 X 266,594 0 88,670 PROVINCE HEALTHCARE CO COMMON 743977100 5,200 281,087 X 279,587 0 1,500 PROVIDIAN FINL CORP COM COMMON 74406A102 91,740 833,999 X 602,029 0 231,970 PROXIM INC COMMON 744284100 16,094 559,800 X 500,200 0 59,600 PUBLIC SVC ENTERPRISE GR COMMON 744573106 233 6,100 X 6,100 0 0 PUGET SOUND ENERGY INC COMMON 745332106 396 17,192 X 17,192 0 0 PULTE CORP COMMON 745867101 17,268 829,700 X 723,500 0 106,200 QLOGIC CORP COM COMMON 747277101 46,242 688,900 X 477,900 0 211,000 QUAKER OATS CO COM COMMON 747402105 79,041 1,269,717 X 488,345 0 781,372 QUALCOMM INC COMMON 747525103 14,844 119,350 X 119,350 0 0 QUANEX CORP COMMON 747620102 336 21,700 X 21,700 0 0 QUANTA SVCS INC COMMON 74762E102 6,654 261,600 X 247,100 0 14,500 QUEENS CNTY BANCORP INC COMMON 748242104 2,203 81,600 X 65,100 0 16,500 QUEST DIAGNOSTICS INC COMMON 74834L100 647 29,100 X 17,300 0 11,800 QUIKSILVER INC COMMON 74838C106 32,187 761,800 X 623,000 0 138,800 QUINTILES TRANSNATIONAL CORPCO COMMON 748767100 6,855 181,573 X 180,100 0 1,473 QUINTILES TRANS 4.25 CONVERT 748767AC4 9,620 9,054,000 X 8,108,000 0 946,000
PAGE 32 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- QWEST COMMUNICATIONS INTL INCO COMMON 749121109 94,661 1,313,007 X A 1,176,425 0 136,582 QWEST COMM TRENDS 144A PREFERD 74912L105 17,825 273,700 X 249,500 0 24,200 RTI INTL METALS INC COMMON 74973W107 392 39,200 X 39,200 0 0 RWD TECHNOLOGIES INC COMMON 74975B101 889 51,000 X 31,700 0 19,300 RF MICRO DEVICES COMMON 749941100 65,651 686,100 X 626,400 0 59,700 RAMBUS INC DEL COM COMMON 750917106 36,714 570,300 X 441,550 0 128,750 RALCORP HLDGS INC NEW COMMON 751028101 933 49,100 X 16,300 0 32,800 RALSTON PURINA CO COMMON 751277302 763 28,600 X 0 0 28,600 RARE HOSPITALITY INTL COMMON 753820109 1,449 105,400 X 61,400 0 44,000 RATIONAL SOFTWARE CORP COMMON 75409P202 14,154 527,900 X 384,800 0 143,100 REALNETWORKS INC COMMON 75605L104 37,658 308,200 X 250,700 0 57,500 RECKSON ASSOCS RLTY CORP COMMON 75621K106 3,036 147,630 X 120,830 0 26,800 REGIS CORP MINN COMMON 758932107 272 10,200 X 1,900 0 8,300 REHABCARE GROUP INC COMMON 759148109 352 23,350 X 12,750 0 10,600 REINSURANCE GROUP AMER I COMMON 759351109 711 16,700 X 15,100 0 1,600 RELIANT ENERGY INC COMMON 75952J108 17,934 688,100 X 688,100 0 0 RELIASTAR FINL CORP COMMON 75952U103 16,368 384,000 X 341,300 0 42,700 RENAL CARE GROUP INC COMMON 759930100 2,410 122,800 X 117,700 0 5,100 RENT WAY INC COMMON 76009U104 8,362 348,400 X 224,500 0 123,900 RENTAL SERVICE CORP COMMON 76009V102 8,789 502,200 X 348,700 0 153,500 REPUBLIC BANCORP INC COMMON 760282103 832 63,975 X 58,850 0 5,125 RESEARCH IN MOTION LTD COM COMMON 760975102 2,502 238,351 X 155,600 0 82,751 RESTORATION HARDWARE INC COMMON 760981100 774 35,204 X 35,204 0 0 RESMED INC COMMON 761152107 6,088 215,500 X 181,100 0 34,400 RESOURCE BANCSHARES MTG COMMON 761197102 346 26,900 X 26,900 0 0 REYNOLDS & REYNOLDS CO COMMON 761695105 10,150 534,200 X 459,200 0 75,000 REYNOLDS METALS CO COMMON 761763101 437 9,050 X 9,050 0 0 RITE AID INC. 5.250% 09/15/02 CONVERT 767754AL8 189 183,000 X 0 0 183,000 ROBERT HALF INTL INC COMMON 770323103 4,126 125,751 X 116,834 0 8,917 ROBERTS PHARMACEUTICAL CORP COMMON 770491108 12,769 615,400 X 421,500 0 193,900 ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 1,512 12,397 X 9,073 0 3,324 ROCK FINL CORP MICH COMMON 772150108 900 50,000 X 50,000 0 0 ROCKWELL INTL CORP NEW COMMON 773903109 509 12,000 X 0 0 12,000 ROGERS COMMUNICATIONS INC CL B COMMON 775109200 746 41,144 X 29,286 0 11,858 ROHM & HAAS CO COMMON 775371107 368 10,960 X 10,960 0 0 ROSS STORES INC COMMON 778296103 43,794 999,601 X 785,373 0 214,228 ROWECOM INC COMMON 77957X108 6,723 154,100 X 108,800 0 45,300 ROYAL DUTCH PETRO-NY SHARES COMMON 780257804 9,241 177,722 X 169,822 0 7,900 RUBY TUESDAY INC COM COMMON 781182100 5,073 291,994 X 207,800 0 84,194 RURAL CELLULAR CORP CL A COMMON 781904107 272 20,500 X 3,500 0 17,000 RYANS FAMILY STEAK HOUSES COM COMMON 783519101 6,207 514,500 X 463,600 0 50,900 RYLAND GROUP INC COMMON 783764103 12,540 495,400 X 456,000 0 39,400 S & T BANCORP INC COMMON 783859101 239 12,500 X 12,500 0 0 SBC COMMUNICATIONS INC COMMON COMMON 78387G103 17,623 373,456 X 361,556 0 11,900
PAGE 33 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- SCI SYSTEMS INC CONV SUB 5.000 CONVERT 783890AD8 105 80,000 X 0 0 80,000 S & P 500 INDEX COMMON 7839529U0 1,029 1,000 X 1,000 0 0 SCM MICROSYSTEMS INC COM COMMON 784018103 3,361 55,323 X 41,017 0 14,306 SCP POOL CORP COMMON 784028102 766 54,700 X 46,900 0 7,800 SDL INC COMMON COMMON 784076101 19,048 209,900 X 200,000 0 9,900 SEI INVESTMENTS CO COMMON 784117103 22,561 243,900 X 206,000 0 37,900 SFX ENTMT INC COMMON 784178105 14,165 219,400 X 205,900 0 13,500 SLM HLDG CORP COM COMMON 78442A109 66 1,575 X 0 0 1,575 SLI INC COMMON 78442T108 10,621 505,749 X 398,300 0 107,449 SM&A CORP COMMON 784432106 2,004 174,300 X 174,300 0 0 SPS TECHNOLOGIES INC COMMON 784626103 1,700 43,300 X 34,100 0 9,200 S3 INC COMMON 784849101 3,815 508,700 X 356,200 0 152,500 SAFEGUARD SCIENTIFICS IN COMMON 786449108 57,193 847,300 X 763,000 0 84,300 SAFEGUARD SCIENCE 144A CONVERT 786449AC2 11,291 4,769,000 X 4,299,000 0 470,000 SAFESKIN CORP COM COMMON 786454108 0 46 X 0 0 46 SAFEWAY INC NEW COMMON 786514208 51,087 995,601 X 618,419 0 377,182 SAGA COMMUNICATIONS INC CL A COMMON 786598102 4,417 247,083 X 245,583 0 1,500 SANDISK INC COMMON 80004C101 7,449 281,100 X 233,000 0 48,100 SANMINA CORP COMMON COMMON 800907107 45,488 713,535 X 523,506 0 190,029 SAP AKTIENGESELLSCHAFT COMMON 803054204 342 13,000 X 13,000 0 0 SAPIENT CORP COM COMMON 803062108 22,406 313,927 X 211,945 0 101,982 SARA LEE CORP COMMON 803111103 10,456 422,450 X 40,250 0 382,200 SCHERING PLOUGH CORP COMMON 806605101 122,757 2,221,858 X C 328,111 0 1,887,447 SCHLUMBERGER LTD COMMON 806857108 2,099 34,891 X 29,981 0 4,910 SCHWAB CHARLES CORP NEW COMMON 808513105 142,839 1,485,962 X 1,157,030 0 328,932 SCOTSMAN INDS INC COMMON 809340102 371 21,600 X 21,600 0 0 SCOTTS CO COMMON 810186106 8,705 232,900 X 218,500 0 14,400 SEAGATE TECHNOLOGY COMMON 811804103 58,471 1,977,834 X 1,804,179 0 173,655 SEARS ROEBUCK & CO COMMON 812387108 364 8,050 X 7,950 0 0 SECURITY FIRST TECHNOLOG COMMON 814279105 15,148 206,100 X 183,600 0 22,500 SELECT COMFORT CORP COMMON 81616X103 1,394 50,000 X 50,000 0 0 SELECT APPOINTMENTS HLDG COMMON 81617E203 3,018 113,100 X 113,100 0 0 SEPRACOR INC COMMON COMMON 817315104 15,123 134,727 X 93,200 0 41,527 SEPRACOR INC 144A CONVERT 817315AF1 18,194 15,600,000 X 14,233,000 0 1,367,000 SEQUENT COMPUTER SYS INC COMMON 817338106 4,467 492,900 X 401,000 0 91,900 SERENA SOFTWARE INC COMMON 817492101 1,498 107,000 X 86,200 0 20,800 SEROLOGICALS CORP COMMON 817523103 2,022 149,075 X 118,450 0 30,625 SERVICE CORP INTL COMMON 817565104 1,769 124,142 X 123,842 0 300 SHAW INDS INC COMMON 820286102 40,738 2,202,088 X 1,467,190 0 734,898 SHERWIN WILLIAMS CO COMMON 824348106 15,290 543,650 X 487,450 0 56,200 SHIRE PHARMACEUTICALS GROUP AD COMMON 82481R106 2,775 121,577 X 101,765 0 19,812 SHOE CARNIVAL INC COMMON 824889109 2,341 187,300 X 125,700 0 61,600 SHOPKO STORES INC COM COMMON 824911101 8,536 285,729 X 275,800 0 9,929 SIEBEL SYSTEMS INC COMMON 826170102 15,979 336,404 X 322,578 0 13,826
PAGE 34 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- SIERRA HEALTH SVGS INC COMMON 826322109 274 21,100 X 21,100 0 0 SINCLAIR BROADCAST GROUP COMMON 829226109 371 25,500 X 25,500 0 0 SKYWEST INC COMMON 830879102 39,354 1,362,969 X 847,288 0 515,681 SKYTEL COMMUNICATIONS INC COM COMMON 83087Q104 14,820 891,500 X 679,671 0 211,829 SMITH A O COMMON 831865209 361 19,000 X 19,000 0 0 SMITH-GARDNER & ASSOCS COMMON 832059109 757 53,600 X 53,600 0 0 SMITH INTL INC COMMON 832110100 60,420 1,510,500 X 1,389,100 0 121,400 SMITHFIELD FOODS COMMON 832248108 21 937 X 0 0 937 SMITHKLINE BEECHAM PLC ADR RPS COMMON 832378301 2,013 28,150 X 20,575 0 7,575 SMURFIT-STONE CONTAINER COMMON 832727101 25,944 1,343,400 X 1,162,500 0 180,900 SNYDER COMMUNICATIONS IN COMMON 832914105 1,650 59,200 X 55,900 0 3,300 SNYDER STRIPES 6.5% PREFERD 833502107 7,517 288,430 X 254,300 0 34,130 SOCIETE GENERALE FRANCE SPONSO COMMON 83364L109 3,360 87,777 X 56,643 0 31,134 SODAK GAMING INC COMMON 833777105 805 90,700 X 33,600 0 57,100 SOFTBANK COMMON 83401R101 3,468 119,100 X 119,100 0 0 SOFTWARE AG SYS COMMON 834025108 2,832 335,600 X 239,600 0 96,000 SOFTWORKS INC COMMON 83404P102 4,234 297,100 X 200,600 0 96,500 SOLECTRON CORP COMMON 834182107 25,243 519,800 X 380,600 0 139,200 SOLECTRON CORP LYON 144A CONVERT 834182AG2 19,109 38,701,000 X 35,532,000 0 3,169,000 SONIC CORP COMMON 835451105 13,738 510,000 X 388,800 0 121,200 SONIC AUTOMOTIVE INC COM COMMON 83545G102 15,289 986,400 X 692,800 0 293,600 SONOCO PRODS CO COMMON 835495102 4,451 193,510 X 127,520 0 65,990 SONY CORP 6758JP COMMON 835699307 3,127 34,237 X 21,963 0 12,274 SOUTH AFRICAN BREWERIES COMMON 836220103 516 59,639 X 59,639 0 0 SOUTHDOWN INC COMMON 841297104 18,995 353,797 X 286,563 0 67,234 SOUTHTRUST CORP COMMON 844730101 1,002 26,850 X 5,650 0 21,200 SOUTHWEST AIRLS CO COMMON 844741108 30,519 1,008,900 X 909,900 0 99,000 SOUTHWEST SECS GROUP INC COM COMMON 845224104 292 10,350 X 2,800 0 7,550 SPARTECH CORP COM NEW COMMON 847220209 7,711 373,900 X 237,900 0 136,000 SPORTSLINE USA INC COMMON 848934105 10,225 224,100 X 176,700 0 47,400 SPORTSLINE USA INC CONVERT 848934AA3 12,828 14,000,000 X 12,765,000 0 1,235,000 SPRINT CORP FON GROUP COMMON 852061100 9,096 92,700 X 84,700 0 8,000 SPRINT CORP PCS COM SER 1 COMMON 852061506 95,612 2,157,669 X 1,797,570 0 360,099 SS&C TECHNOLOGIES INC COMMON 85227Q100 4,477 361,800 X 250,700 0 111,100 STANDARD PAC CORP NEW COMMON 85375C101 306 23,800 X 11,000 0 12,800 STANLEY FURNITURE INC COMMON 854305208 1,018 52,200 X 32,600 0 19,600 STANFORD TELECOMMUNICATI COMMON 854402104 6,811 439,400 X 355,800 0 83,600 STAPLES INC COMMON 855030102 86,176 2,621,332 X A 2,353,407 0 267,925 STARBUCKS CORP COMMON 855244109 42,473 1,513,500 X 1,324,300 0 189,200 STARWOOD HOTELS&RESORTS COMMON 85590A203 489 17,130 X 17,130 0 0 STATE BANK OF INDIA COMMON 856552104 783 81,100 X 81,100 0 0 STATE STR CORP COMMON 857477103 1,752 21,300 X 0 0 21,300 STERLING BANCORP COMMON 859158107 4,668 238,600 X 157,000 0 81,600 STERLING COMM INC COM COMMON 859205106 28 900 X 900 0 0
PAGE 35 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- STERLING SOFTWARE INC COMMON 859547101 1,154 48,600 X 39,300 0 9,300 STEWART INFORMATION SVCS COMMON 860372101 2,259 67,300 X 50,900 0 16,400 STMICROELECTRONICS N V COMMON 861012102 10,587 109,000 X 104,200 0 4,800 STONE ENERGY CORP COMMON 861642106 3,194 99,800 X 69,400 0 30,400 STRATTEC SEC CORP COMMON 863111100 380 13,500 X 13,500 0 0 SUMMIT BANCORP COMMON 866005101 425 10,900 X 10,900 0 0 SUN BREWING GDR 144A COMMON 866643109 12 12,200 X 12,200 0 0 SUN MICROSYSTEMS INC COMMON 866810104 19,510 155,995 X 139,662 0 16,333 SUNDSTRAND CORP COMMON 867323107 5,404 77,763 X 631 0 77,132 SUNGARD DATA SYS INC COMMON 867363103 28,783 719,587 X 515,793 0 203,794 SUNGLASS HUT INTL INC COMMON 86736F106 5,000 476,200 X 409,100 0 67,100 SUNQUEST INFORMATION SYS COMMON 867654105 1,486 126,500 X 102,000 0 24,500 SUNRISE ASSISTED LIVNG COMMON 86768K106 10,417 228,622 X 156,000 0 72,622 SUNRISE ASST 5.5%02 CONVERT 86768KAC0 9,472 7,051,000 X 5,922,000 0 1,129,000 SUNTERRA CORP COMMON 86787D109 4,160 426,700 X 309,700 0 117,000 SUNTRUST BKS INC COMMON 867914103 1,077 17,300 X 17,300 0 0 SUPERIOR SVCS INC COMMON 868316100 13,068 659,579 X 509,479 0 150,100 SUPERIOR TELECOM INC COMMON 868365107 5,683 301,075 X 256,075 0 45,000 SUPERVALU INC COM COMMON 868536103 7,676 372,159 X 251,776 0 120,383 SWIFT ENERGY CO COMMON 870738101 205 24,300 X 24,300 0 0 SWIFT TRANSN CO COMMON 870756103 4,280 167,450 X 66,800 0 100,650 SWISS LIFE EX GLAXO 144A CONVERT 870883AA3 17,881 15,754,000 X 14,560,000 0 1,194,000 SWISSCOM AG-SPONSORED ADR COMMON 871013108 1,537 39,497 X 29,108 0 10,389 SYBASE INC COMMON 871130100 8,690 1,094,800 X 1,066,200 0 28,600 SYKES ENTERPRISES INC COM COMMON 871237103 12,048 372,850 X 307,300 0 65,550 SYLVAN LEARNING SYSTEMS INC CO COMMON 871399101 496 18,145 X 13,700 0 4,445 SYMANTEC CORP COMMON 871503108 13,223 780,700 X 623,000 0 157,700 SYMBOL TECHNOLOGIES INC COMMON 871508107 4,272 94,906 X 92,038 0 2,868 SYMIX SYS INC COMMON 871535100 4,699 308,100 X 195,300 0 112,800 SYNOPSYS INC COMMON 871607107 30,603 569,359 X 377,352 0 192,007 SYNOVUS FINL CORP COMMON 87161C105 2,047 99,850 X 14,550 0 85,300 T & W FINL CORP COMMON 87215N107 1,361 162,500 X 79,400 0 83,100 TCA CABLE TV INC COMMON 872241104 333 7,650 X 5,750 0 1,900 THQ INC COMMON 872443403 8,527 418,500 X 376,000 0 42,500 TJX COS INC NEW COMMON 872540109 86,937 2,556,970 X 1,461,380 0 1,095,590 TNP ENTERPRISES INC COMMON 872594106 282 9,800 X 9,800 0 0 TSI INTERNATIONAL SOFTWA COMMON 872879101 1,562 32,000 X 31,600 0 400 TMP WORLDWIDE INC COM COMMON 872941109 43,259 667,429 X 490,609 0 176,820 TV GUIDE INC CL A COMMON 87307Q109 1,467 39,800 X 9,700 0 30,100 TACO CABANA INC COM COMMON 873425102 2,093 237,550 X 143,400 0 94,150 TAIWAN SEMICONDUCTOR MFG CO AD COMMON 874039100 25,204 1,066,882 X 1,022,342 0 44,540 TALBOTS INC COMMON 874161102 11,422 468,600 X 308,100 0 160,500 TALISMAN ENERGY INC COM COMMON 87425E103 1,004 46,665 X 32,955 0 13,710 TANDY CORP COMMON 875382103 79 1,228 X 0 0 1,228
PAGE 36 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- TARRANT APPAREL GROUP COMMON 876289109 10,920 260,000 X 259,100 0 900 TECH DATA CORP COMMON 878237106 123 5,350 X 5,350 0 0 TECH SQUARED INC COMMON 878302108 1,164 282,200 X 187,200 0 95,000 TECHNOLOGY SOLUTIONS CO COMMON 87872T108 243 34,100 X 34,100 0 0 TECUMSEH PRODS CO COMMON 878895200 8,542 167,700 X 120,300 0 47,400 TEKELEC COMMON 879101103 80 11,000 X 11,000 0 0 TELE CENTRO SUL PART S A COMMON 879239101 10,841 234,720 X 234,720 0 0 TELE DANMARK A/S SPONS ADR CL COMMON 879242105 1,057 21,568 X 15,704 0 5,864 TELE NORTE LESTE PARTICIPACOAD COMMON 879246106 15,656 1,018,278 X 976,720 0 41,558 TELEBANC FINANCIAL CORP COMMON 87925R109 8,701 109,100 X 74,400 0 34,700 TELECOM ARGENTINA-STET COMMON 879273209 6,420 234,000 X 234,000 0 0 TELECOM CORP NEW ZEALAND LTDSP COMMON 879278208 765 19,623 X 13,784 0 5,839 TELECOM ITALIA SPA-SP ADR COMMON 87927W106 1,390 13,311 X 9,681 0 3,630 TELEFONICA DE ARGENTINA COMMON 879378206 787 26,000 X 26,000 0 0 TELEFONICA S A COMMON 879382208 8,529 66,766 X 58,894 0 7,872 TELEFONOS DE MEXICO ADR COMMON 879403780 46 700 X 0 0 700 TELESPECTRUM WORLDWIDE COMMON 87951U109 3,313 386,900 X 325,600 0 61,300 TELESP PARTICIPACOES S A COMMON 87952K100 11,238 544,850 X 544,850 0 0 TELEWEST PLC ADR SPONSORED COMMON 87956P105 1,356 30,895 X 19,451 0 11,444 TELLABS INC COMMON 879664100 35,305 361,183 X 159,745 0 201,438 TELSTRA LTD ADR SPON FL INT COMMON 87969N204 1,191 11,291 X 8,039 0 3,252 TELTREND INC COMMON 87969R106 575 36,500 X 23,100 0 13,400 TEMPLETON GROWTH FD INC CL I MUTUAL 880199104 0 3 X 0 0 3 TERADYNE INC COMMON 880770102 86,699 1,589,000 X 1,238,748 0 350,252 TERAYON COMMUNICATION SY COMMON 880775101 11,224 280,600 X 201,900 0 78,700 TEREX CORP NEW COMMON 880779103 11,411 473,000 X 377,300 0 95,700 TETRA TECH INC NEW COMMON 88162G103 4,700 223,154 X 195,036 0 28,118 TEXACO INC COMMON 881694103 1,152 20,300 X 12,800 0 7,300 TEXAS INSTRUMENTS INC COMMON 882508104 3,493 35,200 X 3,000 0 32,200 TEXAS UTILS CO COMMON 882848104 616 14,660 X 14,660 0 0 TEXAS UTILS CO PFD I CONVERT 882848203 197 3,700 X 0 0 3,700 3COM CORP. COMMON 885535104 698 29,900 X 27,800 0 2,100 TIDEWATER INC COMMON 886423102 2,110 81,550 X 15,150 0 66,400 TIER TECHNOLOGIES INC COMMON 88650Q100 2,640 303,900 X 194,900 0 109,000 TIFFANY & CO NEW COM COMMON 886547108 18,423 246,460 X 166,292 0 80,168 TIMBERLAND CO COMMON 887100105 18,635 295,500 X 240,000 0 55,500 TIMBERLINE SOFTWARE CORP COMMON 887134104 3,482 306,092 X 237,394 0 68,698 TIME WARNER INC COMMON 887315109 32,085 453,102 X 381,713 0 71,389 TOMRA SYS A/S ADR COMMON 889905204 2,034 54,582 X 36,120 0 18,462 TOTAL RENAL CARE HLDGS INC COM COMMON 89151A107 86 7,850 X 7,850 0 0 TOTAL S A SPONSORED ADR COMMON 89151E109 2,419 39,648 X 28,673 0 10,975 TRACTOR SUPPLY CO COMMON 892356106 5,192 203,100 X 139,900 0 63,200 TRANS WORLD ENTMT CORP COMMON 89336Q100 7,024 638,549 X 593,649 0 44,900 TRANSACTION NETWORK SVCS COMMON 893414102 2,740 167,300 X 135,400 0 31,900
PAGE 37 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- TRANSACTION SYS ARCHITECTS CL COMMON 893416107 2 48 X 0 0 48 TRANSGENE S A COMMON 89365U105 1,653 134,900 X 94,500 0 40,400 TRANSKARYOTIC THERAPIES COMMON 893735100 651 20,500 X 20,500 0 0 TRANSOCEAN OFFSHORE INC COM COMMON 893817106 64,253 2,230,005 X 1,730,924 0 499,081 TRANSWITCH CORP COMMON COMMON 894065101 36,195 799,900 X 599,700 0 200,200 TRAVEL SERVICES INTL INC COMMON 894169101 1,626 154,900 X 154,900 0 0 TRAVIS BOATS & MTRS INC COMMON 894363100 2,711 150,600 X 98,600 0 52,000 TREDEGAR INDS INC COMMON 894650100 374 12,100 X 7,000 0 5,100 TRICON GLOBAL RESTAURANTS COM COMMON 895953107 39,019 555,421 X 414,723 0 140,698 TRIBUNE CO NEW COMMON 896047107 3,050 46,600 X 2,600 0 44,000 TRIGON HEALTHCARE INC COM COMMON 89618L100 21,177 618,300 X 483,900 0 134,400 TRIMERIS INC COMMON 896263100 4,667 366,000 X 268,600 0 97,400 TRIUMPH GROUP INC NEW COMMON 896818101 5,863 249,500 X 216,200 0 33,300 TRUSTMARK CORP COMMON 898402102 628 31,900 X 31,900 0 0 TUBOSCOPE INC COMMON 898600101 3,781 420,100 X 394,400 0 25,700 TYCO INTL LTD NEW COM COMMON 902124106 55,654 775,672 X 144,149 0 631,523 UGI CORP NEW COMMON 902681105 344 20,600 X 20,600 0 0 USX-MARATHON GROUP COMMON 902905827 5,477 199,150 X 28,150 0 171,000 USA NETWORKS INC COMMON 902984103 59,503 1,661,500 X A 1,420,600 0 240,900 URS CORP NEW COMMON 903236107 809 44,800 X 44,800 0 0 USG CORP COM NEW COMMON 903293405 3,640 70,855 X 21,311 0 49,544 U S FOODSERVICE COMMON 90331R101 6,975 150,000 X 150,000 0 0 US LEC CORP COMMON 90331S109 3,411 199,200 X 199,200 0 0 UBID INC COMMON 903469104 776 11,900 X 10,500 0 1,400 UNIBANCO-UNIAO DE BANCOS COMMON 90458E107 9,483 492,620 X 492,620 0 0 UNIONBANCAL CORP COMMON 908906100 10,748 315,550 X 270,550 0 45,000 UNIPHASE CORP COMMON 909149106 67,014 582,100 X 520,800 0 61,300 UNISYS CORP COM COMMON 909214108 68,404 2,470,532 X 1,478,234 0 992,298 UNIT CORP COMMON 909218109 3,148 614,300 X 460,000 0 154,300 UNITED HEALTHCARE CORP COMMON 910581107 1,100 20,900 X 20,900 0 0 UNITED RENTALS INC COMMON 911363109 31,336 1,099,500 X 932,200 0 167,300 UNITED RENTALS INC 144A PREFERD 91136H207 6,446 144,850 X 136,250 0 8,600 UNITED ROAD SERVICE COMMON 911384105 1,312 253,000 X 253,000 0 0 U S AIR GROUP INC COMMON 911905107 2 37 X 0 0 37 U S WEST INC NEW COMMON 91273H101 272 4,936 X 4,936 0 0 U S TR CORP NEW COM COMMON 91288L105 1,857 25,032 X 16,176 0 8,856 UNITED STATIONERS INC COMMON 913004107 7,227 473,900 X 348,600 0 125,300 UNITED TECHNOLOGIES CORP COMMON 913017109 146,994 1,085,331 X C 423,545 0 659,731 UNIVERSAL CORP VA COMMON 913456109 3,136 122,700 X 89,500 0 33,200 UNOCAL CORP COMMON 915289102 760 20,610 X 10,610 0 10,000 USWEB CORP COM COMMON 917327108 65,847 1,596,265 X 1,238,115 0 358,150 V F CORP COMMON 918204108 40,943 861,950 X 20,750 0 841,200 VALASSIS COMMUNICATNS COMMON 918866104 5,402 104,367 X 57,996 0 46,371 VALEO SPONSORED ADR F COMMON 919134304 1,170 14,941 X 11,041 0 3,900
PAGE 38 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- VALERO ENERGY CORP NEW COMMON 91913Y100 296 11,900 X 11,900 0 0 VALUE CITY DEPT STORES I COMMON 920387107 238 24,400 X 24,400 0 0 VALUEVISION INTL INC COMMON 92047K107 2,371 192,600 X 127,500 0 65,100 VARCO INTL INC COMMON 922126107 3,790 340,700 X 208,400 0 132,300 VARLEN CORP COMMON 922248109 15,150 688,617 X 558,869 0 129,748 VASTAR RESOURCES LTD COMMON 922380100 845 17,700 X 1,700 0 16,000 VERIO INC COMMON 923433106 9,446 204,800 X 194,900 0 9,900 VERITAS SOFTWARE CO COMMON COMMON 923436109 97,538 1,207,910 X 938,739 0 269,171 VERITAS SOFTWARE 144A CONVERT 923436AA7 8,488 4,210,000 X 3,731,000 0 479,000 VERITAS SOFTWARE CO CONVERT 923436AB5 4,242 2,104,000 X 1,877,000 0 227,000 VERITY INC COMMON 92343C106 26,786 799,582 X 589,482 0 210,100 VERISIGN INC COM COMMON 92343E102 135,896 882,435 X 757,808 0 124,627 VERITAS DGC INC COM COMMON 92343P107 0 34 X 0 0 34 VERTICALNET INC OC-COM COMMON 92532L107 3,199 30,800 X 27,400 0 3,400 VETERINARY CTRS AMER INC COMMON 925514101 362 25,600 X 25,600 0 0 VIACOM INC COMMON 925524308 3,374 40,200 X 40,200 0 0 VIAG ADR COMMON 92552Y104 5 70 X 0 0 70 VIDESH SANCHAR NIG- GDR COMMON 92659G105 496 49,700 X 49,700 0 0 VSNL REG S GDR COMMON 92659G204 246 24,600 X 24,600 0 0 VIDEOSERVER INC COMMON 926918103 375 48,400 X 48,400 0 0 VISUAL NETWORKS INC COMMON 928444108 6,298 168,500 X 162,000 0 6,500 VISX INC DEL COMMON COMMON 92844S105 130,785 1,215,887 X 951,664 0 264,223 VITESSE SEMICONDUCTOR COCOMMON COMMON 928497106 110,414 2,181,042 X 1,652,906 0 528,136 VIVENDI ADR SPONSORED COMMON 92851S105 2,090 42,855 X 27,980 0 14,875 VNU N V ADR SPONSORED COMMON 92856P106 1,599 41,266 X 30,157 0 11,109 VODAFONE GROUP PLC SPONSORED A COMMON 92857T107 3,142 16,746 X 11,186 0 5,560 VOLKSWAGEN AG COMMON 928662303 1,471 113,931 X 76,272 0 37,659 WLR FOODS INC COMMON 929286102 486 65,900 X 51,200 0 14,700 WMS INDUSTRIES INC COMMON 929297109 2,053 267,000 X 256,500 0 10,500 WAL MART STORES INC COMMON 931142103 71,007 770,250 X 764,550 0 5,700 WARNACO GROUP INC CL A COMMON 934390105 1 44 X 0 0 44 WARNER LAMBERT CO COMMON 934488107 114,339 1,725,863 X 647,820 0 1,078,043 WASHINGTON FED INC COMMON 938824109 243 11,550 X 11,550 0 0 WASHINGTON MUT INC COMMON 939322103 14,337 350,779 X 332,146 0 18,633 WASTE CONNECTIONS INC COMMON 941053100 5,410 226,600 X 171,100 0 55,500 WASTE MANAGEMENT INC COMMON 94106L109 33,652 758,340 X 467,156 0 291,184 WASTE MGMT INC DEL CONVERT 94106LAA7 19,571 16,625,000 X 14,729,000 0 1,896,000 WATERS CORP COM COMMON 941848103 62,147 591,521 X 440,884 0 150,637 WATSON PHARMACEUTICALS INC COMMON 942683103 24,116 546,529 X 438,446 0 108,083 WAVE SYSTEMS CORP COMMON 943526103 228 8,300 X 8,300 0 0 WEATHERFORD INTL INC COMMON 947074100 19,455 744,700 X 651,000 0 93,700 WEBSTER FINL CORP WATERBURY CO COMMON 947890109 1,055 36,567 X 11,438 0 25,129 WEBTRENDS CORP COMMON 94844D104 7,965 163,800 X 133,700 0 30,100 WELLPOINT HEALTH NTWRKS NEW CO COMMON 94973H108 78,938 1,041,192 X 492,126 0 549,066
PAGE 39 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- WELLS FARGO & CO NEW COMMON 949746101 5,219 148,850 X 148,850 0 0 WESTERN WIRELESS CORP CL A COMMON 95988E204 69,434 1,915,424 X 1,453,641 0 461,783 WESTPOINT STEVENS INC COMMON 961238102 3,737 134,960 X 107,500 0 27,460 WET SEAL INC CL A COMMON 961840105 177 4,800 X 1,300 0 3,500 WHITE CAP INDS CORP COMMON 963505102 2,200 200,000 X 127,900 0 72,100 WHITEHALL JEWELLERS INC COMMON 965063100 2,944 191,500 X 160,800 0 30,700 WHITMAN CORP COMMON 96647K102 4,883 284,100 X 257,900 0 26,200 WHITTMAN-HART INC COMMON 966834103 21,343 992,700 X 777,800 0 214,900 WILEY JOHN & SONS INC COMMON 968223206 4,637 110,400 X 48,500 0 61,900 WILLAMETTE INDS INC COMMON 969133107 365 9,660 X 9,660 0 0 WILLIAMS COS INC DEL COMMON 969457100 50,241 1,271,907 X 928,023 0 343,884 WILLIAMS COS INC DEL PREFERD 969457506 19,716 106,100 X 95,285 0 10,815 WILLIAMS SONOMA INC COMMON 969904101 44 1,582 X 273 0 1,309 WINBOND ELECTRS CORP COMMON 972657100 3,194 273,600 X 270,600 0 3,000 WINBOND ELECTRS CORP COMMON 972657209 468 39,600 X 39,600 0 0 WINSLOEW FURNITURE INC COM COMMON 975377102 7,885 264,500 X 190,100 0 74,400 WINSTAR COMMUNICATIONS COMMON 975515107 86,011 2,366,600 X A 2,067,600 0 299,000 WINSTAR COMMUNICATIONS PREFERD 975515875 5,977 131,000 X 118,000 0 13,000 WOLTERS KLUWER N V ADR SPONSOR COMMON 977874205 1,168 6,440 X 4,744 0 1,696 WORLD COLOR PRESS INC DE CONVERT 981443AA2 11,611 12,690,000 X 11,238,000 0 1,452,000 WORLD FUEL SVCS CORP COMMON 981475106 187 16,100 X 16,100 0 0 WYMAN GORDON CO COMMON 983085101 396 42,800 X 42,800 0 0 XILINX INC COMMON 983919101 55,449 1,367,000 X 1,230,100 0 136,900 XIRCOM INC COM COMMON 983922105 36,089 1,436,350 X 1,199,200 0 237,150 XEROX CREDIT 2.875% 07/01/02 CONVERT 983931BG0 14,774 12,603,000 X 11,056,000 0 1,547,000 XEROX CORP COMMON 984121103 7,389 141,752 X 14,130 0 127,622 XOMED SURGICAL PRODS INC COMMON 98412V107 26,220 668,018 X 562,418 0 105,600 XTRA CORP COMMON 984138107 2,670 69,700 X 69,700 0 0 XOOM COM INC COMMON 98413F101 18,972 282,900 X 228,000 0 54,900 YPF SOCIEDAD ANONIMA COMMON 984245100 6,735 213,400 X 213,400 0 0 YAHOO INC COM COMMON 984332106 158,534 941,556 X A 709,930 0 231,626 YORK INTL CORP NEW COMMON 986670107 19,291 546,300 X 455,900 0 90,400 ZALE CORP NEW COMMON 988858106 16,608 485,800 X 380,300 0 105,500 ZIONS BANCORPORATION COMMON 989701107 1,483 22,300 X 18,300 0 4,000 ZORAN CORP COMMON 98975F101 3,964 242,100 X 168,400 0 73,700 ZONAGEN INC COMMON 98975L108 1,114 51,800 X 51,800 0 0 DAIMLERCHRYSLER AG ORD COMMON D1668R123 2,612 30,425 X 19,672 0 10,753 KOJIMA 0.9% 3/31/03 CONVERT EC1131522 84 10,000,000 X 10,000,000 0 0 ACE LTD COMMON G0070K103 524 16,798 X 798 0 16,000 AMDOCS LTD ORD COMMON G02602103 2,386 110,322 X 36,577 0 73,745 CORECOMM LTD COM COMMON G2422R109 540 14,700 X 3,100 0 11,600 GLOBAL CROSSING LTD COM COMMON G3921A100 7,633 165,060 X 149,189 0 15,871 NOVEL DENIM HLD1001QHK COMMON G6674P109 663 68,000 X 61,300 0 6,700 RENAISSANCE RE HLDGS LTD COMMON G7496G103 236 6,750 X 6,750 0 0
PAGE 40 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- RSL COMMUNICATIONS LTD / PLCOR COMMON G7702U102 7,740 215,384 X 111,278 0 104,106 TOMMY HILFIGER CORP ORD SHS COMMON G8915Z102 51,578 748,868 X 396,177 0 352,691 SBS BROADCASTING SA COMMON L8137F102 9,830 306,000 X 275,300 0 30,700 CRYSTAL SYS SOLUTIONS LT COMMON M26763108 186 24,600 X 24,600 0 0 FORSOFT LTD COMMON M46544108 197 23,900 X 23,900 0 0 FUNDTECH LTD COMMON M47095100 3,793 125,900 X 115,800 0 10,100 GILAT SATELLITE NETWORKS LTDOR COMMON M51474100 39,569 659,495 X 584,394 0 75,101 NEW DIMENSION SOFTWARE L COMMON M74295102 975 18,800 X 18,800 0 0 ORBOTECH LTD ORD COMMON M75253100 273 5,550 X 1,500 0 4,050 ASM LITHOGRAPHY HOLDING N V OR COMMON N07059111 51,681 1,148,436 X 1,065,959 0 82,477 ALLIANZ 2/4/03 3% 144A CONVERT TT3370778 3,337 5,835,000 X 5,835,000 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 732 18,781 X 17,181 0 1,600 ASE TEST LTD COMMON Y02516105 7,580 191,900 X 171,100 0 20,800 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 38,853 761,859 X 562,988 0 198,871 TOTAL 21,509,485
PAGE 1 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- AAR CORP COMMON 000361105 287 16,100 16,100 A D C TELECOMMUNICATIO COMMON 000886101 10,291 215,800 215,800 ADT OPERATIONS CONVERT 000945AC9 14,155 7,208,000 7,208,000 AFC CABLE SYS INC COM COMMON 000950105 385 12,962 12,962 ACT MFG INC COMMON 000973107 2,138 129,100 129,100 ACT NETWORKS INC COMMON 000975102 2,531 131,500 131,500 AFLAC INC COMMON 001055102 3,549 65,182 65,182 AHL SVCS INC COMMON 001296102 379 18,500 18,500 AMR CORP COMMON 001765106 3,104 53,000 53,000 ATI TECHNOLOGIES INC C COMMON 001941103 1,809 117,983 117,983 ARM FINANCIAL GROUP COMMON 001944107 312 20,900 20,900 AT&T CORP COMMON 001957109 128,942 1,715,928 1,715,828 AT&T CORP LIBERTY MEDI COMMON 001957208 16,170 307,477 307,477 ALLIED IRISH BANKS ORD COMMON 0019783 189 11,000 11,000 AVT CORP COMMON 002420107 12,924 541,300 541,300 ABACUS DIRECT CORP COM COMMON 002553105 33,563 409,300 409,300 ABBOTT LABS COMMON 002824100 23,245 496,550 496,550 ABERCROMBIE & FITCH CO COMMON 002896207 130,324 1,412,718 1,412,718 ABGENIX INC COMMON 00339B107 1,472 97,300 97,300 ABOVENET COMMUNICATION COMMON 003743101 56,354 430,600 430,600 POWDERJECT PHARMACEUTI COMMON 0041838 5,519 377,797 377,797 ACCLAIM ENTERTAINMENT COMMON 004325205 22,596 2,528,188 2,528,188 ACNIELSEN CORP COMMON 004833109 7,267 267,900 267,900 ACTION PERFORMANCE COS COMMON 004933107 12,731 422,600 422,600 ACTEL CORP COMMON 004934105 4,483 272,700 272,700 ACTUATE SOFTWARE CORP COMMON 00508B102 3,656 110,800 110,800 BAA ORD COMMON 0067340 407 36,500 36,500 BBA GROUP ORD COMMON 0067748 2,520 369,100 369,100 ADOBE SYS INC COMMON 00724F101 238 4,200 4,200 ADVANCE PARADIGM INC COMMON 007491103 19,862 314,339 314,339 ADVANCED COMMUNICATION COMMON 00750X109 142 12,200 12,200 ADVANTAGE LEARNING SYS COMMON 00757K100 11,754 378,400 378,400 ADVO INC COM COMMON 007585102 8,701 450,500 450,500 AEROFLEX INC COMMON 007768104 11,356 796,900 796,900 BARCLAYS ORD COMMON 0078201 11,428 397,500 397,500 ADV MICRO DEVICE AMD 6 CONVERT 007903AC1 132 183,000 183,000 ADVENT SOFTWARE INC CO COMMON 007974108 6,173 123,450 123,450 BARRATT DEVELOPMENTS P COMMON 0081180 7,364 1,546,400 1,546,400 AFFILIATED COMPUTER SE COMMON 008190100 12,508 273,400 273,400 AFFILIATED COMPUTER 14 CONVERT 008190AC4 7,105 5,765,000 5,765,000 AFFILIATED COMPUTER SE CONVERT 008190AD2 2,491 2,021,000 2,021,000 AFFILIATED MANAGERS GR COMMON 008252108 3,667 141,046 141,046 AGOURON PHARMACEUTICAL COMMON 008488108 68 1,200 1,200 AGORA GDR 144A COMMON 00848R106 1,611 147,800 147,800
PAGE 2 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- BEAZER GROUP PLC COMMON 0092104 3,556 1,168,600 1,168,600 AIRBORNE FREIGHT COMMON 009266107 16,316 526,341 526,341 AIRTOUCH COMMUNICATNS COMMON 00949T100 118,098 1,222,212 1,222,212 AIRTOUCH COMMUNICATNS PREFERD 00949T308 15,799 117,465 117,465 AKTIEBOLAGET ELECTROLU COMMON 010198208 1 22 22 AL AHRAM BEVERAGE CO S COMMON 010203107 5,107 151,700 151,700 ALASKA AIRGROUP COMMON 011659109 23,665 498,200 498,200 ALBANY MOLECULAR RESH COMMON 012423109 950 38,000 38,000 ALBERTSONS INC COMMON 013104104 13,627 250,333 250,333 SMITHKLINE BEECHAM PLC COMMON 0135656 9,622 667,100 667,100 BRITISH LAND CO ORD COMMON 0136701 786 91,500 91,500 BP AMOCO PLC COMMON 0138495 12,543 741,100 741,100 BRITISH TELECOM ORD COMMON 0140843 10,366 635,200 635,200 CABLE & WIRELESS COMMS COMMON 0163787 5,507 487,000 487,000 ALKERMES INC COMMON 01642T108 8,497 311,800 311,800 NEWSQUEST PLC COMMON 0164553 6,839 1,093,300 1,093,300 SEMA GROUP COMMON 0172857 8,490 751,900 751,900 CAPITA GROUP ORD GBP COMMON 0173474 11,759 1,020,300 1,020,300 ALLEGHENY ENERGY INC COMMON 017361106 2,068 70,100 70,100 CAPITAL RADIO PLC COMMON 0174239 1,944 175,800 175,800 ALLERGAN INC COM COMMON 018490102 94,583 1,076,319 1,076,319 ALLIED CAP CORP NEW COMMON 01903Q108 371 20,200 20,200 ALLIEDSIGNAL INC COMMON 019512102 2,399 48,780 48,580 ALLIED WASTE INDS INC COMMON 019589308 208 14,400 14,400 ALLSTATE CORP COMMON 020002101 72,521 1,956,722 1,956,722 ALLTEL CORP COMMON 020039103 15,064 241,500 241,500 ALPHA INDS INC COMMON 020753109 8,245 448,700 448,700 ALPHARMA INC COMMON 020813101 26,859 684,300 684,300 ALPHARMA INC 144A CONVERT 020813AA9 9,405 6,249,000 6,249,000 ALPHARMA INC CONVERT 020813AB7 7,736 5,140,000 5,140,000 ALTERA CORP COMMON 021441100 25,599 430,215 430,215 ALTERNATIVE LIVING SVC COMMON 02145K107 1,740 87,000 87,000 AMAZON COM INC COM COMMON 023135106 96,315 559,357 559,357 AMAZON 4 3/4% 144A CONVERT 023135AD8 15,781 12,500,000 12,500,000 AMBAC INC COMMON 023139108 2,614 48,400 48,400 AMEREN CORP COMMON 023608102 11,917 329,300 329,300 AMERICA ONLINE INC DEL COMMON 02364J104 249,956 1,700,371 1,700,371 AMERICA ONLINE INC 144 CONVERT 02364JAA2 13,696 1,223,000 1,223,000 AMERICA ONLINE INC DEL CONVERT 02364JAB0 8,835 797,000 797,000 AMERICA WEST AIRLS INC COMMON 023657208 553 29,000 29,000 DIAGEO ORD 28 101/108 COMMON 0237400 382 34,000 34,000 AMERICAN CLASSIC VOYAG COMMON 024928103 4,128 254,000 254,000 AMERICAN CAPITAL STRAT COMMON 024937104 4,322 252,400 252,400 AMERN EAGLE OUTFITTERS COMMON 02553D108 92,116 1,284,923 1,284,923
PAGE 3 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- AMERICAN EXPRESS CO COMMON 025816109 730 6,200 6,100 AMERICAN EXPRESS CONVT CONVERT 025818CJ2 259 238,000 238,000 GKN PLC COMMON 0258304 8,508 559,500 559,500 AMERICAN FREIGHTWAYS C COMMON 02629V108 174 13,500 13,500 AMERICAN GENERAL CORP COMMON 026351106 1,219 17,300 17,300 AMERICAN GENERAL MIPS CONVERT 02637G200 197 2,200 2,200 AMERICAN HOME PRODS CO COMMON 026609107 979 15,000 15,000 ARM HOLDING COMMON 0267838 16,871 387,100 387,100 SMITH (W H) GROUP PLC COMMON 0268530 2,220 207,000 207,000 AMERICAN INTL GROUP IN COMMON 026874107 48,777 404,365 404,365 DIXONS GROUP COMMON 0272304 19,317 911,400 911,400 AMERICAN MGMT SYS INC COMMON 027352103 36,712 1,075,784 1,075,784 AMERICAN PWR CONVERSN COMMON 029066107 994 36,800 36,800 AMERICAN TOWER CORP COMMON 029912201 43,777 1,786,830 1,786,830 EMAP ORD 25P COMMON 0299303 5,067 258,800 258,800 AMERICAN STORES CO NEW COMMON 030096101 419 12,700 12,700 AMERICAN WOODMARK CORP COMMON 030506109 4,923 155,650 155,650 AMERICAN XTAL TECHNOLO COMMON 030514103 15,570 692,000 692,000 AMERISOURCE HEALTH COR COMMON 03071P102 38,071 1,113,600 1,113,600 AMERITRADE HLDG CORP COMMON 03072H109 20,365 329,800 329,800 AMES DEPARTMENT STORES COMMON 030789507 29,496 794,500 794,500 AMERITECH CORP NEW COMMON 030954101 11,265 195,512 195,512 AMGEN INC COMMON 031162100 120,783 1,613,143 1,613,143 AMSOUTH BANCORPORATION COMMON 032165102 28,928 635,775 635,775 AMTRAN INC COMMON 03234G106 979 51,500 51,500 ANALOG DEVICES INC COMMON 032654105 18,841 633,297 633,297 ANAREN MICROWAVE INC COMMON 032744104 1,237 51,000 51,000 ANCHOR BANCORP WIS INC COMMON 032839102 403 26,200 26,200 FKI COMMON 0329459 4,384 1,730,000 1,730,000 ANCHOR GAMING COM COMMON 033037102 1 25 25 F I GROUP PLC COMMON 0330417 3,998 744,800 744,800 ANDOVER BANCORP INC DE COMMON 034258103 480 17,700 17,700 ANDRX CORP COM COMMON 034551101 5,958 65,404 65,404 ANESTA CORP COMMON 034603100 3,213 142,400 142,400 ANHEUSER BUSCH COS INC COMMON 035229103 23,979 314,996 314,996 ANNTAYLOR STORES CORP. COMMON 036115103 54,204 1,226,740 1,226,740 ANTEC CORP COMMON 03664P105 3,214 149,500 149,500 ANSWERTHINK CONSULTING COMMON 036916104 969 34,600 34,600 APOLLO GROUP INC COMMON 037604105 36 1,220 1,220 APPLE COMPUTER INC COMMON 037833100 39,663 1,103,659 1,103,659 APPLE COMPUTER INC CONVERT 037833AE0 13,643 10,506,000 10,506,000 APRIA HEALTHCARE GROUP COMMON 037933108 11,932 1,004,800 1,004,800 APEX PC SOLUTIONS INC COMMON 037945102 13,771 988,050 988,050 GRANADA GROUP COMMON 0381125 958 47,300 47,300
PAGE 4 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- APPLIED MATLS INC COMMON 038222105 101,920 1,652,225 1,648,425 APPLIED MICRO CIRCUITS COMMON 03822W109 15,890 371,700 371,700 ARACRUZ CELULOSE S A A COMMON 038496204 11,710 807,515 807,515 ARDENT SOFTWARE INC COMMON 039794102 11,181 696,100 696,100 ARM HLDGS PLC ADR SPON COMMON 042068106 9,415 71,065 71,065 ARMCO INC COMMON 042170100 174 39,200 39,200 COLT TELECOM GROUP PLC COMMON 0424699 6,611 367,000 367,000 COLT TELECOM GP 144A COMMON 0429999 3,549 197,000 197,000 ARVIN INDS INC COMMON 043339100 11,697 347,239 347,239 EESTI TELEKOM GDR REG COMMON 04338U108 680 30,100 30,100 AS EESTI TELEKOM COMMON 04338U116 5,848 259,000 259,000 ASCEND COMMUNICATIONS COMMON 043491109 81,954 979,298 976,798 ASHLAND INC COMMON 044204105 4,372 106,800 106,800 POWERGEN COMMON 0443746 253 23,000 23,000 AT HOME CORP COM SER A COMMON 045919107 86,929 551,934 551,934 AT HOME 144A CONVERT 045919AA5 24,339 22,907,000 22,907,000 ASSOCIATES FIRST CAP C COMMON 046008108 8,236 183,019 183,019 ASTEC INDS INC COM COMMON 046224101 7,824 253,400 253,400 ASUSTEK COMPUTER INC COMMON 04648R209 4,352 515,100 515,100 ATHENA NEUROSCIENCES I CONVERT 046854AB1 215 186,000 186,000 SOUTH AFRICAN BREW PLC COMMON 0483548 2,741 311,800 311,800 ATLANTIC COAST AIRLINE COMMON 048396105 20,723 736,800 736,800 ATLAS AIR INC COMMON COMMON 049164106 918 31,875 31,875 ATRIX LABS INC COMMON 04962L101 135 12,000 12,000 LAND SECURITIES PLC COMMON 0504502 657 49,600 49,600 AUTOBYTEL COM INC COMMON 05275N106 3,049 72,800 72,800 AUTODESK INC COMMON 052769106 2 46 46 AUTOLIV INC COM COMMON 052800109 1,504 40,028 40,028 AUTOMOBILE PROTN CORP- COMMON 052905106 4,538 567,200 567,200 AUTOMATIC DATA PROCESS CONVERT 053015AC7 16,548 15,429,000 15,429,000 AUTOWEB COM INC COMMON 053331104 4,275 120,000 120,000 AVERY DENNISON CORP COMMON 053611109 41,262 717,600 717,600 AVID TECHNOLOGY INC COMMON 05367P100 10,408 596,900 596,900 AVIS RENT A CAR INC COMMON 053790101 8,265 298,500 298,500 AVISTA CORP COMMON 05379B107 310 19,100 19,100 AVON PRODUCTS INC COMMON 054303102 3,219 68,400 68,400 AVONDALE INDS INC COMMON 054350103 4,797 162,600 162,600 AXA-UAP COMMON 054536107 2,920 44,087 44,087 AWARE INC COMMON 05453N100 21,949 467,000 467,000 AXENT TECHNOLOGIES INC COMMON 05459C108 4,861 202,000 202,000 BB&T CORP COM COMMON 054937107 10,659 294,550 294,550 CENTRAL ASIA INV. CO COMMON 055223580 73 48,567 48,567 BJ SVCS CO COMMON 055482103 4,996 214,900 214,900 BP AMOCO P L C COMMON 055622104 2,009 19,900 19,900
PAGE 5 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- BMC SOFTWARE INC COMMON 055921100 22,685 612,076 612,076 BAKER HUGHES INC COMMON 057224107 870 35,790 35,790 BALLY TOTAL FITNESS HL COMMON 05873K108 6,413 268,600 268,600 BANCO COMERCIAL PORTUG COMMON 059479303 1,201 40,551 40,551 BANCO DE GALICIA Y BUE COMMON 059538207 8,666 539,509 539,509 BANCO DE SANTANDER SPO COMMON 059574202 1,625 80,967 80,967 NATIONAL EXPRESS GROUP COMMON 0621520 5,886 313,000 313,000 NESTOR HEALTHCARE GROU COMMON 0631303 3,292 488,500 488,500 BANK ONE CORP COMMON 06423A103 1,042 18,930 18,930 BANK TOKYO-MITSUBISHI COMMON 065379109 2,741 195,695 195,695 TELEWEST COMMUNICATION COMMON 0654452 6,505 1,499,500 1,499,500 BANKAMERICA CORP NEW COMMON 06605F102 5,360 75,890 75,890 BANQUE INT ARABE TUNIS COMMON 06675A108 310 27,400 27,400 BANTA CORP COMMON 066821109 344 18,100 18,100 BARCLAYS PLC ADR COMMON 06738E204 2,464 21,587 21,587 PEARSON COMMON 0677608 6,525 286,500 286,500 PENINSULAR & ORIENT DF COMMON 0680048 5,820 399,691 399,691 BARRETT RESOURCES CORP COMMON 068480201 6,637 264,800 264,800 BASIN EXPL INC COMMON 070107107 3,664 264,100 264,100 PRUDENTIAL CORP COMMON 0709954 422 32,400 32,400 BAUSCH & LOMB INC COMMON 071707103 46,209 710,900 710,900 BAXTER INTERNATIONAL COMMON 071813109 513 7,780 7,780 VODAFONE GROUP PLC COMMON 0719210 11,289 607,584 607,584 RAILTRACK GROUP PLC COMMON 0721293 610 26,700 26,700 BE AEROSPACE INC COMMON 073302101 286 19,400 19,400 BEAR STEARNS COS INC COMMON 073902108 4,865 108,871 108,871 BEAZER HOMES USA INC COMMON 07556Q105 1,252 59,600 59,600 BEBE STORES INC COMMON 075571109 12,977 316,500 316,500 BECTON DICKINSON & CO COMMON 075887109 486 12,700 12,700 BED BATH & BEYOND INC COMMON 075896100 75,526 2,069,184 2,069,184 BEL FUSE INC COMMON 077347201 1,439 35,100 35,100 BELL & HOWELL CO NEW C COMMON 077852101 8,280 282,500 282,500 BELLSOUTH CORP COMMON 079860102 9,753 243,456 243,456 BEN & JERRYS HOMEMADE COMMON 081465106 2,273 81,150 81,150 BENCHMARK ELECTRS INC COMMON 08160H101 300 10,000 10,000 BERGEN BRUNSWIG CORP COMMON 083739102 92 4,600 4,600 BERKSHIRE HATHAWAY INC COMMON 084670207 491 209 209 BEST BUY INC COMMON 086516101 153,794 2,957,532 2,957,532 BEST SOFTWARE INC COMMON 086579109 3,035 224,800 224,800 BESTFOODS COMMON 08658U101 47 1,000 1,000 LLOYDS TSB GROUP COMMON 0870612 7,510 496,500 496,500 BEYOND COM CORP COMMON 08860E101 5,243 200,200 200,200 BIG FLOWER HLDGS INC C COMMON 089159107 6,963 223,700 223,700 BIG FLOWER 6% 10/15/27 PREFERD 089164305 9,985 160,400 160,400
PAGE 6 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- BINDLEY WESTN INDS INC COMMON 090324104 11,094 388,400 388,400 BINDVIEW DEV CORP COMMON 090327107 5,652 181,600 181,600 BIOGEN N V COMMON 090597105 108,166 946,235 946,235 BIOMATRIX INC COMMON 09060P102 30,880 395,900 395,900 BIOMET INC COMMON 090613100 3,850 91,800 91,800 BLACK & DECKER CORP. COMMON 091797100 605 10,900 10,900 BLANCH E W HLDGS INC C COMMON 093210102 2,777 52,900 52,900 BLUE RHINO CORP COMMON 095811105 1,166 88,800 88,800 BLYTH INDS INC COMMON 09643P108 4,281 181,200 181,200 BOB EVANS FARMS INC COMMON 096761101 5,006 250,300 250,300 BOEING CO COMMON 097023105 768 22,600 22,400 BOISE CASCADE CORP COMMON 097383103 21,443 664,915 664,915 BOSTON ACOUSTICS INC COMMON 100534106 229 14,100 14,100 BOSTON SCIENTIFIC CORP COMMON 101137107 755 18,600 18,600 BOTTOMLINE TECH DEL IN COMMON 101388106 1,780 27,900 27,900 BRIGGS & STRATTON CORP COMMON 109043109 26,042 528,100 528,100 BRIGHT HORIZON FAMILY COMMON 109195107 2,584 118,110 118,110 BRIGHTPOINT INC COMMON 109473108 3,582 606,400 606,400 BRINKER INTL INC COMMON 109641100 14,624 563,800 563,800 BRIO TECHNOLOGY INC COMMON 109704106 5,262 249,100 249,100 BRISTOL MYERS SQUIBB C COMMON 110122108 87,694 1,367,522 1,367,522 BRITISH TELECOMMUNICAT COMMON 111021408 2,135 13,005 13,005 BROADCAST COM INC COMMON 111310108 4,125 34,900 34,900 BROADVISION INC COMMON 111412102 19,419 325,000 325,000 BROOKS AUTOMATION INC COMMON 11434A100 6,525 291,600 291,600 BROOKTROUT TECHNOLOGY COMMON 114580103 902 85,900 85,900 BUCKLE INC COMMON COMMON 118440106 4,123 183,260 183,260 BUFFETS INC COMMON 119882108 1,082 109,600 109,600 BUILDING MATLS HLDG CO COMMON 120113105 451 44,500 44,500 BURLINGTON NORTHN SANT COMMON 12189T104 22,352 679,900 679,900 BURLINGTON RESOURCES I COMMON 122014103 36,644 917,548 917,548 BUSINESS OBJECTS ADR COMMON 12328X107 8,912 300,200 300,200 C&D TECHNOLOGIES INC COMMON 124661109 1,440 57,900 57,900 LA ELECTRICIDAD DE CAR COMMON 12477A106 3,780 245,711 245,711 CBS RADIO 144A 7% 6/11 CONVERT 124847AB0 7,551 4,670,000 4,670,000 CBT GROUP PUB LTD ADR COMMON 124853300 194 17,040 17,040 CBS CORP COMMON 12490K107 8,011 196,300 196,200 C-CUBE MICROSYSTEMS COMMON 125015107 3,414 172,300 172,300 CDNOW N2K INC COMMON 125086108 3,127 193,900 193,900 CDW COMPUTER CTRS INC COMMON 125129106 15,028 217,800 217,800 CEC ENTERTAINMENT INC COMMON 125137109 10,379 289,300 289,300 CHS ELECTRONICS INC COMMON 12542A206 2,539 796,700 796,700 CIGNA CORP COMMON 125509109 9,967 118,914 118,914 CIT GROUP INC COMMON 125577106 16,684 545,900 545,900
PAGE 7 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- CKE RESTAURANTS INC CO COMMON 12561E105 1 57 57 CMGI INC COM COMMON 125750109 187,977 1,026,843 1,025,643 CMP GROUP INC COMMON 125887109 461 25,100 25,100 CNET INC COMMON 125945105 35,450 384,800 384,800 CTG RES INC COMMON 125957100 210 8,700 8,700 CRH PLC COMMON 12626K203 1,217 68,546 68,546 CSG SYS INTL INC COMMON 126349109 10,104 256,200 256,200 CTS CORP COM COMMON 126501105 185 3,750 3,750 CVS CORP COMMON 126650100 6,740 141,900 141,900 CABLE & WIRELESS COMMS COMMON 12682P104 1,536 27,159 27,159 CABLEVISION SYS CORP C COMMON 12686C109 6,912 93,250 93,250 CACI INTL INC COMMON 127190304 1,047 61,800 61,800 CAL DIVE INTL INC COMMON 127914109 3,388 162,300 162,300 CAMPBELL SOUP CO COMMON 134429109 557 13,700 13,700 CANADIAN PAC LTD NEW COMMON 135923100 305 15,600 15,600 CANAL PLUS ADR SPONSOR COMMON 137041208 1,916 32,982 32,982 CANANDAIGUA BRANDS INC COMMON 137219200 21,481 426,400 426,400 CAPITAL ONE FINL CORP COMMON 14040H105 130,568 864,690 864,690 CAPITAL RE CP COMMON 140432105 449 26,000 26,000 CARDINAL HEALTH INC CO COMMON 14149Y108 121,414 1,839,612 1,835,656 CAREER EDUCATION CORP COMMON 141665109 1,939 56,000 56,000 CAREMATRIX CORP COMMON 141706101 6,131 322,700 322,700 CARLISLE COS INC COM COMMON 142339100 10,344 221,252 221,252 CARNIVAL CRUISE LINE C COMMON 143658102 11,713 241,185 241,185 CARRIER ACCESS CORP COMMON 144460102 17,745 229,523 229,523 CASELLA WASTE SYS INC COMMON 147448104 6,193 274,500 274,500 CATALYST INTL INC COMMON 14887T105 3,086 297,400 297,400 CATERPILLAR INC DEL COMMON 149123101 1,470 32,000 31,800 CATHERINES STORES CORP COMMON 14916F100 1,842 263,100 263,100 CATO CORP NEW COMMON 149205106 1,052 113,000 113,000 CELLULAR COMMUN INTL I COMMON 150918100 12 150 150 CELLSTAR CORP COMMON 150925105 2,064 198,900 198,900 CELESTICA INC SUB VTG COMMON 15101Q108 2,045 63,041 63,041 CELLULAR COMM OF PUERT COMMON 15116N108 397 14,700 14,700 CEMENTOS LIMA S A COMMON 151263100 1,481 114,754 114,754 CEMEX S A SPONSORED AD COMMON 151290202 1,245 152,638 152,638 CENTEX CORPORATION COMMON 152312104 1,090 32,664 32,664 CENTEX CONSTRUCTION PR COMMON 15231R109 12,801 367,700 367,700 CENTOCOR INC CONVERT 152342AE1 9,799 10,050,000 10,050,000 CENTRAL GARDEN & PET COMMON 153527106 435 25,800 25,800 CENTRAL PKG CORP COMMON 154785109 348 10,100 10,100 CENTURY BUSINESS SVCS COMMON 156490104 4,329 395,800 395,800 CENTURY COMMUNICATIONS COMMON 156503104 599 12,900 12,900 CENTURY TEL ENTERPRISE COMMON 156686107 27,341 392,275 392,275
PAGE 8 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- CERIDIAN CORP COMMON 15677T106 1,987 54,337 54,337 KUZBASSENERGO ORD (COR COMMON 15688P853 32 220,000 220,000 CESKE RADIOKOMUNICACE COMMON 157139106 8,303 242,080 242,080 CESKE RADIOKOMNIKCE RE COMMON 157139205 1,293 37,720 37,720 CHAMPIONSHIP AUTO RACI COMMON 158711101 3,108 106,700 106,700 CHANCELLOR MEDIA CORP COMMON 158915108 4,585 97,300 97,300 CHANCELLOR MEDIA CORP PREFERD 158915405 3,481 36,450 36,450 THE CHASE MANHATTEN CO COMMON 16161A108 50,688 622,899 622,899 CHATTEM INC COMMON 162456107 5,225 167,200 167,200 CHEAP TICKETS INC COMMON 162672109 454 13,500 13,500 CHEVRON CORPORATION COMMON 166751107 320 3,600 3,500 CHICOS FAS INC COMMON 168615102 1,726 80,300 80,300 CHILDRENS PL RETAIL ST COMMON 168905107 8,124 301,600 301,600 CHINA TELECOM HONG KON COMMON 169428109 1,643 49,230 49,230 CHIREX INC COMMON 170038103 2,330 95,100 95,100 CIBER INC COMMON COMMON 17163B102 9,194 474,486 474,486 CIENA CORP COMMON 171779101 2,282 101,400 101,400 CINAR CORP COMMON 171905300 9,163 398,400 398,400 CIRCLE INTL GROUP INC COMMON 172574105 354 24,300 24,300 CIRCUIT CITY STORE/GRP COMMON 172737108 38,313 500,000 500,000 CISCO SYS INC COMMON 17275R102 109,614 1,000,450 1,000,450 CINTAS CORP COMMON 172908105 4,106 62,800 62,800 CITIGROUP INC. COMMON 172967101 2,147 33,618 33,618 CITRIX SYS INC COM COMMON 177376100 87,091 2,284,362 2,284,362 CITRIX SYSTEM 144A CONVERT 177376AA8 5,156 15,000,000 15,000,000 CITY NATL CORP COMMON 178566105 2,945 95,400 95,400 CLAIRES STORES INC COMMON 179584107 24,514 813,713 813,713 CLARIFY INC COMMON 180492100 15,049 563,900 563,900 CLEAR CHANNEL COMMUNIC COMMON 184502102 74,435 1,109,936 1,106,100 CLEAR CHANNEL COMMUNIC CONVERT 184502AB8 19,744 16,051,000 16,051,000 CLEVELAND CLIFFS INC COMMON 185896107 341 10,000 10,000 CLOROX CO DEL COMMON COMMON 189054109 29,113 248,439 248,439 CLOSURE MED CORP COMMON 189093107 236 6,200 6,200 COACHMEN INDUSTRIES COMMON 189873102 330 16,100 16,100 COASTAL CORP COMMON 190441105 221 6,700 6,700 COCA COLA CO COMMON 191216100 1,406 22,903 22,803 COCA-COLA FEMSA S A DE COMMON 191241108 331 20,300 20,300 COLE KENNETH PRODTNS I COMMON 193294105 2,411 91,400 91,400 COLGATE-PALMOLIVE CO COMMON 194162103 25,157 273,450 273,450 COLONIAL BANCGROUP INC COMMON 195493309 317 26,400 26,400 COLT TELECOM GROUP PLC COMMON 196877104 1,433 19,946 19,946 COLUMBIA ENERGY GROUP COMMON 197648108 11,380 217,800 217,800 COMAIR INC COMMON 199789108 31,822 1,347,000 1,347,000 ATI TECHNOLOGIES INC COMMON 2000978 7,767 506,500 506,500
PAGE 9 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- COMCAST CORPORATION CL COMMON 200300101 11,327 184,171 184,171 COMCAST CORP CL A SPL COMMON 200300200 66,308 1,053,528 1,053,528 COMCAST CORP (CNV PREF COMMON 200300408 4,789 60,000 60,000 COMERICA INC COMMON 200340107 23,710 379,750 379,750 COMMERCE BANCORP NJ COMMON 200519106 5,556 134,685 134,685 GRUPO FINANCIERP INBUR COMMON 2017020 4,423 1,659,000 1,659,000 COMMSCOPE INC COMMON 203372107 6,685 319,300 319,300 COMMUNITY BK SYS INC COMMON 203607106 367 15,400 15,400 COMMUNITY FIRST BANKSH COMMON 203902101 354 17,700 17,700 GAMES TRADER 10/29/00 COMMON 204409403 13,526 278,000 278,000 CVRD CIA VALE DO RIO COMMON 204412100 462 31,700 31,700 COMPAQ COMPUTER CORP COMMON 204493100 19,378 611,524 611,524 COMPLETE BUSINESS SOLU COMMON 20452F107 8,199 417,800 417,800 COMPUTER ASSOC INTL IN COMMON 204912109 733 20,600 20,600 COMPUTER NETWORK TECHN COMMON 204925101 8,927 553,600 553,600 COMPUTER SCIENCES CORP COMMON 205363104 1,074 19,476 19,476 COMPUTER TASK GROUP IN COMMON 205477102 5,339 249,800 249,800 COMPUWARE CORP COMMON 205638109 51,538 2,158,686 2,158,686 COMPX INTERNATIONAL IN COMMON 20563P101 778 61,000 61,000 COMVERSE TECHNOLOGY IN COMMON 205862402 83,766 987,940 987,940 COMVERSE TECH 5.75%06 CONVERT 205862AE5 275 170,000 170,000 COMVERSE TECH 144A CONVERT 205862AF2 16,215 11,154,000 11,154,000 COMVERSE TECHNOLOGY CONVERT 205862AG0 5,691 3,915,000 3,915,000 CONCENTRIC NETWORK COR COMMON 20589R107 24,899 333,100 333,100 COMPUTER HORIZON CORP COMMON 205908106 1 58 58 COM21 INC COMMON 205937105 11,062 421,404 421,404 CONCORD COMMUNICATIONS COMMON 206186108 34,873 611,800 611,800 CONCORD EFS INC COMMON 206197105 21,785 790,400 790,400 CONCUR TECHNOLOGIES IN COMMON 206708109 4,946 109,600 109,600 TALISMAN ENERGY INC(CA COMMON 2068299 4,208 194,400 194,400 CONEXANT SYSTEMS INC COMMON 207142100 39,538 1,428,000 1,428,000 BANESPA PREFFERED COMMON 2074296 5,756 126,570,117 126,570,117 CONSECO INC INCOME PRI PREFERR 208464602 146 3,700 3,700 CONSOLIDATED EDISON IN COMMON 209115104 28,660 632,500 632,500 CONSOLIDATED GRAPHICS COMMON 209341106 22,049 381,800 381,800 GRANA Y MONTERO COMMON 2096580 480 1,536,401 1,536,401 CONSOLIDATED STORES CO COMMON 210149100 3,880 128,000 128,000 ELECTROPAULO METRO PN COMMON 2107578 2,308 63,850,000 63,850,000 CONTINENTAL AIRLS INC COMMON 210795308 1 27 27 RESEARCH IN MOTION LTD COMMON 2117265 4,013 385,500 385,500 COOPER INDUSTRIES COMMON 216669101 338 7,940 7,940 ROGERS COMMUNICATIONS COMMON 2169051 5,328 294,200 294,200 COORS ADOLPH COMPANY COMMON 217016104 42,598 788,868 788,868 COPART INC COMMON 217204106 4,673 225,200 225,200
PAGE 10 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- CARSO TELECOM COMMON 2178336 29,256 5,647,600 5,647,600 CEMENTOS NORTE PACASMA COMMON 2182155 57 51,578 51,578 CEMEX SA COMMON 2183084 377 90,000 90,000 CEMEX SA CPO COMMON 2183578 7,843 1,923,320 1,923,320 CORDANT TECHNOLOGIES I COMMON 218412104 5,325 133,756 133,756 CEMENTOS LIMA COMMON 2185648 2,747 212,884 212,884 CEMIG COMMON 2192712 845 37,782,194 37,782,194 CORNING INC COM COMMON 219350105 35,572 592,849 592,849 CORPORATE EXECUTIVE BR COMMON 21988R102 2,543 96,400 96,400 CIA ENERGETICA DO CEAR COMMON 2203368 815 325,000,000 325,000,000 COSTCO COMPANIES INC COMMON 22160Q102 107,515 1,174,211 1,171,228 COSTCO COMPANIES 144A CONVERT 22160QAA0 15,903 14,811,000 14,811,000 COSTCO COMPANIES INC. CONVERT 22160QAC6 8,745 8,145,000 8,145,000 COTELLIGENT GROUP INC COMMON 221630106 432 48,700 48,700 COUNTRYWIDE CREDIT IND COMMON 222372104 26,491 706,422 706,422 CORP INTER AM ENTERTAI COMMON 2224347 17,249 5,827,095 5,827,095 COVANCE INC COMMON 222816100 7,308 291,600 291,600 COX COMMUNICATIONS INC COMMON 224044107 57,245 756,961 754,100 CRAFTMADE INTL INC COMMON 22413E104 4,376 291,700 291,700 FOMENTO ECON MEXIC UNI COMMON 2242059 9,910 3,244,200 3,244,200 CORP INTERAMERICANA L COMMON 2243513 6,373 2,380,784 2,380,784 CRANE CO. COMMON 224399105 3,078 127,250 127,250 CREATIVE COMPUTERS INC COMMON 22527E107 11,923 395,800 395,800 CREE RESEARCH INC COMMON 225447101 13,288 283,100 283,100 CIA VALE DO RIO DOCE COMMON 2257127 6,355 431,700 431,700 CELESTICA INC COMMON 2263362 1,371 41,900 41,900 CRITICAL PATH INC COMMON 22674V100 7,030 91,300 91,300 CROMPTON & KNOWLES COR COMMON 227111101 274 17,400 17,400 CROSSMANN CMNTYS INC COMMON 22764E109 3,013 151,100 151,100 CROWN CASTLE INTL CORP COMMON 228227104 30,442 1,691,200 1,691,200 CULLEN FROST BANKERS I COMMON 229899109 829 17,300 17,300 CURATIVE HEALTH SVCS COMMON 231264102 403 35,000 35,000 CYBERIAN OUTPOST COMMON 231914102 4,029 204,000 204,000 FERREYROS SA COMMON 2320126 4,762 6,695,134 6,695,134 CUTTER & BUCK INC COMMON 232217109 8,502 265,700 265,700 CYBEX CORP COMMON COMMON 232522102 10,968 611,425 611,425 CYMER INC COMMON 232572107 33,644 1,692,800 1,692,800 DII GROUP INC COMMON 232949107 3,045 104,100 104,100 DM MANAGEMENT CO COMMON 233233105 5,853 374,600 374,600 D R HORTON INC COMMON 23331A109 2,784 166,200 166,200 D S T SYSTEMS INC COMMON 233326107 2,426 40,396 40,396 DTE ENERGY CO COMMON 233331107 596 15,500 15,500 DT INDUSTRIES INC COMMON 23333J108 180 25,500 25,500 DAL-TILE INTL INC COMMON 23426R108 8,460 933,500 933,500
PAGE 11 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- DANA CORP COMMON 235811106 2,065 54,350 54,350 DANAHER CORP SHS BEN I COMMON 235851102 26,078 499,080 499,080 DARDEN RESTAURANTS INC COMMON 237194105 6,379 309,348 309,348 DATA PROCESSING RES CO COMMON 237823109 430 31,400 31,400 GRUPO TELEVISA SA COMMON 2380108 285 18,060 18,060 DAVE & BUSTER'S INC COMMON 23833N104 6,759 329,700 329,700 BIMBO SER A ORD COMMON 2392471 39 17,361 17,361 GRUPO CARSO COMMON 2393452 12,038 2,933,000 2,933,000 GRUPO CEMENTOS CHIHUAH COMMON 2393496 713 838,000 838,000 DAYTON HUDSON CORP COMMON 239753106 63,196 948,536 948,536 GRUPO FINANCIERO BANCO COMMON 2402875 3,593 10,531,000 10,531,000 DEAN FOODS CO COM COMMON 242361103 8 228 228 DEL MONTE FOODS CO COM COMMON 24522P103 7 500 500 DELL COMPUTER CORP COMMON 247025109 194,893 4,768,004 4,768,004 DELPHI FINL GROUP INC COMMON 247131105 5,054 149,200 149,200 DELUXE CORP COM COMMON 248019101 20 700 700 DENALI INC COMMON 248221103 2,044 230,300 230,300 DENDRITE INTL INC COMMON 248239105 10,554 473,000 473,000 KIMBERLY CLARK MEX COMMON 2491914 6,341 1,684,900 1,684,900 KIMBERLY CLARK MEXICO COMMON 2491925 33 10,000 10,000 DIAL CORP NEW COM COMMON 25247D101 33,057 961,619 961,619 DIAMOND OFFSHORE DRILL COMMON 25271C102 34,459 1,089,600 1,089,600 DIAMOND OFFSHORE DRILL CONVERT 25271CAA0 22,969 22,138,000 22,138,000 DIEBOLD INC COMMON 253651103 202 8,411 8,411 DIGITAL RIV INC COM COMMON 25388B104 20,430 510,750 510,750 DIME CMNTY BANCSHARES COMMON 253922108 2,298 100,200 100,200 DIME BANCORP COMMON 25429Q102 9,386 404,761 404,761 DISNEY WALT COMPANY COMMON 254687106 12,565 403,700 403,400 DIXONS GROUP PLC ADR COMMON 255875205 2,841 44,459 44,459 DOLLAR TREE STORES INC COMMON 256747106 4,593 148,468 148,468 DONALDSON LUFKIN & JEN COMMON 257661108 56,342 807,747 807,747 DOR ENERGY 1998 LTD COMMON 258095108 96 29,900 29,900 DOUBLECLICK INC COMMON 258609304 35,639 195,750 195,750 DOUBLECLICK INC CONVERT 258609AA4 11,363 9,000,000 9,000,000 DOW CHEMICAL COMPANY COMMON 260543103 8,033 86,200 86,200 DRIL-QUIP INC COMMON 262037104 2,853 129,300 129,300 DSET CORP COMMON 262504103 552 47,500 47,500 DU PONT E I DE NEMOURS COMMON 263534109 331 5,700 5,500 DYCOM INDS INC COM COMMON 267475101 43,043 989,500 989,500 PEREZ COMPANC SA COMMON 2681931 7,530 1,602,021 1,602,021 ECI TELECOM LTD COMMON 268258100 497 14,200 14,200 EFG HERMES GDR 144A COMMON 268425105 1,616 133,900 133,900 E M C CORP MASS COMMON 268648102 147,944 1,158,080 1,158,080 E M C CORP MASS 144A CONVERT 268648AC6 14,433 2,515,000 2,515,000
PAGE 12 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- EMC CORP 3.25%3/15/02 CONVERT 26865YAA2 5,660 987,000 987,000 ESAT TELECOM GROUP PLC COMMON 26883Y102 6,516 155,604 155,604 EVI INC PREFERD 268939402 10,677 351,500 351,500 E TRADE GROUP INC COM COMMON 269246104 38,676 663,250 663,250 EAGLE USA AIRFREIGHT I COMMON 270018104 1,528 47,000 47,000 EARTHGRAINS COMPANY COMMON 270319106 2,693 121,384 121,384 EARTHLINK NETWORK INC COMMON 270322100 16,356 272,600 272,600 EARTHWEB INC COMMON 27032C108 318 5,800 5,800 EASTERN ENTERPRISES COMMON 27637F100 378 10,400 10,400 EASTMAN KODAK CO COMMON 277461109 2,387 37,376 37,276 ECHELON CORP COMMON 27874N105 1,429 142,900 142,900 ECHOSTAR COMMUNICATNS COMMON 278762109 40,102 491,300 491,300 ECLIPSE SURGICAL TECHN COMMON 278849104 1,652 157,300 157,300 ECO SOIL SYS INC COMMON 278858105 4,097 590,600 590,600 ECOLAB INC COM COMMON 278865100 607 17,100 17,100 ECSOFT GROUP PLC COMMON 279240105 7,679 240,900 240,900 EL PASO ENERGY CORP DE COMMON 283905107 535 16,378 16,378 ELAN PLC COMMON 284131208 230 3,300 3,300 ELCOR CORP COM COMMON 284443108 8,850 251,500 251,500 ELDER BEERMAN STORES COMMON 284470101 2,177 252,400 252,400 ELECTRO SCIENTIFIC IND COMMON 285229100 7,375 158,600 158,600 ELECTRONIC ARTS INC COMMON 285512109 542 11,400 11,400 ELECTRONICS FOR IMAGIN COMMON 286082102 46,091 1,181,816 1,181,816 TELERJ TEL RIO JANEIRO COMMON 2879963 946 39,700,000 39,700,000 EMERSON ELEC CO COMMON 291011104 2,954 55,800 55,800 EMMIS COMMUNICATIONS COMMON 291525103 15,420 308,400 308,400 EMPI INC. COMMON 291586105 1,286 59,500 59,500 ENERGEN CORP COMMON 29265N108 439 29,400 29,400 ENGELHARD CORP COMMON 292845104 134 7,900 7,900 ENRON CORP COMMON 293561106 37,483 583,396 583,396 ENTERCOM COMMUNICATION COMMON 293639100 5,306 150,000 150,000 ENTRUST TECHNOLOGIES I COMMON 293848107 875 25,931 25,931 EQUANT N V SHS-N Y REG COMMON 294409107 15,522 206,273 206,273 ERICSSON L M TEL CO CONVERT 294821509 4,401 686,980 686,980 ETHAN ALLEN INTERIORS COMMON 297602104 8,974 215,920 215,920 EVEREST REINS HLDGS IN COMMON 299808105 1 20 20 EVERGREEN MEDIA 144A PREFERD 300248408 11,313 118,460 118,460 EXBUD GDR 144A COMMON 30064T106 240 35,600 35,600 EXCEL SWITCHING CORP COMMON 30067V108 678 32,300 32,300 EXCHANGE APPLICATIONS COMMON 300867108 905 36,000 36,000 EXCITE INC COM COMMON 300904109 50,232 358,798 358,798 EXODUS COMMUNICATIONS COMMON 302088109 78,951 586,996 586,996 EXODUS COMMUNICATIONS CONVERT 302088AC3 14,411 9,000,000 9,000,000 EXPEDITORS INTL WASH I COMMON 302130109 10,940 202,600 202,600
PAGE 13 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- EXXON CORP COMMON 302290101 72,920 1,033,406 1,033,206 FNB CORP PA COMMON 302520101 382 16,600 16,600 FPL GROUP INC COMMON 302571104 1,141 21,425 21,425 FACTSET RESH SYS INC COMMON 303075105 13,051 301,750 301,750 FAIR ISAAC & CO INC CO COMMON 303250104 307 8,300 8,300 FAMILY DLR STORES INC COMMON 307000109 37,455 1,628,473 1,628,473 FAMILY GOLF CTRS INC COMMON 30701A106 3,515 472,550 472,550 FATBRAIN COM INC COMMON 311889109 5,712 249,700 249,700 FDX CORP COMMON 31304N107 20,237 217,600 217,600 FEDERAL HOME LN MTG CO COMMON 313400301 32,427 565,800 565,800 FEDERAL MOGUL CORP COM COMMON 313549107 1 23 23 FEDERAL NATL MTG ASSN COMMON 313586109 110,960 1,602,317 1,602,317 FEDERATED DEPT STORES COMMON 31410H101 3,772 94,000 94,000 FIDELITY NATL FINL INC COMMON 316326107 1,054 70,270 70,270 FIFTH THIRD BANCORP COMMON 316773100 884 13,400 13,400 FINANCIAL FED CORP COMMON 317492106 1,835 96,600 96,600 FINANCIAL SEC ASSURN H COMMON 31769P100 1,340 27,000 27,000 FINGERHUT COS INC COMMON 317867109 25 1,000 1,000 FINOVA GROUP INC COMMO COMMON 317928109 511 9,850 9,850 FINOVA CV 5.5% PFD PREFERD 31808E207 7,411 102,930 102,930 FIRST AMERN FINL CORP COMMON 318522307 19,878 1,257,147 1,257,147 FIRST REP BK SAN FRANC COMMON 336158100 434 18,000 18,000 FIRST UNION CORP COMMON 337358105 7,013 131,250 131,250 FIRST WASH BANCORP INC COMMON 33748T104 4,103 211,080 211,080 FIRST YRS INC COMMON 337610109 4,021 288,500 288,500 FIRSTAR CORP NEW WIS C COMMON 33763V109 43,012 767,328 767,328 FISERV INC COMMON 337738108 40,144 748,600 748,600 FIRSTFED FINL CORP DEL COMMON 337907109 1 82 82 FLAGSTAR BANCORP INC C COMMON 337930101 2,009 75,800 75,800 FLASHNET COMMUNICATION COMMON 338527104 1,859 45,200 45,200 FLEET FINL GROUP INC N COMMON 338915101 26,770 711,500 711,500 FLEETWOOD ENTERPRISES COMMON 339099103 10,316 360,400 360,400 FLORIDA PROGRESS CORP COMMON 341109106 1,755 46,500 46,500 FLOWERS INDS INC COMMON 343496105 2,301 93,450 93,450 FLUOR CORP COMMON 343861100 419 15,500 15,500 FOMENTO ECONOMICO MEX COMMON 344419106 4,226 136,600 136,600 FOODMAKER INC NEW COM COMMON 344839204 32,449 1,272,500 1,272,500 FORD MTR CO DEL COMMON 345370100 32,139 566,950 566,950 FOREST LABS INC COM COMMON 345838106 81,801 1,451,014 1,451,014 FORRESTER RESH INC COMMON 346563109 2,694 88,700 88,700 FORT JAMES CORP COMMON 347471104 282 8,900 8,900 FORWARD AIR CORP COMMON 349853101 3,155 240,400 240,400 FOSSIL INC COM COMMON 349882100 9,199 308,540 308,540 FOSTER WHEELER CORP COMMON 350244109 276 22,800 22,800
PAGE 14 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- FOX ENTMT GROUP INC CL COMMON 35138T107 42,721 1,574,951 1,574,951 FRANCE TELECOM ADR SPO COMMON 35177Q105 756 9,366 9,366 FREMONT GEN CORP COMMON 357288109 1 78 78 FRESENIUS MED CARE AG COMMON 358029106 1,598 79,174 79,174 FRONTIER CORP COMMON 35906P105 6,449 124,323 124,323 FRONTIER INS GROUP INC COMMON 359081106 238 20,000 20,000 FUISZ TECHNOLOGIES LTD COMMON 359536109 658 100,300 100,300 FUJITSU LTD ADR 5 COM COMMON 359590304 2,008 25,223 25,223 FURNITURE BRANDS INTL COMMON 360921100 13,696 618,941 618,941 G & K SVCS INC COMMON 361268105 3,051 66,050 66,050 GATX CORP COMMON COMMON 361448103 797 24,200 24,200 GKN PUB LTD CO ADR COMMON 361755200 2,390 158,107 158,107 GST TELECOMMUNICATIONS COMMON 361942105 4,910 448,900 448,900 GP STRATEGIES CORP COMMON 36225V104 5,655 318,600 318,600 GTE CORP COMMON 362320103 2,015 33,300 33,300 GALLAGHER ARTHUR J & C COMMON 363576109 2,696 58,600 58,600 GAMES TRADER INC COMMON 36466N100 919 556,000 556,000 GANNETT INC DEL COMMON 364730101 18,708 296,950 296,950 GAP INC DEL COMMON 364760108 8,140 120,925 120,925 GATEWAY 2000 INC COM COMMON 367833100 1,012 14,762 14,762 GENENTECH INC SPL COM COMMON 368710307 7,220 81,458 81,458 GENERAL DYNAMICS CORP COMMON 369550108 36,250 564,200 564,200 GENERAL ELEC CO COMMON 369604103 144,139 1,302,960 1,302,760 GENERAL INSTR CORP DEL COMMON 370120107 16,401 541,088 541,088 GENERAL MILLS INC COMMON 370334104 75,211 995,350 995,350 GENERAL MTRS CORP COMMON 370442105 46,127 530,200 530,100 GENTEX CORP COM COMMON 371901109 6,242 289,474 289,474 GENESYS TELECOMMUNICAT COMMON 371931106 405 26,900 26,900 GENESIS MICROCHIP INC COMMON 371933102 8,085 340,400 340,400 GENESIS DIRECT INC COMMON 371935107 1,172 273,800 273,800 GENZYME CORP COMMON 372917104 38,252 758,400 758,400 GEORGIA PAC CORP COMMON 373298108 40,036 539,200 539,200 GEOTEL COMMUNICATIONS COMMON 373656107 25,000 544,956 544,956 GERBER SCIENTIFIC INC COMMON 373730100 202 10,000 10,000 GETTY IMAGES INC COMMON 374276103 4,164 198,300 198,300 GILEAD SCIENCES INC COMMON 375558103 13,459 295,800 295,800 GILMAN & CIOCIA INC COMMON 375908100 2,469 197,500 197,500 GLATFELTER P H CO COMMON 377316104 437 39,100 39,100 GLOBAL INDS LTD COMMON 379336100 29,130 2,877,000 2,877,000 GLOBAL TELESYSTEMS GRO COMMON 37936U104 11,415 204,078 204,078 GLOBAL TELESYSTEMS GRO CONVERT 37936UAE4 4,787 4,040,000 4,040,000 GLOBAL VACATION GROUP COMMON 37937F106 1,640 138,100 138,100 GLOBIX CORP COM COMMON 37957F101 9,880 264,800 264,800 GOLDEN WEST FINL CORP COMMON 381317106 334 3,500 3,500
PAGE 15 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- GOLF TR AMER INC COMMON 38168B103 5,390 240,900 240,900 GO2NET INC COM COMMON 383486107 40,875 308,200 308,200 GRACE W R & CO DEL NEW COMMON 38388F108 269 22,200 22,200 GRANITE CONSTR INC COMMON 387328107 10,221 437,250 437,250 GREAT UNVL STORES PLC COMMON 391334604 978 93,175 93,175 GREENPOINT FINL CORP COMMON 395384100 646 18,600 18,600 GROUP 1 AUTOMOTIVE INC COMMON 398905109 1,260 51,300 51,300 GROUPE DANONE COMMON 399449107 1,252 25,093 25,093 GRUPO TELEVISA SA DE C COMMON 40049J206 15,375 490,050 490,050 ASSA ABLOY COMMON 4009304 208 5,000 5,000 AKBANK COMMON 4011127 8,156 253,554,080 253,554,080 AKSIGORTA COMMON 4012078 4,081 78,079,500 78,079,500 ALLEANZA ASSICURAZ COMMON 4015970 9,007 755,100 755,100 GUIDANT CORP COMMON 401698105 165,333 2,732,762 2,732,762 ALTRAN TECHNOLOGIES COMMON 4021869 5,919 23,330 23,330 GULFSTREAM AEROSPC COR COMMON 402734107 62,106 1,431,808 1,431,808 HSBC HLDGS PLC SPONSOR COMMON 404280307 1,682 5,342 5,342 ATLAS COPCO AB COMMON 4050971 1,112 41,000 41,000 HAIN FOOD GROUP INC COMMON 405219106 7,460 452,100 452,100 ATHENS MEDICAL CARE COMMON 4056612 3,380 167,899 167,899 ASSICURAZIONI GENERALI COMMON 4056719 1,762 44,000 44,000 HALLIBURTON COMPANY COMMON 406216101 54,045 1,403,791 1,403,791 HAMBRECHT & QUIST GRP COMMON 406545103 5,259 151,600 151,600 BANCO COMERCIAL PORTUG COMMON 4070269 8,929 295,415 295,415 BANCO COMERCIAL PORTUG COMMON 407026J 379 15,200 15,200 BPI BCO PORT INVEST COMMON 407256G 281 9,000 9,000 BCA COMM ITALIANA COMMON 4072942 8,852 1,079,000 1,079,000 HANDLEMAN CO DEL COM COMMON 410252100 196 14,650 14,650 HANGER ORTHOPEDIC GROU COMMON 41043F208 10,962 812,000 812,000 HANNA M A CO COMMON 410522106 418 32,600 32,600 ACCOR COMMON 4112321 546 2,200 2,200 HARBINGER CORP COMMON 41145C103 4,161 616,400 616,400 BOUYGUES COMMON 4115159 5,743 20,700 20,700 BAER HLDGS AG COMMON 4116958 12,757 3,935 3,935 HARLEY DAVIDSON INC COMMON 412822108 45,618 795,078 795,078 HARLEYSVILLE GROUP INC COMMON 412824104 217 11,200 11,200 HARMONIC INC COMMON 413160102 9,517 344,500 344,500 BNP COMMON 4133667 10,354 119,000 119,000 HARTE-HANKS COMMUNCATN COMMON 416196103 11,466 417,900 417,900 CAP GEMINI SA COMMON 4163437 7,752 46,300 46,300 HARTFORD FINANCIAL SER COMMON 416515104 30,112 530,013 530,013 HARTFORD LIFE INC COMMON 416592103 43,582 792,400 792,400 CANAL PLUS COMMON 4171720 12,280 41,900 41,900 CIMPOR CIMENTOS DE POR COMMON 417589G 305 10,400 10,400
PAGE 16 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- VIVENDI COMMON 4175926 5,176 21,038 21,038 CASINO GUICH PERR COMMON 4178419 9,344 105,300 105,300 CASTORAMA DUBOIS COMMON 4179144 14,220 67,900 67,900 HASBRO BRADLEY INC COMMON 418056107 61 2,100 2,100 CRH ORD IEP.25 COMMON 4182249 5,082 294,400 294,400 ELKJOP NORGE ASA COMMON 4186887 4,516 84,100 84,100 CENTROS COMER CONTINEN COMMON 4187998 6,485 233,200 233,200 CHIPITA COMMON 4189314 2,514 69,140 69,140 HAVERTY FURNITURE INC COMMON 419596101 1,992 78,500 78,500 COMMERCIAL BK OF GREEC COMMON 4212823 7,115 45,600 45,600 ALCATEL COMMON 4216825 1,230 10,700 10,700 HEALTH MGMT ASSOC INC COMMON 421933102 1 73 73 HEADWAY CORPORATE RESO COMMON 422101105 1,141 260,800 260,800 HEARTLAND EXPRESS INC COMMON 422347104 313 20,600 20,600 HEINZ H J COMPANY COMMON 423074103 42,619 899,600 899,600 HENRY JACK & ASSOC INC COMMON 426281101 20,670 562,450 562,450 HERTZ CORP CL A COMMON 428040109 27,747 518,640 518,640 HI / FN INC COMMON 428358105 6,495 173,200 173,200 HAVAS ADVERTISING COMMON 4301594 5,518 28,477 28,477 ENKA HOLDING COMMON 4313492 109 700,000 700,000 ELEKTRIM COMMON 4320102 4,684 441,008 441,008 ERICSSON LM TEL COMMON 4321558 1,289 53,000 53,000 DEUTSCHE BANK AG COMMON 4326672 1,408 27,000 27,000 DT PFANDBRIEF/HYPO COMMON 4355063 425 4,800 4,800 DRESDNER BANK AG COMMON 4355870 12,442 311,500 311,500 GALERIES LAFAYETTE COMMON 4360603 2,715 2,620 2,620 HOLLYWOOD ENTMT CORP COMMON 436141105 10,410 558,900 558,900 HOME DEPOT INC COMMON 437076102 135,153 2,171,119 2,171,119 HOME DEPOT INC 3.250% CONVERT 437076AE2 17,373 6,241,000 6,241,000 HON INDS INC COM COMMON 438092108 1 66 66 HONDA MTR LTD COMMON 438128308 1,801 20,198 20,198 HONEYWELL INC COMMON 438506107 8 100 100 HOOPER HOLMES INC COMMON 439104100 17,181 1,099,600 1,099,600 HOUGHTON MIFFLIN CO COMMON 441560109 12,914 275,500 275,500 HELLENIC BOTTLING CO COMMON 4420723 903 30,450 30,450 HOUSTON INDS 7.0% 7/1/ PREFERD 442161204 20,094 166,755 166,755 INTRASOFT SA COMMON 4434274 6,787 287,930 287,930 ITC LIMITED-GDR COMMON 4438094 7,707 282,830 282,830 ISS INTL SERV SYS B OR COMMON 4442620 3,844 59,200 59,200 JERONIMO MARTINS COMMON 4477235 3,187 89,450 89,450 JERONIMO MARTINS COMMON 447723F 593 11,800 11,800 HUTCHISON WHAMPOA LTD COMMON 448415208 1,292 33,160 33,160 IBP INC COMMON 449223106 14,190 761,900 761,900 ICOS CORP COMMON 449295104 7,290 216,000 216,000
PAGE 17 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- IDEC PHARMACEUTICALS COMMON 449370105 14,231 277,000 277,000 IMS HEALTH INC COM COMMON 449934108 5,156 155,637 155,637 ISS GROUP INC COMMON 450306105 48,654 612,000 612,000 I T C LTD COMMON 450318100 542 19,900 19,900 ITT EDUCATIONAL SERVIC COMMON 45068B109 1,878 50,000 50,000 IXC COMMUNICATIONS INC COMMON 450713102 2,028 44,200 44,200 ILLINOIS TOOL WKS INC COMMON 452308109 5,931 95,850 95,850 IMAGE ENTERTAINMENT COMMON 452439201 3,098 527,350 527,350 IMALL INC COMMON 45244X306 3,090 191,600 191,600 IMMUNEX CORP NEW COMMON 452528102 32,950 395,800 395,800 IMPERIAL BANCORP COM COMMON 452556103 511 29,839 29,839 IMRGLOBAL CORP COMMON 45321W106 16,369 922,200 922,200 INCYTE PHARMACEUTICALS COMMON 45337C102 4,219 210,300 210,300 FIELMANN AG PFD COMMON 4536749 6,097 171,150 171,150 SUEZ LYONNAISE DES EAU COMMON 4540438 8,743 47,250 47,250 INFINITY BROADCASTING COMMON 45662S102 17,090 663,685 663,685 INFORMATION ADVANTAGE COMMON 45669P101 1,286 194,100 194,100 INFOSYS TECHNOLOGIES L COMMON 456788108 3,308 76,700 76,700 INFOSEEK CORP COMMON 45678M107 80,349 1,085,800 1,085,800 INFOSPACE COM INC COM COMMON 45678T102 32,241 363,800 363,800 INGERSOLL-RAND COMPANY COMMON 456866102 73,296 1,477,021 1,477,021 INGRAM MICRO 0%18 CONVERT 457153AB0 79 259,000 259,000 NH HOTELES S.A. COMMON 4571784 3,269 284,900 284,900 OTP BANK RT COMMON 4572282 418 10,800 10,800 INSIGHT ENTERPRISES IN COMMON 45765U103 7,689 310,685 310,685 INSITUFORM TECHNOLS COMMON 457667103 4,167 238,150 238,150 EUROPOLITAN HOLD MAIN COMMON 4578644 6,839 74,200 74,200 INTEL CORP COMMON 458140100 197,878 1,752,732 1,752,732 INTELLIGROUP INC COMMON 45816A106 1,577 245,000 245,000 INTERFACE INC COMMON 458665106 408 42,400 42,400 INTERIM SVCS INC COMMON 45868P100 944 62,900 62,900 INTERMET CORP COMMON 45881K104 441 33,000 33,000 MICHELIN CGDE REG 'B' COMMON 4588364 10,496 234,000 234,000 MILLIYET GAZETECILIK A COMMON 4589602 2,414 268,779,000 268,779,000 INTERNATIONAL BUS MACH COMMON 459200101 18,292 103,201 103,001 MIGROS TURK T.A.S. COMMON 4593034 5,219 3,973,500 3,973,500 INTERNATIONAL INTEGRAT COMMON 459698106 1,917 59,900 59,900 INTERNATIONAL GAME TEC COMMON 459902102 142 9,700 9,700 INTERNATIONAL NETWORK COMMON 460053101 26,094 373,100 373,100 INTERNATIONAL PAPER CO COMMON 460146103 8,054 190,900 190,800 INTL SPECIALTY PRODS I COMMON 460337108 265 35,000 35,000 INTERNATIONAL TELECOMM COMMON 46047F104 2,029 163,950 163,950 INTERSTATE BAKERIES CO COMMON 46072H108 234 10,864 10,864 INTERSTATE ENERGY CORP COMMON 460845100 266 10,000 10,000
PAGE 18 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- INTERVOICE INC COMMON 461142101 15,121 1,374,600 1,374,600 INTERVU INC COM COMMON 46114R106 11,969 269,700 269,700 INTIMATE BRANDS INC CL COMMON 461156101 117,165 2,434,606 2,434,606 INTUIT COMMON 461202103 6,543 64,300 64,300 INVESTMENT TECHNOLOGY COMMON 461450108 1,965 38,736 38,736 INVITROGEN CORP COMMON 46185R100 1,253 97,300 97,300 NATIONAL BANK OF GREEC COMMON 4625959 19,044 281,700 281,700 IRELAND BK SPONSORED A COMMON 46267Q103 699 8,285 8,285 ISTITUTO NAZIONALE ASS COMMON 465234102 1,405 47,632 47,632 IVILLAGE INC COMMON 46588H105 8,643 86,000 86,000 IXOS SOFTWARE AG ADR S COMMON 46600V108 2,881 57,067 57,067 JSB FINL INC COM COMMON 46624M100 180 3,600 3,600 JABIL CIRCUIT INC COMMON 466313103 421 10,400 10,400 JACOR COMMUNUNICATIONS COMMON 469858401 38,517 506,800 506,800 JAKKS PAC INC COMMON 47012E106 2,636 142,500 142,500 JAN BELL MARKETING INC WARRANT 470760117 0 13 13 RANBAXY LAB SP GDR COMMON 4720423 8,685 514,520 514,520 RAFAKO COMMON 4740261 147 89,100 89,100 MOL MAGYAR OLAJ ES GAZ COMMON 4742494 236 11,000 11,000 ROCHE HLDG AG COMMON 4745772 8,231 675 675 JEFFERSON PILOT CORP C COMMON 475070108 26,835 396,100 396,100 JOHN NUVEEN CO COMMON 478035108 343 8,200 8,200 JOHNSON & JOHNSON COMMON 478160104 22,964 245,600 245,600 JOHNSTOWN AMER INDS IN COMMON 479477101 7,182 482,800 482,800 JONES APPAREL GROUP IN COMMON 480074103 34,462 1,233,556 1,233,556 JONES LANG LASALLE INC COMMON 48020Q107 9,573 319,100 319,100 JONES PHARMA INC COMMON 480236108 21,034 605,300 605,300 CIE DES SIGNAUX SA COMMON 4807605 3,263 52,119 52,119 JUNO LTG INC COMMON 482047107 2,459 109,600 109,600 ELF AQUITAINE COMMON 4824080 7,225 53,200 53,200 K MART CORP COMMON 482584109 4,057 241,300 241,300 K-SWISS INC CL A COMMON 482686102 8,781 347,800 347,800 KANSAS CITY SOUTHN IND COMMON 485170104 1,066 18,700 18,700 KAO CORP ADR COMMON 485537203 2,482 11,369 11,369 KAUFMAN & BROAD HOME C COMMON 486168107 48 2,125 2,125 KAUF&BROAD HOMES PREFERD 486168503 3,047 380,910 380,910 KEANE INC COMMON 486665102 3,099 145,420 145,420 TURKIYE IS BANKASI COMMON 4869939 86 1,971,250 1,971,250 KEEBLER FOODS CO COM COMMON 487256109 54,333 1,488,552 1,488,552 SYNTHELABO COMMON 4872896 5,308 24,400 24,400 TELECOM ITALIA MOBILE COMMON 4876746 1,453 216,000 216,000 KELLSTROM INDS INC COMMON 488035106 5,980 376,700 376,700 KELLSTROM INDS INC CONVERT 488035AE6 4,442 5,640,000 5,640,000 KELLWOOD CO COMMON 488044108 371 16,800 16,800
PAGE 19 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- TELEFONICA S.A. COMMON 4880822 2,701 63,688 63,688 TELEVISION FRANCAISE COMMON 4881160 5,256 28,000 28,000 TELINFO COMMON 4881193 3,760 27,800 27,800 KENDLE INTERNATIONAL I COMMON 48880L107 4,242 210,800 210,800 TITAN CEMENT CO. S.A COMMON 4888280 327 4,300 4,300 A/S TOMRA SYSTEMS COMMON 4897082 3,708 99,500 99,500 TOTAL SA B COMMON 4905413 296 2,400 2,400 KENT ELECTRONICS CORP COMMON 490553104 131 13,200 13,200 WIELKOPOLSKI BANK KRED COMMON 4939649 82 15,000 15,000 KILROY RLTY CORP COMMON 49427F108 7,912 385,950 385,950 SAMSUNG ELECTRIC II COMMON 4942818 8,338 204,122 204,122 VEBA AG COMMON 4942904 10,525 200,000 200,000 KIMBERLY CLARK CORP COMMON 494368103 523 10,900 10,900 KINGFISHER PLC SPONSOR COMMON 495724205 805 31,578 31,578 WOLTERS KLUWER CERTIFI COMMON 4977111 8,252 45,500 45,500 YAPI VE KREDI BANKASI COMMON 4986742 4,926 266,322,100 266,322,100 KMART FING I PREFERD 498778208 15,234 251,800 251,800 KNIGHT TRANSN INC COMMON 499064103 1,015 52,400 52,400 KNIGHT/TRIMARK GROUP I COMMON 499067106 34 500 500 ZAKLADY PIWOWARSKIE W COMMON 4999717 1,365 13,189 13,189 KOHLS CORP COMMON 500255104 49,977 705,150 705,150 KOMERCNI BANKA A S COMMON 500459409 4,431 1,127,000 1,127,000 KONINKLIJKE AHOLD NV A COMMON 500467303 3,217 84,081 84,081 KOREA ELECTRIC PWR ADR COMMON 500631106 3,865 304,600 304,600 KORN FERRY INTL COMMON 500643200 4,611 351,300 351,300 KROGER CO COMMON 501044101 17,555 293,201 293,201 KROLL O GARA CO COMMON 501050108 5,631 207,600 207,600 KRONOS INC COMMON 501052104 2,421 98,775 98,775 KULICKE & SOFFA INDS I COMMON 501242101 7,795 308,700 308,700 LHS GROUP INC COM COMMON 501938104 281 9,600 9,600 LSI LOGIC CORP COMMON 502161102 28,137 902,200 902,200 LSI LOGIC CORP CONVERT 502161AB8 8,426 7,000,000 7,000,000 LSI INDS INC COMMON 50216C108 570 33,800 33,800 L-3 COMMUNICATIONS HLD COMMON 502424104 18,491 399,800 399,800 NOVARTIS (BR) COMMON 5047842 749 460 460 LABOR READY INC COMMON 505401208 23,738 908,650 908,650 LADD FURNITURE INC COMMON 505739201 1,389 81,100 81,100 LAFARGE CORP COM COMMON 505862102 4,981 177,900 177,900 STRATEC HOLDING AG REG COMMON 5061789 3,752 2,100 2,100 MEDIASET SPA COMMON 5077946 9,081 965,800 965,800 PRAZSKE PIVOVARY COMMON 5085530 23 12,000 12,000 CARSI BUYUK MAGAZACILI COMMON 5085778 111 2,076,000 2,076,000 LAM RESEARCH CORP COMMON 512807108 6,943 239,400 239,400 LAMAR ADVERTISING CO COMMON 512815101 21,747 640,800 640,800
PAGE 20 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- ENDEMOL ENTERTAINMENT COMMON 5146437 4,118 121,100 121,100 LANDAMERICA FINL GROUP COMMON 514936103 3,967 136,800 136,800 LANDSTAR SYS INC COMMON 515098101 5,118 154,500 154,500 PLIVA REG S COMMON 5174706 538 33,500 33,500 LASER VISION CTRS INC COMMON 51807H100 24,625 645,900 645,900 LASON INC COMMON 51808R107 22,982 408,562 408,562 NUTRECO HOLDINGS NV COMMON 5183359 4,351 105,639 105,639 LATTICE SEMICONDUCTOR COMMON 518415104 5,923 130,000 130,000 LATVIJAS UNIBANKA 144A COMMON 518421102 313 91,500 91,500 LAUDER ESTEE COS INC C COMMON 518439104 18,607 196,900 196,900 UNIQUE INTL COMMON 5184716 4,202 145,500 145,500 AL AHRAM BEVERAGES GDR COMMON 5197929 978 30,761 30,761 MOBILCOM AG COMMON 5210473 5,192 19,011 19,011 ALLIANZ AG (RGD) COMMON 5231485 231 760 760 LEGATO SYSTEMS INC COMMON 524651106 20,553 398,136 398,136 LEHMAN BROS HLDGS INC COMMON 524908100 243 4,060 4,060 AHOLD (KON) NV COMMON 5252602 9,259 241,600 241,600 BANK HANDLOWY W. WARSZ COMMON 5256068 152 12,900 12,900 LENNAR CORP COMMON 526057104 27,302 1,220,200 1,220,200 LENNAR CORP CONVERT 526057AA2 9,908 22,582,000 22,582,000 HACI OMER SABANCI HLDG COMMON 5268568 369 15,305,599 15,305,599 PROLION COMMON 5271179 1,987 21,400 21,400 SIXT AG NON VTG PRF COMMON 5271276 421 7,950 7,950 SPT TELECOM AS COMMON 5272569 383 28,633 28,633 LEVEL ONE COMMUNICATNS COMMON 527295109 13,664 281,000 281,000 LEVEL 3 COMMUNICATIONS COMMON 52729N100 7,645 105,000 105,000 BARON DE LEY COMMON 5289202 4,154 113,000 113,000 MUENCHENER RUCKVER REG COMMON 5294121 9,376 47,000 47,000 TELECOM ITALIA COMMON 5297506 13,938 1,312,090 1,312,090 LEXMARK INTL GROUP INC COMMON 529771107 84,918 759,050 759,050 LIFECORE BIOMEDICAL IN COMMON 532187101 817 94,000 94,000 LILLY ELI AND COMPANY COMMON 532457108 53,368 628,799 628,799 LIMITED INC COMMON 532716107 430 10,860 10,860 LINCARE HLDGS INC COMMON 532791100 8,170 290,500 290,500 MODERN TIMES GROUP B S COMMON 5328127 5,332 298,300 298,300 SCM MICROSYSTEMS COMMON 5333529 451 7,300 7,300 LINCOLN NATL CORP IND COMMON 534187109 13,032 131,800 131,800 FOMENTO DE CNSTR Y CNT COMMON 5350056 7,304 118,700 118,700 EM TV MERCHANDISING COMMON 5352353 10,313 12,170 12,170 LINEAR TECHNOLOGY CORP COMMON 535678106 31,186 608,520 608,520 LINENS N THINGS INC COMMON 535679104 16,358 360,500 360,500 LIPOSOME CO INC COMMON 536310105 13,407 997,700 997,700 LITHIA MTRS INC COMMON 536797103 1,527 96,200 96,200 BRISA AUTO ESTRADAS D COMMON 5369193 6,025 130,100 130,100
PAGE 21 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- IBERSOL SGPS SA COMMON 5370764 4,216 46,586 46,586 IBERSOL SGPS SA COMMON 537076E 361 3,100 3,100 INFOGRAMES COMMON 5387612 6,017 91,225 91,225 LONE STAR INDS INC COM COMMON 542290408 14,820 478,052 478,052 LONGS DRUG STORES CORP COMMON 543162101 1,540 50,603 50,603 KAMPS AG COMMON 5437078 2,471 23,600 23,600 KINOWELT MEDIEN AG COMMON 5443503 6,732 36,900 36,900 NOKIA SER A COMMON 5444498 1,803 11,200 11,200 ORTIVUS AB B SHRS COMMON 5453234 2,333 342,600 342,600 BANCO SANTANDER ESP250 COMMON 5454260 9,804 478,000 478,000 HEINEKEN COMMON 5455821 338 6,700 6,700 MANNESMANN AG COMMON 5460955 16,368 131,960 131,960 ELECTROLUX AB SER B COMMON 5466782 468 23,600 23,600 AIXTRON ORD COMMON 5468346 5,953 27,850 27,850 BANQUE PARIBAS A (NEW) COMMON 5471731 10,131 90,761 90,761 BANK PEKAO SA COMMON 5473113 99 10,000 10,000 CESKE RADIOKOMUNIKACE COMMON 5479207 511 14,840 14,840 YAPI KREDI KORAY COMMON 5479779 71 12,028,000 12,028,000 TNT POST GROUP NV COMMON 5481558 8,307 275,800 275,800 INTRACOM COMMON 5482023 11,725 201,530 201,530 UBS AG COMMON 5485958 8,598 27,370 27,370 LOWES COS INC COMMON 548661107 10,742 177,550 177,550 SIVA SGPS SA COMMON 5494437 2,033 130,800 130,800 LUCENT TECHNOLOGIES IN COMMON 549463107 176,918 1,695,880 1,695,880 VOLKSWAGEN AG COMMON 5497102 1,909 28,700 28,700 INTERSHOP COMM COMMON 5499551 382 2,050 2,050 BCO BILBAO VIZCAYA (NE COMMON 5501906 1,317 88,400 88,400 LYCOS INC COM COMMON 550818108 16,537 192,150 192,150 MAF BANCORP INC COMMON 55261R108 2,831 127,225 127,225 MBNA CORP COMMON 55262L100 7,644 320,175 320,175 M D C HLDGS INC COMMON 552676108 6,746 469,300 469,300 MCI WORLDCOM INC COMMON 55268B106 63,887 721,365 721,365 EDEL MUSIC AG COMMON 5528637 3,544 9,770 9,770 DAIMILERCHRYSLER AG COMMON 5529027 9,435 108,436 108,436 MGM GRAND INC COMMON 552953101 13,168 391,600 391,600 M/I SCHOTTENSTEIN HOME COMMON 55305B101 4,249 239,400 239,400 SWISSCOM AG REG COMMON 5533976 9,957 25,500 25,500 TRANSPORTES AZKAR S.A. COMMON 5541913 3,335 268,600 268,600 MOBISTAR SA COMMON 5541979 11,797 186,800 186,800 IXOS SOFTWARE AG COMMON 5542897 5,267 20,500 20,500 SEAT PAGINE GIALLE SPA COMMON 5543050 7,839 6,692,400 6,692,400 SONERA GROUP PLC COMMON 5556586 5,987 360,100 360,100 MACROVISION CORP COMMON 555904101 15,126 408,800 408,800 PANAFON REG S COMMON 5560361 599 23,600 23,600
PAGE 22 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- MACROMEDIA INC COMMON 556100105 18,719 413,100 413,100 KUDELSKI SA BEARER COMMON 5568859 4,384 1,100 1,100 CLASS EDITORI COMMON 5574878 4,384 494,000 494,000 ACCIONA S.A. COMMON 5579107 9,252 180,460 180,460 FORTIS (B) EUR COMMON 5596593 8,429 228,300 228,300 MAGYAR TAVKOZLESI RT COMMON 559776109 4,618 172,654 172,654 MAHANAGAR TEL NIGAM LT COMMON 559778105 577 54,400 54,400 MAHANA TEL NIGAM-GDR COMMON 559778204 1,121 105,800 105,800 FORTIS (NL) NV COMMON 5598931 1,131 29,500 29,500 MAIL-WELL INC COMMON 560321200 12,744 952,800 952,800 MAIL-WELL INC CONVERT 560321AD3 6,695 6,902,000 6,902,000 UNITED PAN EUROPE COMM COMMON 5617461 5,188 132,400 132,400 JERONIMO MARTINS 99 COMMON 5619252 1,477 41,448 41,448 PRIMACOM AG COMMON 5622335 5,378 160,700 160,700 MANITOWOC INC COMMON 563571108 11,934 285,000 285,000 MANNESMANN A G SPONS COMMON 563775303 2,174 17,334 17,334 DUCATI MOTOR HOLDING S COMMON 5641534 2,662 910,000 910,000 MAPICS INC COMMON 564910107 201 26,100 26,100 MARK IV INDS INC COMMON 570387100 381 29,300 29,300 MARKET FACTS INC COM COMMON 570559104 3,769 171,300 171,300 MARSH & MCLENNAN COS I COMMON 571748102 590 7,950 7,950 MARRIOTT INTL INC NEW COMMON 571903202 20 600 600 MARTIN MARIETTA MTLS I COMMON 573284106 120 2,100 2,100 MARUI LTD ADR NEW COMMON 573814308 2,347 68,981 68,981 MASCO CORP COMMON 574599106 424 14,988 14,988 MASTECH CORP COMMON 57632N105 1,269 97,600 97,600 MATTHEWS INTL CORP COMMON 577128101 1,733 63,300 63,300 MAXWELL TECHNOLOGIES I COMMON 577767106 313 13,400 13,400 MAY DEPT STORES CO COMMON 577778103 446 11,400 11,400 MAXXIM MED INC COMMON 57777G105 4,113 217,900 217,900 MAYTAG CORP COM COMMON 578592107 83,263 1,379,089 1,379,089 MCCLATCHY NEWSPAPERS I COMMON 579489105 1,680 50,050 50,050 MCDERMOTT INTL INC COMMON 580037109 285 11,251 11,251 MCDONALDS CORP COMMON 580135101 3,983 87,900 87,700 MCGRAW HILL INC COMMON 580645109 61,860 1,135,040 1,135,040 MCKESSON FIN TR 5% PREFERD 58155P501 6,117 66,985 66,985 MCKESSON HBOC INC COMMON 58155Q103 6,965 105,538 105,538 MECON INC COMMON 58400M105 420 60,000 60,000 MEDCO RESEARCH INC COMMON 584059109 2,597 99,900 99,900 MEDE AMER CORP COMMON 584067102 612 30,800 30,800 MEDIAONE GROUP INC COM COMMON 58440J104 9,281 146,306 146,306 MEDIAONE GROUP INC PREFERD 58440J203 22,874 177,920 177,920 MEDICIS PHARMACEUTICAL COMMON 584690309 35,502 1,183,386 1,183,386 MEDIMMUNE INC COMMON COMMON 584699102 26,326 444,765 444,765
PAGE 23 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- MEDQUIST INC COM COMMON 584949101 14,710 490,340 490,340 MEDTRONIC INC COMMON 585055106 640 8,900 8,900 MELITA INTERNATIONAL C COMMON 585493109 1,824 140,300 140,300 MELLON BK CORP COMMON 585509102 8,558 121,600 121,600 MEN'S WEARHOUSE INC COMMON 587118100 14,045 486,400 486,400 MENTOR GRAPHICS CORP COMMON 587200106 5,499 407,300 407,300 MERCK & CO INC COMMON 589331107 52,530 655,600 655,400 MERCURY GENL CORP NEW COMMON 589400100 245 7,036 7,036 MERCURY INTERACTIVE CO COMMON 589405109 60,912 1,709,800 1,709,800 MEREDITH CORP COM COMMON 589433101 14 442 442 MERITOR AUTOMOTIVE INC COMMON 59000G100 1,521 98,100 98,100 MERKERT AMERN CORP COMMON 590080107 2,723 250,400 250,400 MERRILL LYNCH & CO INC COMMON 590188108 4,761 53,800 53,800 CIBER INC PREFERD 590188645 4,373 100,540 100,540 MERRILL LYNCH & CO INC CONVERT 590188777 133 2,200 2,200 MERRILL LYNCH/KROGER 1 CONVERT 59018SZ23 13,071 13,545,000 13,545,000 MESA AIR GROUP INC COMMON 590479101 1,058 169,200 169,200 MESABA HLDGS INC COMMON 59066B102 6,794 506,800 506,800 META GROUP INC COMMON 591002100 2,325 151,200 151,200 METRIS COS INC COMMON 591598107 29,438 729,104 729,104 METRO INFORMATION SERV COMMON 59162P104 2,728 150,000 150,000 METRO ONE TELECOMMUNIC COMMON 59163F105 1,781 125,000 125,000 METROMEDIA FIBER NETWO COMMON 591689104 36,139 697,500 697,500 METTLER-TOLEDO INTL IN COMMON 592688105 6,244 252,278 252,278 MICHAEL FOOD INC NEW COMMON 594079105 7,492 393,000 393,000 MICREL INC COMMON 594793101 10,033 200,400 200,400 MICROSOFT CORP COMMON 594918104 238,823 2,664,702 2,664,702 MICROCHIP TECHNOLOGY I COMMON 595017104 8,490 245,200 245,200 MICRO WHSE INC COMMON 59501B105 39,813 2,469,000 2,469,000 MICROFINANCIAL INC COMMON 595072109 2,793 192,600 192,600 MICRON TECHNOLOGY INC COMMON 595112103 1,393 28,900 28,900 MICRON TECHNOLOGY CONVERT 595112AB9 15,623 14,536,000 14,536,000 MICROWAVE PWR DEVICES COMMON 59517M103 1,773 221,600 221,600 TURKIYE IS BANKASI C COMMON 5966620 31 956,250 956,250 MIDWEST EXPRESS HLDGS COMMON 597911106 9,196 313,050 313,050 MILLENNIUM PHARMACEUTI COMMON 599902103 2,103 67,300 67,300 MILLER HERMAN INC COMMON 600544100 7,029 385,170 385,170 ARABIAN INTL CONSTRUC COMMON 6016379 226 34,200 34,200 AIFUL CORP COMMON 6019419 5,129 75,280 75,280 MINDSPRING ENTERPRISES COMMON 602683104 22,497 261,400 261,400 ANGLO AMERICAN CORP OF COMMON 6032524 3,567 103,100 103,100 MINIMED INC COMMON 60365K108 26,260 258,400 258,400 MININGCO COM INC COMMON 60366T108 1,969 22,000 22,000 MINNESOTA MNG & MFG CO COMMON 604059105 658 9,300 9,200
PAGE 24 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SINGAPORE TECHNOLOGY COMMON 6043214 3,771 4,178,000 4,178,000 MIPS TECHNOLOGIES INC COMMON 604567107 13,176 216,000 216,000 MIRAGE RESORTS INC COMMON 60462E104 21,771 1,024,500 1,024,500 ASUSTEK COMPUTER COMMON 6051046 3,833 453,800 453,800 WOOLWORTHS HLDGS COMMON 6053547 140 170,000 170,000 ASAHI CHEMICAL 3407 COMMON 6054603 1,188 203,000 203,000 AYALA LAND COMMON 6055112 3,605 12,416,396 12,416,396 AVIMO GROUP LTD COMMON 6069016 1,912 1,456,000 1,456,000 BNK OF TOKYO MITSUB COMMON 6070364 11,161 810,000 810,000 MOBIL CORP COMMON 607059102 15,277 173,600 173,600 CHINA TELECOM (HK) COMMON 6073556 9,704 5,830,000 5,830,000 NATSTEEL ELECTRONICS L COMMON 6073750 7,899 2,893,000 2,893,000 BANK OF THE PHILIPPINE COMMON 6074968 4,323 1,727,200 1,727,200 BANK HAPOALIM LTD COMMON 6075808 5,835 2,483,400 2,483,400 WESTPAC ORD COMMON 6076146 147 20,300 20,300 BANK LEUMI COMMON 6076425 803 452,200 452,200 MODERN TIMES GROUP MTG COMMON 607698107 2,418 28,458 28,458 BANGKOK BANK COMMON 6077019 14,768 7,204,900 7,204,900 MODTECH HLDGS INC COMMON 60783C100 184 20,472 20,472 BARLOW LIMITED COMMON 6079123 2,585 484,500 484,500 MOHAWK INDUSTRIES INC COMMON 608190104 15,113 503,752 503,752 GUANGZHOU PHARM COMMON 6084387 11 122,000 122,000 MOLECULAR DEVICES CORP COMMON 60851C107 8,207 303,950 303,950 AAPT LIMITED COMMON 6086468 3,844 1,295,100 1,295,100 TELSTRA CORP COMMON 6087289 7,285 1,397,600 1,397,600 MONACO COACH CORP COMMON 60886R103 12,345 535,300 535,300 COLONIAL LIMITED COMMON 6094632 156 39,304 39,304 BEZEQ ISRAELI TELECOM COMMON 6098032 7,320 1,774,261 1,774,261 INFOSYS TECHNOLOGY DEM COMMON 6099574 13,208 191,600 191,600 BELLSYSTEM 24 INC COMMON 6100056 6,651 19,450 19,450 HDFC BANK LTD DEMAT COMMON 6100131 410 249,900 249,900 HINDUSTAN LEVER DEMAT COMMON 6100153 11,988 224,689 224,689 SAIZERIYA CO 7581 COMMON 6111779 2,955 57,000 57,000 MA INDUSTRIES (NEW) COMMON 6115607 255 112,218 112,218 MONSANTO CO COMMON 611662107 390 8,500 8,500 MONTANA PWR CO COM COMMON 612085100 33,913 461,015 461,015 NIIT LIMITED DEMAT COMMON 6121518 16,241 367,550 367,550 BENESSE CORP COMMON 6121927 3,458 42,800 42,800 ORASCOM HOTEL HOLDING COMMON 6122793 3,390 1,182,000 1,182,000 COCA COLA AMATIL AUD COMMON 6123451 561 130,000 130,000 ABLE INC COMMON 6124023 1,123 38,000 38,000 TREND MICRO COMMON 6125286 5,741 50,000 50,000 JOHNSON ELEC HLDGS LTD COMMON 6126331 3,847 1,364,500 1,364,500 NTT MOBILE COMM COMMON 6129277 10,965 222 222
PAGE 25 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- PUNJAB TRACTOR DEMAT COMMON 6129631 821 25,000 25,000 FANCL CORP COMMON 6131261 4,263 37,400 37,400 BRIDGESTONE 5108JP COMMON 6132101 280 11,000 11,000 SOUTH AFRICAN BREW PLC COMMON 6145240 10,666 1,233,132 1,233,132 ALMEDIO INC COMMON 6145518 207 11,000 11,000 SKY CITY LTD INST REC COMMON 6148960 516 225,000 225,000 MOOG INC COMMON 615394202 6,381 209,200 209,200 CANON (7751JP) COMMON 6172323 272 11,000 11,000 MORGAN STANLEY (CSCO) PREFERD 617446273 10,406 92,395 92,395 MORGAN STANLEY DEAN WI COMMON 617446448 1,372 13,724 13,724 MORGAN STAN DEAN WITTR CONVERT 617446CY3 5,860 4,000,000 4,000,000 MORGAN STANLEY 0% WCOM CONVERT 617446DG1 478 475,000 475,000 CATHAY LIFE INSURANCE COMMON 6179744 3,042 942,500 942,500 CHEUNG KONG (HOLDINGS) COMMON 6190273 1,591 209,000 209,000 MOSAIX INC COM COMMON 619454101 274 32,700 32,700 MOSSIMO INC COM COMMON 619696107 330 32,800 32,800 MOSTOSTAL WARSZAWA COMMON 619717101 1,142 289,200 289,200 CITY DEVELOPMENTS COMMON 6197928 2,603 500,000 500,000 MOTIVEPOWER INDS INC C COMMON 61980K101 22,062 878,112 878,112 MOTOROLA INC COMMON 620076109 14,826 202,400 202,400 COLES MYER LTD COMMON 6209908 196 36,300 36,300 COMPAL ELECTRONICS COMMON 6225744 4,183 1,593,820 1,593,820 MOVADO GROUP INC COMMON 624580106 255 10,200 10,200 DATACRAFT ASIA COMMON 6246831 16,361 6,992,000 6,992,000 MUELLER INDS INC COMMON 624756102 3,768 168,400 168,400 DAH SING FINANCIAL HLD COMMON 6249799 4,834 1,961,300 1,961,300 DAIKIN KOGYO CO COMMON 6250724 376 38,000 38,000 DE BEERS CENTENARY COMMON 6259118 3,677 191,100 191,100 DIMENSION DATA HOLDING COMMON 6260035 13,579 3,065,315 3,065,315 MUSICLAND STORES CORP COMMON 62758B109 10,651 1,183,400 1,183,400 MUTUAL RISK MGMT LTD C COMMON 628351108 2,598 67,484 67,484 MUTUAL RISK MGMT LTD CONVERT 628351AA6 13,046 15,983,000 15,983,000 MYERS INDS INC COMMON 628464109 2,865 135,600 135,600 MYLAN LABS INC COMMON 628530107 2,843 103,600 103,600 MYLEX CORP COMMON 628546103 1,572 241,900 241,900 MYSOFTWARE CO COMMON 628633109 3,175 181,400 181,400 DAO HENG BANK GROUP COMMON 6287131 2,217 671,100 671,100 NBTY INC COMMON 628782104 1,994 409,000 409,000 NCI BUILDING SYS INC COMMON 628852105 3,487 148,400 148,400 NCO GROUP INC COMMON 628858102 14,978 404,800 404,800 NIPSCO INDS INC COMMON 629140104 216 8,000 8,000 NPC INTERNATIONAL INC COMMON 629360306 222 14,200 14,200 NTL INC COM COMMON 629407107 264 3,250 3,250 NTL INC 144A CONVERT 629407AK3 16,142 10,655,000 10,655,000
PAGE 26 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- NUI CORP COMMON 629430109 205 9,500 9,500 NVR INC COMMON 62944T105 535 12,700 12,700 FORMULA SYSTEMS COMMON 6348425 503 19,100 19,100 FOSTERS BREWING CORP COMMON 6349268 95 32,500 32,500 NATIONAL COMPUTER SYS COMMON 635519101 3,660 149,400 149,400 FUJI HEAVY IND COMMON 6356406 6,994 1,130,000 1,130,000 FUJISAWA PHARMACEUTICA COMMON 6356804 1,197 76,000 76,000 FUJITSU LTD COMMON 6356945 7,692 479,000 479,000 FUJI SOFT ABC 9749JP COMMON 6357001 17,740 271,110 271,110 NATIONAL EQUIP SVCS IN COMMON 635847106 2,184 236,100 236,100 NATIONAL R V HLDGS INC COMMON 637277104 9,908 447,800 447,800 NATIONWIDE FINL SVCS COMMON 638612101 5,355 127,500 127,500 NAUTICA ENTERPRISES IN COMMON 639089101 1 66 66 NAVISTAR INTL CORP COMMON 63934E108 24,851 618,367 618,367 NEIMAN MARCUS GROUP IN COMMON 640204103 373 16,500 16,500 NETBANK INC COMMON 640933107 19,162 281,800 281,800 NETWORKS ASSOCS INC CO COMMON 640938106 1 31 31 NETWORK ASSOC 02/13/18 CONVERT 640938AB2 155 425,000 425,000 NETCOM SYS AB ADR SPON COMMON 64108R107 1,193 35,735 35,735 NETGRAVITY INC COMMON 641114103 10,915 263,800 263,800 NETSCAPE COMMUNICATION COMMON 641149109 16 163 163 NETWORK APPLIANCE INC COMMON 64120L104 101,251 1,999,986 1,994,600 NETWORK SOLUTIONS INC COMMON 64121Q102 96,265 910,300 908,100 HIKARI TSUSHIN INC COMMON 6416322 6,388 36,200 36,200 HINO MOTORS LTD COMMON 6428305 2,512 588,000 588,000 HINDUSTAN LEVER LIMITE COMMON 6428383 358 6,711 6,711 HONDA MOTOR CO 7267JP COMMON 6435145 10,344 229,000 229,000 YTL CORP BERHAD COMMON 6436126 14 14,000 14,000 HSBC HOLDINGS COMMON 6436502 7,629 243,300 243,300 HON HAI PRECISION COMMON 6438564 3,530 661,100 661,100 HOSKEN CONS COMMON 6439738 122 110,215 110,215 HOYA CORP COMMON 6441506 8,851 156,000 156,000 NEW ERA OF NETWORKS IN COMMON 644312100 24,885 367,300 367,300 NEW HORIZONS WORLDWIDE COMMON 645526104 337 16,950 16,950 ICHIYOSHI SECURITIES L COMMON 6456492 23 10,000 10,000 INVESTEC GROUP COMMON 6465959 6,867 185,490 185,490 HOMAC CORP COMMON 6466662 3,243 174,610 174,610 ITO YOKADO ORD COMMON 6467944 322 5,000 5,000 JAPAN ASSOC FIN COMMON 6471439 326 7,000 7,000 JAPAN BUSINESS COMP COMMON 6472959 2,099 148,000 148,000 JOHN KEELLS HOLDINGS L COMMON 6475538 2,091 806,400 806,400 KOOR INDS LMTD COMMON 6481698 251 2,370 2,370 KAO CORP (#4452) COMMON 6483809 4,681 212,000 212,000 KOJIMA CO 7513 JPY COMMON 6488912 7,800 301,900 301,900
PAGE 27 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- KEPPEL TAT LEE BANK COMMON 6489454 3,289 1,954,000 1,954,000 KIRIN BREWERY COMMON 6493745 270 23,000 23,000 KISSEI PHARM COMMON 6494061 243 12,000 12,000 KURITA WATER INDS COMMON 6497963 164 10,000 10,000 KCE ELECTRONICS PLC COMMON 6498557 47 25,000 25,000 NEW YORK TIMES CO COMMON 650111107 17,473 613,100 613,100 KOREA TELECOM CORP COMMON 6505316 4,485 132,300 132,300 LEGEND HOLDINGS LTD COMMON 6508821 2,957 6,692,000 6,692,000 NEWELL RUBBERMAID INC COMMON 651229106 855 18,000 18,000 LI AND FUNG LTD COMMON 6514635 3,784 1,788,000 1,788,000 METRO CASH & CARRY LTD COMMON 6526986 527 679,300 679,300 NEXSTAR PHARMACEUTICAL COMMON 65333B106 5,315 311,500 311,500 NICE SYS LTD ADR COMMON 653656108 398 13,500 13,500 NIKE INC CL B COMMON 654106103 8,053 139,600 139,600 NINE WEST GROUP INC COMMON 65440D102 336 13,600 13,600 99 CENTS ONLY STORES COMMON 65440K106 15,562 366,708 366,708 NOKIA CORP COMMON 654902204 42,120 328,255 328,255 OPTD/EGYPT COMMON 654991108 1,385 181,799 181,799 MAKITA CORP JPY50 COMMON 6555805 156 14,000 14,000 MALAYAN BANKING COMMON 6556325 33 22,000 22,000 CORP EXPRESS AUSTRALIA COMMON 6558699 38 25,900 25,900 MATSUSHITA COMM COMMON 6572666 3,043 45,000 45,000 MEITEC 9744JP COMMON 6576356 216 7,400 7,400 SUNCORP METWAY LIMITED COMMON 6585084 4,246 700,500 700,500 NORTH FORK BANCORP INC COMMON 659424105 67 3,150 3,150 MITSUI & CO COMMON 6597302 1,637 242,000 242,000 MITSUI FUDOSAN 8801JP COMMON 6597603 10,054 1,116,000 1,116,000 MMI HOLDING LIMITED COMMON 6599869 2,343 3,821,000 3,821,000 MURATA MANUFACTNG6981J COMMON 6610403 1,330 25,000 25,000 NICHII GAKKEN COMMON 6622356 1,059 14,500 14,500 NATIONAL FINANCE F COMMON 6625560 146 498,600 498,600 NINTENDO CO 7974JP COMMON 6639550 259 3,000 3,000 NIPPON SYS DEV COMMON 6639602 4,388 94,500 94,500 NIDEC CORP COMMON 6640682 4,315 35,000 35,000 NISSIN FOOD 2897 COMMON 6641760 977 44,000 44,000 MINEBEA CO 6479JP COMMON 6642406 248 24,000 24,000 NIPPON STEEL COMMON 6642569 2,501 1,219,000 1,219,000 NOMURA SECURITIES COMMON 6643108 6,324 604,000 604,000 NORTHEAST OPTIC NETWOR COMMON 664334109 4,075 288,500 288,500 ORIENTAL LAND COMMON 6648891 228 4,600 4,600 NORTHERN TR CORP COM COMMON 665859104 14,565 163,995 163,995 OLYMPUS OPTICAL CO 773 COMMON 6658801 4,650 353,000 353,000 OTSUKA KAGU LTD COMMON 6663076 3,282 29,900 29,900 OVERSEAS-CHINESE BK. COMMON 6663690 3,817 564,000 564,000
PAGE 28 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- PACIFIC BBA LTD COMMON 6666150 2,009 589,200 589,200 NORTHROP GRUMMAN CORP COMMON 666807102 4,018 67,100 67,100 PHILIPPINE LONG DISTAN COMMON 6685661 6,039 229,420 229,420 PICK N PAY STORES COMMON 6690063 2,680 2,302,605 2,302,605 NOVA CORP GA COMMON 669784100 17,249 657,091 657,091 NOVACARE EMPLOYEE SVSC COMMON 66986Q101 2,930 375,100 375,100 NOVARTIS AG - ADR COMMON 66987V109 1 11 11 NOVELL INC COMMON 670006105 88,546 3,515,484 3,515,484 NOVELLUS SYSTEMS INC COMMON 670008101 90,297 1,638,049 1,638,049 NOVOSTE CORP COMMON 67010C100 8,424 351,000 351,000 NU SKIN ENTERPRISES COMMON 67018T105 389 17,000 17,000 OEC-MEDICAL SYS INC COMMON 670828102 1,104 48,000 48,000 OYO GEOSPACE CORP COMMON 671074102 1,351 168,900 168,900 OAK INDS INC COMMON 671400505 283 8,900 8,900 ROHM COMPANY 6963JP COMMON 6747204 299 2,500 2,500 OCEAN FINL CORP COM COMMON 674904107 244 16,950 16,950 OCULAR SCIENCES INC COMMON 675744106 8,144 283,900 283,900 RYOHIN KEIKAKU 7453JP COMMON 6758455 21,016 132,400 132,400 OFFICE DEPOT INC COM COMMON 676220106 32,220 860,629 860,629 OFFICE DEPOT INC CONVERT 676220AB2 18,157 20,545,000 20,545,000 OGDEN CORP COMMON 676346109 10,366 430,800 430,800 SOFTBANK CORP JPY50 COMMON 6770620 20,430 182,200 182,200 SAMSUNG CORPORATION COMMON 6771601 113 16,500 16,500 SAMSUNG ELECTRONICS COMMON 6771720 11,019 142,328 142,328 SANTEN PHARMACEUTICAL COMMON 6776606 205 11,000 11,000 OIL CO LUKOIL COMMON 677862104 6,666 249,083 249,083 OLD KENT FINL CORP COMMON 679833103 1,142 27,000 27,000 OLD NATL BANCORP IND COMMON 680033107 1,884 41,245 41,245 SHIN ETSU CHEM CO4063J COMMON 6804585 236 9,000 9,000 SHOHKOH FUND (8597.Q) COMMON 6805715 11,606 22,910 22,910 SHINHAN BANK COMMON 6805986 105 12,900 12,900 SIME DARBY BERHARD COMMON 6808769 15 21,000 21,000 OLYMPUS OPTICAL LTD COMMON 681627204 1,556 113,743 113,743 SM PRIME HOLDINGS COMMON 6818843 2,455 11,890,710 11,890,710 OMNICARE INC COMMON 681904108 1,374 72,077 72,077 OMNICOM GROUP INC COMMON 681919106 80,157 1,002,751 1,002,751 OMNICOM 4.25 144A 1/3/ CONVERT 681919AC0 5,973 2,322,000 2,322,000 OMNICOM GROUP INC CONVERT 681919AE6 6,575 2,556,000 2,556,000 OMNICOM GROUP INC CONVERT 681919AG1 18,857 10,853,000 10,853,000 OMNICOM GROUP REG REG CONVERT 68191AC68 978 380,000 380,000 SOCIAL SECURITY BK COMMON 6819738 76 100,000 100,000 OMEGA RESEARCH INC COMMON 68211E101 3,273 306,200 306,200 SONY CHEMICALS 6746JP COMMON 6821498 11,814 233,200 233,200 SONY CORP 6758JP COMMON 6821506 11,788 127,500 127,500
PAGE 29 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- ON ASSIGNMENT INC COMMON 682159108 10,204 398,200 398,200 SOUTH AFRICAN BREWERIE COMMON 6822101 551 37,166 37,166 ONEMAIN COM INC COMMON 68267P109 1,686 46,500 46,500 ONHEALTH NETWORK CO COMMON 68272W107 3,141 230,500 230,500 ONSALE INC COMMON 682838107 5,628 167,700 167,700 ONYX SOFTWARE CORP COMMON 683402101 1,663 42,500 42,500 OPTICAL COATING LAB IN COMMON 683829105 4,440 92,500 92,500 OPTIMAL ROBOTICS CORP COMMON 68388R208 1,655 224,400 224,400 ORACLE SYS CORP COMMON 68389X105 15,755 597,351 597,351 ORBITAL SCIENCES CORP CONVERT 685564AC0 893 750,000 750,000 SUMITOMO METAL MNG COMMON 6858849 200 47,000 47,000 SUMITOMO RLTY 8830JP COMMON 6858902 2,635 695,000 695,000 SUN HUNG KAI COMMON 6859927 4,866 650,200 650,200 O'REILLY AUTOMOTIVE COMMON 686091109 11,850 264,800 264,800 ORIENTAL FINL GROUP IN COMMON 68618W100 1,137 40,700 40,700 ORIX CORP ADR SPONSORE COMMON 686330101 34 915 915 SUZUKI MOTOR CO LTD COMMON 6865504 358 27,000 27,000 SUZUKEN CO LTD #9987 COMMON 6865560 4,383 144,200 144,200 TDK CORP 6762JP COMMON 6869302 243 3,000 3,000 ADVANTEST 6857 JP COMMON 6870490 7,595 99,400 99,400 TELECOM CORP OF NZ COMMON 6881436 997 205,000 205,000 OSHKOSH TRUCK CORP COMMON 688239201 1,589 48,900 48,900 TENMA CORP 7958 COMMON 6884231 2,174 163,000 163,000 OSTEOTECH INC COMMON COMMON 688582105 27,504 800,100 800,100 THAI FARMERS BANK COMMON 6888794 14,603 7,218,300 7,218,300 TOKYO SEIMITSU 7729JP COMMON 6894304 2,418 61,200 61,200 TOKYO ELECTRON COMMON 6895675 5,590 108,000 108,000 TOKYO STEEL MANUFACTUR COMMON 6895879 199 41,400 41,400 OUTBACK STEAKHOUSE INC COMMON 689899102 300 9,150 9,150 OUTDOOR SYS INC COMMON 690057104 53,328 1,777,600 1,777,600 TRANS COSMOS COMMON 6900955 3,627 82,600 82,600 OWENS CORNING COMMON 69073F103 29,920 940,500 940,500 AMALG BANKS OF S. AFRI COMMON 6910794 6,231 1,306,391 1,306,391 USKD LIMITED COMMON 6914064 71 187,000 187,000 OXFORD HEALTH PLANS IN COMMON 691471106 7,760 496,656 496,656 OXFORD INDS INC COMMON 691497309 456 18,700 18,700 VENTURE MANUFACTURING COMMON 6927374 8,934 1,980,000 1,980,000 VTECH HOLDINGS COMMON 6928560 1,667 578,000 578,000 P-COM INC COMMON 693262107 2,865 375,800 375,800 PECO ENERGY CO COMMON 693304107 245 5,300 5,300 P F CHANGS CHINA BISTR COMMON 69333Y108 357 11,700 11,700 PMC-SIERRA INC COM COMMON 69344F106 40,959 575,364 575,364 PPG INDS INC COMMON 693506107 815 15,900 15,900 PRI AUTOMATION INC COMMON 69357H106 7,127 339,400 339,400
PAGE 30 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- PSC INC COMMON 69361E107 414 49,400 49,400 PACCAR INC COMMON 693718108 15,141 367,621 367,621 PACIFIC SUNWEAR CALIF COMMON 694873100 9,357 269,262 269,262 PACIFICARE HLTH SYS IN COMMON 695112201 15,424 226,000 226,000 PAINE WEBBER GROUP INC COMMON 695629105 1,443 36,200 36,200 WORLD CO COMMON 6977971 4,606 85,900 85,900 WOODSIDE PETROLEUM COMMON 6979728 2,839 471,300 471,300 PANAFON HELLENIC TELEC COMMON 698113107 4,822 185,800 185,800 YAMANOUCHI PHARM COMMON 6985383 253 8,000 8,000 PAPA JOHNS INTL INC CO COMMON 698813102 24,874 563,726 563,726 YTL POWER INTERNATIONA COMMON 6990321 7 13,000 13,000 ZHEJIANG EXPRESS-H SHS COMMON 6990763 2,491 14,622,500 14,622,500 PAREXEL INTL CORP COMMON 699462107 3,341 161,500 161,500 PARK ELECTROCHEMICAL C COMMON 700416209 580 24,700 24,700 PAXAR CORP COMMON 704227107 393 52,900 52,900 PAYCHEX INC COMMON 704326107 61,041 1,286,732 1,286,732 PCORDER COM INC COMMON 70453H107 1,501 26,500 26,500 PEARSON PLC SPONSORED COMMON 705015105 1,408 60,544 60,544 PEERLESS SYS CORP COMMON 705536100 405 47,600 47,600 PEGASUS SYSTEMS INC COMMON 705906105 239 6,000 6,000 PENNZENERGY CO CONVERT 70931QAA7 15,269 15,269,000 15,269,000 PENTAIR INC COM COMMON 709631105 6,899 204,400 204,400 PEOPLES HERITAGE FINL COMMON 711147108 8,806 489,200 489,200 PEOPLESOFT INC COMMON 712713106 3 182 182 PEPSI BOTTLING GROUP COMMON 713409100 16,424 757,300 757,300 PEPSICO INC COMMON 713448108 21,827 557,000 557,000 PERCLOSE INC COMMON 71361C107 13,197 425,700 425,700 PEREGRINE SYSTEMS INC COMMON 71366Q101 16,150 480,300 480,300 PERIPHONICS CORP COMMON 714005105 145 23,000 23,000 PERSONNEL GROUP AMER I COMMON 715338109 2,629 365,800 365,800 PERVASIVE SOFTWARE INC COMMON 715710109 3,473 194,300 194,300 PETROLEO BRASILEIRO SA COMMON 71654V101 435 31,200 31,200 PETSMART INC COMMON 716768106 3,985 496,200 496,200 PHARMACIA & UPJOHN INC COMMON 716941109 250 4,000 4,000 PFIZER INC COMMON 717081103 23,251 167,581 167,581 PHARMACEUTICAL PROD DV COMMON 717124101 9,468 282,100 282,100 PHILIP MORRIS COS COMMON 718154107 42,086 1,196,050 1,195,750 PHILLIPS PETE CO COMMON 718507106 4,210 89,100 89,100 PHYSICIAN RELIANCE NET COMMON 71940G108 167 19,700 19,700 PIER 1 IMPORTS INC COM COMMON 720279108 2 199 199 PILGRIMS PRIDE CORP COMMON 721467108 1,992 121,200 121,200 PINNACLE HLDGS INC COMMON 72346N101 6,071 401,400 401,400 PINNACLE SYS INC COMMON 723481107 18,989 417,350 417,350 PITNEY-BOWES INC COMMON 724479100 4,779 74,970 74,970
PAGE 31 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- PLANTRONICS INC NEW CO COMMON 727493108 4,611 73,700 73,700 PLEXUS CORP COMMON 729132100 10,548 378,400 378,400 PLIVA D D COMMON 72917Q103 5,722 356,500 356,500 PLIVA D D COMMON 72917Q202 409 26,000 26,000 POHANG IRON & STL LTD COMMON 730450103 4,531 253,500 253,500 POLARIS INDUSTRIES INC COMMON 731068102 457 14,400 14,400 POLYCOM INC COM COMMON 73172K104 17,353 925,400 925,400 POWER INTEGRATIONS INC COMMON 739276103 18,063 568,900 568,900 POWERWAVE TECHNOLOGIES COMMON 739363109 13,631 480,400 480,400 PRE-PAID LEGAL SERVICE COMMON 740065107 5,503 224,600 224,600 PRECISION CASTPARTS CO COMMON 740189105 7,128 177,100 177,100 PREMARK INTL INC COMMON 740459102 15,092 458,200 458,200 PRICE COMMUNICATIONS C COMMON 741437305 588 52,811 52,811 PRICELINE COM INC COMMON 741503106 16,923 204,200 204,200 PRIMACOM AG ADR SPONSO COMMON 74154N108 2,025 115,658 115,658 PRIME HOSPITALITY CORP COMMON 741917108 321 32,300 32,300 PRIDE INTL INC COMMON 741932107 1,663 201,600 201,600 PRIORITY HEALTHCARE CO COMMON 74264T102 5,418 119,734 119,734 PRIORITY HEALTHCARE CO COMMON 74264T201 134 4,404 4,404 PROBUSINESS SERVICES I COMMON 742674104 8,917 212,300 212,300 PROCTER & GAMBLE COMPA COMMON 742718109 62,010 633,160 632,960 PRODIGY COMMUNICATIONS COMMON 74283P107 6,355 165,600 165,600 PROFIT RECOVERY GROUP COMMON 743168106 10,799 273,400 273,400 PROGRESS SOFTWARE CORP COMMON 743312100 13,515 396,050 396,050 PROGRESSIVE CORP OHIO COMMON 743315103 373 2,600 2,600 PROKOM SOFTWARE S A COMMON 743394207 2,705 166,500 166,500 PROTECTIVE LIFE PREFERD 743674202 9,508 152,590 152,590 PROVIDENT BANKSHARES C COMMON 743859100 9,281 355,264 355,264 PROVINCE HEALTHCARE CO COMMON 743977100 5,200 281,087 281,087 PROVIDIAN FINL CORP CO COMMON 74406A102 91,740 833,999 833,999 PROXIM INC COMMON 744284100 16,094 559,800 559,800 PUBLIC SVC ENTERPRISE COMMON 744573106 233 6,100 6,100 PUGET SOUND ENERGY INC COMMON 745332106 396 17,192 17,192 PULTE CORP COMMON 745867101 17,268 829,700 829,700 QLOGIC CORP COM COMMON 747277101 46,242 688,900 688,900 QUAKER OATS CO COM COMMON 747402105 79,041 1,269,717 1,269,717 QUALCOMM INC COMMON 747525103 14,844 119,350 119,350 QUANEX CORP COMMON 747620102 336 21,700 21,700 QUANTA SVCS INC COMMON 74762E102 6,654 261,600 261,600 QUEENS CNTY BANCORP IN COMMON 748242104 2,203 81,600 81,600 QUEST DIAGNOSTICS INC COMMON 74834L100 647 29,100 29,100 QUIKSILVER INC COMMON 74838C106 32,187 761,800 761,800 QUINTILES TRANSNATIONA COMMON 748767100 6,855 181,573 181,573 QUINTILES TRANS 4.25 CONVERT 748767AC4 9,620 9,054,000 9,054,000
PAGE 32 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- QWEST COMMUNICATIONS I COMMON 749121109 94,661 1,313,007 1,309,607 QWEST COMM TRENDS 144A PREFERD 74912L105 17,825 273,700 273,700 RTI INTL METALS INC COMMON 74973W107 392 39,200 39,200 RWD TECHNOLOGIES INC COMMON 74975B101 889 51,000 51,000 RF MICRO DEVICES COMMON 749941100 65,651 686,100 686,100 RAMBUS INC DEL COM COMMON 750917106 36,714 570,300 570,300 RALCORP HLDGS INC NEW COMMON 751028101 933 49,100 49,100 RALSTON PURINA CO COMMON 751277302 763 28,600 28,600 RARE HOSPITALITY INTL COMMON 753820109 1,449 105,400 105,400 RATIONAL SOFTWARE CORP COMMON 75409P202 14,154 527,900 527,900 REALNETWORKS INC COMMON 75605L104 37,658 308,200 308,200 RECKSON ASSOCS RLTY CO COMMON 75621K106 3,036 147,630 147,630 REGIS CORP MINN COMMON 758932107 272 10,200 10,200 REHABCARE GROUP INC COMMON 759148109 352 23,350 23,350 REINSURANCE GROUP AMER COMMON 759351109 711 16,700 16,700 RELIANT ENERGY INC COMMON 75952J108 17,934 688,100 688,100 RELIASTAR FINL CORP COMMON 75952U103 16,368 384,000 384,000 RENAL CARE GROUP INC COMMON 759930100 2,410 122,800 122,800 RENT WAY INC COMMON 76009U104 8,362 348,400 348,400 RENTAL SERVICE CORP COMMON 76009V102 8,789 502,200 502,200 REPUBLIC BANCORP INC COMMON 760282103 832 63,975 63,975 RESEARCH IN MOTION LTD COMMON 760975102 2,502 238,351 238,351 RESTORATION HARDWARE I COMMON 760981100 774 35,204 35,204 RESMED INC COMMON 761152107 6,088 215,500 215,500 RESOURCE BANCSHARES MT COMMON 761197102 346 26,900 26,900 REYNOLDS & REYNOLDS CO COMMON 761695105 10,150 534,200 534,200 REYNOLDS METALS CO COMMON 761763101 437 9,050 9,050 RITE AID INC. 5.250% 0 CONVERT 767754AL8 189 183,000 183,000 ROBERT HALF INTL INC COMMON 770323103 4,126 125,751 125,751 ROBERTS PHARMACEUTICAL COMMON 770491108 12,769 615,400 615,400 ROCHE HLDG LTD SPONSOR COMMON 771195104 1,512 12,397 12,397 ROCK FINL CORP MICH COMMON 772150108 900 50,000 50,000 ROCKWELL INTL CORP NEW COMMON 773903109 509 12,000 12,000 ROGERS COMMUNICATIONS COMMON 775109200 746 41,144 41,144 ROHM & HAAS CO COMMON 775371107 368 10,960 10,960 ROSS STORES INC COMMON 778296103 43,794 999,601 999,601 ROWECOM INC COMMON 77957X108 6,723 154,100 154,100 ROYAL DUTCH PETRO-NY S COMMON 780257804 9,241 177,722 177,722 RUBY TUESDAY INC COM COMMON 781182100 5,073 291,994 291,994 RURAL CELLULAR CORP CL COMMON 781904107 272 20,500 20,500 RYANS FAMILY STEAK HOU COMMON 783519101 6,207 514,500 514,500 RYLAND GROUP INC COMMON 783764103 12,540 495,400 495,400 S & T BANCORP INC COMMON 783859101 239 12,500 12,500 SBC COMMUNICATIONS INC COMMON 78387G103 17,623 373,456 373,456
PAGE 33 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SCI SYSTEMS INC CONV S CONVERT 783890AD8 105 80,000 80,000 S & P 500 INDEX COMMON 7839529U0 1,029 1,000 1,000 SCM MICROSYSTEMS INC C COMMON 784018103 3,361 55,323 55,323 SCP POOL CORP COMMON 784028102 766 54,700 54,700 SDL INC COMMON COMMON 784076101 19,048 209,900 209,900 SEI INVESTMENTS CO COMMON 784117103 22,561 243,900 243,900 SFX ENTMT INC COMMON 784178105 14,165 219,400 219,400 SLM HLDG CORP COM COMMON 78442A109 66 1,575 1,575 SLI INC COMMON 78442T108 10,621 505,749 505,749 SM&A CORP COMMON 784432106 2,004 174,300 174,300 SPS TECHNOLOGIES INC COMMON 784626103 1,700 43,300 43,300 S3 INC COMMON 784849101 3,815 508,700 508,700 SAFEGUARD SCIENTIFICS COMMON 786449108 57,193 847,300 847,300 SAFEGUARD SCIENCE 144A CONVERT 786449AC2 11,291 4,769,000 4,769,000 SAFESKIN CORP COM COMMON 786454108 0 46 46 SAFEWAY INC NEW COMMON 786514208 51,087 995,601 995,601 SAGA COMMUNICATIONS IN COMMON 786598102 4,417 247,083 247,083 SANDISK INC COMMON 80004C101 7,449 281,100 281,100 SANMINA CORP COMMON COMMON 800907107 45,488 713,535 713,535 SAP AKTIENGESELLSCHAFT COMMON 803054204 342 13,000 13,000 SAPIENT CORP COM COMMON 803062108 22,406 313,927 313,927 SARA LEE CORP COMMON 803111103 10,456 422,450 422,450 SCHERING PLOUGH CORP COMMON 806605101 122,757 2,221,858 2,221,858 SCHLUMBERGER LTD COMMON 806857108 2,099 34,891 34,891 SCHWAB CHARLES CORP NE COMMON 808513105 142,839 1,485,962 1,485,962 SCOTSMAN INDS INC COMMON 809340102 371 21,600 21,600 SCOTTS CO COMMON 810186106 8,705 232,900 232,900 SEAGATE TECHNOLOGY COMMON 811804103 58,471 1,977,834 1,977,834 SEARS ROEBUCK & CO COMMON 812387108 364 8,050 7,950 SECURITY FIRST TECHNOL COMMON 814279105 15,148 206,100 206,100 SELECT COMFORT CORP COMMON 81616X103 1,394 50,000 50,000 SELECT APPOINTMENTS HL COMMON 81617E203 3,018 113,100 113,100 SEPRACOR INC COMMON COMMON 817315104 15,123 134,727 134,727 SEPRACOR INC 144A CONVERT 817315AF1 18,194 15,600,000 15,600,000 SEQUENT COMPUTER SYS I COMMON 817338106 4,467 492,900 492,900 SERENA SOFTWARE INC COMMON 817492101 1,498 107,000 107,000 SEROLOGICALS CORP COMMON 817523103 2,022 149,075 149,075 SERVICE CORP INTL COMMON 817565104 1,769 124,142 124,142 SHAW INDS INC COMMON 820286102 40,738 2,202,088 2,202,088 SHERWIN WILLIAMS CO COMMON 824348106 15,290 543,650 543,650 SHIRE PHARMACEUTICALS COMMON 82481R106 2,775 121,577 121,577 SHOE CARNIVAL INC COMMON 824889109 2,341 187,300 187,300 SHOPKO STORES INC COM COMMON 824911101 8,536 285,729 285,729 SIEBEL SYSTEMS INC COMMON 826170102 15,979 336,404 336,404
PAGE 34 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SIERRA HEALTH SVGS INC COMMON 826322109 274 21,100 21,100 SINCLAIR BROADCAST GRO COMMON 829226109 371 25,500 25,500 SKYWEST INC COMMON 830879102 39,354 1,362,969 1,362,969 SKYTEL COMMUNICATIONS COMMON 83087Q104 14,820 891,500 891,500 SMITH A O COMMON 831865209 361 19,000 19,000 SMITH-GARDNER & ASSOCS COMMON 832059109 757 53,600 53,600 SMITH INTL INC COMMON 832110100 60,420 1,510,500 1,510,500 SMITHFIELD FOODS COMMON 832248108 21 937 937 SMITHKLINE BEECHAM PLC COMMON 832378301 2,013 28,150 28,150 SMURFIT-STONE CONTAINE COMMON 832727101 25,944 1,343,400 1,343,400 SNYDER COMMUNICATIONS COMMON 832914105 1,650 59,200 59,200 SNYDER STRIPES 6.5% PREFERD 833502107 7,517 288,430 288,430 SOCIETE GENERALE FRANC COMMON 83364L109 3,360 87,777 87,777 SODAK GAMING INC COMMON 833777105 805 90,700 90,700 SOFTBANK COMMON 83401R101 3,468 119,100 119,100 SOFTWARE AG SYS COMMON 834025108 2,832 335,600 335,600 SOFTWORKS INC COMMON 83404P102 4,234 297,100 297,100 SOLECTRON CORP COMMON 834182107 25,243 519,800 519,800 SOLECTRON CORP LYON 14 CONVERT 834182AG2 19,109 38,701,000 38,701,000 SONIC CORP COMMON 835451105 13,738 510,000 510,000 SONIC AUTOMOTIVE INC C COMMON 83545G102 15,289 986,400 986,400 SONOCO PRODS CO COMMON 835495102 4,451 193,510 193,510 SONY CORP 6758JP COMMON 835699307 3,127 34,237 34,237 SOUTH AFRICAN BREWERIE COMMON 836220103 516 59,639 59,639 SOUTHDOWN INC COMMON 841297104 18,995 353,797 353,797 SOUTHTRUST CORP COMMON 844730101 1,002 26,850 26,850 SOUTHWEST AIRLS CO COMMON 844741108 30,519 1,008,900 1,008,900 SOUTHWEST SECS GROUP I COMMON 845224104 292 10,350 10,350 SPARTECH CORP COM NEW COMMON 847220209 7,711 373,900 373,900 SPORTSLINE USA INC COMMON 848934105 10,225 224,100 224,100 SPORTSLINE USA INC CONVERT 848934AA3 12,828 14,000,000 14,000,000 SPRINT CORP FON GROUP COMMON 852061100 9,096 92,700 92,700 SPRINT CORP PCS COM SE COMMON 852061506 95,612 2,157,669 2,157,669 SS&C TECHNOLOGIES INC COMMON 85227Q100 4,477 361,800 361,800 STANDARD PAC CORP NEW COMMON 85375C101 306 23,800 23,800 STANLEY FURNITURE INC COMMON 854305208 1,018 52,200 52,200 STANFORD TELECOMMUNICA COMMON 854402104 6,811 439,400 439,400 STAPLES INC COMMON 855030102 86,176 2,621,332 2,613,382 STARBUCKS CORP COMMON 855244109 42,473 1,513,500 1,513,500 STARWOOD HOTELS&RESORT COMMON 85590A203 489 17,130 17,130 STATE BANK OF INDIA COMMON 856552104 783 81,100 81,100 STATE STR CORP COMMON 857477103 1,752 21,300 21,300 STERLING BANCORP COMMON 859158107 4,668 238,600 238,600 STERLING COMM INC COM COMMON 859205106 28 900 900
PAGE 35 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- STERLING SOFTWARE INC COMMON 859547101 1,154 48,600 48,600 STEWART INFORMATION SV COMMON 860372101 2,259 67,300 67,300 STMICROELECTRONICS N V COMMON 861012102 10,587 109,000 109,000 STONE ENERGY CORP COMMON 861642106 3,194 99,800 99,800 STRATTEC SEC CORP COMMON 863111100 380 13,500 13,500 SUMMIT BANCORP COMMON 866005101 425 10,900 10,900 SUN BREWING GDR 144A COMMON 866643109 12 12,200 12,200 SUN MICROSYSTEMS INC COMMON 866810104 19,510 155,995 155,995 SUNDSTRAND CORP COMMON 867323107 5,404 77,763 77,763 SUNGARD DATA SYS INC COMMON 867363103 28,783 719,587 719,587 SUNGLASS HUT INTL INC COMMON 86736F106 5,000 476,200 476,200 SUNQUEST INFORMATION S COMMON 867654105 1,486 126,500 126,500 SUNRISE ASSISTED LIVNG COMMON 86768K106 10,417 228,622 228,622 SUNRISE ASST 5.5%02 CONVERT 86768KAC0 9,472 7,051,000 7,051,000 SUNTERRA CORP COMMON 86787D109 4,160 426,700 426,700 SUNTRUST BKS INC COMMON 867914103 1,077 17,300 17,300 SUPERIOR SVCS INC COMMON 868316100 13,068 659,579 659,579 SUPERIOR TELECOM INC COMMON 868365107 5,683 301,075 301,075 SUPERVALU INC COM COMMON 868536103 7,676 372,159 372,159 SWIFT ENERGY CO COMMON 870738101 205 24,300 24,300 SWIFT TRANSN CO COMMON 870756103 4,280 167,450 167,450 SWISS LIFE EX GLAXO 14 CONVERT 870883AA3 17,881 15,754,000 15,754,000 SWISSCOM AG-SPONSORED COMMON 871013108 1,537 39,497 39,497 SYBASE INC COMMON 871130100 8,690 1,094,800 1,094,800 SYKES ENTERPRISES INC COMMON 871237103 12,048 372,850 372,850 SYLVAN LEARNING SYSTEM COMMON 871399101 496 18,145 18,145 SYMANTEC CORP COMMON 871503108 13,223 780,700 780,700 SYMBOL TECHNOLOGIES IN COMMON 871508107 4,272 94,906 94,906 SYMIX SYS INC COMMON 871535100 4,699 308,100 308,100 SYNOPSYS INC COMMON 871607107 30,603 569,359 569,359 SYNOVUS FINL CORP COMMON 87161C105 2,047 99,850 99,850 T & W FINL CORP COMMON 87215N107 1,361 162,500 162,500 TCA CABLE TV INC COMMON 872241104 333 7,650 7,650 THQ INC COMMON 872443403 8,527 418,500 418,500 TJX COS INC NEW COMMON 872540109 86,937 2,556,970 2,556,970 TNP ENTERPRISES INC COMMON 872594106 282 9,800 9,800 TSI INTERNATIONAL SOFT COMMON 872879101 1,562 32,000 32,000 TMP WORLDWIDE INC COM COMMON 872941109 43,259 667,429 667,429 TV GUIDE INC CL A COMMON 87307Q109 1,467 39,800 39,800 TACO CABANA INC COM COMMON 873425102 2,093 237,550 237,550 TAIWAN SEMICONDUCTOR M COMMON 874039100 25,204 1,066,882 1,066,882 TALBOTS INC COMMON 874161102 11,422 468,600 468,600 TALISMAN ENERGY INC CO COMMON 87425E103 1,004 46,665 46,665 TANDY CORP COMMON 875382103 79 1,228 1,228
PAGE 36 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- TARRANT APPAREL GROUP COMMON 876289109 10,920 260,000 260,000 TECH DATA CORP COMMON 878237106 123 5,350 5,350 TECH SQUARED INC COMMON 878302108 1,164 282,200 282,200 TECHNOLOGY SOLUTIONS C COMMON 87872T108 243 34,100 34,100 TECUMSEH PRODS CO COMMON 878895200 8,542 167,700 167,700 TEKELEC COMMON 879101103 80 11,000 11,000 TELE CENTRO SUL PART S COMMON 879239101 10,841 234,720 234,720 TELE DANMARK A/S SPONS COMMON 879242105 1,057 21,568 21,568 TELE NORTE LESTE PARTI COMMON 879246106 15,656 1,018,278 1,018,278 TELEBANC FINANCIAL COR COMMON 87925R109 8,701 109,100 109,100 TELECOM ARGENTINA-STET COMMON 879273209 6,420 234,000 234,000 TELECOM CORP NEW ZEALA COMMON 879278208 765 19,623 19,623 TELECOM ITALIA SPA-SP COMMON 87927W106 1,390 13,311 13,311 TELEFONICA DE ARGENTIN COMMON 879378206 787 26,000 26,000 TELEFONICA S A COMMON 879382208 8,529 66,766 66,766 TELEFONOS DE MEXICO AD COMMON 879403780 46 700 700 TELESPECTRUM WORLDWIDE COMMON 87951U109 3,313 386,900 386,900 TELESP PARTICIPACOES S COMMON 87952K100 11,238 544,850 544,850 TELEWEST PLC ADR SPONS COMMON 87956P105 1,356 30,895 30,895 TELLABS INC COMMON 879664100 35,305 361,183 361,183 TELSTRA LTD ADR SPON F COMMON 87969N204 1,191 11,291 11,291 TELTREND INC COMMON 87969R106 575 36,500 36,500 TEMPLETON GROWTH FD IN MUTUAL 880199104 0 3 3 TERADYNE INC COMMON 880770102 86,699 1,589,000 1,589,000 TERAYON COMMUNICATION COMMON 880775101 11,224 280,600 280,600 TEREX CORP NEW COMMON 880779103 11,411 473,000 473,000 TETRA TECH INC NEW COMMON 88162G103 4,700 223,154 223,154 TEXACO INC COMMON 881694103 1,152 20,300 20,100 TEXAS INSTRUMENTS INC COMMON 882508104 3,493 35,200 35,200 TEXAS UTILS CO COMMON 882848104 616 14,660 14,660 TEXAS UTILS CO PFD I CONVERT 882848203 197 3,700 3,700 3COM CORP. COMMON 885535104 698 29,900 29,900 TIDEWATER INC COMMON 886423102 2,110 81,550 81,550 TIER TECHNOLOGIES INC COMMON 88650Q100 2,640 303,900 303,900 TIFFANY & CO NEW COM COMMON 886547108 18,423 246,460 246,460 TIMBERLAND CO COMMON 887100105 18,635 295,500 295,500 TIMBERLINE SOFTWARE CO COMMON 887134104 3,482 306,092 306,092 TIME WARNER INC COMMON 887315109 32,085 453,102 453,102 TOMRA SYS A/S ADR COMMON 889905204 2,034 54,582 54,582 TOTAL RENAL CARE HLDGS COMMON 89151A107 86 7,850 7,850 TOTAL S A SPONSORED AD COMMON 89151E109 2,419 39,648 39,648 TRACTOR SUPPLY CO COMMON 892356106 5,192 203,100 203,100 TRANS WORLD ENTMT CORP COMMON 89336Q100 7,024 638,549 638,549 TRANSACTION NETWORK SV COMMON 893414102 2,740 167,300 167,300
PAGE 37 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- TRANSACTION SYS ARCHIT COMMON 893416107 2 48 48 TRANSGENE S A COMMON 89365U105 1,653 134,900 134,900 TRANSKARYOTIC THERAPIE COMMON 893735100 651 20,500 20,500 TRANSOCEAN OFFSHORE IN COMMON 893817106 64,253 2,230,005 2,230,005 TRANSWITCH CORP COMMON COMMON 894065101 36,195 799,900 799,900 TRAVEL SERVICES INTL I COMMON 894169101 1,626 154,900 154,900 TRAVIS BOATS & MTRS IN COMMON 894363100 2,711 150,600 150,600 TREDEGAR INDS INC COMMON 894650100 374 12,100 12,100 TRICON GLOBAL RESTAURA COMMON 895953107 39,019 555,421 555,421 TRIBUNE CO NEW COMMON 896047107 3,050 46,600 46,600 TRIGON HEALTHCARE INC COMMON 89618L100 21,177 618,300 618,300 TRIMERIS INC COMMON 896263100 4,667 366,000 366,000 TRIUMPH GROUP INC NEW COMMON 896818101 5,863 249,500 249,500 TRUSTMARK CORP COMMON 898402102 628 31,900 31,900 TUBOSCOPE INC COMMON 898600101 3,781 420,100 420,100 TYCO INTL LTD NEW COM COMMON 902124106 55,654 775,672 775,672 UGI CORP NEW COMMON 902681105 344 20,600 20,600 USX-MARATHON GROUP COMMON 902905827 5,477 199,150 199,150 USA NETWORKS INC COMMON 902984103 59,503 1,661,500 1,654,800 URS CORP NEW COMMON 903236107 809 44,800 44,800 USG CORP COM NEW COMMON 903293405 3,640 70,855 70,855 U S FOODSERVICE COMMON 90331R101 6,975 150,000 150,000 US LEC CORP COMMON 90331S109 3,411 199,200 199,200 UBID INC COMMON 903469104 776 11,900 11,900 UNIBANCO-UNIAO DE BANC COMMON 90458E107 9,483 492,620 492,620 UNIONBANCAL CORP COMMON 908906100 10,748 315,550 315,550 UNIPHASE CORP COMMON 909149106 67,014 582,100 582,100 UNISYS CORP COM COMMON 909214108 68,404 2,470,532 2,470,532 UNIT CORP COMMON 909218109 3,148 614,300 614,300 UNITED HEALTHCARE CORP COMMON 910581107 1,100 20,900 20,900 UNITED RENTALS INC COMMON 911363109 31,336 1,099,500 1,099,500 UNITED RENTALS INC 144 PREFERD 91136H207 6,446 144,850 144,850 UNITED ROAD SERVICE COMMON 911384105 1,312 253,000 253,000 U S AIR GROUP INC COMMON 911905107 2 37 37 U S WEST INC NEW COMMON 91273H101 272 4,936 4,936 U S TR CORP NEW COM COMMON 91288L105 1,857 25,032 25,032 UNITED STATIONERS INC COMMON 913004107 7,227 473,900 473,900 UNITED TECHNOLOGIES CO COMMON 913017109 146,994 1,085,331 1,085,131 UNIVERSAL CORP VA COMMON 913456109 3,136 122,700 122,700 UNOCAL CORP COMMON 915289102 760 20,610 20,610 USWEB CORP COM COMMON 917327108 65,847 1,596,265 1,596,265 V F CORP COMMON 918204108 40,943 861,950 861,950 VALASSIS COMMUNICATNS COMMON 918866104 5,402 104,367 104,367 VALEO SPONSORED ADR F COMMON 919134304 1,170 14,941 14,941
PAGE 38 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- VALERO ENERGY CORP NEW COMMON 91913Y100 296 11,900 11,900 VALUE CITY DEPT STORES COMMON 920387107 238 24,400 24,400 VALUEVISION INTL INC COMMON 92047K107 2,371 192,600 192,600 VARCO INTL INC COMMON 922126107 3,790 340,700 340,700 VARLEN CORP COMMON 922248109 15,150 688,617 688,617 VASTAR RESOURCES LTD COMMON 922380100 845 17,700 17,700 VERIO INC COMMON 923433106 9,446 204,800 204,800 VERITAS SOFTWARE CO CO COMMON 923436109 97,538 1,207,910 1,207,910 VERITAS SOFTWARE 144A CONVERT 923436AA7 8,488 4,210,000 4,210,000 VERITAS SOFTWARE CO CONVERT 923436AB5 4,242 2,104,000 2,104,000 VERITY INC COMMON 92343C106 26,786 799,582 799,582 VERISIGN INC COM COMMON 92343E102 135,896 882,435 882,435 VERITAS DGC INC COM COMMON 92343P107 0 34 34 VERTICALNET INC OC-COM COMMON 92532L107 3,199 30,800 30,800 VETERINARY CTRS AMER I COMMON 925514101 362 25,600 25,600 VIACOM INC COMMON 925524308 3,374 40,200 40,200 VIAG ADR COMMON 92552Y104 5 70 70 VIDESH SANCHAR NIG- GD COMMON 92659G105 496 49,700 49,700 VSNL REG S GDR COMMON 92659G204 246 24,600 24,600 VIDEOSERVER INC COMMON 926918103 375 48,400 48,400 VISUAL NETWORKS INC COMMON 928444108 6,298 168,500 168,500 VISX INC DEL COMMON COMMON 92844S105 130,785 1,215,887 1,215,887 VITESSE SEMICONDUCTOR COMMON 928497106 110,414 2,181,042 2,181,042 VIVENDI ADR SPONSORED COMMON 92851S105 2,090 42,855 42,855 VNU N V ADR SPONSORED COMMON 92856P106 1,599 41,266 41,266 VODAFONE GROUP PLC SPO COMMON 92857T107 3,142 16,746 16,746 VOLKSWAGEN AG COMMON 928662303 1,471 113,931 113,931 WLR FOODS INC COMMON 929286102 486 65,900 65,900 WMS INDUSTRIES INC COMMON 929297109 2,053 267,000 267,000 WAL MART STORES INC COMMON 931142103 71,007 770,250 770,250 WARNACO GROUP INC CL A COMMON 934390105 1 44 44 WARNER LAMBERT CO COMMON 934488107 114,339 1,725,863 1,725,863 WASHINGTON FED INC COMMON 938824109 243 11,550 11,550 WASHINGTON MUT INC COMMON 939322103 14,337 350,779 350,779 WASTE CONNECTIONS INC COMMON 941053100 5,410 226,600 226,600 WASTE MANAGEMENT INC COMMON 94106L109 33,652 758,340 758,340 WASTE MGMT INC DEL CONVERT 94106LAA7 19,571 16,625,000 16,625,000 WATERS CORP COM COMMON 941848103 62,147 591,521 591,521 WATSON PHARMACEUTICALS COMMON 942683103 24,116 546,529 546,529 WAVE SYSTEMS CORP COMMON 943526103 228 8,300 8,300 WEATHERFORD INTL INC COMMON 947074100 19,455 744,700 744,700 WEBSTER FINL CORP WATE COMMON 947890109 1,055 36,567 36,567 WEBTRENDS CORP COMMON 94844D104 7,965 163,800 163,800 WELLPOINT HEALTH NTWRK COMMON 94973H108 78,938 1,041,192 1,041,192
PAGE 39 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- WELLS FARGO & CO NEW COMMON 949746101 5,219 148,850 148,850 WESTERN WIRELESS CORP COMMON 95988E204 69,434 1,915,424 1,915,424 WESTPOINT STEVENS INC COMMON 961238102 3,737 134,960 134,960 WET SEAL INC CL A COMMON 961840105 177 4,800 4,800 WHITE CAP INDS CORP COMMON 963505102 2,200 200,000 200,000 WHITEHALL JEWELLERS IN COMMON 965063100 2,944 191,500 191,500 WHITMAN CORP COMMON 96647K102 4,883 284,100 284,100 WHITTMAN-HART INC COMMON 966834103 21,343 992,700 992,700 WILEY JOHN & SONS INC COMMON 968223206 4,637 110,400 110,400 WILLAMETTE INDS INC COMMON 969133107 365 9,660 9,660 WILLIAMS COS INC DEL COMMON 969457100 50,241 1,271,907 1,271,907 WILLIAMS COS INC DEL PREFERD 969457506 19,716 106,100 106,100 WILLIAMS SONOMA INC COMMON 969904101 44 1,582 1,582 WINBOND ELECTRS CORP COMMON 972657100 3,194 273,600 273,600 WINBOND ELECTRS CORP COMMON 972657209 468 39,600 39,600 WINSLOEW FURNITURE INC COMMON 975377102 7,885 264,500 264,500 WINSTAR COMMUNICATIONS COMMON 975515107 86,011 2,366,600 2,360,900 WINSTAR COMMUNICATIONS PREFERD 975515875 5,977 131,000 131,000 WOLTERS KLUWER N V ADR COMMON 977874205 1,168 6,440 6,440 WORLD COLOR PRESS INC CONVERT 981443AA2 11,611 12,690,000 12,690,000 WORLD FUEL SVCS CORP COMMON 981475106 187 16,100 16,100 WYMAN GORDON CO COMMON 983085101 396 42,800 42,800 XILINX INC COMMON 983919101 55,449 1,367,000 1,367,000 XIRCOM INC COM COMMON 983922105 36,089 1,436,350 1,436,350 XEROX CREDIT 2.875% 07 CONVERT 983931BG0 14,774 12,603,000 12,603,000 XEROX CORP COMMON 984121103 7,389 141,752 141,752 XOMED SURGICAL PRODS I COMMON 98412V107 26,220 668,018 668,018 XTRA CORP COMMON 984138107 2,670 69,700 69,700 XOOM COM INC COMMON 98413F101 18,972 282,900 282,900 YPF SOCIEDAD ANONIMA COMMON 984245100 6,735 213,400 213,400 YAHOO INC COM COMMON 984332106 158,534 941,556 940,356 YORK INTL CORP NEW COMMON 986670107 19,291 546,300 546,300 ZALE CORP NEW COMMON 988858106 16,608 485,800 485,800 ZIONS BANCORPORATION COMMON 989701107 1,483 22,300 22,300 ZORAN CORP COMMON 98975F101 3,964 242,100 242,100 ZONAGEN INC COMMON 98975L108 1,114 51,800 51,800 DAIMLERCHRYSLER AG ORD COMMON D1668R123 2,612 30,425 30,425 KOJIMA 0.9% 3/31/03 CONVERT EC1131522 84 10,000,000 10,000,000 ACE LTD COMMON G0070K103 524 16,798 16,798 AMDOCS LTD ORD COMMON G02602103 2,386 110,322 110,322 CORECOMM LTD COM COMMON G2422R109 540 14,700 14,700 GLOBAL CROSSING LTD CO COMMON G3921A100 7,633 165,060 165,060 NOVEL DENIM HLD1001QHK COMMON G6674P109 663 68,000 68,000 RENAISSANCE RE HLDGS L COMMON G7496G103 236 6,750 6,750
PAGE 40 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 3/31/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- RSL COMMUNICATIONS LTD COMMON G7702U102 7,740 215,384 215,384 TOMMY HILFIGER CORP OR COMMON G8915Z102 51,578 748,868 748,868 SBS BROADCASTING SA COMMON L8137F102 9,830 306,000 306,000 CRYSTAL SYS SOLUTIONS COMMON M26763108 186 24,600 24,600 FORSOFT LTD COMMON M46544108 197 23,900 23,900 FUNDTECH LTD COMMON M47095100 3,793 125,900 125,900 GILAT SATELLITE NETWOR COMMON M51474100 39,569 659,495 659,495 NEW DIMENSION SOFTWARE COMMON M74295102 975 18,800 18,800 ORBOTECH LTD ORD COMMON M75253100 273 5,550 5,550 ASM LITHOGRAPHY HOLDIN COMMON N07059111 51,681 1,148,436 1,148,436 ALLIANZ 2/4/03 3% 144A CONVERT TT3370778 3,337 5,835,000 5,835,000 ROYAL CARIBBEAN CRUISE COMMON V7780T103 732 18,781 18,781 ASE TEST LTD COMMON Y02516105 7,580 191,900 191,900 FLEXTRONICS INTL LTD O COMMON Y2573F102 38,853 761,859 761,859 TOTAL 21,509,485
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