-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Exdj+N0kQggNd4S8wxvtkpOjoqsdnLgoYP89moN/S0bcbb563l1DN6OOmM8NCbZb JGUqAH40PIdDZQMXBP5t0w== 0000912057-99-003822.txt : 19991109 0000912057-99-003822.hdr.sgml : 19991109 ACCESSION NUMBER: 0000912057-99-003822 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS APPLEGATE CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0000914540 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04189 FILM NUMBER: 99742863 BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196872834 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 13F-HR 1 13F-HR
PORTVUE-SEC13F.LRP PAGE 1 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- REPORT TOTALS 21,768,416 3,931,206,382 X 36 8,342,167 230,913,419 ADT OPERATIONS CONVERT 000945AC9 19,768 7,041,000 X 6,363,000 0 678,000 AFLAC INC COMMON 001055102 1,252 29,900 X 29,900 0 0 AES CORP COM COMMON 00130H105 95,753 1,622,944 X 1,142,772 0 480,172 AES CORP 4.500% 08/15/05 CONVERT 00130HAN5 16,015 12,427,000 X 11,096,000 0 1,331,000 AK STEEL HOLDING CORP COMMON COMMON 001547108 1 78 X 34 0 44 AMFM INC COMMON 001693100 39,168 644,761 X 412,673 0 232,088 AT & T CORP. COMMON 001957109 1,639 37,679 X 29,709 0 7,970 AT&T CORP LIBERTY MEDIA CL A COMMON 001957208 23,442 628,217 X 156,643 0 471,574 ASE TEST FIN LTD CONVERT 00207KAA4 3,248 3,000,000 X 1,500,000 0 1,500,000 ABACUS DIRECT CORP COM COMMON 002553105 537 4,400 X 1,300 0 3,100 ABBOTT LABS COMMON 002824100 1,915 52,200 X 52,200 0 0 ABERCROMBIE & FITCH CO CL A COMMON 002896207 21,555 632,793 X 399,736 0 233,057 ABGENIX INC COMMON 00339B107 5,208 132,900 X 89,900 0 43,000 ABITIBI-CONSOLIDATED INC COM COMMON 003924107 2,334 193,580 X 152,349 2,520 38,711 ACCREDO HEALTH INC COMMON 00437V104 7,673 243,600 X 152,500 0 91,100 ACCRUE SOFTWARE INC COMMON 00437W102 1,109 49,300 X 29,100 0 20,200 ACTION PERFORMANCE COS CONVERT 004933AB3 6,580 9,450,000 X 8,411,000 0 1,039,000 ADAPTIVE BROADBAND CORP COMMON 00650M104 17,969 536,400 X 350,800 0 185,600 ADAPTEC INC COMMON 00651F108 31,127 784,300 X 625,500 0 158,800 ADELPHIA COMMUNICATIONS CORPCL COMMON 006848105 28,884 491,110 X 326,909 0 164,201 ADOBE SYS INC COM COMMON 00724F101 5,863 51,650 X 44,850 0 6,800 ADVANCED COMMUNICATION S COMMON 00750X109 152 12,200 X 12,200 0 0 ADVANCED COMMUNICATIONS COMMON 00751B106 1,710 213,700 X 127,800 0 85,900 ADVANTAGE LEARNING SYSTE COMMON 00757K100 5,357 287,600 X 260,500 0 27,100 ADVENT SOFTWARE INC COMMON COMMON 007974108 724 11,625 X 3,750 0 7,875 AFFILIATED COMPUTER 144A CONVERT 008190AC4 6,572 5,765,000 X 5,108,000 0 657,000 AFFILIATED COMPUTER SERV CONVERT 008190AD2 5,284 4,635,000 X 4,059,000 0 576,000 AFFYMETRIX INC COMMON 00826T108 21,464 218,050 X 187,150 0 30,900 AGILE SOFTWARE CORP DEL COMMON 00846X105 2,029 31,700 X 31,700 0 0 AGORA GDR 144A COMMON 00848R106 124 14,300 X 14,300 0 0 AGRIBRANDS INTL INC COMMON 00849R105 6,804 137,100 X 118,700 0 18,400 AIR PRODS & CHEMS INC COMMON 009158106 757 25,888 X 25,888 0 0 AIRONET WIRELESS COMM COMMON 00943A107 7,463 355,400 X 261,900 0 93,500 ALCATEL ALSTHOM SPONSORED ADR COMMON 013904305 2,076 74,776 X 58,978 1,150 14,648 ALKERMES INC COMMON 01642T108 14,357 498,300 X 372,750 0 125,550 ALLERGAN INC COM COMMON 018490102 83,216 756,507 X 357,950 0 398,553 ALLIED CAP CORP NEW COMMON 01903Q108 307 13,700 X 13,700 0 0 ALLTEL CORP COMMON 020039103 500 7,100 X 7,100 0 0 ALPHA INDS INC COMMON 020753109 254 4,500 X 1,700 0 2,800 ALPHARMA INC 144A CONVERT 020813AA9 8,205 6,112,000 X 5,489,000 0 623,000 ALPHARMA INC 5.750% 04/01/05 CONVERT 020813AB7 8,443 6,287,000 X 5,600,000 0 687,000 ALTEON WEBSYSTEMS INC COMMON 02145A109 4,324 46,000 X 36,000 0 10,000 AMAZON COM INC COM COMMON 023135106 2,463 30,815 X 22,508 0 8,307
PORTVUE-SEC13F.LRP PAGE 2 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- AMBAC INC COMMON 023139108 590 12,450 X 12,450 0 0 AMCOL INTL CORP COMMON 02341W103 1,982 134,400 X 131,700 0 2,700 AMERICA ONLINE INC DEL COMMON COMMON 02364J104 104,222 1,001,521 X A 473,881 0 491,440 AMERICA ONLINE INC DEL CONVERT 02364JAB0 13,737 1,723,000 X 1,565,000 0 158,000 AMERICAN EAGLE OUTFITTERS INC. COMMON 02553E106 24,019 495,890 X 324,560 0 171,330 AMERICAN EXPRESS CR CORP CONVERT 025818CJ2 13,696 11,329,000 X 10,130,000 0 1,199,000 AMERICAN FREIGHTWAYS COR COMMON 02629V108 13,333 733,100 X 626,000 0 107,100 AMERICAN GENERAL MIPS $3.00 SE CONVERT 02637G200 182 2,200 X 0 0 2,200 AMERICAN INTL GROUP INC COMMON 026874107 215 2,468 X 894 0 1,574 AMERICAN PWR CONVERSION CORP COMMON 029066107 59 3,082 X 3,076 0 6 AMERICAN STS WTR CO COM COMMON 029899101 197 5,950 X 1,100 0 4,850 AMERISOURCE HEALTH CORP COMMON 03071P102 16,292 687,800 X 484,000 0 203,800 AMERITECH CORP NEW COMMON 030954101 1,805 27,029 X 21,024 0 6,005 AMGEN INC COMMON 031162100 24,612 301,984 X 93,060 0 208,924 AMSOUTH BANCORP COMMON 032165102 57 2,450 X 2,450 0 0 AMTRAN INC COMMON 03234G106 714 38,100 X 38,100 0 0 ANCHOR GAMING COM COMMON 033037102 1 25 X 0 0 25 ANCOR COMMUNICATIONS INC COMMON 03332K108 21,379 881,600 X 812,500 0 69,100 ANDRX CORP COM COMMON 034551101 4,410 75,350 X 31,443 0 43,907 ANGLO AMERICAN COMMON 03485P102 10 183 X 22 0 161 ANHEUSER BUSCH COS INC COMMON 035229103 3 44 X 0 0 44 ANNTAYLOR STORES CORP. COMMON 036115103 255 6,261 X 1,300 0 4,961 ANN TAYLOR 144A CONVERT 036115AA1 12,184 21,565,000 X 19,940,000 0 1,625,000 ANTEC CORP COMMON 03664P105 18,397 346,300 X 241,200 0 105,100 ANTEC CORP 4.50% 05/15/03 CONVERT 03664PAB1 18,312 7,985,000 X 7,137,000 0 848,000 APACHE CORP COMMON 037411105 25,551 591,628 X 378,538 0 213,090 APACHE CORP DEP REP 1/50 C CONVERT 037411600 311 8,015 X 0 0 8,015 APOLLO GROUP INC COMMON 037604105 26 1,220 X 0 0 1,220 APPLE COMPUTER INC COMMON 037833100 1,866 29,472 X 29,400 0 72 APPLIED MATLS INC COMMON 038222105 85 1,100 X 0 0 1,100 APPLIED MICRO CIRCUITS CORP CD COMMON 03822W109 86,544 1,518,300 X 1,374,200 0 144,100 APPLIEDTHEORY CORP COMMON 03828R104 1,278 107,600 X 84,400 0 23,200 APPNET INC COMMON 03831Q101 5,212 190,400 X 94,500 0 95,900 ARACRUZ CELULOSE S A ADR SP RE COMMON 038496204 1,444 69,132 X 54,605 1,180 13,347 ARM HLDGS PLC ADR SPONSORED COMMON 042068106 2,535 53,939 X 42,674 900 10,365 ART TECHNOLOGY GROUP INC COMMON 04289L107 6,402 168,200 X 77,800 0 90,400 AT HOME CORP COM SER A COMMON 045919107 1 23 X 0 0 23 ASTEC INDS INC COM COMMON 046224101 514 21,300 X 3,800 0 17,500 ASUSTEK COMPUTER INC COMMON 04648R209 11,530 866,913 X 866,913 0 0 ATMEL CORP 144A CONVERT 049513AB0 16,339 30,328,000 X 28,000,000 0 2,328,000 ATRIX LABS INC COMMON 04962L101 117 17,000 X 17,000 0 0 AUDIBLE INC COMMON 05069A104 793 75,500 X 44,800 0 30,700 AUTODESK INC COMMON 052769106 1 46 X 0 0 46 AUTOMATIC DATA PROCESSIN CONVERT 053015AC7 17,583 15,223,000 X 13,723,000 0 1,500,000
PORTVUE-SEC13F.LRP PAGE 3 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- AVERY DENNISON CORP COMMON 053611109 13,681 259,351 X 169,111 0 90,240 AVID TECHNOLOGY INC COMMON 05367P100 287 21,900 X 21,900 0 0 AVISTA CORP COMMON 05379B107 335 19,100 X 19,100 0 0 AVON PRODUCTS INC COMMON 054303102 40 1,600 X 0 0 1,600 AXA SA SPONSORED ADR COMMON 054536107 2,128 33,337 X 26,254 520 6,563 AWARE INC COMMON 05453N100 6,710 233,900 X 146,200 0 87,700 BB&T CORP COM COMMON 054937107 62 1,900 X 0 0 1,900 BASF AG ADR NEW COMMON 055262406 1,949 45,850 X 36,895 720 8,235 BP AMOCO ADS COMMON 055622104 1,402 12,658 X 12,632 0 26 BMC SOFTWARE INC COMMON 055921100 53,293 744,719 X 475,231 0 269,488 BALLY TOTAL FITNESS HLDG COMMON 05873K108 8,111 265,400 X 197,500 0 67,900 BSCH BANCO SANTANDER COMMON 05964H105 2 148 X 0 0 148 BANK ONE CORP COMMON 06423A103 508 14,580 X 14,580 0 0 BANK TOKYO-MITSUBISHI LTD SPON COMMON 065379109 2,401 156,812 X 122,301 2,750 31,761 BARCLAYS PLC ADR COMMON 06738E204 1,834 15,419 X 12,160 270 2,989 BARRETT RES CORP COMMON 068480201 188 5,100 X 1,900 0 3,200 BEA SYS INC COM COMMON 073325102 40,066 1,134,626 X 725,641 0 408,985 BEAR STEARNS COS INC COMMON 073902108 29 750 X 0 0 750 BEAZER HOMES USA INC COMMON 07556Q105 1,106 59,600 X 59,600 0 0 BED BATH & BEYOND INC COM COMMON 075896100 1,597 45,707 X 27,078 0 18,629 BELL & HOWELL CO NEW COM COMMON 077852101 261 7,100 X 1,300 0 5,800 BELLSOUTH CORP COMMON 079860102 99 2,200 X 0 0 2,200 BEN & JERRYS HOMEMADE INC COMMON 081465106 341 19,850 X 3,500 0 16,350 BENCHMARK ELECTRS INC COMMON 08160H101 353 10,000 X 10,000 0 0 BEST BUY INC COMMON 086516101 27,840 449,030 X 300,449 0 148,581 BIOCRYST PHARMACEUTICALS COMMON 09058V103 7,583 312,700 X 191,900 0 120,800 BIOGEN N V COMMON 090597105 64,564 819,208 X 413,084 0 406,124 BIOMATRIX INC COMMON 09060P102 1,169 52,100 X 28,500 0 23,600 BIOVAIL CORP INTL NEW COMMON COMMON 09067K106 16,364 322,424 X 303,763 530 18,131 BLANCH E W HLDGS INC COM COMMON 093210102 430 6,600 X 1,100 0 5,500 BLUE CIRCLE INDS PLC SPONSORED COMMON 095342408 11 1,807 X 415 0 1,392 BLUESTONE SOFTWARE INC COMMON 09623P102 964 41,700 X 24,800 0 16,900 BOEING CO COMMON 097023105 6 127 X 127 0 0 BOISE CASCADE CORP COMMON 097383103 28,664 786,645 X 534,191 0 252,454 CLICKACTION INC COMMON 1.87E+111 3,050 200,800 X 120,500 0 80,300 AL AHRAM BEVERAGE 144A COMMON 10203107 5,353 179,175 X 179,175 0 0 BRADY CORP COMMON 104674106 4,941 154,400 X 116,100 0 38,300 BRAUN CONSULTING INC COMMON 105651103 3,390 203,900 X 120,700 0 83,200 BRIGGS & STRATTON CORPORATION COMMON 109043109 32,569 557,936 X 443,636 0 114,300 BRINKER INTL INC COMMON 109641100 18,971 701,000 X 634,700 0 66,300 BRIO TECHNOLOGY INC COMMON 109704106 6,424 288,700 X 167,600 0 121,100 BRISTOL MYERS SQUIBB CO COMMON 110122108 154,972 2,295,899 X C 407,963 0 1,870,136 CORUS GROUP PLC COMMON 111015301 2,628 102,014 X 74,114 1,390 26,510 BRITISH TELECOMM P L C ADR FIN COMMON 111021408 2,050 13,230 X 10,654 230 2,346
PORTVUE-SEC13F.LRP PAGE 4 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- BROADBASE SOFTWARE COMMON 11130R100 771 48,400 X 48,400 0 0 BROADCOM CORP COM COMMON 111320107 84,713 777,183 X 577,304 0 199,879 BROADVISION INC COMMON 111412102 20,625 155,000 X 138,800 0 16,200 BROKEN HILL PROPRIETARY LTD COMMON 112169602 2,254 96,929 X 77,026 1,430 18,473 BROOKS AUTOMATION INC COMMON COMMON 11434A100 3,382 192,600 X 120,600 0 72,000 BROOKTROUT INC COMMON 114580103 2,406 173,400 X 103,700 0 69,700 ALASKA AIR GROUP INC COMMON 11659109 1,725 42,400 X 40,000 0 2,400 BUCKLE INC COMMON 118440106 3,581 207,600 X 169,800 0 37,800 BUILDING MATLS HLDG CORP COMMON 120113105 445 44,500 X 10,500 0 34,000 BURLINGTON NORTHN SANTA COMMON 12189T104 270 9,800 X 9,800 0 0 BURLINGTON RESOURCES INC COMMON 122014103 2,211 60,149 X 54,148 0 6,001 BURR BROWN CORP COMMON 122574106 11,230 284,300 X 173,600 0 110,700 BUSINESS OBJECTS ADR COMMON 12328X107 31,565 535,000 X 384,300 0 150,700 ALBANY MOLECULAR RESH IN COMMON 12423109 1,098 43,700 X 25,600 0 18,100 C&D TECHNOLOGIES INC COMMON 124661109 951 26,200 X 26,200 0 0 CAIS INTERNET INC COMMON 12476Q102 1,485 123,100 X 72,900 0 50,200 CBT GROUP PUB LTD ADR SPON NEW COMMON 124853300 29,876 1,213,240 X 791,396 0 421,844 CCB FINL CORP COMMON 124875105 416 10,000 X 10,000 0 0 CBS CORPORATION COMMON 12490K107 42,026 908,674 X A 832,538 0 1,036 C COR NET CORP COMMON 125010108 2,731 89,900 X 66,600 0 23,300 C-CUBE MICROSYSTEMS INC COMMON 125015107 20,502 471,300 X 378,500 0 92,800 CDW COMPUTER CTRS INC COMMON 125129106 24,872 508,900 X 413,100 0 95,800 CEC ENTMT INC COMMON 125137109 15,646 436,125 X 379,000 0 57,125 CKE RESTAURANTS INC COM PAR $0 COMMON 12561E105 0 57 X 0 0 57 CMGI INC COM COMMON 125750109 82,160 801,538 X 656,830 0 144,708 CMP GROUP INC COMMON 125887109 662 25,100 X 25,100 0 0 CPI CORP COMMON 125902106 3,145 92,000 X 72,500 0 19,500 CNET INC COMMON 125945105 711 12,700 X 12,700 0 0 CTG RES INC COMMON 125957100 308 8,700 X 8,700 0 0 CRH PLC COMMON 12626K203 2,116 108,502 X 86,331 1,160 21,011 CSG SYS INTL INC COMMON 126349109 13,358 487,400 X 256,600 0 230,800 CTC COMMUNICATIONS GROUP COMMON 126419100 2,546 154,900 X 96,600 0 58,300 CTS CORP COM COMMON 126501105 53,487 930,200 X 673,500 0 256,700 CABLEVISION SYS CORP CL A COMMON 12686C109 6,049 83,150 X 83,150 0 0 CACI INTL INC COMMON 127190304 1,944 91,200 X 73,100 0 18,100 CAL DIVE INTL INC COMMON 127914109 5,713 166,800 X 166,800 0 0 CALIFORNIA AMPLIFIER INC COMMON 129900106 1,450 100,000 X 60,000 0 40,000 CALPINE CORP COMMON 131347106 17,523 206,000 X 183,500 0 22,500 SMITHKLINE BEECHAM PLC COMMON 135656 3,040 264,300 X 264,300 0 0 CANDELA CORP COMMON 136907102 531 50,000 X 50,000 0 0 CANANDAIGUA BRANDS INC COMMON 137219200 23,171 387,800 X 348,200 0 39,600 CANON INC ADR COMMON 138006309 1,896 63,998 X 49,961 1,120 12,917 ALCATEL COMMON 13904305 808 29,100 X 22,600 0 6,500 CAPITAL ONE FINL CORP COMMON 14040H105 809 20,733 X 16,626 0 4,107
PORTVUE-SEC13F.LRP PAGE 5 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- CAPROCK COMMUNICATIONS C COMMON 140667106 8,191 352,300 X 300,400 0 51,900 BRITISH TELECOM ORD COMMON 140843 16,385 1,082,000 X 1,053,600 0 28,400 CARDINAL HEALTH INC COMMON 14149Y108 1,038 19,046 X 10,331 0 8,715 CAREERBUILDER INC COMMON 141684100 1,301 185,100 X 117,400 0 67,700 CARLISLE COS INC COMMON 142339100 387 9,800 X 9,800 0 0 CARNIVAL CRUISE LINE CL A COMMON 143658102 3,055 70,250 X 66,250 0 4,000 CARRIER ACCESS CORP COM COMMON 144460102 422 10,100 X 1,900 0 8,200 CASELLA WASTE SYS INC COMMON 147448104 3,788 227,000 X 181,800 0 45,200 CATALINA MARKETING CP COMMON 148867104 416 4,900 X 2,800 0 2,100 CATHAY PAC AWYS LTD ADR SPONSO COMMON 148906308 2,681 290,468 X 216,620 5,670 68,178 CATERPILLAR INC DEL COMMON 149123101 933 17,019 X 16,819 0 0 CATHERINES STORES CORP COMMON 14916F100 3,959 301,600 X 195,900 0 105,700 CATO CORP NEW COMMON 149205106 3,207 227,550 X 167,250 0 60,300 CELESTICA INC SUB VTG SHS COMMON 15101Q108 2,877 58,239 X 48,819 480 8,940 CEMEX S A SPONSORED ADR COMMON 151290202 3 301 X 0 0 301 CEMEX S A COMMON 151290889 18,839 780,872 X 780,872 0 0 CENTEX CORPORATION COMMON 152312104 43 1,464 X 1,434 0 30 CENTEX CONSTRUCTION PROD COMMON 15231R109 9,947 267,950 X 164,450 0 103,500 CENTOCOR INC CONVERT 152342AE1 16,192 12,290,000 X 11,154,000 0 1,136,000 CENTRAL GARDEN & PET COMMON 153527106 206 27,000 X 27,000 0 0 CENTRAL NEWSPAPERS INC COMMON 154647101 17,480 392,800 X 340,500 0 52,300 CENTRAL PKG CORP COMMON 154785109 295 10,100 X 10,100 0 0 CENTURY BUSINESS SVCS IN COMMON 156490104 4,686 403,100 X 367,900 0 35,200 CENTURYTEL INC COMMON 156700106 18,134 446,358 X 385,108 0 61,250 CEPHALON INC COMMON 156708109 15,456 860,150 X 766,950 0 93,200 CEPHALON INC PREFERD 156708307 12,510 223,400 X 206,700 0 16,700 CERNER CORP COMMON 156782104 3,379 221,600 X 148,400 0 73,200 CERUS CORP COMMON 157085101 760 32,700 X 32,700 0 0 CESKE RADIOKOMUNICACE A COMMON 157139106 6,047 167,380 X 167,380 0 0 CESKE RADIOKOMNIKCE REG COMMON 157139205 1,238 34,260 X 34,260 0 0 CHAMPIONSHIP AUTO RACING COMMON 158711101 3,370 129,600 X 108,500 0 21,100 CHANCELLOR MEDIA CORP COM COMMON 158915108 6 103 X 103 0 0 CMG PLC GBP COMMON 159311 18,470 541,800 X 464,800 0 77,000 CHARTER ONE FINL INC COMMON 160903100 838 36,225 X 36,225 0 0 CHARMING SHOPPES INC COMMON COMMON 161133103 196 38,200 X 11,300 0 26,900 THE CHASE MANHATTEN CORPORATIO COMMON 16161A108 66,505 882,326 X A 446,982 0 428,444 CHEAP TICKETS INC COMMON 162672109 12,089 373,400 X 353,100 0 20,300 CHECKPOINT SYSTEMS INC COMMON 162825103 402 43,200 X 43,200 0 0 CHEMDEX CORP COMMON 163595101 410 13,300 X 13,300 0 0 CHEVRON CORPORATION COMMON 166751107 506 5,700 X 5,600 0 0 ALLAIRE CORP COMMON 16714107 5,667 101,200 X 89,500 0 11,700 CHICOS FAS INC COMMON 168615102 3,905 143,300 X 123,200 0 20,100 CHIEFTAIN INTL INC COMMON 16867C101 2,016 106,100 X 50,300 0 55,800 CHILDRENS PL RETAIL STOR COMMON 168905107 24,857 933,600 X 722,900 0 210,700
PORTVUE-SEC13F.LRP PAGE 6 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- AMFM INC COMMON 1693100 4,793 78,820 X 72,760 0 6,060 CHINA STL CORP COMMON 169417102 4,480 224,200 X 224,200 0 0 CHINA TELECOM HK 941HK COMMON 169428109 1,310 21,200 X 21,200 0 0 CHIREX INC COMMON 170038103 14,001 542,400 X 391,000 0 151,400 CHURCH & DWIGHT INC COMMON 171340102 13,965 558,600 X 412,700 0 145,900 CIENA CORP COMMON 171779101 65,522 1,795,100 X A 1,604,900 0 190,200 CINAR CORP COMMON 171905300 12,787 422,700 X 245,800 0 176,900 CINCINNATI FINL CORP COM COMMON 172062101 1,862 49,611 X 49,611 0 0 CIRCUIT CITY STORE INC COMMON 172737108 75,255 1,783,800 X A 1,541,900 0 241,900 CISCO SYS INC COMMON 17275R102 199,214 2,905,593 X C 1,013,405 0 1,824,874 CITADEL COMMUNICATIONS C COMMON 172853202 15,520 454,800 X 353,300 0 101,500 CINTAS CORP COMMON 172908105 3,660 63,300 X 53,300 0 10,000 CITIGROUP INC. COMMON 172967101 69,778 1,585,878 X 1,584,528 0 1,350 ALLEGHENY ENERGY INC COMMON 17361106 2,171 68,100 X 68,100 0 0 CAPITAL RADIO PLC COMMON 174239 3,110 213,400 X 141,600 0 71,800 CITRIX SYS INC COM COMMON 177376100 35,566 574,219 X 366,870 0 207,349 CITRIX SYSTEM 144A CONVERT 177376AA8 20,526 42,540,000 X 39,185,000 0 3,355,000 CITRIX SYSTEMS 0.0% 03/22/19 CONVERT 177376AB6 1,231 2,518,000 X 1,230,000 0 1,288,000 CITY NATL CORP COMMON 178566105 13,281 395,700 X 376,200 0 19,500 CLAIRES STORES INC COMMON 179584107 4,714 284,652 X 88,452 0 196,200 CLARENT CORP DEL COMMON 180461105 16,030 314,700 X 262,700 0 52,000 CLARIFY INC COMMON COMMON 180492100 33,358 663,000 X 440,600 0 222,400 CELLTECH CHIROSCIENCE COMMON 182276 3,894 514,000 X 354,800 0 159,200 CLEAR CHANNEL COMMUNICAT CONVERT 184502AB8 22,192 15,928,000 X 14,213,000 0 1,715,000 ALLERGAN INC COMMON 18490102 61,089 555,350 X A 496,750 0 53,200 CLEARNET COMMUNICATIONS INC CL COMMON 184902104 13,406 742,211 X 535,511 0 206,700 CLEVELAND CLIFFS INC COMMON 185896107 311 10,000 X 10,000 0 0 ALLIANT CORP COMMON 18802108 277 10,000 X 10,000 0 0 COACHMEN INDUSTRIES COMMON 189873102 250 16,100 X 16,100 0 0 COASTAL CORP COMMON 190441105 24,981 610,214 X 390,652 0 219,562 COASTAL CORP .25% PFD PREFERD 190441857 4,337 197,117 X 179,533 0 17,584 COASTAL CORP 6.625% PFD PREFERD 190441865 14,117 541,673 X 490,881 0 50,792 COFLEXIP SPONSORED ADR COMMON 192384105 15,305 320,482 X 262,571 1,020 56,891 COHU INC COMMON 192576106 3,950 187,000 X 174,000 0 13,000 COINSTAR INC COM COMMON 19259P300 1,926 193,900 X 142,900 0 51,000 COLE KENNETH PRODTNS INC COMMON 193294105 12,203 326,500 X 260,200 0 66,300 COLGATE PALMOLIVE CO COMMON 194162103 27,238 595,350 X 208,150 0 387,200 ALLIEDSIGNAL INC COMMON 19512102 5,031 83,930 X 11,580 0 72,150 COLONIAL BANCGROUP INC COMMON 195493309 295 26,400 X 26,400 0 0 AT&T CORP COMMON 1957109 27,576 633,923 X 633,773 0 0 AT&T CORP COMMON 1957208 38,279 1,025,898 X 934,598 0 0 COLORADO MEDTECH INC COMMON 19652U104 1,444 100,000 X 62,200 0 37,800 COLT TELECOM GROUP PLC SPONSOR COMMON 196877104 2,159 22,417 X 16,218 270 5,929 ALLSCRIPTS INC COMMON 19886100 3,253 204,900 X 127,400 0 77,500
PORTVUE-SEC13F.LRP PAGE 7 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- COMAIR INC COMMON 199789108 5,431 325,450 X 298,400 0 27,050 CREATIVE COMPUTERS INC COMMON 2.25E+111 2,386 374,300 X 299,800 0 74,500 CROSSMANN CMNTYS INC COMMON 2.28E+113 2,613 160,200 X 146,700 0 13,500 AMERICAN EAGLE OUTFITTER COMMON 2.55E+109 33,968 701,275 X 609,175 0 92,100 ALLSTATE CORP COMMON 20002101 539 21,612 X 21,612 0 0 COMCAST CORPORATION CLASS A COMMON 200300101 36 1,000 X 0 0 1,000 COMCAST CORP CL A SPL COMMON 200300200 88,925 2,230,114 X 1,057,258 0 1,080,556 COMERICA INC COMMON 200340107 14,484 286,100 X 286,100 0 0 ALLTEL CORP COMMON 20039103 50,107 712,000 X 348,200 0 334,300 COMMERCE BANCORP NJ COMMON 200519106 5,116 123,280 X 111,295 0 11,985 COMMERCE ONE INC DEL COMMON 200693109 2,394 24,500 X 24,500 0 0 COMMONWEALTH INDS INC DE COMMON 203004106 2,967 220,800 X 181,700 0 39,100 ANDERSON EXPLORATION LTD COMMON 2032421 16,843 1,275,800 X 1,132,100 0 143,700 COMMSCOPE INC COM COMMON 203372107 82,719 2,545,168 X 1,979,675 0 565,493 COMMUNITY BK SYS INC COMMON 203607106 422 15,400 X 15,400 0 0 COMMUNITY FIRST BANKSHAR COMMON 203902101 299 17,700 X 17,700 0 0 ALFA S.A. COMMON 2043423 16,605 3,924,000 X 3,924,000 0 0 COMPANHIA SIDERURGICA NA COMMON 20440W105 5,274 204,800 X 201,500 0 3,300 CVRD CIA VALE DO RIO COMMON 204412100 6,556 310,800 X 310,800 0 0 COMPUTER ASSOC INTL INC COMMON 204912109 898 14,700 X 13,400 0 1,300 COMPUTER NETWORK TECHNOL COMMON 204925101 1,280 137,500 X 133,400 0 4,100 COMPUTER SCIENCES CORP COMMON 205363104 43,258 615,231 X 541,800 0 73,431 COMPUWARE CORP COMMON 205638109 91,650 3,516,528 X C 558,916 0 2,937,512 COMVERSE TECHNOLOGY INC COMMON 205862402 130,108 1,379,536 X 1,062,886 0 316,650 COMVERSE TECH 5.75% 06 CONVERT 205862AE5 283 91,000 X 0 0 91,000 COMVERSE TECH 144A CONVERT 205862AF2 17,938 7,924,000 X 7,152,000 0 772,000 COMVERSE TECHNOLOGY INC CONVERT 205862AG0 7,724 3,412,000 X 3,165,000 0 247,000 CONCENTRIC NETWORK CORP COMMON 20589R107 8,249 406,100 X 328,400 0 77,700 COMPUTER HORIZON CORP COMMON 205908106 1 58 X 0 0 58 CONCORD COMMUNICATIONS I COMMON 206186108 7,250 182,400 X 152,600 0 29,800 CONCORD EFS INC COMMON 206197105 25,742 1,248,100 X 1,111,000 0 137,100 CONCUR TECHNOLOGIES INC COMMON 206708109 6,866 240,900 X 187,800 0 53,100 TALISMAN ENERGY INC(CAD) COMMON 2068299 2,011 67,300 X 67,300 0 0 CONEXANT SYSTEMS INC COMMON 207142100 121,468 1,671,795 X A 1,261,438 0 410,357 CONEXANT SYSTEMS 144A CONVERT 207142AA8 17,629 10,205,000 X 9,443,000 0 762,000 CONEXANT SYSTEMS INC CONVERT 207142AB6 1,465 848,000 X 588,000 0 260,000 CONMED CORP COMMON 207410101 2,739 111,800 X 80,900 0 30,900 BANESPA PREFFERED COMMON 2074296 48 2,043,000 X 2,043,000 0 0 ALPHA INDS INC COMMON 20753109 28,223 500,350 X 381,650 0 118,700 CONNECTICUT WTR SVC INC COM COMMON 207797101 203 6,900 X 1,300 0 5,600 ALPHARMA INC COMMON 20813101 23,868 675,900 X 606,200 0 69,700 CONOCO INC CL A COMMON 208251306 15,008 540,797 X 93,547 0 447,250 CONSOLIDATED EDISON INC COMMON 209115104 22,124 533,100 X 533,100 0 0 CONSOLIDATED GRAPHICS INC COM COMMON 209341106 17,769 421,800 X 298,600 0 123,200
PORTVUE-SEC13F.LRP PAGE 8 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- ELECTROPAULO METRO PN COMMON 2107578 16,784 354,114,602 X 3 54,114,602 0 0 CONTINENTAL AIRLS INC COMMON 210795308 1 27 X 0 0 27 RESEARCH IN MOTION LTD COMMON 2117265 5,654 182,200 X 114,900 0 67,300 CONVERGENT COMMUNICATION COMMON 211914403 1,643 158,400 X 108,600 0 49,800 CONVERGYS CORP COMMON 212485106 7,091 357,900 X 357,900 0 0 GERDAU S.A. PREF COMMON 2160407 463 29,600,000 X 29,600,000 0 0 COOKSON GROUP PLC - SPON ADR COMMON 216379107 1,266 66,630 X 52,892 1,170 12,568 COOPER COS INC COMMON 216648402 2,785 90,200 X 87,600 0 2,600 COOPER INDUSTRIES COMMON 216669101 374 8,010 X 8,010 0 0 COORS ADOLPH COMPANY COMMON 217016104 21,835 403,413 X 302,743 0 100,670 COR THERAPEUTICS INC COMMON 217753102 8,095 426,050 X 360,150 0 65,900 CARSO TELECOM COMMON 2178336 12,750 2,300,500 X 2,300,500 0 0 CEMEX SA CPO COMMON 2183578 136 31,000 X 31,000 0 0 CORDANT TECHNOLOGIES INC COM COMMON 218412104 2,961 97,268 X 36,414 0 60,854 CORIXA CORP COMMON 21887F100 1,358 101,067 X 101,067 0 0 CORNING INC COM COMMON 219350105 100,555 1,466,620 X 1,250,560 0 216,060 CORPORATE EXECUTIVE BRD COMMON 21988R102 5,619 137,900 X 81,100 0 56,800 CONSORCIO COMMON 2209731 664 597,000 X 597,000 0 0 CIA SIDERUJICA NACIONAL COMMON 2210261 9,796 387,801,000 X 3 51,255,453 0 36,545,547 COST PLUS INC CALIF COMMON 221485105 10,379 214,000 X 114,600 0 99,400 COSTCO WHOLESALE CORP COMMON 22160K105 103 1,415 X 950 0 465 COSTAR GROUP INC COMMON 22160N109 2,808 117,600 X 69,300 0 48,300 COSTCO COMPANIES 144A CONVERT 22160QAA0 12,299 13,936,000 X 11,975,000 0 1,961,000 COSTCO COMPANIES INC. 0% 8/19/ CONVERT 22160QAC6 7,888 8,938,000 X 8,038,000 0 900,000 COUNTRYWIDE CR INDS INC COMMON 222372104 268 8,300 X 8,300 0 0 CORP INTER AM ENTERTAIN COMMON 2224347 14,640 6,081,547 X 5,767,001 0 314,546 COVAD COMMUNICATIONS GROUP ICO COMMON 222814204 85,331 1,957,415 X 1,246,642 0 710,773 COX COMMUNICATIONS INC NEW CL COMMON 224044107 12,964 310,515 X 310,515 0 0 COX COMMUNICATIONS .25% PREFERD 224044404 12,175 249,737 X 225,453 0 24,284 CORP INTERAMERICANA L COMMON 2243513 5,609 2,382,784 X 2,103,784 0 279,000 CRANE CO COMMON 224399105 665 29,650 X 19,150 0 10,500 CREDENCE SYS CORP COM COMMON 225302108 24,318 541,900 X 453,800 0 88,100 CREDITRUST CORP COMMON 225429109 1,932 86,100 X 51,000 0 35,100 CREE RESH INC COMMON 225447101 4,137 121,900 X 115,000 0 6,900 CREO PRODS INC COMMON 225606102 2,083 84,800 X 50,300 0 34,500 CIA VALE DO RIO DOCE COMMON 2257127 13,563 636,700 X 636,700 0 0 CELESTICA INC COMMON 2263362 2,811 57,100 X 32,300 0 24,800 CROWN CASTLE INTL CORP COMMON 228227104 47,753 2,551,100 X 2,186,600 0 364,500 CULLEN FROST BANKERS INC COMMON 229899109 4,460 178,400 X 147,700 0 30,700 CUMMINS ENGINE INC COMMON 231021106 6,042 121,295 X 118,495 0 2,800 CUMULUS MEDIA INC COMMON 231082108 10,022 306,600 X 275,300 0 31,300 CURATIVE HEALTH SVCS INC COMMON 231264102 113 23,700 X 23,700 0 0 AMAZON COM INC COMMON 23135106 27,698 346,500 X 174,300 0 172,200 AMBAC FINL GROUP INC COMMON 23139108 14,625 308,700 X 290,000 0 18,700
PORTVUE-SEC13F.LRP PAGE 9 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- ENCAL ENERGY LTD COMMON 2314828 5,736 1,067,000 X 712,700 0 354,300 CUTTER & BUCK INC COMMON 232217109 4,397 282,550 X 242,550 0 40,000 CYBERSOURCE CORP COMMON 23251J106 8,400 151,700 X 89,700 0 62,000 CYBERONICS INC COMMON 23251P102 5,539 309,900 X 193,700 0 116,200 CYBEX CORP COMMON COMMON 232522102 19,824 593,975 X 454,800 0 139,175 CYMER INC COMMON 232572107 16,237 468,100 X 450,700 0 17,400 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 49,883 2,320,118 X 1,620,329 0 699,789 CYPRESS SEMICONDUCTOR CO CONVERT 232806AD1 18,605 15,465,000 X 13,838,000 0 1,627,000 DII GROUP INC COMMON 232949107 29,835 847,900 X 686,000 0 161,900 D R HORTON INC COMMON 23331A109 3,942 304,700 X 76,400 0 228,300 DST SYS INC DEL COMMON 233326107 1,127 19,812 X 19,812 0 0 DSP GROUP INC COMMON 23332B106 10,986 275,500 X 268,400 0 7,100 DSM N V SPONSORED COMMON 23332H202 2,744 273,077 X 200,695 4,650 67,732 DSP COMMUNICATIONS INC COMMON 23332K106 9,150 481,600 X 314,300 0 167,300 DTE ENERGY CO COM COMMON 233331107 595 16,350 X 16,350 0 0 DAI ICHI KANGYO BK LTD JAPANAD COMMON 233804202 1,732 13,892 X 10,870 260 2,762 DAIN RAUSCHER CORP COMMON 233856103 637 13,000 X 13,000 0 0 DAL-TILE INTL INC COMMON 23426R108 4,506 567,720 X 557,620 0 10,100 DANAHER CORP SHS BEN INT COMMON 235851102 3 58 X 0 0 58 AMEREN CORP COMMON 23608102 11,533 305,000 X 305,000 0 0 AMERICA WEST AIRLS INC COMMON 23657208 409 23,600 X 20,300 0 3,300 DARDEN RESTAURANTS INC. COMMON 237194105 12,176 622,374 X 604,100 0 18,274 GRUPO TELEVISA SA COMMON 2380108 318 16,000 X 16,000 0 0 DAVOX CORP COMMON 239208101 630 48,200 X 27,500 0 20,700 GRUPO CARSO COMMON 2393452 10,582 2,536,000 X 2,536,000 0 0 DAYTON HUDSON CORP COMMON 239753106 74,653 1,242,917 X C 196,556 0 1,042,861 DE BEERS CONS MINES LTD ADR COMMON 240253302 2,923 108,275 X 78,466 1,720 28,089 GRUPO FINANCIERO BANCOME COMMON 2402875 66 297,000 X 297,000 0 0 AVT CORP COMMON 2420107 22,632 739,000 X 473,600 0 265,400 DEB SHOPS INC COMMON 242728103 595 30,500 X 20,800 0 9,700 EMPRESA BRAS DE AERONAUT COMMON 2428569 1,434 510,000 X 510,000 0 0 CROWN CASTLE DECS TR V PREFERD 24366F203 9,036 491,770 X 446,670 0 45,100 CEMENTOS PACASMAYO SAA COMMON 2441674 81 122,366 X 122,366 0 0 DELL COMPUTER CORP COMMON 247025109 53,513 1,279,820 X 571,900 0 636,520 DELPHI FINL GROUP INC COMMON 247131105 377 12,500 X 12,500 0 0 DELTA AIR LINES INC DEL COMMON 247361108 1,775 36,600 X 36,600 0 0 DELUXE CORP COM COMMON 248019101 24 700 X 0 0 700 DENDRITE INTL INC COMMON 248239105 10,948 231,700 X 188,600 0 43,100 KIMBERLY CLARK MEX COMMON 2491914 95 27,000 X 27,000 0 0 AMERICAN CLASSIC VOYAGES COMMON 24928103 4,290 187,050 X 187,050 0 0 AMERICAN CAPITAL STRATEG COMMON 24937104 4,823 260,700 X 239,800 0 20,900 DEUTSCHE BK A G SPON ADR COMMON 251525309 2,973 44,545 X 32,032 700 11,813 DEVON ENERGY CORP NEW CONVERT 25179MAA1 15,076 15,209,000 X 14,042,000 0 1,167,000 DEVRY INC DEL COMMON 251893103 6,668 333,400 X 297,200 0 36,200
PORTVUE-SEC13F.LRP PAGE 10 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- DIAL CORP NEW COM COMMON 25247D101 4 159 X 0 0 159 DIAMOND OFFSHORE DRILLIN COMMON 25271C102 6,511 195,100 X 195,100 0 0 DIAMOND OFFSHORE DRILLIN CONVERT 25271CAA0 20,984 19,448,000 X 17,461,000 0 1,987,000 DIGITAL MICROWAVE CORP COM COMMON 253859102 8,884 566,300 X 480,800 0 85,500 DIGITAL INSIGHT CORP COMMON 25385P106 1,953 60,800 X 60,800 0 0 DIGITAL RIV INC COM COMMON 25388B104 8,642 397,350 X 343,100 0 54,250 DIME CMNTY BANCSHARES COMMON 253922108 1,347 64,900 X 63,200 0 1,700 DISNEY WALT PRODTNS COMMON 254687106 1,170 45,000 X 45,000 0 0 DITECH COMMUNICATIONS CO COMMON 25500M103 11,891 226,500 X 174,000 0 52,500 DOLLAR GEN CORP COMMON 256669102 21,739 704,114 X 452,449 0 251,665 DOLLAR THRIFTY AUTOMOTIV COMMON 256743105 8,948 432,550 X 365,450 0 67,100 DOLLAR TREE STORES INC COM COMMON 256747106 1,252 31,350 X 26,500 0 4,850 DONALDSON INC COM COMMON 257651109 1,519 65,500 X 45,100 0 20,400 AMERICAN EXPRESS CO COMMON 25816109 1,161 8,600 X 8,500 0 0 GKN PLC COMMON 258304 13,634 853,900 X 829,000 0 24,900 DOUBLECLICK INC COM COMMON 258609304 73,897 620,331 X 479,975 0 140,356 DOUBLECLICK INC CONVERT 258609AA4 11,440 7,375,000 X 6,830,000 0 545,000 DOW CHEMICAL COMPANY COMMON 260543103 23,157 203,800 X 203,800 0 0 DUKE ENERGY CORP COMMON 264399106 333 6,040 X 6,040 0 0 DURA AUTOMOTIVE SYS INC COM COMMON 265903104 185 7,700 X 2,300 0 5,400 AMERICAN HOME PRODS CORP COMMON 26609107 535 12,900 X 12,900 0 0 DURA PHARMACEUTICALS INC COMMON 26632S109 534 38,300 X 38,300 0 0 DYCOM INDS INC COMMON 267475101 40,743 965,760 X 789,010 0 176,750 PEREZ COMPANC SA COMMON 2681931 123 20,300 X 20,300 0 0 E M C CORP MASS COMMON 268648102 155,945 2,184,855 X C 566,706 0 1,609,049 E M C CORP MASS 144A CONVERT 268648AC6 12,214 1,966,000 X 1,775,000 0 191,000 EMC CORP 3.25% 3/15/02 CONVERT 26865YAA2 5,865 942,000 X 818,000 0 124,000 AMERICAN INTL GROUP INC COMMON 26874107 67,005 770,732 X A 764,482 0 0 ENSCO INTL INC COM COMMON 26874Q100 64,153 3,551,765 X 2,637,301 0 914,464 EOG RES INC COMMON 26875P101 54,708 2,574,500 X 2,368,900 0 77,000 E PIPHANY INC COMMON 26881V100 2,360 48,400 X 10,400 0 38,000 EVI INC PREFERD 268939402 13,126 354,750 X 323,050 0 31,700 ESPS INC COMMON 269129102 2,206 257,600 X 149,900 0 107,700 ESS TECHNOLOGY INC COMMON 269151106 12,311 929,100 X 575,800 0 353,300 ETEC SYSTEMS INC COMMON 26922C103 11,641 309,400 X 209,900 0 99,500 E TRADE GROUP INC COM COMMON 269246104 7 316 X 316 0 0 EAGLE USA AIRFREIGHT INC COMMON 270018104 2,000 66,800 X 62,900 0 3,900 EARTHGRAINS CO COMMON 270319106 834 37,700 X 37,700 0 0 EARTHWEB INC COMMON 27032C108 3,681 93,200 X 61,700 0 31,500 AMERICAN MGMT SYS INC COMMON 27352103 9,128 355,776 X 179,576 0 176,200 SAMSUNG EL II REG S/144A COMMON 2763152 4,989 62,700 X 60,800 0 1,900 EASTERN ENTERPRISES COMMON 27637F100 534 11,500 X 11,500 0 0 EASTMAN KODAK CO COMMON 277461109 202 2,676 X 2,576 0 0 EBAY INC COMMON 278642103 6,362 45,100 X 45,100 0 0
PORTVUE-SEC13F.LRP PAGE 11 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- ECHELON CORP COMMON 27874N105 1,283 168,300 X 105,500 0 62,800 ECHOSTAR COMMUNICATNS COMMON 278762109 409 4,500 X 900 0 3,600 ECOLAB INC COM COMMON 278865100 92 2,700 X 2,700 0 0 J D EDWARDS & CO COMMON 281667105 854 41,200 X 41,200 0 0 EFFICIENT NETWORKS INC COMMON 282056100 6,155 169,200 X 139,800 0 29,400 EGAIN COMMUNICATIONS COMMON 28225C103 2,424 131,000 X 124,100 0 6,900 EIDOS PLC ADR SPONSORED COMMON 282485101 3,334 52,808 X 39,236 870 12,702 EL PASO ENERGY CORP DEL COMMON 283905107 615 15,278 X 15,278 0 0 ELBIT COMPUTERS LTD COMMON 284275104 4,448 345,500 X 278,800 0 66,700 ELCOR CORP COMMON 284443108 7,191 287,650 X 259,900 0 27,750 ELECTRO SCIENTIFIC INDS COMMON 285229100 18,382 345,000 X 286,400 0 58,600 ELECTROGLAS INC COMMON 285324109 2,216 94,800 X 91,100 0 3,700 ELECTRONIC ARTS INC COMMON 285512109 2,765 38,200 X 38,200 0 0 ELECTRONIC DATA SYSTEMS COMMON 285661104 15,568 294,084 X 34,777 0 259,307 ELECTRONICS FOR IMAGING INC CO COMMON 286082102 78,780 1,532,508 X 1,045,756 0 486,752 TELEC DE MINAS GERAIS COMMON 2880341 1 56,271 X 56,271 0 0 ABERCROMBIE & FITCH CO COMMON 2896207 31,582 927,166 X 801,866 0 125,300 AMERICAN PWR CONVERSION COMMON 29066107 618 32,500 X 18,200 0 14,300 EMCOR GROUP INC COMMON 29084Q100 450 23,400 X 23,400 0 0 EMERSON ELEC CO COMMON 291011104 3,406 53,900 X 53,900 0 0 EMMIS COMMUNICATIONS COR COMMON 291525103 20,493 310,200 X 257,900 0 52,300 EMULEX CORP COMMON 292475209 28,416 330,900 X 295,250 0 35,650 ENCAL ENERGY LTD COM COMMON 29250D107 791 143,703 X 105,977 2,840 34,886 ENERGEN CORP COMMON 29265N108 595 29,400 X 29,400 0 0 ENERGY EAST CORP COMMON 29266M109 413 17,400 X 17,400 0 0 ENRON CORP COMMON 293561106 40,403 983,930 X 687,996 0 295,934 ENRON CORP PREFERD 293561882 15,210 687,450 X 623,150 0 64,300 ENTERCOM COMMUNICATIONS COMMON 293639100 7,387 205,200 X 203,100 0 2,100 EQUANT N V COMMON 294409107 17,097 210,100 X 203,600 0 6,500 EQUITABLE RES INC COMMON 294549100 13,197 349,000 X 312,900 0 36,100 ERICSSON L M TEL CO ADR CL B S COMMON 294821400 29,681 949,751 X 899,620 1,430 48,701 AMERICAN STANDARD COS COMMON 29712106 10,537 272,800 X 270,900 0 1,900 ESTERLINE TECHNOLOGIES C COMMON 297425100 466 29,600 X 29,600 0 0 ETHAN ALLEN INTERIORS INC COMMON 297602104 21,153 664,902 X 515,300 0 149,602 AMERICAN TOWER CORP COMMON 29912201 9,479 482,994 X 436,300 0 46,694 EXCEL SWITCHING CORP COMMON 30067V108 5,460 152,200 X 147,300 0 4,900 EXCHANGE APPLICATIONS COMMON 300867108 2,854 98,200 X 78,700 0 19,500 EXODUS COMMUNICATIONS INC COM COMMON 302088109 120,444 1,671,390 X 1,363,765 0 307,625 EXODUS COMM 144A CONVERT 302088AC3 18,664 5,756,000 X 5,311,000 0 445,000 EXODUS COMMUNICATIONS IN CONVERT 302088AE9 1,244 382,000 X 216,000 0 166,000 EXPEDITORS INTL WASH INC COMMON 302130109 14,192 442,200 X 254,200 0 188,000 EXTREME NETWORKS INC COMMON 30226D106 64,182 1,013,740 X 919,840 0 93,900 EXXON CORP COMMON 302290101 22,939 301,832 X 301,632 0 0 FNB CORP PA COMMON 302520101 423 17,430 X 17,430 0 0
PORTVUE-SEC13F.LRP PAGE 12 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- FPL GROUP INC COMMON 302571104 319 6,325 X 6,325 0 0 FTD COM INC COMMON 30265F103 1,355 168,100 X 99,400 0 68,700 F Y I INC COMMON 302712104 5,289 157,000 X 124,600 0 32,400 FACTORY 2-U INC COMMON 303072102 12,425 415,900 X 289,200 0 126,700 FACTSET RESH SYS INC COMMON 303075105 14,998 263,700 X 165,850 0 97,850 FAIRCHILD SEMICONDUCTOR COMMON 303726103 6,952 292,700 X 236,700 0 56,000 AMERICAN WOODMARK CORP COMMON 30506109 4,631 172,300 X 109,500 0 62,800 EIDOS PLC COMMON 306742 25,587 402,600 X 359,000 0 43,600 FAMILY DLR STORES INC COMMON 307000109 7,341 347,519 X 321,236 0 26,283 AMERON INTL INC COMMON 30710107 437 9,300 X 9,300 0 0 AMES DEPT STORES INC COMMON 30789507 13,521 424,200 X 286,700 0 137,500 AMERITECH CORP NEW COMMON 30954101 11,724 175,644 X 175,644 0 0 AMGEN INC COMMON 31162100 142,559 1,749,200 X A 1,321,000 0 381,400 FATBRAIN COM INC COMMON 311889109 4,166 278,900 X 196,400 0 82,500 FEDERAL HOME LN MTG CORP COMMON 313400301 72,810 1,400,200 X A 296,100 0 1,092,900 FEDERAL MOGUL CORP COM COMMON 313549107 1 23 X 0 0 23 FEDERAL NATL MTG ASSN COMMON 313586109 52,946 844,600 X 419,800 0 424,800 FEDERATED DEPT STORES IN COMMON 31410H101 10,712 245,200 X 196,700 0 48,500 F5 NETWORKS INC COM COMMON 315616102 20,685 304,200 X 279,700 0 24,500 FINANCIAL FED CORP COMMON 317492106 2,366 126,200 X 99,500 0 26,700 FINOVA GROUP INC COMMON 317928109 263 7,200 X 4,000 0 3,200 FIRST AMERN FINL CORP COMMON 318522307 305 22,800 X 22,800 0 0 ENTERPRISE OIL COMMON 318866 5,671 831,700 X 546,000 0 285,700 FIRST FIN DATA CORP COMMON 319963104 48,798 1,112,200 X 180,100 0 932,100 FIRST HEALTH GROUP CORP COMMON 320960107 350 15,600 X 15,600 0 0 AMSOUTH BANCORPORATION COMMON 32165102 17,839 761,137 X 761,137 0 0 ANADIGICS INC COMMON 32515108 8,004 284,600 X 145,800 0 138,800 ANALOG DEVICES INC COMMON 32654105 41,215 804,200 X 714,900 0 89,300 ANAREN MICROWAVE INC COMMON 32744104 1,042 36,900 X 29,600 0 7,300 FKI COMMON 329459 3,710 1,184,000 X 761,300 0 422,700 FIRST REP BK SAN FRANCIS COMMON 336158100 411 15,500 X 15,500 0 0 FIRST UNION CORP COMMON 337358105 1,047 29,400 X 29,400 0 0 FIRST WASH BANCORP INC W COMMON 33748T104 3,876 221,460 X 203,320 0 18,140 FIRST YRS INC COMMON 337610109 1,457 142,100 X 95,300 0 46,800 FIRSTAR CORP NEW WIS COM COMMON 33763V109 3,184 124,250 X 96,750 0 27,500 FIRSTFED FINL CORP DEL COM COMMON 337907109 856 49,282 X 47,300 0 1,982 FLAGSTAR BANCORP INC COMMON 337930101 1,485 96,600 X 85,100 0 11,500 FLEET BOSTON CORP COMMON 33901A108 20,202 551,600 X 551,600 0 0 ANDOVER BANCORP INC DEL COMMON 34258103 562 18,700 X 18,700 0 0 FLYCAST COMMUNICATIONS C COMMON 344067103 9,783 215,000 X 78,400 0 136,600 FOCAL COMMUNICATIONS COR COMMON 344155106 11,206 437,300 X 331,800 0 105,500 FOODMAKER INC NEW COMMON 344839204 28,743 1,152,600 X 722,500 0 430,100 FOOTSTAR INC COMMON 344912100 4,008 113,700 X 10,000 0 103,700 FORD MTR CO DEL COMMON 345370100 23,894 475,500 X 475,500 0 0
PORTVUE-SEC13F.LRP PAGE 13 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- ANDRX CORP COMMON 34551101 35,722 610,300 X 486,900 0 123,400 FOREST LABS INC COM COMMON 345838106 60,633 1,439,353 X 1,170,385 0 268,968 FOREST OIL CORP COMMON 346091606 4,445 260,500 X 260,500 0 0 FORRESTER RESH INC COMMON 346563109 3,748 96,100 X 48,100 0 48,000 FORTIS NL ADR SPONSORED COMMON 34956J101 1,769 54,653 X 43,507 910 10,236 FORWARD AIR CORP COMMON 349853101 10,617 449,400 X 314,300 0 135,100 FOSSIL INC COM COMMON 349882100 23,482 867,685 X 627,225 0 240,460 FOUNDRY NETWORKS INC COMMON 35063R100 11,302 89,700 X 80,100 0 9,600 FOX ENTMT GROUP INC CL A COMMON 35138T107 5 247 X 161 0 86 ANHEUSER BUSCH COS INC COMMON 35229103 4,883 69,700 X 69,700 0 0 ANIXTER INTL INC COMMON 35290105 219 9,400 X 9,400 0 0 FREEPORT-MCM COPR GOLD COMMON 35671D857 8,496 545,900 X 545,900 0 0 FREESHOP COM INC COMMON 356873109 480 41,700 X 24,500 0 17,200 FRESENIUS MED CARE AG SPONSORE COMMON 358029106 3,653 163,743 X 118,440 2,590 42,713 FRONTIER AIRLINES INC NE COMMON 359065109 2,719 286,200 X 194,000 0 92,200 FRONTIER INS GROUP INC N COMMON 359081106 313 35,800 X 35,800 0 0 FUJITSU LTD ADR 5 COM COMMON 359590304 4,526 29,165 X 20,672 400 8,093 FULLER H B CO COM COMMON 359694106 4,118 67,650 X 53,300 0 14,350 FURNITURE BRANDS INTL INC COM COMMON 360921100 15,850 805,076 X 617,830 0 187,246 AAR CORP COMMON 361105 290 16,100 X 16,100 0 0 ANNTAYLOR STORES CORP COMMON 36115103 51,445 1,258,600 X 1,058,500 0 200,100 GKN PUB LTD CO ADR COMMON 361755200 2,121 132,930 X 97,809 2,060 33,061 GST TELECOMMUNICATIONS I COMMON 361942105 4,836 687,800 X 580,500 0 107,300 GTE CORP COMMON 362320103 3,586 46,650 X 46,650 0 0 GADZOOKS INC COMMON 362553109 1,417 213,900 X 127,900 0 86,000 GADZOOX NETWORKS INC COMMON 362555104 8,146 151,200 X 125,700 0 25,500 GALILEO INTL INC COM COMMON 363547100 954 23,700 X 21,600 0 2,100 GANNETT INC DEL COMMON 364730101 28,962 418,600 X 254,500 0 164,100 G A P INC COMMON 364760108 265 8,281 X 8,281 0 0 GENERAL ELECTRIC CO COMMON 365334 17,749 1,848,600 X 1,789,900 0 58,700 GATEWAY INC. COMMON 367626108 22,004 500,095 X 321,104 0 178,991 GEHL CO COMMON 368483103 772 43,500 X 25,900 0 17,600 GENCORP INC COMMON 368682100 260 14,200 X 14,200 0 0 GENENTECH INC SPL COM COMMON 368710307 9 110 X 39 0 71 GENENTECH INC COM NEW COMMON 368710406 112,412 768,305 X 670,347 0 76,458 GENERAL DYNAMICS CORP COMMON 369550108 30,179 483,350 X 476,750 0 6,600 GENERAL ELEC CO COMMON 369604103 241,402 2,036,070 X C 736,314 0 1,295,701 GENERAL INSTR CORP DEL COM COMMON 370120107 61,703 1,285,472 X A 1,193,230 0 89,942 GENERAL MLS INC COMMON 370334104 103,488 1,275,648 X C 632,248 0 634,800 GENERAL MTRS CORP COMMON 370442105 12,921 205,300 X 205,200 0 0 GENESCO INC COMMON 371532102 8,528 682,200 X 363,100 0 319,100 GENTEX CORP COM COMMON 371901109 13,840 670,040 X 595,666 0 74,374 GENESYS TELECOMMUNICATIO COMMON 371931106 26,389 577,600 X 429,200 0 148,400 GEON CO COMMON 37246W105 15,440 599,600 X 450,800 0 148,800
PORTVUE-SEC13F.LRP PAGE 14 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- GENZYME CORP COMMON 372917104 24,253 538,200 X 479,200 0 59,000 GENZYME CORP 5.250% 06/01/05 CONVERT 372917AF1 12,835 9,491,000 X 8,491,000 0 1,000,000 GEORGIA PAC CORP COMMON 373298108 30,998 766,526 X 627,300 0 139,226 APACHE CORP COMMON 37411105 49,221 1,139,700 X 1,016,400 0 123,300 APACHE CORP PREFERD 37411600 17,628 440,700 X 398,325 0 42,375 GETTY IMAGES INC COMMON 374276103 7,320 303,400 X 239,400 0 64,000 GO AHEAD GROUP PLC COMMON 375377 4,851 342,500 X 241,100 0 101,400 APEX INC COMMON 37548104 2,337 125,060 X 125,060 0 0 GILEAD SCIENCES INC COMMON 375558103 94,636 1,474,357 X 1,138,789 0 335,568 GILDAN ACTIVEWEAR INC COMMON 375916103 1,746 101,200 X 69,800 0 31,400 GLATFELTER P H CO COMMON 377316104 643 39,100 X 39,100 0 0 APPLE COMPUTER INC COMMON 37833100 73,412 1,159,511 X 1,082,111 0 77,400 GLIATECH INC COMMON 37929C103 2,699 157,600 X 139,000 0 18,600 APRIA HEALTHCARE GROUP COMMON 37933108 12,877 768,800 X 706,000 0 62,800 GLOBAL INDS LTD COMMON 379336100 11,722 1,442,700 X 1,092,200 0 350,500 GLOBAL MARINE INC COMMON 379352404 44,244 2,691,700 X A 2,394,300 0 297,400 GLOBAL TELESYSTEMS GROUP INCCD COMMON 37936U104 387 19,604 X 14,085 0 5,519 GLOBAL TELESYSTEMS 144A PREFERD 37936U401 9,292 225,267 X 208,100 0 17,167 GLOBAL TELESYSTEMS GROUP CONVERT 37936UAE4 4,545 5,095,000 X 4,429,000 0 666,000 GLOBESPAN INC COMMON 379571102 5,454 86,400 X 65,800 0 20,600 GLOBIX CORP COM COMMON 37957F101 18,658 399,100 X 330,000 0 69,100 APPLIED MATLS INC COMMON 38222105 20,587 265,000 X 46,600 0 218,400 APPLIED SCIENCE & TECHNO COMMON 38236105 8,040 389,800 X 288,250 0 101,550 GO2NET INC COM COMMON 383486107 589 9,100 X 1,600 0 7,500 GRACE W R & CO DEL NEW COMMON 38388F108 2,078 126,900 X 121,900 0 5,000 ARACRUZ CELULOSE S A COMMON 38496204 17,236 825,670 X 815,170 0 10,500 GRANITE CONSTR INC COMMON 387328107 1,273 48,850 X 48,850 0 0 GREAT LAKES CHEM CORP COMMON 390568103 270 7,100 X 7,100 0 0 GREATER BAY BANCORP COMMON 391648102 1,599 47,200 X 46,100 0 1,100 ABITIBI-CONSOLIDATED INC COMMON 3924107 203 16,800 X 0 0 16,800 ARDENT SOFTWARE INC COMMON 39794102 16,984 630,509 X 402,609 0 227,900 GROUP 1 AUTOMOTIVE INC COMMON 398905109 971 53,000 X 53,000 0 0 GROUPE DANONE COMMON 399449107 1,569 32,408 X 26,006 530 5,872 JAKKS PAC INC COMMON 4.70E+110 21,668 577,800 X 332,600 0 245,200 GRUPO TELEVISA SA DE CV GLBL D COMMON 40049J206 23,679 592,891 X 592,891 0 0 ADANA CIMENTO COMMON 4006480 2,650 132,914,000 X 1 32,914,000 0 0 AKBANK COMMON 4011127 1,311 87,635,480 X 87,635,480 0 0 AKSIGORTA COMMON 4012078 916 32,506,600 X 32,506,600 0 0 GUESS INC COMMON 401617105 685 51,000 X 23,400 0 27,600 GUIDANT CORP COMMON 401698105 2,847 53,091 X 51,276 0 1,815 ALTRAN TECHNOLOGIES COMMON 4021869 9,636 32,030 X 24,050 0 7,980 ARGOSY GAMING CO COMMON 40228108 14,937 1,127,300 X 707,300 0 420,000 GULF INDONESIA RES LTD COMMON 402284103 5,609 557,400 X 557,400 0 0 AXA COMMON 4026927 26,854 212,255 X 207,000 0 5,255
PORTVUE-SEC13F.LRP PAGE 15 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- HSBC HOLDINGS PLC COMMON 404280406 2,950 50,798 X 37,184 690 12,924 HADCO CORP COMMON 404681108 9,372 216,700 X 185,500 0 31,200 HAIN FOOD GROUP INC COMMON 405219106 12,397 500,900 X 420,800 0 80,100 HALLIBURTON COMPANY COMMON 406216101 41,480 1,011,717 X 685,874 0 263,243 HAMBRECHT & QUIST GRP COMMON 406545103 34,754 712,900 X 616,000 0 96,900 BIPOP SPA COMMON 4072083 10,806 252,400 X 243,800 0 8,600 ARKANSAS BEST CORP DEL COMMON 40790107 6,390 516,400 X 369,100 0 147,300 HANDLEMAN CO DEL COM COMMON 410252100 175 13,250 X 3,000 0 10,250 HANGER ORTHOPEDIC GROUP COMMON 41043F208 1,818 125,400 X 119,700 0 5,700 HARBINGER CORP COMMON 41145C103 16,072 952,400 X 562,600 0 389,800 BOUYGUES COMMON 4115159 7,841 24,724 X 17,634 0 7,090 BAER HLDGS AG COMMON 4116958 13,594 4,584 X 4,129 0 455 HARBOR FLA BANCSHARES IN COMMON 411901101 2,274 186,600 X 116,100 0 70,500 HARLEY DAVIDSON INC COMMON 412822108 332 6,625 X 3,625 0 3,000 HARLEYSVILLE GROUP INC COMMON 412824104 158 11,200 X 11,200 0 0 HARMONIC LIGHTWAVES INC COMMON 413160102 54,028 413,010 X 323,560 0 89,450 HARRAHS ENTMT INC COMMON 413619107 999 36,000 X 36,000 0 0 CAP GEMINI SA COMMON 4163437 19,172 121,640 X 117,900 0 3,740 HARTFORD LIFE INC COMMON 416592103 19,172 389,283 X 322,483 0 66,800 CASTORAMA DUBOIS COMMON 4179144 422 1,500 X 1,500 0 0 HASBRO INC COMMON 418056107 593 27,600 X 27,600 0 0 CRH ORD IEP.25 COMMON 4182249 13,473 703,600 X 685,500 0 18,100 POWDERJECT PHARMACEUTICA COMMON 41838 5,554 453,291 X 309,732 0 143,559 HAVERTY FURNITURE INC COMMON 419596101 5,140 354,500 X 309,000 0 45,500 CIMENTS FRANCAIS COMMON 4199540 7,238 98,500 X 66,100 0 32,400 ARM HLDGS PLC COMMON 42068106 6,188 131,660 X 100,260 0 31,400 COMMERCIAL BK OF GREECE COMMON 4212823 7,598 82,250 X 82,250 0 0 ALCATEL COMMON 4216825 19,031 138,100 X 133,800 0 4,300 ARMCO INC COMMON 42170100 292 41,700 X 41,700 0 0 HEALTH MGMT ASSOC INC NEW CL A COMMON 421933102 2 203 X 0 0 203 HEARTLAND EXPRESS INC COMMON 422347104 291 20,600 X 20,600 0 0 HEIDRICK & STRUGGLES INT COMMON 422819102 4,937 259,000 X 170,200 0 88,800 HEINZ H J CO COMMON 423074103 16,637 386,900 X 9,200 0 377,700 HELLENIC TELECOM ORGANIZ COMMON 423325307 5,232 467,700 X 467,700 0 0 BE SEMICONDUCTOR IND NV COMMON 4233589 1,018 99,100 X 95,400 0 3,700 ALPHA CREDIT BANK COMMON 4235864 15,002 187,012 X 187,012 0 0 COLT TELECOM GROUP PLC COMMON 424699 18,079 760,200 X 733,000 0 27,200 HENRY JACK & ASSOC INC COMMON 426281101 1,880 50,900 X 33,200 0 17,700 HERCULES INC COMMON 427056106 718 25,100 X 25,100 0 0 HERTZ CORP CL A COMMON 428040109 17,328 393,804 X 323,586 0 70,218 HEWLETT PACKARD CO COMMON 428236103 68,276 752,358 X A 338,163 0 406,895 HI / FN INC COM COMMON 428358105 22,331 202,550 X 179,300 0 23,250 HAVAS ADVERTISING COMMON 4301594 8,932 37,277 X 24,636 0 12,641 ENKA HOLDING COMMON 4313492 134 700,000 X 700,000 0 0
PORTVUE-SEC13F.LRP PAGE 16 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- ARTHROCARE CORP COMMON 43136100 5,738 105,049 X 69,449 0 35,600 EREGLI DEMIR VE CELIK COMMON 4315197 12,012 527,840,000 X 5 27,840,000 0 0 ELEKTRIM COMMON 4320102 4,995 538,604 X 538,604 0 0 ACCLAIM ENTERTAINMENT COMMON 4325205 8,374 1,102,788 X 982,888 0 119,900 HINDALCO INDS GDR 144A COMMON 433064102 9,793 358,400 X 358,400 0 0 ARVIN INDS INC COMMON 43339100 4,229 136,700 X 123,500 0 13,200 HITACHI LTD ADR COMMON 433578507 6,201 56,835 X 43,159 820 12,856 HISPANIC BROADCASTING CORP CL COMMON 43357B104 60,893 799,910 X 531,300 0 268,610 HOLLYWOOD ENTMT CORP COMMON 436141105 4,253 283,500 X 223,600 0 59,900 HOLLYWOOD PK INC NEW COMMON 436255103 1,813 117,900 X 113,500 0 4,400 HOME DEPOT INC COMMON 437076102 150,179 2,188,409 X C 378,426 0 1,773,483 HOME DEPOT INC 3.250% 10/01/01 CONVERT 437076AE2 18,680 6,304,000 X 5,595,000 0 709,000 HON HAI PREC GDR 144A COMMON 438090102 1,765 127,100 X 127,100 0 0 HON INDS INC COM COMMON 438092108 1 66 X 0 0 66 HONDA MTR LTD COMMON 438128308 2 26 X 0 0 26 HONEYWELL INC COMMON 438506107 11 100 X 100 0 0 HOOPER HOLMES INC COMMON 439104100 18,627 726,900 X 519,400 0 207,500 HORMEL FOODS CORP COMMON 440452100 2,950 71,400 X 71,400 0 0 HOTJOBS COM INC COMMON 441474103 5,065 199,600 X 119,500 0 80,100 HOUGHTON MIFFLIN CO COMMON 441560109 3,507 86,327 X 79,127 0 7,200 HOUSING & COML BK KOREA COMMON 44182P102 594 30,733 X 30,733 0 0 HOUSTON INDS INC 7% AUTO COM E PREFERD 442161204 3,988 39,067 X 33,848 0 5,219 ACER INC GLBL 144A COMMON 4433108 3,207 354,600 X 354,600 0 0 ENI SPA COMMON 4436399 1,808 288,200 X 288,200 0 0 ITC LIMITED-GDR COMMON 4438094 6,880 271,130 X 271,130 0 0 HUDSON UNITED BANCORP COMMON 444165104 1,405 45,600 X 25,000 0 20,600 ISS INTL SERV SYS B ORD COMMON 4442620 4,666 83,300 X 62,300 0 21,000 HYUNDAI MOTOR CO LTD GDR COMMON 4443021 74 10,700 X 10,700 0 0 HYPERION TELECOMMUNICATI COMMON 44914K306 7,419 299,000 X 299,000 0 0 HYUNDAI MOTOR CO 144A COMMON 449187707 1,803 182,600 X 182,600 0 0 IBP INC COMMON 449223106 24,878 1,007,709 X 808,709 0 199,000 ICG COMMUNICATIONS INC COMMON 449246107 3,291 211,500 X 198,000 0 13,500 ICICI LTD COMMON 44926P103 8,723 726,900 X 726,900 0 0 IDEC PHARMACEUTICALS CORCOMMON COMMON 449370105 52,282 556,012 X 393,056 0 162,956 IMS HEALTH INC COMMON 449934108 8,201 359,500 X 319,700 0 39,800 LAFARGE COPPEE FFR25 COMMON 4502706 23,530 212,860 X 206,900 0 5,960 ISS GROUP INC COMMON 450306105 19,713 723,400 X 528,800 0 194,600 ITC LTD GDR 144A COMMON 450318100 2,332 91,900 X 91,900 0 0 ITXC CORP COMMON 45069F109 6,840 215,000 X 205,800 0 9,200 IXL ENTERPRISES INC COMMON 450718101 10,500 296,300 X 227,800 0 68,500 ILLINOIS TOOL WKS INC COMMON 452308109 1,379 18,500 X 18,500 0 0 IMCLONE SYSTEMS INC COMMON 45245W109 13,905 418,200 X 332,500 0 85,700 IMMUNEX CORP NEW COM COMMON 452528102 30,193 696,104 X 529,285 0 166,819 IMPERIAL BANCORP COM COMMON 452556103 317 14,939 X 14,888 0 51
PORTVUE-SEC13F.LRP PAGE 17 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- IN FOCUS SYS INC COMMON 452919103 12,892 769,700 X 423,500 0 346,200 IMRGLOBAL CORP COMMON 45321W106 1,073 130,100 X 126,200 0 3,900 INDEPENDENCE CMNTY BK COMMON 453414104 860 72,000 X 72,000 0 0 FIELMANN AG PFD COMMON 4536749 5,929 148,450 X 98,700 0 49,750 INDEPENDENT ENERGY HLDGS PLCAD COMMON 45384X108 1,332 69,422 X 49,878 1,950 17,594 SUEZ LYONNAISE DES EAUX COMMON 4540438 13,911 85,940 X 83,900 0 2,040 IMPERIAL TOBACCO COMMON 454492 7,689 644,000 X 644,000 0 0 M6 METROPOLE TELEVISION COMMON 4546254 6,305 25,300 X 17,600 0 7,700 ANTOFAGASTA HOLGINGS PLC COMMON 45614 14,536 2,228,800 X 2,228,800 0 0 INFINITY BROADCASTING CORP NCL COMMON 45662S102 2,637 89,959 X 69,436 0 20,523 INET TECHNOLOGIES INC COM COMMON 45662V105 11,593 290,500 X 217,600 0 72,900 INFOCURE CORP COMMON 45665A108 12,452 659,700 X 447,400 0 212,300 INFORMATICA CORP COMMON 45666Q102 1,553 30,600 X 18,500 0 12,100 INFORMATION RESOURCE ENG COMMON 45675F303 1,903 90,900 X 62,900 0 28,000 INFOSYS TECHNOLOGIES LTD COMMON 456788108 17,417 121,800 X 121,800 0 0 INFOSPACE COM INC COMMON 45678T102 17,626 428,600 X 338,900 0 89,700 INGERSOLL-RAND COMPANY COMMON 456866102 24,345 443,159 X 158,917 0 284,242 NH HOTELES S.A. COMMON 4571784 4,918 419,800 X 281,800 0 138,000 INKTOMI CORP COM COMMON 457277101 57,953 482,811 X 390,505 0 92,306 INSIGHT ENTERPRISES INC COMMON 45765U103 9,960 306,459 X 237,047 0 69,412 INSITUFORM TECHNOLOGIES CL A COMMON 457667103 5,994 239,750 X 180,800 0 58,950 INSIGHT COMMUNICATIONS I COMMON 45768V108 24,592 859,100 X 764,600 0 94,500 INTEGRATED DEVICE TECH COMMON 458118106 14,247 770,100 X 545,450 0 224,650 INTEGRATED SILICON SOLUT COMMON 45812P107 4,069 414,700 X 258,800 0 155,900 INTEL CORP COMMON 458140100 143,480 1,930,758 X C 325,764 0 1,582,564 INTELLIGENT LIFE CORP COMMON 45816V100 1,016 193,500 X 113,700 0 79,800 INTERACTIVE PICTURES COR COMMON 45839N101 2,258 105,000 X 65,700 0 39,300 INTERLIANT INC COMMON 458742103 1,027 86,000 X 86,000 0 0 INTERMEDIA COMMUNICATION COMMON 458801107 4,291 197,300 X 174,900 0 22,400 INTERMET CORP COMMON 45881K104 249 29,400 X 29,400 0 0 MICHELIN CGDE REG 'B' COMMON 4588364 20,475 433,800 X 420,200 0 13,600 INTERNAP NETWORK SVCS CO COMMON 45885A102 12,794 286,700 X 254,900 0 31,800 AT HOME CORP COMMON 45919107 33,092 798,600 X 723,400 0 75,200 INTERNATIONAL BUSINESS M COMMON 459200101 60,229 497,761 X A 328,757 0 166,804 MIGROS TURK T.A.S. COMMON 4593034 9,843 22,707,800 X 22,707,800 0 0 INTERNATIONAL HOME FOODS COMMON 459655106 1,187 67,800 X 67,800 0 0 INTERNATIONAL PAPER CO COMMON 460146103 591 12,290 X 12,190 0 0 INTERNATIONAL RECTIFIER COMMON 460254105 6,129 401,900 X 347,200 0 54,700 INTL SPECIALTY PRODS INC COMMON 460337108 348 35,000 X 35,000 0 0 INTERNET CAPITAL GROUP INC COM COMMON 46059C106 70,536 802,681 X 629,393 0 173,288 INTERNET INITIATIVE JAPAN INAD COMMON 46059T109 17,438 272,472 X 193,323 670 78,479 INTERPUBLIC GROUP COS IN CONVERT 460690AG5 12,607 13,685,000 X 12,648,000 0 1,037,000 INTERPUBLIC GROUP COS IN CONVERT 460690AJ9 1,015 1,102,000 X 659,000 0 443,000 INTERSTATE BAKERIES CORP DELCO COMMON 46072H108 1 64 X 0 0 64
PORTVUE-SEC13F.LRP PAGE 18 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- INTRANET SOLUTIONS INC COMMON 460939309 1,219 141,300 X 85,000 0 56,300 INTERTAN INC COMMON 461120107 13,993 713,000 X 437,100 0 275,900 INTERVOICE-BRITE INC COMMON 461142101 8,520 770,280 X 608,080 0 162,200 INTERVU INC COM COMMON 46114R106 15,044 405,200 X 315,500 0 89,700 INTIMATE BRANDS INC CL A COMMON 461156101 55,097 1,415,014 X 1,075,933 0 339,081 INTUIT INC COMMON 461202103 71,718 2,082,108 X 1,079,587 0 1,002,521 INVITROGEN CORP COMMON 46185R100 4,388 130,500 X 87,600 0 42,900 INVESTORS FINL SERVICES COMMON 461915100 743 21,600 X 21,600 0 0 ASTEC INDS INC COMMON 46224101 3,380 140,100 X 111,200 0 28,900 NATIONAL BANK OF GREECE COMMON 4625959 8,324 103,968 X 103,968 0 0 ACME COMMUNICATION INC COMMON 4631107 1,860 60,000 X 60,000 0 0 NORSK HYDRO AS COMMON 4645805 4,895 115,700 X 76,300 0 39,400 ISLE OF CAPRI CASINOS IN COMMON 464592104 2,106 210,600 X 210,600 0 0 IT GROUP INC COMMON 465266104 447 46,700 X 46,700 0 0 IXOS SOFTWARE AG ADR SPON REP COMMON 46600V108 2 77 X 0 0 77 JDS UNIPHASE CORP COMMON 46612J101 151,979 1,335,349 X A 1,189,818 0 145,531 J JILL GROUP INC COMMON 466189107 561 119,700 X 78,000 0 41,700 JABIL CIRCUIT INC COMMON 466313103 1,262 25,500 X 19,500 0 6,000 JAKKS PAC INC COM COMMON 47012E106 600 16,000 X 2,900 0 13,100 RANBAXY LAB SP GDR COMMON 4720423 15,496 642,320 X 642,320 0 0 RELIANCE IND GDR 144A COMMON 4731146 1,138 83,100 X 83,100 0 0 ROCHE HLDG AG COMMON 4745772 2,314 200 X 200 0 0 JEFFERSON PILOT CORP COM COMMON 475070108 22,303 352,950 X 225,150 0 127,800 JEFFERSON SMURFIT GROUP COMMON 47508W107 445 15,180 X 15,180 0 0 CIE DE ST GOBAIN COMMON 4768371 22,206 119,150 X 115,500 0 3,650 JFAX COM INC COMMON 477366108 962 193,600 X 171,400 0 22,200 SAMSUNG CO GDS (1/2 SHR COMMON 4777731 71 11,300 X 11,300 0 0 JOHN NUVEEN CO COMMON 478035108 5,125 136,900 X 112,700 0 24,200 JOHNS MANVILLE CORP NEW COMMON 478129109 2,380 181,300 X 181,300 0 0 JOHNSON & JOHNSON COMMON 478160104 114,384 1,244,998 X A 606,517 0 598,781 JOHNSON CTLS INC COMMON 478366107 603 9,100 X 9,100 0 0 JONES APPAREL GROUP INC COMMON 480074103 28,388 987,445 X 652,772 0 334,673 JONES PHARMA INC COMMON 480236108 40,281 1,221,800 X 991,800 0 230,000 SGL CARBON AG COMMON 4818351 7,113 106,700 X 71,800 0 34,900 ELF AQUITAINE COMMON 4824080 16,983 97,240 X 92,000 0 5,240 K-SWISS INC CL A COMMON 482686102 14,456 458,000 X 288,900 0 169,100 KANA COMMUNICATIONS COMMON 483600102 2,594 52,000 X 52,000 0 0 SCHERING AG COMMON 4845757 657 6,000 X 6,000 0 0 SAP AG PREF SHS COMMON 4846868 25,147 56,900 X 55,400 0 1,500 KAO CORP ADR COMMON 485537203 4,144 14,481 X 10,130 240 4,111 KAUFMAN & BROAD HOME CORP COMMON 486168107 2 87 X 0 0 87 KEANE INC COMMON 486665102 0 20 X 0 0 20 TURKIYE IS BANKASI COMMON 4869939 36 1,971,250 X 1,971,250 0 0 TURK SISE VE CAM COMMON 4869951 5,607 527,942,000 X 5 27,942,000 0 0
PORTVUE-SEC13F.LRP PAGE 19 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- KEEBLER FOODS CO COM COMMON 487256109 1 37 X 0 0 37 KELLWOOD CO COMMON 488044108 425 19,300 X 19,300 0 0 TELEVISION FRANCAISE COMMON 4881160 36,490 130,430 X 126,400 0 4,030 TITAN CEMENT CO. S.A COMMON 4888280 35,060 300,550 X 288,550 0 12,000 USINOR COMMON 4894544 5,015 355,400 X 243,900 0 111,500 TOTAL FINA SA COMMON 4905413 31,502 250,680 X 247,500 0 3,180 KEY PRODTN INC COM COMMON 493138101 208 21,400 X 6,800 0 14,600 KEYNOTE SYS INC COMMON 493308100 3,288 131,500 X 89,000 0 42,500 ACTION PERFORMANCE COS COMMON 4933107 9,876 468,900 X 336,500 0 132,400 WIELKOPOLSKI BANK KREDY COMMON 4939649 79 15,000 X 15,000 0 0 KILROY RLTY CORP COMMON 49427F108 8,043 380,750 X 265,150 0 115,600 SAMSUNG ELECTRIC II COMMON 4942818 7,324 92,044 X 92,044 0 0 VEBA AG COMMON 4942904 28,017 501,100 X 486,600 0 14,500 KIMBERLY CLARK CORP COMMON 494368103 103,549 1,963,000 X A 997,900 0 954,700 PECHINEY SA COMMON 4943792 27,783 501,700 X 444,400 0 57,300 ATMEL CORP COMMON 49513104 771 22,800 X 22,800 0 0 YAPI VE KREDI BANKASI AS COMMON 4986742 3,189 233,557,256 X 2 33,557,256 0 0 KNIGHT RIDDER INC COMMON 499040103 351 6,390 X 6,390 0 0 KNIGHT/TRIMARK GROUP INC CL A COMMON 499067106 1 18 X 0 0 18 KOHLS CORP COMMON 500255104 28,857 436,400 X 375,900 0 60,500 KOMERCNI BANKA A S COMMON 500459409 9,440 1,082,200 X 1,082,200 0 0 KONINKLIJKE PHILIPS ELECTRS AD COMMON 500472204 24,816 245,697 X 232,038 440 13,219 KOPIN CORP COMMON 500600101 5,819 209,700 X 169,100 0 40,600 KOREA ELECTRIC PWR ADR COMMON 500631106 824 51,300 X 51,300 0 0 KOREA TELECOM ADR SPONSORED COMMON 50063P103 29,575 799,324 X 777,525 1,060 20,739 KORN FERRY INTL COMMON 500643200 8,125 352,300 X 316,400 0 35,900 ATWOOD OCEANICS INC COMMON 50095108 4,905 160,500 X 160,500 0 0 KRONOS INC COMMON 501052104 2,341 63,825 X 49,200 0 14,625 KULICKE & SOFFA INDS INC COMMON 501242101 10,933 449,700 X 403,700 0 46,000 KYOCERA CORP COMMON 501556203 2,054 27,860 X 21,870 460 5,530 LSI LOGIC CORP COMMON 502161102 62,827 1,208,200 X A 1,073,500 0 134,700 LSI LOGIC CORP 144A CONVERT 502161AB8 19,532 10,644,000 X 9,816,000 0 828,000 LSI LOGIC CORP CONVERT 502161AD4 1,595 866,000 X 558,000 0 308,000 LSI INDS INC COMMON COMMON 50216C108 1,290 56,400 X 49,000 0 7,400 LTX CORP COMMON 502392103 12,045 880,000 X 576,600 0 303,400 L-3 COMMUNICATIONS HLDGS COMMON 502424104 9,381 248,500 X 150,500 0 98,000 LA Z BOY INC COMMON 505336107 1,138 59,700 X 27,700 0 32,000 LABOR READY INC COMMON 505401208 3,554 353,200 X 309,200 0 44,000 LADD FURNITURE INC COMMON 505739201 1,718 81,100 X 81,100 0 0 ING GROEP NV COMMON 5058877 2,422 44,600 X 44,600 0 0 STORA ENSO OYJ COMMON 5072673 30,386 2,291,800 X 2,224,900 0 66,900 AUDIOVOX CORP COMMON 50757103 12,251 705,100 X 376,250 0 328,850 MEDIASET SPA COMMON 5077946 17,393 1,703,000 X 1,645,800 0 57,200 COOKSON GROUP COMMON 508407 2,841 841,400 X 562,000 0 279,400
PORTVUE-SEC13F.LRP PAGE 20 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- CARSI BUYUK MAGAZACILIK COMMON 5085778 82 1,637,000 X 1,637,000 0 0 BASF AG COMMON 5086577 22,031 514,600 X 500,200 0 14,400 TVK (TISZA VEGYI KOMBIN) COMMON 5091526 10,142 661,400 X 661,400 0 0 FAG KUGELFISCHER G.S. AG COMMON 5115998 2,524 266,250 X 180,500 0 85,750 DEUTSCHE TELEKOM AG COMMON 5119387 23,044 571,686 X 556,186 0 15,500 HEIDELBERGER ZEMENT AG COMMON 5120679 5,884 68,000 X 47,300 0 20,700 LAM RESH CORP COMMON 512807108 47,672 781,500 X 668,000 0 113,500 LAM RESEARCH CONVERT 512807AC2 246 242,000 X 0 0 242,000 LAMAR ADVERTISING CO CONVERT 512815AF8 7,014 5,550,000 X 5,186,000 0 364,000 FRESENIUS MEDICAL CARE COMMON 5129074 21,842 327,100 X 317,900 0 9,200 ENDEMOL ENTERTAINMENT COMMON 5146437 1,996 64,200 X 42,900 0 21,300 LANDAMERICA FINL GROUP I COMMON 514936103 357 18,100 X 18,100 0 0 LANDS END INC COMMON 515086106 5,564 84,300 X 81,900 0 2,400 LANDSTAR SYS INC COMMON 515098101 4,554 131,050 X 126,350 0 4,700 LARSEN & TOUBRO GDR 144A COMMON 51729V104 3,478 158,100 X 158,100 0 0 LASER VISION CTRS INC COM COMMON 51807H100 14,991 1,068,400 X 821,550 0 246,850 LASON INC COMMON 51808R107 18,764 421,362 X 349,862 0 71,500 LAUDER ESTEE AUTOMATIC COM ETR CONVERT 518438205 192 2,345 X 0 0 2,345 LAUDER ESTEE COS INC CL A COMMON 518439104 15,408 394,450 X 33,250 0 361,200 UNIQUE INTL COMMON 5184716 3,411 147,600 X 101,600 0 46,000 AURORA BIOSCIENCES CORP COMMON 51920106 332 24,400 X 24,400 0 0 AL AHRAM BEVERAGES GDR COMMON 5197929 719 24,061 X 24,061 0 0 LEAR CORP COM COMMON 521865105 7 193 X 193 0 0 LEGATO SYS INC COMMON COMMON 524651106 43,624 1,000,700 X 769,900 0 230,800 LEGG MASON INC COMMON 524901105 5,938 155,000 X 126,500 0 28,500 HERMES INTERNATIONAL COMMON 5253973 7,696 70,500 X 49,100 0 21,400 LENNAR CORP COMMON 526057104 3,209 201,340 X 193,740 0 7,600 AUTHENTIC FITNESS CORP COMMON 52661105 527 30,000 X 5,800 0 24,200 HACI OMER SABANCI HLDG COMMON 5268568 5,478 210,645,599 X 2 10,645,599 0 0 LEUKOSITE INC COMMON 52728R102 4,118 204,600 X 126,900 0 77,700 LEVEL ONE COMMUNICATIONS CONVERT 527295AC3 9,950 4,000,000 X 3,568,000 0 432,000 BARON DE LEY COMMON 5289202 4,396 129,600 X 91,000 0 38,600 LEXMARK INTL GROUP INC CL A COMMON 529771107 153,985 1,912,855 X 1,149,115 0 763,740 LIBERATE TECHNOLOGIES COMMON 530129105 3,378 80,200 X 80,200 0 0 LIFECORE BIOMEDICAL INC COMMON 532187101 1,772 128,900 X 84,200 0 44,700 LIGHTBRIDGE INC COMMON 532226107 3,930 199,600 X 174,000 0 25,600 LILLY ELI AND COMPANY COMMON 532457108 43,239 673,644 X 75,442 0 598,202 LIMITED INC COMMON 532716107 446 11,660 X 11,660 0 0 LINCARE HLDGS INC COMMON 532791100 7,429 278,700 X 271,100 0 7,600 MODERN TIMES GROUP B SH COMMON 5328127 8,993 294,900 X 205,500 0 89,400 LINCOLN NATL CORP IND COMMON 534187109 21,287 566,700 X 93,000 0 473,700 EM TV MERCHANDISING COMMON 5352353 9,210 220,050 X 151,300 0 68,750 LINEAR TECHNOLOGY CORP COMMON 535678106 33,609 571,786 X 370,792 0 200,994 LINENS N THINGS INC COMMON 535679104 14,988 444,100 X 337,200 0 106,900
PORTVUE-SEC13F.LRP PAGE 21 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- AVERY DENNISON CORP COMMON 53611109 64,745 1,227,400 X A 892,400 0 326,600 LIPOSOME CO INC COMMON 536310105 335 44,000 X 44,000 0 0 LIQUID AUDIO INC COMMON 53631T102 15,041 406,500 X 321,200 0 85,300 LITHIA MTRS INC COMMON 536797103 2,636 114,900 X 73,000 0 41,900 AVIS RENT A CAR INC COMMON 53790101 6,231 298,500 X 298,500 0 0 INFOGRAMES COMMON 5387612 9,030 109,125 X 78,300 0 30,825 LIZ CLAIBORNE INC COMMON 539320101 6,070 195,810 X 135,239 0 60,571 AVON PRODUCTS INC COMMON 54303102 1,097 44,200 X A 29,200 0 4,700 LONGS DRUG STORES CORP COMMON 543162101 1,087 36,400 X 30,300 0 6,100 LONGVIEW FIBRE CO COMMON 543213102 1,112 89,400 X 62,800 0 26,600 KINOWELT MEDIEN AG COMMON 5443503 11,325 204,500 X 138,020 0 66,480 VESTAS WIND SYSTEMS A/S COMMON 5444896 7,059 50,800 X 34,650 0 16,150 ORTIVUS AB B SHRS COMMON 5453234 1,912 423,700 X 305,400 0 118,300 LOUIS DREYFUS NAT GAS CO COMMON 546011107 4,581 213,700 X 156,200 0 57,500 STRAUMANN HOLDINGS AG COMMON 5464355 7,590 17,000 X 11,700 0 5,300 AIXTRON ORD COMMON 5468346 9,517 98,750 X 68,750 0 30,000 CESKE RADIOKOMUNIKACE COMMON 5479207 636 17,420 X 17,420 0 0 AZTAR CORP COMMON 54802103 4,086 398,600 X 383,300 0 15,300 INTRACOM COMMON 5482023 7,956 93,686 X 93,686 0 0 BB&T CORP COMMON 54937107 9,598 296,450 X 291,850 0 4,600 LUCENT TECHNOLOGIES INC COM COMMON 549463107 95,877 1,477,864 X C 480,438 0 947,846 LUMINANT WORLDWIDE CORP COMMON 550260103 1,596 51,900 X 21,900 0 30,000 LYCOS INC COMMON 550818108 11,694 233,300 X 178,100 0 55,200 M & T BK CORP COMMON 55261F104 413 900 X 900 0 0 MAF BANCORP INC COMMON 55261R108 2,247 113,075 X 113,075 0 0 MBNA CORP COMMON 55262L100 12,879 564,575 X 33,125 0 531,450 M D C HLDGS INC COMMON 552676108 8,443 521,600 X 403,100 0 118,500 MCI WORLDCOM INC COMMON 55268B106 120,436 1,675,634 X A 1,091,847 0 541,687 MEMC ELECTRONICS MATLS COMMON 552715104 4,159 302,500 X 178,300 0 124,200 MGIC INVT CORP WIS COMMON 552848103 861 18,024 X 15,900 0 2,124 MGM GRAND INC COMMON 552953101 51,306 1,003,525 X 791,634 0 136,491 M/I SCHOTTENSTEIN HOMES COMMON 55305B101 3,343 202,600 X 161,300 0 41,300 MMC NETWORKS INC COMMON 55308N102 9,509 304,900 X 279,600 0 25,300 MACDERMID INC COM COMMON 554273102 7,143 209,700 X 205,800 0 3,900 SEAT PAGINE GIALLE SPA COMMON 5543050 18,029 12,339,205 X 11,946,205 0 393,000 BJ SVCS CO COMMON 55482103 56,187 1,766,200 X 1,560,600 0 205,600 SONERA OYJ COMMON 5556586 17,047 588,500 X 569,700 0 18,800 MACROVISION CORP COMMON 555904101 33,525 755,500 X 532,200 0 223,300 BMC INDS INC MINN COMMON 55607105 4,143 336,450 X 228,500 0 107,950 MACROMEDIA INC COMMON 556100105 13,996 342,400 X 342,400 0 0 BP AMOCO P L C COMMON 55622104 205 1,852 X 1,852 0 0 MADDEN STEVEN LTD COMMON 556269108 2,673 206,600 X 123,400 0 83,200 KUDELSKI SA BEARER COMMON 5568859 5,234 1,400 X 1,010 0 390 BMC SOFTWARE INC COMMON 55921100 85,138 1,189,700 X 943,900 0 245,800
PORTVUE-SEC13F.LRP PAGE 22 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- FORTIS (B) EUR COMMON 5596593 22,609 693,800 X 674,100 0 19,700 MAGYAR TAVKOZLESI RT ADR SPONS COMMON 559776109 20,489 751,865 X 731,695 850 19,320 MAIL COM INC COMMON 560311102 1,679 116,800 X 116,800 0 0 MAIL-WELL INC COMMON 560321200 13,305 958,900 X 846,000 0 112,900 MAIL-WELL INC CONVERT 560321AD3 5,764 5,942,000 X 5,400,000 0 542,000 NEOPOST SA COMMON 5617096 7,259 244,300 X 163,000 0 81,300 PRIMACOM AG COMMON 5622335 6,867 125,200 X 84,800 0 40,400 MANITOWOC INC COMMON 563571108 12,793 374,900 X 236,600 0 138,300 THYSSEN KRUPP AG COMMON 5636927 14,397 728,800 X 704,800 0 24,000 CARREFOUR SUPERMARCHE COMMON 5641567 20,536 128,300 X 124,050 0 4,250 MAPICS INC COMMON 564910107 196 22,600 X 22,600 0 0 ATOS SA COMMON 5654781 7,052 55,000 X 37,800 0 17,200 NOKIA OYJ COMMON 5655212 627 7,000 X 7,000 0 0 MAPQUEST COM INC COMMON 565644101 2,339 197,000 X 134,500 0 62,500 EDEL MUSIC AG NEW COMMON 5659366 4,487 123,550 X 100,200 0 23,350 ABB LTD COMMON 5661190 3,491 33,800 X 33,800 0 0 SYNTHES STRATEC COMMON 5661480 4,760 12,800 X 8,780 0 4,020 BILLITON PLC COMMON 56650 21,155 5,047,200 X 5,047,200 0 0 TELEGATE AG COMMON 5665750 5,291 173,700 X 116,400 0 57,300 ELKJOP NORGE ASA COMMON 5682027 6,650 436,900 X 281,700 0 155,200 MARINE DRILLING COS INC COM PA COMMON 568240204 13,735 868,600 X 671,500 0 197,100 TELE DANMARK AS COMMON 5698790 25,865 434,000 X 422,500 0 11,500 MARK IV INDS INC COMMON 570387100 541 27,400 X 27,400 0 0 GALERIES LAFAYETTE COMMON 5704556 8,121 53,400 X 36,800 0 16,600 TELEFONICA PUBLICIDAD E COMMON 5706927 1,907 82,500 X 56,500 0 26,000 CREDIT LYONNAIS SA COMMON 5713477 13,399 455,700 X 441,100 0 14,600 ARM HOLDING PLC COMMON 571777 21,370 1,369,500 X 1,296,200 0 73,300 MARSCHOLLEK LAUT UND PRT COMMON 5720284 3,381 19,500 X 12,950 0 6,550 ACEA SPA COMMON 5728125 589 50,000 X 50,000 0 0 SOGECABLE SA COMMON 5730669 2,956 108,300 X 72,400 0 35,900 VERSATEL TELECOM INTL NV COMMON 5731532 3,993 367,600 X 247,100 0 120,500 MASCO CORP COMMON 574599106 448 14,450 X 14,450 0 0 MASISA S A COMMON 574799102 145 14,000 X 14,000 0 0 UNILEVER PLC COMMON 574873 20,834 2,213,500 X 2,146,900 0 66,600 DEUTSCHE BANK AG COMMON 5750355 36,281 542,050 X 527,500 0 14,550 BAYER MOTOREN WERK COMMON 5756029 29,817 1,050,600 X 1,024,600 0 26,000 HON HAI PREC GDR REG S COMMON 5758218 179 12,900 X 12,900 0 0 MASTECH CORP COM COMMON 57632N105 1,129 83,600 X 39,900 0 43,700 MATERIAL SCIENCIES CORP COMMON 576674105 2,528 189,900 X 132,100 0 57,800 FANTASTIC CORPORATION COMMON 5767300 2,786 50,800 X 34,200 0 16,600 MANNESMANN AG COMMON 5767504 33,041 210,773 X 204,343 0 6,430 CONSTANTIN FILM AG COMMON 5768886 4,953 115,700 X 77,400 0 38,300 MATTEL INC COMMON 577081102 273 14,350 X 14,350 0 0 MATTHEWS INTL CORP COMMON 577128101 834 27,700 X 12,600 0 15,100
PORTVUE-SEC13F.LRP PAGE 23 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- HYUNDAI MTRS REG S COMMON 5772661 209 21,200 X 21,200 0 0 DSM NV COMMON 5773987 20,934 527,700 X 512,100 0 15,600 MAXIM INTEGRATED PRODS I COMMON 57772K101 26,436 419,000 X 379,800 0 39,200 MAY DEPT STORES CO COMMON 577778103 962 26,400 X 26,400 0 0 MAVERICK TUBE CORP COMMON 577914104 4,311 259,300 X 153,900 0 105,400 MAYTAG CORP COM COMMON 578592107 9,057 271,889 X 199,843 0 72,046 MCCLATCHY CO COMMON 579489105 6,843 191,400 X 154,300 0 37,100 MCDERMOTT INTL INC COMMON 580037109 228 11,251 X 11,200 0 51 MCDONALDS CORP COMMON 580135101 1,817 42,000 X 42,000 0 0 MCGRAW HILL INC COMMON 580645109 1,157 23,920 X 23,920 0 0 MCKESSON HBOC COMMON 58155Q103 20 693 X 0 0 693 MCLEODUSA INC COMMON 582266102 49,760 1,169,100 X 1,080,600 0 88,500 MEADE INSTRUMENTS CORP COMMON 583062104 1,080 44,900 X 24,000 0 20,900 MEDCO RESH INC COMMON 584059109 2,115 84,800 X 73,000 0 11,800 MEDIAONE GROUP INC PFD SER D PREFERD 58440J203 19,501 144,478 X 130,420 0 14,058 MEDICAL MANAGER CORP NEW COMMON 58461U103 23,706 476,500 X 423,600 0 52,900 MEDICIS PHARMACEUTICAL C COMMON 584690309 23,530 825,597 X 673,211 0 152,386 MEDIMMUNE INC COMMON COMMON 584699102 162,170 1,627,289 X A 1,310,356 0 316,933 MEDQUIST INC COM COMMON 584949101 24,190 723,440 X 565,600 0 157,840 BALL CORP COMMON 58498106 4,794 108,800 X 108,800 0 0 MEDTRONIC INC COMMON 585055106 2,090 58,750 X 58,750 0 0 MELITA INTERNATIONAL COR COMMON 585493109 445 56,900 X 26,900 0 30,000 MELLON BK CORP COMMON 585509102 1,675 49,800 X 49,800 0 0 MENS WEARHOUSE INC COMMON 587118100 11,632 541,000 X 380,050 0 160,950 MERCK & CO INC COMMON 589331107 10,575 163,169 X 39,129 0 123,840 MERCURY COMPUTER SYS COMMON 589378108 4,141 121,800 X 83,000 0 38,800 MERCURY GEN CORP NEW COMMON 589400100 1 36 X 0 0 36 MERCURY INTERACTIVE CORPCOMMON COMMON 589405109 148,042 2,293,000 X 1,850,908 0 442,092 MEREDITH CORP COM COMMON 589433101 16 442 X 0 0 442 MERITOR AUTOMOTIVE INC COMMON 59000G100 5,924 283,800 X 276,800 0 7,000 MERRILL LYNCH/KROGER 1% CONVERT 59018SZ23 9,194 11,368,000 X 10,291,000 0 1,077,000 MESA AIR GROUP INC COMMON 590479101 876 143,100 X 5,500 0 137,600 MESABA HLDGS INC COMMON 59066B102 6,318 537,700 X 251,450 0 286,250 METRIS COS INC COMMON 591598107 41,541 1,408,168 X 1,104,068 0 304,100 METRO-GOLDWYN-MAYER COMMON 591610100 3,854 220,200 X 220,200 0 0 METRO ONE TELECOMMCATN COMMON 59163F105 2,901 151,200 X 95,300 0 55,900 METROMEDIA FIBER NETWORK INCCL COMMON 591689104 22,965 937,350 X 852,955 0 84,395 MICHAEL FOOD INC NEW COMMON 594079105 5,351 203,600 X 176,100 0 27,500 MICREL INC COMMON 594793101 18,213 419,900 X 339,900 0 80,000 MICROSOFT CORP COMMON 594918104 301,187 3,325,732 X C 1,536,660 0 1,738,872 MICROCHIP TECHNOLOGY INC COMMON 595017104 12,309 239,600 X 193,200 0 46,400 MICROWAVE PWR DEVICES IN COMMON 59517M103 3,794 277,200 X 181,500 0 95,700 MIDAS GROUP INC COMMON 595626102 3,411 165,400 X 126,800 0 38,600 MIDWEST EXPRESS HLDGS IN COMMON 597911106 1,252 47,800 X 45,300 0 2,500
PORTVUE-SEC13F.LRP PAGE 24 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- YAPI KREDI BANKASI COMMON 598990109 1,369 107,056,270 X 1 7,056,270 0 0 MILLENNIUM PHARMACEUTICA COMMON 599902103 25,743 396,050 X 367,350 0 28,700 MIRAGE RESORTS INC COMMON 6.05E+108 4,299 307,100 X 307,100 0 0 NAVISTAR INTL CORP NEW COMMON 6.39E+112 13,959 300,200 X 249,300 0 50,900 OMEGA RESEARCH INC COMMON 6.82E+105 1,382 356,600 X 235,200 0 121,400 PSC INC COMMON 6.94E+111 136 17,000 X 17,000 0 0 BANK PAN INDONESIA TBK COMMON 6003092 37 287,300 X 287,300 0 0 MILLER HERMAN INC COMMON 600544100 6,399 267,670 X 267,600 0 70 MILLIPORE CORP COMMON 601073109 20,137 536,100 X 386,800 0 149,300 BEIJING YANHUA PETROCHEM COMMON 6011415 334 1,684,000 X 1,684,000 0 0 AIFUL CORP COMMON 6019419 12,284 72,060 X 49,260 0 22,800 MORGAN CRUCIBLE CO COMMON 602729 23,019 5,396,500 X 4,877,200 0 519,300 MINIMED INC COMMON 60365K108 67,075 682,700 X 551,600 0 131,100 MINNESOTA MNG & MFG CO COMMON 604059105 490 5,100 X 5,000 0 0 SUNKUS & ASSOCIATES COMMON 6043582 2,302 55,700 X 37,400 0 18,300 MIPS TECHNOLOGIES INC COMMON 604567107 7,463 234,600 X 234,600 0 0 MISSION CRITICAL SOFTWAR COMMON 605047109 4,374 98,300 X 58,300 0 40,000 ASUSTEK COMPUTER COMMON 6051046 5,202 523,200 X 523,200 0 0 PT BANK UNIVERSAL TBK COMMON 6052469 331 22,097,000 X 8,878,500 0 13,218,500 ASAHI CHEMICAL 3407 COMMON 6054603 11,306 2,030,000 X 1,989,000 0 41,000 ASIA CEMENT CORPORATION COMMON 6056331 140 156,000 X 156,000 0 0 AUCNET INC 9669 JP COMMON 6059891 3,635 43,000 X 27,000 0 16,000 BNK OF TOKYO MITSUB COMMON 6070364 22,528 1,467,000 X 1,422,000 0 45,000 MOBIL CORP COMMON 607059102 16,916 167,900 X 167,900 0 0 CHINA TELECOM (HK) COMMON 6073556 11,709 3,797,500 X 3,797,500 0 0 NATSTEEL ELECTRONICS LTD COMMON 6073750 15,687 4,201,000 X 4,132,000 0 69,000 BANK HAPOALIM LTD COMMON 6075808 10,196 4,143,500 X 4,143,500 0 0 BANK LEUMI LE ISRAEL COMMON 6076425 7,686 4,415,200 X 4,415,200 0 0 MODERN TIMES GROUP MTG AB ADR COMMON 607698107 3,626 23,239 X 16,640 350 6,249 BANGKOK BANK COMMON 6077019 108 55,100 X 55,100 0 0 MODTECH HLDGS INC COMMON 60783C100 151 20,467 X 20,467 0 0 BEIJING ENTERPRISES COMMON 6081690 2,731 1,632,000 X 1,632,000 0 0 MOHAWK INDS INC COMMON 608190104 418 20,941 X 20,850 0 91 MOLECULAR DEVICES CORP COM COMMON 60851C107 8,304 301,950 X 295,000 0 6,950 JIT HOLDINGS COMMON 6085409 3,241 1,755,000 X 1,306,000 0 449,000 AAPT LIMITED COMMON 6086468 3,229 1,010,501 X 710,934 0 299,567 MONACO COACH CORP COMMON 60886R103 22,233 912,108 X 513,034 0 399,074 BENPRES HOLDINGS CORP COMMON 6092313 15 85,300 X 85,300 0 0 ASTRA AGRO LESTARI TBK COMMON 6092498 46 222,000 X 222,000 0 0 BANK SINOPAC COMMON 6097200 297 559,000 X 559,000 0 0 INFOSYS TECHNOLOGY DEMAT COMMON 6099574 22,568 137,600 X 137,600 0 0 RELIANCE INDUSTRY DEMAT COMMON 6099626 9,297 1,704,300 X 1,704,300 0 0 BELLSYSTEM 24 INC COMMON 6100056 9,872 14,700 X 10,200 0 4,500 GUJARAT AMB DMT COMMON 6100119 476 42,100 X 42,100 0 0
PORTVUE-SEC13F.LRP PAGE 25 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- HINDALCO INDUSTRY DEMAT COMMON 6100142 4,468 217,900 X 217,900 0 0 HINDUSTAN LEVER DEMAT COMMON 6100153 11,903 203,092 X 203,092 0 0 LARSEN&TOUBRO (LE) DEMAT COMMON 6100164 319 37,950 X 37,950 0 0 EGYPTIAN MOBILE PHONE COMMON 6103925 6,679 284,900 X 284,900 0 0 MONSANTO CO COMMON 611662107 257 7,200 X 7,200 0 0 UNISEM (M) BERHAD COMMON 6118123 220 54,000 X 54,000 0 0 MONTANA PWR CO COM COMMON 612085100 5,470 179,726 X 71,877 0 107,849 BENESSE CORP COMMON 6121927 10,827 54,400 X 37,300 0 17,100 NTT DATA COMM SYS COMMON 6125639 13,187 1,170 X 1,142 0 28 ROUND ONE CORP COMMON 6126289 6,297 493 X 493 0 0 JOHNSON ELEC HLDGS LTD COMMON 6126331 6,609 1,369,000 X 898,000 0 471,000 NTT MOBILE COMM COMMON 6129277 38,856 1,970 X 1,906 0 64 FANCL CORP COMMON 6131261 10,720 36,700 X 24,700 0 12,000 SHANDONG INTL PWR H COMMON 6142780 206 1,300,000 X 1,300,000 0 0 SKY CITY LTD INST RECPT COMMON 6148960 2,145 1,087,500 X 735,100 0 352,400 ANGLO AMERICAN PLC COMMON 6152972 13,896 247,990 X 247,990 0 0 ALLGREEN PROPERTIES COMMON 6153629 398 463,000 X 463,000 0 0 MOOG INC COMMON 615394202 5,657 195,900 X 126,300 0 69,600 HSBC HOLDINGS PLC COMMON 6158163 28,370 2,476,100 X 2,433,600 0 42,500 ECORP LIMITED COMMON 6158657 131 100,000 X 82,600 0 17,400 PAC CENTURY CYBERWORKS COMMON 6164007 4,446 5,273,000 X 5,108,000 0 165,000 AUSTAR UNITED COMM LTD COMMON 6164955 1,073 350,000 X 225,200 0 124,800 PROTEL INTERNATIONAL LTD COMMON 6167697 1,251 559,000 X 559,000 0 0 DEL MONTE PACIFIC COMMON 6168485 2,384 5,127,700 X 5,127,700 0 0 MORGAN J P & CO INC COMMON 616880100 845 7,400 X 7,300 0 0 RYOHIN KEIKAKU (NEW) COMMON 6172594 33,687 167,600 X 151,500 0 16,100 SEVEN ELEVEN JAPAN (NEW) COMMON 6172602 19,953 226,000 X 219,900 0 6,100 MORGAN STANLEY DEAN WITTER EXC CONVERT 617446257 93 11,245 X 0 0 11,245 MORGAN STANLEY (CSCO) PREFERD 617446273 11,411 90,295 X 79,295 0 11,000 MORGAN STANLEY DEAN WITTER DIS COMMON 617446448 850 9,524 X 9,524 0 0 MORGAN STANLEY DEAN WITT CONVERT 617446CY3 6,945 4,000,000 X 4,000,000 0 0 MORGAN STANLEY 0% WCOM CONVERT 617446DG1 401 475,000 X 455,000 0 20,000 DBS HOLDINGS COMMON 6175203 12,559 1,123,991 X 1,106,546 0 17,445 CATHAY LIFE INSURANCE COMMON 6179744 113 43,950 X 43,950 0 0 CATHAY PACIFIC COMMON 6179755 22,314 12,381,000 X 12,310,000 0 71,000 CHINA STEEL COMMON 6190950 2,322 2,861,000 X 2,861,000 0 0 HITE BREWERY CO COMMON 6193573 354 10,680 X 10,680 0 0 MOTOROLA INC COMMON 620076109 68,351 776,709 X 528,356 0 213,353 RIO TINTO LIMITED COMMON 6220103 19,964 1,177,300 X 1,144,000 0 33,300 MOVADO GROUP INC COMMON 624580106 734 31,900 X 16,400 0 15,500 DATACRAFT ASIA COMMON 6246831 34,059 7,740,600 X 7,185,900 0 554,700 MUELLER INDS INC COMMON 624756102 6,885 231,900 X 167,900 0 64,000 DAH SING FINANCIAL HLDGS COMMON 6249799 4,750 1,186,457 X 782,157 0 404,300 DAI ICHI KANGYO BK COMMON 6250241 45,227 3,626,000 X 3,520,000 0 106,000
PORTVUE-SEC13F.LRP PAGE 26 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- DATAPULSE TECH COMMON 6253206 182 300,000 X 300,000 0 0 DE BEERS CENTENARY COMMON 6259118 17,232 626,633 X 626,633 0 0 DICKSON CONCEPTS COMMON 6266851 3,039 3,901,500 X 2,520,400 0 1,381,100 NBTY INC COMMON 628782104 2,653 347,900 X 264,400 0 83,500 NCI BUILDING SYS INC COMMON 628852105 1,030 62,200 X 62,200 0 0 NCO GROUP INC COM COMMON 628858102 21,414 455,600 X 364,350 0 91,250 NTL INC COM COMMON 629407107 293 3,050 X 600 0 2,450 NTL INC 144A CONVERT 629407AK3 17,083 10,034,000 X 9,252,000 0 782,000 NTL INC CONVERT 629407AL1 861 503,000 X 194,000 0 309,000 NUI CORP COMMON 629430109 235 9,500 X 9,500 0 0 NVR INC COMMON 62944T105 1,207 23,900 X 23,900 0 0 NABORS INDS INC COMMON 629568106 9,540 381,600 X 238,200 0 143,400 ELEC & ELTEK INTL COMMON 6298188 3,379 871,000 X 871,000 0 0 FAST RETAILING CO 9983 COMMON 6332439 11,534 58,200 X 41,200 0 17,000 NATIONAL COMPUTER SYS IN COMMON 635519101 7,212 188,100 X 185,500 0 2,600 FUJITSU LTD COMMON 6356945 36,434 1,168,418 X 1,138,418 0 30,000 FUJI SOFT ABC 9749JP COMMON 6357001 26,354 309,360 X 298,860 0 10,500 NATIONAL EQUIP SVCS INC COMMON 635847106 3,552 348,700 X 348,700 0 0 NATIONAL INFO CONSORTIUM COMMON 636491102 2,353 95,300 X 64,400 0 30,900 NATIONAL INSTRS CORP COMMON 636518102 12,505 353,800 X 307,300 0 46,500 PT GUDANG GARAM COMMON 6366999 38 19,000 X 19,000 0 0 NATIONAL R V HLDGS INC COMMON 637277104 5,314 269,050 X 207,550 0 61,500 LG ELECTRONICS COMMON 6375779 19,550 582,900 X 582,900 0 0 NATIONWIDE FINL SVCS INC COMMON 638612101 4,316 122,000 X 67,100 0 54,900 NATSTEEL ELECT 144A CONVERT 638840AA6 3,212 3,240,000 X 1,890,000 0 1,350,000 NAUTICA ENTERPRISES INC COMMON 639089101 1 66 X 0 0 66 NAVISTAR INTL CORP COMMON 63934E108 97 2,086 X 2,036 0 50 NAVIGANT CONSULTING INC COM COMMON 63935N107 34,999 754,696 X 517,775 0 236,921 PT HANJA MANDA SAMPOERNA COMMON 6400325 316 178,500 X 178,500 0 0 NEIMAN MARCUS GROUP INC COMMON 640204103 386 16,500 X 16,500 0 0 HALLA CLIMATE CONTROL COMMON 6404316 586 12,350 X 12,350 0 0 NETBANK INC COMMON 640933107 272 12,300 X 12,300 0 0 NETEGRITY INC COMMON 64110P107 3,581 146,900 X 102,000 0 44,900 NETOPIA INC COM COMMON 64114K104 26,532 665,400 X 466,500 0 198,900 NETOBJECTS INC COMMON 64114L102 654 116,300 X 116,300 0 0 NETRO CORP COMMON 64114R109 2,800 102,300 X 63,400 0 38,900 NETSOLVE INC COMMON 64115J106 3,644 205,300 X 99,000 0 106,300 NETIQ CORP COMMON 64115P102 3,279 110,700 X 69,000 0 41,700 NETWORK APPLIANCE INC COMMON COMMON 64120L104 93,835 1,310,086 X A 1,177,986 0 132,100 NETWORK SOLUTIONS INC DEL CL A COMMON 64121Q102 79,987 870,614 X A 769,200 0 101,414 CHINA MERCHANTS (HLDGS) COMMON 6416139 3,661 4,513,400 X 3,041,300 0 1,472,100 HIKARI TSUSHIN INC COMMON 6416322 17,216 28,200 X 20,100 0 8,100 HIROSE ELECTRIC6806JP COMMON 6428725 6,623 42,100 X 31,000 0 11,100 HITACHI COMMON 6429104 22,210 2,004,000 X 1,936,000 0 68,000
PORTVUE-SEC13F.LRP PAGE 27 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- HITACHI CONSTRUCTION MAC COMMON 6429405 256 50,000 X 35,000 0 15,000 HONGKONG LAND HOLDINGS COMMON 6434915 33 25,000 X 25,000 0 0 HON HAI PRECISION COMMON 6438564 11,201 1,711,600 X 1,711,600 0 0 HYUNDAI MOTOR CO LTD COMMON 6451055 12,586 608,760 X 608,760 0 0 UNITED UTILITIES PLC COMMON 646233 3,100 283,300 X 283,300 0 0 INVESTEC GROUP COMMON 6465959 5,025 154,600 X 154,600 0 0 HOMAC CORP COMMON 6466662 5,492 229,300 X 158,300 0 71,000 JAPAN BUSINESS COMP COMMON 6472959 8,548 284,398 X 181,439 0 102,959 JOHN KEELLS HOLDINGS LTD COMMON 6475538 61 23,840 X 23,840 0 0 PT JAYA REAL PROPERTY COMMON 6478106 43 480,000 X 500 0 479,500 KURAYA CORPORATION 9940 COMMON 6481438 4,241 313,600 X 216,600 0 97,000 KAO CORP (#4452) COMMON 6483809 33,077 1,170,000 X 1,141,000 0 29,000 KOJIMA CO 7513 JPY COMMON 6488912 12,486 230,800 X 157,900 0 72,900 KEYENCE CORP 6861JP COMMON 6490995 11,002 41,100 X 39,500 0 1,600 NEW WORLD DEV LTD ADR SPONSORE COMMON 649274305 3 757 X 0 0 757 KOKUSAI DENSHIN DENWA COMMON 6496346 22,161 214,300 X 207,500 0 6,800 NEW YORK TIMES CO COMMON 650111107 8,978 239,400 X 6,800 0 232,600 HOUSING & COM BANK KOREA COMMON 6503020 7,119 368,500 X 368,500 0 0 KURODA ELECTRIC CO LTD COMMON 6504584 7,566 117,600 X 78,260 0 39,340 KOREA TELECOM CORP COMMON 6505316 6,994 113,290 X 113,290 0 0 LEGEND HOLDINGS LTD COMMON 6508821 6,126 6,430,000 X 4,402,000 0 2,028,000 NEWGEN RESULTS CORP COMMON 651359101 316 29,100 X 3,500 0 25,600 NEWPORT CORP COMMON 651824104 1,691 101,700 X 60,500 0 41,200 NEXTEL COMMUNICATIONS INC CL A COMMON 65332V103 78,644 1,159,738 X 923,652 0 236,086 NEXTEL COMM 144A 7/1/07 CONVERT 65332VAR4 12,975 8,141,000 X 7,516,000 0 625,000 NEXTLINK COMMUNICATIONS COMMON 65333H707 38,105 735,000 X 675,200 0 59,800 PT LIPPO BANK COMMON 6535067 166 7,931,500 X 500 0 7,931,000 L.G. CHEMICAL LTD COMMON 6537030 16,749 577,200 X 577,200 0 0 BANK TOKYO-MITSUBISHI LT COMMON 65379109 443 28,900 X 0 0 28,900 NIKE INC CLASS B COMMON 654106103 40,134 705,649 X 593,840 0 52,309 NINTENDO LTD ADR NEW COMMON 654445303 3,141 161,866 X 115,661 1,610 44,595 NIPPON TELEG & TEL CORP SPONSO COMMON 654624105 4,090 66,296 X 47,148 1,080 18,068 NOKIA CORP COMMON 654902204 73,801 821,162 X 598,083 500 183,579 NOBLE DRILLING CORP COMMON 655042109 807 36,900 X 36,900 0 0 MALAYAN BANKING COMMON 6556325 71 23,000 X 23,000 0 0 NORTEK INC COMMON 656559101 4,100 120,150 X 93,800 0 26,350 NORTEL NETWORKS CORP COM COMMON 656569100 48,142 943,940 X 595,987 1,040 346,913 MATSUSHITA COMM COMMON 6572666 35,805 321,700 X 312,700 0 9,000 MATAV CABLE SYSTEMS MED COMMON 6573120 5,796 275,300 X 275,300 0 0 NORTH FORK BANCORP INC N Y COMMON 659424105 61 3,150 X 0 0 3,150 SAKURA BANK COMMON 6598714 1,097 146,000 X 146,000 0 0 MMI HOLDING LIMITED COMMON 6599869 894 1,110,000 X 1,110,000 0 0 MURATA MANUFACTNG6981JP COMMON 6610403 27,536 274,000 X 265,000 0 9,000 ORANGE PLC COMMON 661496 17,226 876,000 X 847,600 0 28,400
PORTVUE-SEC13F.LRP PAGE 28 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- NICHII GAKKEN COMMON 6622356 9,205 49,500 X 31,800 0 17,700 NEDCOR LIMITED COMMON 6628008 7,019 358,100 X 358,100 0 0 NINTENDO CO 7974JP COMMON 6639550 11,945 74,900 X 72,700 0 2,200 NIPPON SYS DEV COMMON 6639602 8,359 109,200 X 75,000 0 34,200 NIPPON TEL & TEL COMMON 6641373 29,345 2,385 X 2,315 0 70 NITTO DENKO CORPORATION COMMON 6641801 12,794 403,000 X 285,000 0 118,000 NIPPON STEEL COMMON 6642569 29,725 10,951,000 X 10,631,000 0 320,000 NOMURA SECURITIES COMMON 6643108 25,261 1,630,000 X 1,586,000 0 44,000 NORTHEAST OPTIC NETWORK COMMON 664334109 10,823 286,700 X 167,400 0 119,300 NORTHERN TR CORP COMMON 665859104 10,822 129,600 X 129,600 0 0 OTSUKA KAGU LTD COMMON 6663076 10,220 35,100 X 24,200 0 10,900 OVERSEAS-CHINESE BK. COMMON 6663690 458 59,000 X 59,000 0 0 PACIFIC BBA LTD COMMON 6666150 2,624 630,200 X 422,100 0 208,100 NORTHROP GRUMMAN CORP COMMON 666807102 235 3,700 X 3,700 0 0 NORTHWEST NAT GAS CO COMMON 667655104 741 28,700 X 28,700 0 0 BANTA CORP COMMON 66821109 453 20,300 X 20,300 0 0 NOVA CORP GA COMMON 669784100 14,593 583,721 X 407,681 0 176,040 NOVELL INC COMMON 670006105 37,404 1,808,004 X A 1,000,712 0 788,692 NOVELLUS SYSTEMS INC COMMON 670008101 2 27 X 0 0 27 NU SKIN ENTERPRISES COMMON 67018T105 230 17,000 X 17,000 0 0 N2H2 INC COMMON 67019F104 979 99,800 X 59,400 0 40,400 NUCOR CORP COMMON 670346105 3 65 X 0 0 65 NUEVO GROUP IUSACELL SA COMMON 670512102 588 61,900 X 61,900 0 0 SEAH STEEL CORPORATION COMMON 6709549 538 34,420 X 34,420 0 0 OYO GEOSPACE CORP COMMON 671074102 2,140 196,800 X 119,200 0 77,600 OAK INDS INC COMMON 671400505 303 8,900 X 8,900 0 0 RENGO COMPANY LTD 3941 COMMON 6732200 19,815 3,062,000 X 2,972,000 0 90,000 OCCIDENTAL PETE CORP DEL COMMON 674599105 393 17,000 X 17,000 0 0 RYOHIN KEIKAKU 7453JP COMMON 6758455 21,324 105,600 X 96,100 0 9,500 OGDEN CORP COMMON 676346109 204 19,700 X 19,700 0 0 SOFTBANK CORP COMMON 6770620 39,541 103,949 X 100,549 0 3,400 SAMSUNG CORPORATION COMMON 6771601 14,452 987,710 X 987,710 0 0 SAMSUNG ELECTRONICS COMMON 6771720 26,554 163,975 X 163,975 0 0 SAMSUNG ELEC PFD N/V COMMON 6773812 280 2,200 X 2,200 0 0 BBA GROUP ORD COMMON 67748 5,092 711,600 X 483,200 0 228,400 SANWA BANK COMMON STOCK COMMON 6776747 2,824 211,000 X 211,000 0 0 OJI PAPER LTD NEW COMMON 678123100 2,765 38,478 X 27,607 790 10,081 HORSHAM'S BARRICK GLD COMMON 67901108 8,385 385,500 X 373,800 0 11,700 SEVEN ELEVEN JAPAN8183JP COMMON 6797179 20,110 229,000 X 222,900 0 6,100 OLD KENT FINL CORP COMMON 679833103 688 18,520 X 10,435 0 8,085 OLD NATL BANCORP IND COM COMMON 680033107 3,961 137,174 X 119,309 0 17,865 SHIN ETSU CHEM CO4063JP COMMON 6804585 28,098 673,794 X 656,794 0 17,000 SHOHKOH FUND (8597.Q) COMMON 6805715 39,209 52,510 X 51,160 0 1,350 SHINHAN BANK COMMON 6805986 8,105 872,510 X 872,510 0 0
PORTVUE-SEC13F.LRP PAGE 29 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- PACIFIC CENTURY REG DEV COMMON 6808565 4,789 754,000 X 710,000 0 44,000 SINGAPORE COMMON 6810753 93 51,000 X 51,000 0 0 OLYMPUS OPICAL LTD SPONSORED A COMMON 681627204 3 211 X 211 0 0 SM PRIME HOLDINGS COMMON 6818843 1,797 10,654,210 X 10,654,210 0 0 OMNICOM GROUP INC COMMON 681919106 46,161 582,917 X 528,707 0 54,210 OMNICOM GROUP INC CONVERT 681919AG1 21,195 12,644,000 X 11,496,000 0 1,148,000 1-800 CONTACTS INC COMMON 681977104 664 23,300 X 20,000 0 3,300 SOLUTION 6 HOLDINGS LTD COMMON 6821238 6,557 1,835,500 X 1,263,800 0 571,700 OMNIPOINT CORP PREFERD 68212D607 6,872 75,000 X 66,850 0 8,150 SONY CHEMICALS 6746JP COMMON 6821498 8,369 100,000 X 72,900 0 27,100 SONY CORP 6758JP COMMON 6821506 36,820 246,400 X 238,700 0 7,700 ON ASSIGNMENT INC COMMON 682159108 4,829 201,200 X 111,600 0 89,600 ONE VALLEY BANCORP INC COMMON 682419106 3,529 102,300 X 100,200 0 2,100 OPTICAL COATING LAB INC COM COMMON 683829105 31,159 338,450 X 275,500 0 62,950 OPTIMAL ROBOTICS CORP COMMON 68388R208 4,095 227,500 X 173,000 0 54,500 ORACLE SYS CORP COMMON 68389X105 41,777 918,159 X 828,191 0 17,068 OPPENHEIMER MUN BD FD SH BEN I MUTUAL 683977102 0 2 X 2 0 0 BARRETT RESOURCES CORP COMMON 68480201 16,980 459,700 X 377,800 0 81,900 ADELPHIA COMMUNICATIONS COMMON 6848105 5,170 87,900 X 87,900 0 0 ORANGE PLC ADR COMMON 685211104 2,860 28,734 X 20,626 510 7,598 SUMITOMO BAKELITE CO COMMON 6858504 5,139 497,000 X 345,000 0 152,000 O'REILLY AUTOMOTIVE COMMON 686091109 14,783 310,200 X 252,500 0 57,700 ORIX CORP ADR SPONSORED COMMON 686330101 20,053 330,091 X 309,930 710 19,451 TA YA ELECTRIC W & C LTD COMMON 6869205 50 163,000 X 163,000 0 0 TAKEDA CHEMICAL IND4502J COMMON 6870445 216 4,000 X 4,000 0 0 ADVANTEST 6857 JP COMMON 6870490 17,010 117,600 X 113,700 0 3,900 PHOTO ME INT'L. PLC COMMON 687179 6,661 306,400 X 207,500 0 98,900 ORTEL CORP COMMON 68749W102 3,019 194,800 X 115,500 0 79,300 TAISHIN INTL BANK COMMON 6876001 296 535,000 X 535,000 0 0 TAKEFUJI CORPORATION COMMON 6876067 25,545 153,400 X 148,100 0 5,300 PT TELEKOMUNIKASI COMMON 6878795 188 531,800 X 531,800 0 0 OSHKOSH TRUCK CORP COMMON 688239201 7,177 269,550 X 265,150 0 4,400 OSTEOTECH INC COMMON 688582105 538 39,500 X 39,500 0 0 THAI FARMERS BANK COMMON 6888794 74 62,800 X 62,800 0 0 TAIWAN SEMICONDUCTOR COMMON 6889106 17,405 4,143,960 X 4,143,960 0 0 OUTBACK STEAKHOUSE INC COMMON 689899102 233 9,150 X 9,150 0 0 TOYO INFORMATION SYS COMMON 6899774 5,619 118,000 X 81,000 0 37,000 TRANS COSMOS COMMON 6900955 13,703 109,700 X 76,900 0 32,800 OWENS CORNING COMMON 69073F103 2,787 128,515 X 81,715 0 46,800 UTD WORLD CHINESE COMM COMMON 6913834 2,786 2,300,000 X 2,300,000 0 0 OXFORD HEALTH PLANS INC COMMON 691471106 12,326 986,078 X 656,678 0 329,400 VENTURE MANUFACTURING COMMON 6927374 13,617 1,564,600 X 1,440,600 0 124,000 P-COM INC COMMON 693262107 3,085 440,700 X 261,000 0 179,700 PECO ENERGY CO COMMON 693304107 454 12,100 X 12,100 0 0
PORTVUE-SEC13F.LRP PAGE 30 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- PE CORP COMMON 69332S102 54,489 754,184 X 510,201 0 243,983 PLX TECHNOLOGY INC COMMON 693417107 2,244 93,000 X 55,500 0 37,500 PMC-SIERRA INC COM COMMON 69344F106 139,399 1,507,021 X A 736,909 0 766,212 PACCAR INC COMMON 693718108 20,193 396,921 X 241,300 0 155,621 PACIFIC SUNWEAR CALIF INCOMMON COMMON 694873100 62,968 2,246,375 X 2,016,175 0 230,200 PACIFICARE HEALTH SYS IN COMMON 695112102 2,272 52,543 X 45,543 0 7,000 PACKETEER INC COMMON 695210104 4,455 130,800 X 79,600 0 51,200 PAIRGAIN TECHNOLOGIES IN COMMON 695934109 7,637 599,000 X 501,800 0 97,200 WINBOND ELECTRONICS CORP COMMON 6966515 51 29,000 X 29,000 0 0 WING TAI HLDGS COMMON 6972385 218 274,000 X 274,000 0 0 WORLD CO COMMON 6977971 12,421 115,200 X 80,000 0 35,200 ZHEJIANG EXPRESS-H SHS COMMON 6990763 289 1,840,000 X 1,840,000 0 0 PARADYNE NETWORKS INC COMMON 69911G107 2,758 98,500 X 98,500 0 0 QUANTA SVCS INC COMMON 7.48E+106 1,574 53,700 X 50,800 0 2,900 PARK ELECTROCHEMICAL COR COMMON 700416209 2,729 83,000 X 50,100 0 32,900 PARK PL ENTMT CORP COM COMMON 700690100 44,420 3,553,577 X 2,653,351 0 900,226 BASIN EXPL INC COMMON 70107107 10,214 425,600 X 283,800 0 141,800 PATTERSON DENTAL CO COMMON 703412106 2,810 56,700 X 53,800 0 2,900 PATTERSON ENERGY INC COM COMMON 703414102 6,197 408,000 X 246,200 0 161,800 PAXAR CORP COMMON 704227107 503 52,900 X 52,900 0 0 PAYCHEX INC COMMON 704326107 11,539 338,136 X 10,100 0 328,036 PECHINEY ADR SPONSORED COMMON 705151207 3,901 142,165 X 103,150 1,960 37,055 PEGASUS COMMUNICATIONS C COMMON 705904100 15,537 344,300 X 253,000 0 91,300 PENTAIR INC COMMON 709631105 4,313 107,500 X 107,500 0 0 PEOPLES HERITAGE FINL GR COMMON 711147108 2,776 167,000 X 80,500 0 86,500 PEOPLESOFT INC COMMON 712713106 1 48 X 0 0 48 PERCLOSE INC COMMON 71361C107 363 7,800 X 7,800 0 0 PEREGRINE SYSTEMS INC COMMON 71366Q101 55,110 1,352,400 X 1,183,900 0 168,500 PERFORMANCE TECHNOLOGIES COMMON 71376K102 623 27,600 X 0 0 27,600 PERICOM SEMICONDUCTOR CO COMMON 713831105 3,121 209,800 X 121,100 0 88,700 PERIPHONICS CORP COMMON 714005105 11,220 357,600 X 205,600 0 152,000 PERSISTENCE SOFTWARE INC COMMON 715329108 4,941 173,000 X 131,700 0 41,300 PERSONNEL GROUP AMER INC COMMON 715338109 2,324 371,900 X 279,700 0 92,200 P T TELEKOMUNIKASI INDONESIASP COMMON 715684106 110 15,920 X 15,896 0 24 PERVASIVE SOFTWARE INC COMMON 715710109 7,780 225,500 X 133,200 0 92,300 PETROLEO BRASILEIRO SA P COMMON 71654V101 10,164 659,300 X 651,700 0 7,600 PETROLEUM GEO-SVCS A/S COMMON 716597109 2,023 106,100 X 106,100 0 0 PHARMACIA & UPJOHN INC COMMON 716941109 695 14,000 X 14,000 0 0 BAUSCH & LOMB INC COMMON 71707103 48,174 730,600 X 659,400 0 71,200 PFIZER INC COMMON 717081103 782 21,801 X 21,801 0 0 BAXTER INTL INC COMMON 71813109 4,343 72,080 X 72,080 0 0 PHILIP MORRIS COS INS COMMON 718154107 28,924 846,050 X 105,750 0 740,000 PHILIPPINE LONG DISTANCE COMMON 718252604 4,411 202,800 X 202,800 0 0 PHILLIPS PETROLEUM COMPANY COMMON 718507106 2,547 52,250 X 48,950 0 3,300
PORTVUE-SEC13F.LRP PAGE 31 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- PHONE COM INC COMMON 71920Q100 30,103 198,700 X 177,600 0 21,100 VODAFONE AIRTOUCH PLC COMMON 719210 20,227 854,087 X 832,423 0 21,664 PHOTON DYNAMICS INC COMMON 719364101 4,362 207,700 X 125,800 0 81,900 PHOTRONICS INC COMMON 719405102 7,963 354,900 X 280,700 0 74,200 PIER 1 IMPORTS INC COMMON COMMON 720279108 1 198 X 0 0 198 PILGRIMS PRIDE CORP COMMON 721467108 1,499 172,500 X 147,200 0 25,300 PILGRIMS PRIDE CORP COMMON 721467207 155 30,150 X 19,350 0 10,800 PINNACLE HLDGS INC COMMON 72346N101 14,092 539,400 X 507,600 0 31,800 PINNACLE SYS INC COMMON 723481107 41,688 983,800 X 750,100 0 233,700 PIONEER STD ELECTRS INC COMMON 723877106 429 29,700 X 29,700 0 0 FUTURE NETWORK PLC COMMON 723998 7,582 731,900 X 502,000 0 229,900 PITNEY BOWES INC COMMON 724479100 370 6,070 X 6,070 0 0 PIVOTAL CORP COMMON 72581R106 1,805 100,600 X 84,300 0 16,300 PLANTRONICS INC NEW COMMON COMMON 727493108 4,806 96,600 X 91,400 0 5,200 PLAYBOY ENTERPRISES INC COMMON 728117300 7,795 292,100 X 266,600 0 25,500 PLEXUS CORP COMMON 729132100 2,943 96,100 X 74,900 0 21,200 PLIVA D D COMMON 72917Q103 3,967 374,400 X 374,400 0 0 PLIVA D D COMMON 72917Q202 206 19,400 X 19,400 0 0 POHANG IRON & STL LTD COMMON 730450103 39,411 1,258,659 X 1,226,898 1,350 30,411 POLYCOM INC COM COMMON 73172K104 38,706 812,200 X 536,600 0 275,600 POLYMEDICA CORP COMMON 731738100 3,653 157,100 X 95,000 0 62,100 POMEROY COMPUTER RES COMMON 731822102 398 36,000 X 36,000 0 0 POOL ENERGY SVCS CO COMMON 732788104 1,362 55,300 X 15,637 0 39,663 POPE & TALBOT INC COMMON 732827100 231 18,700 X 0 0 18,700 BE AEROSPACE INC COMMON 73302101 232 19,400 X 19,400 0 0 BE INC COMMON 73309106 1,910 270,500 X 189,800 0 80,700 POSSIS MEDICAL INC COMMON 737407106 1,400 123,100 X 78,500 0 44,600 BEAR STEARNS COS INC COMMON 73902108 542 14,100 X 14,100 0 0 POWER INTEGRATIONS INC COMMON 739276103 62,668 904,960 X 664,660 0 240,300 POWER-ONE INC COMMON 739308104 7,719 302,700 X 302,700 0 0 POWERWAVE TECHNOLOGIES I COMMON 739363109 35,166 729,300 X 615,800 0 113,500 PRE PAID LEGAL SVCS INC COMMON 740065107 9,155 232,500 X 180,400 0 52,100 PRECISION DRILLING CORP COMMON 74022D100 6,905 297,800 X 249,800 0 48,000 PREMARK INTL INC COMMON 740459102 7,196 142,500 X 139,800 0 2,700 PRICE COMMUNICATIONS CORP COM COMMON 741437305 27,139 1,082,837 X 947,462 0 135,375 PRIMACOM AG ADR SPONSORED COMMON 74154N108 3,864 140,472 X 109,665 2,440 28,367 PRIME HOSPITALITY CORP COMMON 741917108 338 42,200 X 42,200 0 0 PRIDE INTL INC COMMON 741932107 8,690 612,500 X 529,000 0 83,500 PRIORITY HEALTHCARE CORP CL B COMMON 74264T102 19,598 634,721 X 420,851 0 213,870 PROBUSINESS SERVICES INC COMMON 742674104 6,157 229,100 X 168,500 0 60,600 PROCTER & GAMBLE COMPANY COMMON 742718109 57,995 618,610 X 53,410 0 565,000 PROFIT RECOVERY GROUP IN COMMON 743168106 18,504 414,650 X 335,900 0 78,750 PROGRESS SOFTWARE CORP COMMON 743312100 9,823 313,085 X 258,585 0 54,500 PROJECT SOFTWARE & DEV I COMMON 74339P101 5,708 106,700 X 62,000 0 44,700
PORTVUE-SEC13F.LRP PAGE 32 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- PROVIDENT BANKSHARES COR COMMON 743859100 7,503 352,563 X 249,260 0 103,303 PROVIDIAN FINL CORP COM COMMON 74406A102 17,234 217,628 X 214,746 0 2,882 PROXICOM INC COMMON 744282104 7,131 121,900 X 15,200 0 106,700 PROXIM INC COMMON 744284100 31,584 686,600 X 526,600 0 160,000 PSINET INC COM COMMON 74437C101 38,251 1,063,440 X 886,575 0 176,865 PSINET INC PREFERD 74437C309 12,436 308,960 X 279,931 0 29,029 KINGSTON COMM (HULL) PLC COMMON 744825 9,362 1,378,100 X 953,200 0 424,900 PULTE CORP COMMON 745867101 11,419 525,000 X 400,000 0 125,000 QLT PHOTOTHERAPEUTICS IN COMMON 746927102 497 6,500 X 6,500 0 0 QRS CORP COMMON 74726X105 8,230 128,350 X 102,250 0 26,100 QLOGIC CORP COM COMMON 747277101 88,208 1,263,500 X 947,250 0 316,250 QUAKER OATS CO COM COMMON 747402105 90,231 1,458,279 X 532,779 0 925,500 QUALCOMM INC COMMON 747525103 278,395 1,471,527 X C 769,219 0 677,908 QUALCOMM FINL TR I PREFERD 74752R402 19,614 73,650 X 66,160 0 7,490 QUANEX CORP COMMON 747620102 302 11,800 X 11,800 0 0 QUEENS CNTY BANCORP INC COMMON 748242104 1,605 58,100 X 47,200 0 10,900 QUEST SOFTWARE INC COMMON 74834T103 2,093 45,000 X 45,000 0 0 QUIKSILVER INC COMMON 74838C106 16,207 888,035 X 626,435 0 261,600 QUINTILES TRANSNATIONAL CORPCO COMMON 748767100 1 46 X 0 0 46 ADVANCE PARADIGM INC COMMON 7491103 12,146 221,839 X 221,839 0 0 QUOTESMITH COM INC COMMON 749117107 589 82,600 X 82,600 0 0 QWEST COMM TRENDS 144A PREFERD 74912L105 14,067 274,469 X 253,570 0 20,899 RCN CORP COMMON 749361101 4,719 115,100 X 20,400 0 94,700 RTI INTL METALS INC COMMON 74973W107 240 24,000 X 24,000 0 0 RF MICRO DEVICES INC COM COMMON 749941100 107,775 2,355,750 X 2,068,550 0 287,200 RADIANT SYSTEMS INC COMMON 75025N102 2,888 178,400 X 140,000 0 38,400 RADIO ONE INC COMMON 75040P108 2,644 63,700 X 63,700 0 0 RADISYS CORP COMMON COMMON 750459109 1,534 39,100 X 24,100 0 15,000 RAMBUS INC DEL COM COMMON 750917106 12,575 189,800 X 121,800 0 68,000 RALSTON PURINA CO COMMON 751277302 323 11,600 X 11,600 0 0 RAMP NETWORKS INC COMMON 751567108 2,904 132,000 X 78,600 0 53,400 RANBAXY LAB LTD GDR 144A COMMON 751881103 371 15,100 X 15,100 0 0 ADVANCED DIGITAL INFORMA COMMON 7525108 31,112 1,118,650 X 835,200 0 283,450 RARE HOSPITALITY INTL COMMON 753820109 9,794 452,900 X 257,400 0 195,500 RATIONAL SOFTWARE CORP COMMON 75409P202 17,298 590,759 X 427,259 0 163,500 RAVISENT TECHNOLOGIES IN COMMON 754440105 1,118 77,800 X 46,400 0 31,400 ADVANCED TECHNICAL PRODS COMMON 7548100 7,896 582,200 X 0 0 582,200 RAYTHEON CO COMMON 755111309 332 6,844 X 6,838 0 0 RAZORFISH INC COMMON 755236106 11,414 262,400 X 227,900 0 34,500 READERS DIGEST ASSN INC CL A N COMMON 755267101 8,900 304,274 X 210,441 0 93,833 BEBE STORES INC COMMON 75571109 4,347 180,200 X 164,800 0 15,400 REALNETWORKS INC COM COMMON 75605L104 123,715 1,183,165 X A 986,121 0 197,044 ADVO INC COMMON 7585102 941 47,200 X 29,500 0 17,700 BED BATH & BEYOND INC COMMON 75896100 1,818 52,031 X 38,731 0 13,300
PORTVUE-SEC13F.LRP PAGE 33 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- RELIANT ENERGY INC COM COMMON 75952J108 18,646 689,000 X 689,000 0 0 RENAL CARE GROUP INC COMMON 759930100 2,088 95,300 X 91,900 0 3,400 RENT WAY INC COMMON 76009U104 6,527 343,500 X 199,300 0 144,200 REPUBLIC BANCORP INC COMMON 760282103 891 77,050 X 74,550 0 2,500 RESEARCH IN MOTION LTD COM COMMON 760975102 2,303 74,474 X 58,212 410 15,852 RESMED INC COMMON 761152107 14,981 452,800 X 342,800 0 110,000 RESOURCE BANCSHARES MTG COMMON 761197102 134 26,900 X 26,900 0 0 REX STORES CORP COMMON 761624105 2,922 94,250 X 70,900 0 23,350 REYNOLDS & REYNOLDS CO COMMON 761695105 11,496 564,200 X 479,200 0 85,000 ROADWAY EXPRESS INC DEL COMMON 769742107 1,903 94,250 X 65,700 0 28,550 ROBERT HALF INTL INC COMMON 770323103 1 36 X 0 0 36 ROBERTS PHARMACEUTICAL C COMMON 770491108 847 28,000 X 28,000 0 0 ROCKWELL INTL CORP NEW COM COMMON 773903109 8,706 165,817 X 125,297 0 40,520 ROHM & HAAS CO COMMON 775371107 378 10,460 X 10,460 0 0 AEROFLEX INC COMMON 7768104 10,539 864,700 X 615,800 0 248,900 ROSS STORES INC COMMON 778296103 23,941 1,189,614 X 1,015,960 0 173,654 BELL & HOWELL CO NEW COMMON 77852101 5,213 142,100 X 136,500 0 5,600 ROWAN COS INC COM COMMON 779382100 64,829 3,989,443 X 3,222,359 0 767,084 ROWECOM INC COMMON 77957X108 8,744 315,100 X 268,500 0 46,600 ROYAL DUTCH PETE CO COMMON 780257804 13,082 221,500 X 216,100 0 5,400 RUBY TUESDAY INC COMMON 781182100 4,514 231,500 X 176,500 0 55,000 RURAL CELLULAR CORP CL A COMMON 781904107 4,542 99,000 X 51,200 0 47,800 BARCLAYS ORD COMMON 78201 15,569 530,200 X 514,000 0 16,200 RYANS FAMILY STEAK HOUSE COMMON 783519101 110 12,200 X 12,200 0 0 RYLAND GROUP INC COMMON 783764103 9,004 395,800 X 361,800 0 34,000 SBC COMMUNICATIONS INC COMMON COMMON 78387G103 17,780 348,206 X 348,206 0 0 SCP POOL CORP COMMON 784028102 6,611 281,300 X 194,400 0 86,900 SDL INC COMMON 784076101 22,810 298,900 X 285,000 0 13,900 SEI INVESTMENTS CO COMMON 784117103 21,240 237,896 X 197,696 0 40,200 SFX ENTMT INC COMMON 784178105 16,971 554,150 X 509,550 0 44,600 SGL CARBON AG SPONSORED ADR COMMON 784188203 2,810 120,907 X 87,630 1,690 31,587 SLM HLDG CORP COM COMMON 78442A109 53 1,225 X 0 0 1,225 SLI INC COMMON 78442T108 10,043 471,249 X 351,600 0 119,649 SPS TECHNOLOGIES INC COMMON 784626103 440 11,600 X 11,600 0 0 S3 INC COMMON 784849101 7,807 748,000 X 519,900 0 228,100 SAFEGUARD SCIENTIFICS IN COMMON 786449108 904 13,300 X 13,300 0 0 SAFESKIN CORP COM COMMON 786454108 277 33,746 X 6,200 0 27,546 SAFEWAY INC NEW COMMON 786514208 7 185 X 0 0 185 SAGA COMMUNICATIONS INC CL A COMMON 786598102 5,762 250,483 X 248,983 0 1,500 ST PAUL COS INC COMMON 792860108 382 13,900 X 13,900 0 0 SALEM COMMUNICATIONS COR COMMON 794093104 5,406 212,000 X 122,250 0 89,750 SALTON INC COMMON 795757103 12,730 410,650 X 385,850 0 24,800 ADVANCED ENERGY INDS COMMON 7973100 2,510 81,300 X 79,000 0 2,300 ADVENT SOFTWARE INC COMMON 7974108 8,201 131,750 X 114,950 0 16,800
PORTVUE-SEC13F.LRP PAGE 34 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- BP AMOCO PLC COMMON 798059 3,426 187,600 X 187,600 0 0 BELLSOUTH CORP COMMON 79860102 2,358 52,406 X 52,406 0 0 TALISMAN ENERGY INC COMMON 8.74E+107 12,738 425,500 X 404,000 0 21,500 TOTAL FINA S A COMMON 8.92E+113 768 12,100 X 9,300 0 2,800 SANDISK INC COMMON 80004C101 5,945 91,200 X 75,100 0 16,100 SANMINA CORP COMMON COMMON 800907107 53,384 689,937 X 553,766 0 136,171 SANMINA CORP 144A CONVERT 800907AA5 8,764 7,878,000 X 7,285,000 0 593,000 SANWA BK LTD JAPAN ADR COMMON 803030204 3,882 29,180 X 20,963 430 7,787 SAP AKTIENGESELLSCHAFT COMMON 803054204 30,352 804,027 X 608,050 1,350 154,327 SHELL TRNSPT&TRDG COMMON 803414 14,627 1,956,300 X 1,897,200 0 59,100 SAWTEK INC COMMON 805468105 23,426 669,300 X 507,300 0 162,000 SCANSOURCE INC COMMON 806037107 7,537 270,400 X 187,400 0 83,000 SCHERING PLOUGH CORP COMMON 806605101 104,231 2,389,248 X C 304,653 0 2,065,595 SCHLUMBERGER LTD COMMON 806857108 12,891 206,897 X 194,984 520 11,393 SCHWAB CHARLES CORP NEW COMMON 808513105 5 136 X 0 0 136 SCIENT CORP COMMON 80864H109 1,965 30,700 X 30,700 0 0 SCIENTIFIC LEARNING CORP COMMON 808760102 2,057 122,800 X 77,200 0 45,600 SCOTT TECHNOLOGIES INC COMMON 810022301 2,309 116,900 X 106,200 0 10,700 SEAGATE TECHNOLOGY COMMON 811804103 4,410 144,000 X 144,000 0 0 SEALED AIR CORP NEW COM COMMON 81211K100 36,127 704,041 X 461,213 0 242,828 SEALED AIR CORP NEW PFD CONV A PREFERD 81211K209 10,177 200,537 X 179,000 0 21,537 SECURITY FIRST TECHNOLOG COMMON 814279105 26,715 687,200 X 531,200 0 156,000 BEN & JERRYS HOMEMADE IN COMMON 81465106 526 30,600 X 17,600 0 13,000 SEITEL INC COMMON 816074306 1,846 189,300 X 170,100 0 19,200 SMITH & NEPHEW COMMON 816605 5,825 1,849,503 X 1,778,103 0 71,400 SEMTECH CORP COMMON 816850101 22,865 624,300 X 414,700 0 209,600 SEVEN ELEVEN JAPAN LTD COMMON 817828205 4,617 52,558 X 36,875 460 15,223 AFFILIATED COMPUTER SERV COMMON 8190100 12,232 301,100 X 299,700 0 1,400 SHAW INDS INC COMMON 820286102 6,037 380,305 X 320,537 0 59,768 SHELL TRANS & TRADING PL COMMON 822703609 2,993 65,809 X 47,567 950 17,292 SHERWIN WILLIAMS CO COMMON 824348106 9,053 432,389 X 376,289 0 56,100 SHINHAN BK COMMON 824589303 8,784 480,000 X 480,000 0 0 SHIRE PHARMACEUTICALS GROUP AD COMMON 82481R106 13,931 483,461 X 362,907 1,260 119,294 SHOE CARNIVAL INC COMMON 824889109 2,540 229,600 X 139,900 0 89,700 SHOPKO STORES INC COMMON 824911101 255 8,800 X 8,800 0 0 SHOPNOW COM INC COMMON 82508R105 1,453 125,000 X 125,000 0 0 AFFILIATED MANAGERS GROU COMMON 8252108 3,245 119,100 X 103,900 0 15,200 SHOREWOOD PACKAGING CORP COMMON 825229107 633 46,700 X 44,300 0 2,400 SHOWCASE CORP COMMON 82539P102 1,787 178,700 X 113,300 0 65,400 SIEBEL SYSTEMS INC COMMON 826170102 26,925 404,122 X 387,878 0 16,244 SIEBEL SYSTEMS 144A CONVERT 826170AA0 7,737 7,875,000 X 7,267,000 0 608,000 SIERRA HEALTH SVCS INC COMMON 826322109 214 21,100 X 21,100 0 0 SILICON STORAGE TECHNOLO COMMON 827057100 4,062 287,600 X 184,700 0 102,900 CORUS GROUP PLC COMMON 828053 21,099 8,305,500 X 8,026,500 0 279,000
PORTVUE-SEC13F.LRP PAGE 35 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- SIMPSON MANUFACTURING CO COMMON 829073105 9,408 200,700 X 150,400 0 50,300 SKY FINL GROUP INC COMMON 83080P103 481 20,465 X 20,465 0 0 SKYWEST INC COMMON 830879102 12,661 577,167 X 410,100 0 167,067 SKYTEL COMMUNICATIONS INC COM COMMON 83087Q104 0 5 X 0 0 5 SMITH A O COMMON 831865209 575 19,000 X 19,000 0 0 SMITH INTL INC COMMON 832110100 72,815 1,797,900 X 1,657,800 0 140,100 SMITHFIELD FOODS INC COMMON 832248108 975 36,437 X 33,600 0 2,837 SMURFIT-STONE CONTAINER CORPCO COMMON 832727101 58,911 2,724,197 X 1,857,700 0 866,497 SOFTBANK COMMON 83401R101 3,279 137,800 X 137,800 0 0 SOFTWARE COM INC COMMON 83402P104 10,376 242,000 X 242,000 0 0 SOLECTRON CORP COMMON COMMON 834182107 67,919 945,777 X 590,997 0 328,380 SOLECTRON CORP LYON 144A CONVERT 834182AG2 22,497 36,655,000 X 34,027,000 0 2 ,628,000 SOLECTRON CORP SLR 0 01/27/19 CONVERT 834182AJ6 1,080 1,759,000 X 830,000 0 929,000 SONIC CORP COMMON 835451105 17,794 584,600 X 438,800 0 145,800 SONIC AUTOMOTIVE INC COMMON 83545G102 15,540 1,195,400 X 861,800 0 333,600 SONY CORP 6758JP COMMON 835699307 56,369 375,638 X 207,458 690 151,390 SOTHEBY'S HLDGS CL A COMMON 835898107 7,723 299,200 X 256,200 0 43,000 STANDARD CHARTERED BANK COMMON 840370 12,606 871,800 X 847,600 0 24,200 SOUTHDOWN INC COMMON 841297104 601 11,234 X 6,100 0 5,134 SOUTHTRUST CORP COMMON 844730101 15,950 444,600 X 87,300 0 357,300 SOUTHWEST AIRLS CO COMMON 844741108 713 47,000 X 47,000 0 0 SOUTHWEST SECS GROUP INC COM COMMON 845224104 397 14,705 X 3,080 0 11,625 BERKSHIRE HATHAWAY INC D COMMON 84670207 388 209 X 209 0 0 SPARTECH CORP COMMON 847220209 11,789 402,200 X 298,200 0 104,000 SPECIALTY EQUIP COS INC COMMON 847497203 1,664 65,900 X 62,400 0 3,500 SPECTRIAN CORP COMMON 847608106 3,815 175,400 X 112,200 0 63,200 SPIEGEL INC COMMON 848457107 2,479 244,800 X 244,800 0 0 SPRINT CORP COMMON 852061100 1,004 18,500 X 18,500 0 0 SPRINT CORP PCS COM SER 1 COMMON 852061506 93,720 1,256,931 X 1,150,025 0 58,806 STAMPS COM INC COMMON 852857101 4,340 124,900 X 124,300 0 600 STANDARD PAC CORP NEW COMMON 85375C101 1,521 148,400 X 141,100 0 7,300 STANLEY FURNITURE INC COMMON 854305208 526 24,900 X 24,900 0 0 STAPLES INC COMMON 855030102 434 19,905 X 10,905 0 9,000 STARMEDIA NETWORK INC COMMON 855546107 3,933 107,100 X 107,100 0 0 STARTEK INC COMMON 85569C107 12,336 224,800 X 92,400 0 132,400 STARWOOD HOTELS&RESORTS COMMON 85590A203 367 16,430 X 16,430 0 0 STATION CASINOS INC COMMON 857689103 15,532 668,050 X 595,750 0 72,300 STEEL TECHNOLOGIES INC COMMON 858147101 324 27,900 X 0 0 27,900 STERLING BANCORP COMMON 859158107 2,500 144,900 X 84,600 0 60,300 STERLING SOFTWARE INC COMMON 859547101 411 20,559 X 11,259 0 9,300 STMICROELECTRONICS N V SHS-N Y COMMON 861012102 37,374 504,627 X 482,556 500 21,571 STMICROELECTRONICS 0% CONVERT 861012AA0 12,456 8,850,000 X 8,048,000 0 802,000 STMICROELECTRONICS N V 0.000% CONVERT 861012AB8 7,283 9,117,000 X 7,996,000 0 1,121,000 STONE ENERGY CORP COMMON 861642106 13,469 264,100 X 204,450 0 59,650
PORTVUE-SEC13F.LRP PAGE 36 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- BEST BUY INC COMMON 86516101 184,639 2,978,042 X A 2,389,242 0 585,500 BEST SOFTWARE INC COMMON 86579109 2,783 140,900 X 62,400 0 78,500 SUMMIT TECHNOLOGY INC COMMON 86627E101 461 25,200 X 4,600 0 20,600 SUN MICROSYSTEMS INC COMMON 866810104 113,693 1,222,486 X 601,320 0 582,866 SUNGARD DATA SYS INC COMMON 867363103 763 29,000 X 25,000 0 4,000 SUNGLASS HUT INTL INC COMMON 86736F106 5,558 526,200 X 431,800 0 94,400 SUNQUEST INFORMATION SYS COMMON 867654105 1,579 97,900 X 78,800 0 19,100 SUNRISE ASSISTED LIVNG COMMON 86768K106 224 8,422 X 0 0 8,422 SUNTERRA CORP COMMON 86787D109 5,907 497,400 X 363,100 0 134,300 SVENSKA CELLULOSA AKTIEBOLAGAD COMMON 869587402 8 299 X 62 0 237 LLOYDS TSB GROUP COMMON 870612 1,961 157,700 X 157,700 0 0 SWIFT ENERGY CO COMMON 870738101 3,349 265,300 X 176,300 0 89,000 SWIFT TRANSN CO COMMON 870756103 9,556 485,375 X 308,900 0 176,475 SYBASE INC COMMON 871130100 14,118 1,195,200 X 1,165,700 0 29,500 SYBRON INTL CORP COMMON 87114F106 949 35,300 X 29,400 0 5,900 SYKES ENTERPRISES INC COMMON 871237103 9,448 382,700 X 301,800 0 80,900 SYLVAN LEARNING SYSTEMS INC CO COMMON 871399101 1 45 X 0 0 45 SYMANTEC CORP COMMON 871503108 34,652 963,390 X 819,590 0 143,800 SYMBOL TECHNOLOGIES INC COMMON 871508107 1,235 36,750 X 30,200 0 6,550 SYNCOR INTL CORP DEL COMMON 87157J106 1,335 35,600 X 35,600 0 0 SYNOPSYS INC COMMON 871607107 13,360 237,901 X 158,556 0 79,345 SYNNEX TECH GDR REG S COMMON 87161A208 462 23,828 X 23,828 0 0 SYSCO CORP COMMON 871829107 2,535 72,300 X A 54,200 0 0 TCF FINL CORP COMMON 872275102 286 10,000 X 10,000 0 0 THQ INC COMMON 872443403 16,905 392,000 X 352,100 0 39,900 TJX COS INC NEW COMMON 872540109 95,028 3,386,239 X 1,602,105 0 1,784,134 TNP ENTERPRISES INC COMMON 872594106 382 9,800 X 9,800 0 0 TSI INTERNATIONAL SOFTWA COMMON 872879101 9,081 334,800 X 243,100 0 91,700 TMP WORLDWIDE INC COM COMMON 872941109 17,157 281,850 X 223,650 0 58,200 TACO CABANA INC COM COMMON 873425102 3,756 387,650 X 220,300 0 167,350 TAIWAN SEMICONDUCTOR MFG CO AD COMMON 874039100 32,407 1,098,577 X 1,065,526 1,017 32,034 TALBOTS INC COM COMMON 874161102 15,243 341,100 X 220,700 0 120,400 TALISMAN ENERGY INC COM COMMON 87425E103 1,935 64,638 X 50,763 1,060 12,815 TALK COM INC COMMON 874264104 8,525 660,500 X 660,500 0 0 TANDY CORP COMMON 875382103 127 2,456 X 0 0 2,456 TANNING TECHNOLOGY CORP COMMON 87588P101 4,029 153,500 X 91,100 0 62,400 TARRANT APPAREL GROUP COMMON 876289109 537 47,700 X 47,700 0 0 TECH SQUARED INC COMMON 878302108 1,042 320,600 X 189,800 0 130,800 TECHNOLOGY SOLUTIONS CO COMMON 87872T108 322 22,800 X 22,800 0 0 TECUMSEH PRODS CO COMMON 878895200 9,157 182,700 X 142,600 0 40,100 TELE CENTRO SUL PART S A COMMON 879239101 12,749 229,720 X 229,720 0 0 TELE DANMARK A/S SPONS ADR CL COMMON 879242105 1,959 66,105 X 52,690 1,130 12,285 TELECOM EIREANN EURO ADR SPON COMMON 87927M108 4 252 X 229 0 23 TELECOM BRASILEIRAS-TELEBRASAD COMMON 879287308 9 120 X 0 0 120
PORTVUE-SEC13F.LRP PAGE 37 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- TELEFONOS DE MEXICO S A COMMON 879403780 46,916 658,482 X 654,934 0 3,548 TELESPECTRUM WORLDWIDE COMMON 87951U109 1,685 283,800 X 222,500 0 61,300 TELLABS INC COMMON 879664100 27,801 488,282 X 215,354 0 272,928 TELTREND INC COMMON 87969R106 271 13,400 X 0 0 13,400 TEMPLETON GROWTH FD INC CL I MUTUAL 880199104 0 3 X 0 0 3 TERADYNE INC COMMON 880770102 66,957 1,899,494 X 1,509,958 0 389,536 TERAYON COMMUNICATION SY COMMON 880775101 562 11,500 X 11,500 0 0 TEREX CORP NEW COMMON 880779103 21,404 679,500 X 534,200 0 145,300 TETRA TECH INC NEW COMMON 88162G103 4,682 280,565 X 245,419 0 35,146 TEXACO INC COMMON 881694103 758 12,000 X 11,800 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 97,982 1,191,256 X A 542,482 0 599,874 TEXAS UTILS CO COMMON 882848104 295 7,900 X 7,900 0 0 TEXTRON INC COMMON 883203101 6,917 89,400 X 89,400 0 0 TIDEWATER INC COMMON 886423102 20,957 821,889 X 527,487 0 294,402 TIFFANY & CO NEW COM COMMON 886547108 72,381 1,207,615 X 599,065 0 608,550 TIMBERLAND CO CL A COMMON 887100105 26,046 666,780 X 531,080 0 135,700 TIMBERLINE SOFTWARE CORP COMMON 887134104 4,705 252,592 X 156,494 0 96,098 TIME WARNER INC COMMON 887315109 14,886 245,050 X 15,226 0 229,824 TIME WARNER TELECOM INC COMMON 887319101 26,906 1,288,900 X 1,181,700 0 107,200 TORO CO COMMON 891092108 5,021 134,350 X 102,200 0 32,150 TOSCO CORP COM NEW COMMON 891490302 312 12,351 X 3,891 0 8,460 TOTAL S A SPONSORED ADR COMMON 89151E109 2,168 34,172 X 27,058 590 6,524 BIG FLOWER HLDGS INC COMMON 89159107 337 11,900 X 11,900 0 0 TOWER AUTOMOTIVE INC COM COMMON 891707101 191 9,600 X 2,900 0 6,700 TOYMAX INTL INC COM COMMON 892268103 133 18,700 X 0 0 18,700 TRANSPORTATION TECH INDS COMMON 89388T101 8,831 510,100 X 348,900 0 161,200 TRANSWITCH CORP COMMON COMMON 894065101 56,890 998,065 X 742,265 0 255,800 TRAVIS BOATS & MTRS INC COMMON 894363100 1,462 151,900 X 99,900 0 52,000 TRIANGLE PHARMACEUTICALS COMMON 89589H104 5,972 310,250 X 259,750 0 50,500 TRIBUNE CO NEW COMMON 896047107 3,811 76,600 X 0 0 76,600 TRIGON HEALTHCARE INC COMMON 89618L100 19,547 668,275 X 521,075 0 147,200 TRIMERIS INC COMMON 896263100 6,590 394,900 X 270,400 0 124,500 TRIQUINT SEMICONDUCTOR ICOMMON COMMON 89674K103 16,759 293,050 X 205,300 0 87,750 TRUSTMARK CORP COMMON 898402102 2,786 123,800 X 119,500 0 4,300 TUBOSCOPE INC COMMON 898600101 5,211 419,000 X 393,300 0 25,700 VERISIGN INC COMMON 9.23E+106 70,002 657,300 X 595,300 0 62,000 WESTERN WIRELESS CORP COMMON 9.60E+208 34,462 768,500 X 668,800 0 99,700 TUT SYSTEMS COMMON 901103101 7,486 290,000 X 239,400 0 50,600 TWEETER HOME ENT COMMON 901167106 9,329 249,600 X 153,500 0 96,100 TYCO INTL LTD NEW COM COMMON 902124106 61,316 779,421 X A 295,317 0 452,104 UAL CORP COMMON 902549500 255 3,900 X 3,900 0 0 UGI CORP NEW COMMON 902681105 479 20,600 X 20,600 0 0 UICI COMMON 902737105 5,314 207,900 X 185,900 0 22,000 USX MARATHON GROUP COMMON 902905827 339 11,600 X 11,600 0 0
PORTVUE-SEC13F.LRP PAGE 38 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- U S PLASTIC LMBR CORP COMMON 902948108 4,303 347,700 X 202,100 0 145,600 USA NETWORKS INC COMMON 902984103 67,011 1,729,300 X A 1,564,800 0 164,500 URS CORP NEW COMMON 903236107 2,168 88,500 X 64,600 0 23,900 BINDVIEW DEV CORP COMMON 90327107 8,371 425,200 X 403,400 0 21,800 U S CAN CORP COMMON 90328W105 4,141 202,600 X 150,200 0 52,400 USG CORP COM NEW COMMON 903293405 3,791 79,602 X 13,100 0 66,502 US LEC CORP COMMON 90331S109 4,373 177,600 X 164,700 0 12,900 USX-U S STL COMMON 90337T101 265 10,300 X 10,300 0 0 UTI ENERGY CORP COMMON 903387108 8,751 450,200 X 361,100 0 89,100 U S XPRESS ENTERPRISES I COMMON 90338N103 173 29,800 X 29,800 0 0 US SEARCH COM COM COMMON 903404101 38 3,900 X 0 0 3,900 UBID INC COMMON 903469104 6,942 263,187 X 212,226 0 50,961 ULTIMATE ELECTRS INC COMMON 903849107 4,969 318,000 X 222,700 0 95,300 UNILEVER PLC ADR SPON NEW COMMON 904767704 1,744 45,383 X 36,318 810 8,255 UNILEVER N V NY SHS COMMON 904784709 345 5,060 X 560 0 4,500 UNICOM CORP COMMON 904911104 532 14,400 X 14,400 0 0 UNIGRAPHICS SOLUTIONS INC CL A COMMON 904928108 193 7,100 X 2,100 0 5,000 UNION CARBIDE CORP COMMON 905581104 22,272 392,051 X 271,424 0 120,627 BIOGEN INC COMMON 90597105 156,986 1,991,894 X C 858,094 0 1,130,300 UNION PAC CORP COMMON 907818108 84,376 1,755,550 X 946,950 0 808,600 UNION PAC RES GROUP INC COMMON 907834105 2,026 124,661 X 124,661 0 0 UNIONBANCAL CORP COMMON 908906100 10,427 287,639 X 263,339 0 24,300 UNISYS CORP COM COMMON 909214108 116,369 2,578,793 X 1,250,065 0 1,328,728 UNIT CORP COMMON 909218109 5,340 706,100 X 494,700 0 211,400 UNITED HEALTHCARE CORP COMMON 910581107 61,346 1,259,996 X 988,878 0 271,118 UNITED RENTALS INC COMMON 911363109 7,212 331,600 X 331,600 0 0 UNITED RENTALS INC 144A PREFERD 91136H207 5,432 144,850 X 136,250 0 8,600 UNITED STATES CELLULAR CORP CO COMMON 911684108 2,598 38,200 X 38,200 0 0 U S AIR GROUP INC COMMON 911905107 1 37 X 0 0 37 U S TR CORP NEW COMMON 91288L105 10,758 133,850 X 125,300 0 8,550 UNITED STATIONERS INC COMMON 913004107 4,866 228,300 X 206,700 0 21,600 UNITED TECHNOLOGIES CORP COMMON 913017109 115,009 1,939,013 X C 852,950 0 1,081,953 UNITED THERAPEUTICS CORP COMMON 91307C102 6,044 209,300 X 131,600 0 77,700 UNITED GLOBAL PFD 144A PREFERD 913247102 9,128 177,250 X 164,070 0 13,180 UNIVERSAL CORP VA COMMON 913456109 1,583 60,600 X 60,600 0 0 UNIVERSAL ELECTRS INC COM COMMON 913483103 5,511 238,300 X 136,500 0 101,800 UNIVERSAL FST PRODS INC COMMON 913543104 336 25,700 X 24,100 0 1,600 UNIVISION COMMUNICATIONS INCCL COMMON 914906102 92,031 1,130,932 X 839,679 0 291,253 UNOCAL CORP COMMON 915289102 375 10,110 X 10,110 0 0 UPM-KYMMENE CORP ADR SPONSORED COMMON 915436109 1,808 52,828 X 41,995 830 10,003 USFREIGHTWAYS CORP COMMON 916906100 44,599 941,400 X 761,500 0 179,900 URBAN OUTFITTERS INC COMMON 917047102 5,624 254,200 X 223,400 0 30,800 USWEB CORP COM COMMON 917327108 18,861 549,700 X 408,500 0 141,200 BLACK BOX CORP DEL COMMON 91826107 11,303 215,300 X 199,300 0 16,000
PORTVUE-SEC13F.LRP PAGE 39 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- VALASSIS COMMUNICATIONS INC CO COMMON 918866104 54,189 1,233,303 X 864,071 0 369,232 VALERO ENERGY CORP NEW COMMON 91913Y100 229 11,900 X 11,900 0 0 VALUE CITY DEPT STORES I COMMON 920387107 366 24,400 X 24,400 0 0 VALUEVISION INTL INC COMMON 92047K107 37,448 1,440,300 X 1,018,500 0 421,800 VARCO INTL INC COMMON 922126107 5,053 414,600 X 253,100 0 161,500 VARIAN INC COMMON 922206107 9,305 524,200 X 443,100 0 81,100 VARIAN SEMICONDUCTOR EQU COMMON 922207105 12,821 608,700 X 521,700 0 87,000 VASTAR RES INC COM COMMON 922380100 632 10,100 X 10,100 0 0 VEBA AG ADR SPONSORED COMMON 92239H102 2,452 43,227 X 31,346 820 11,061 VERIO INC COMMON 923433106 10,304 332,400 X 317,200 0 15,200 VERITAS SOFTWARE CO COMMON COMMON 923436109 141,483 1,863,145 X A 1,530,101 0 333,044 VERITAS SOFTWARE 144A CONVERT 923436AA7 15,102 4,115,000 X 3,721,000 0 394,000 VERITAS SOFTWARE CO CONVERT 923436AB5 8,494 2,314,000 X 2,002,000 0 312,000 VERITY INC COMMON 92343C106 51,051 741,882 X 505,482 0 236,400 VERISIGN INC COM COMMON 92343E102 2 16 X 0 0 16 VERITAS DGC INC COM COMMON 92343P107 1 34 X 0 0 34 VERTEX PHARMACEUTICALS I COMMON 92532F100 217 7,000 X 7,000 0 0 VETERINARY CTRS AMER INC COMMON 925514101 340 29,700 X 29,700 0 0 VIACOM INC COM COMMON 925524100 17,597 406,845 X 57,498 0 349,347 VIACOM INC COMMON 925524308 3,532 83,600 X 83,600 0 0 VIATEL INC COMMON 925529208 18,030 609,900 X 477,600 0 132,300 VIGNETTE CORP COMMON 926734104 38,238 422,516 X 375,916 0 46,600 VIDEOSERVER INC COMMON 926918103 280 38,600 X 5,500 0 33,100 VISHAY INTERTECHNOLOGY I COMMON 928298108 25,053 1,054,849 X 677,514 0 377,335 VISUAL NETWORKS INC COMMON 928444108 23,795 560,700 X 487,700 0 73,000 VISX INC DEL COMMON COMMON 92844S105 159,603 2,017,892 X A 1,255,235 0 760,557 VITESSE SEMICONDUCTOR COCOMMON COMMON 928497106 85,465 1,005,732 X 775,711 0 230,021 VITRIA TECHNOLOGY COMMON 92849Q104 2,279 62,000 X 62,000 0 0 VODAFONE GROUP PLC SPONSORED A COMMON 92857T107 21,523 91,168 X 79,435 800 10,933 VOICESTREAM WIRELESS COMMON 928615103 222,644 3,607,393 X A 2,755,674 0 851,719 WFS FINL INC COMMON 92923B106 1,820 88,800 X 82,200 0 6,600 WLR FOODS INC COMMON 929286102 105 15,200 X 15,200 0 0 WMS INDUSTRIES INC COMMON 929297109 7,316 629,400 X 487,900 0 141,500 WAL MART STORES INC COMMON 931142103 121,128 2,546,713 X A 2,085,808 0 378,605 BLANCH E W HLDGS INC COMMON 93210102 6,600 101,350 X 82,050 0 19,300 WARNACO GROUP INC CL A COMMON 934390105 1 44 X 0 0 44 WARNER LAMBERT CO COMMON 934488107 21,845 329,123 X 317,000 0 12,123 AIRGATE PCS INC COMMON 9367103 1,393 56,000 X 33,200 0 22,800 WASTE CONNECTIONS INC COMMON 941053100 4,873 237,000 X 157,400 0 79,600 WASTE MANAGEMENT INC COMMON 94106L109 1 48 X 0 0 48 WATCHGUARD TECHNOLOGIES COMMON 941105108 1,989 132,600 X 78,900 0 53,700 WATERS CORP COM COMMON 941848103 55,544 917,118 X 712,035 0 205,083 WEATHERFORD INTL INC COMMON 947074100 47,990 1,499,700 X 1,329,700 0 102,800 WEBSTAKES COM INC COMMON 94768K100 550 62,000 X 37,000 0 25,000
PORTVUE-SEC13F.LRP PAGE 40 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- WEBHIRE INC COMMON 94768W104 1,027 95,000 X 56,100 0 38,900 WELLPOINT HEALTH NTWRKS NEW CO COMMON 94973H108 11,681 204,937 X 70,841 0 134,096 WELLPOINT HEALTH NETWORK CONVERT 94973HAA6 9,004 15,363,000 X 13,568,000 0 1,795,000 WELLS FARGO & CO NEW COMMON 949746101 1,046 26,410 X 26,410 0 0 WESLEY JESSEN VISIONCARE COMMON 951018100 3,894 124,850 X 101,750 0 23,100 WESTERN BANCORP COMMON 957683105 2,800 72,500 X 72,500 0 0 WESTERN GAS RES INC COMMON 958259103 6,292 336,700 X 238,900 0 97,800 WESTERN WIRELESS CORP CL A COMMON 95988E204 2 45 X 0 0 45 WESTPOINT STEVENS INC COMMON 961238102 3,214 136,050 X 105,400 0 30,650 WESTWOOD ONE INC COMMON 961815107 30,676 679,800 X 605,700 0 74,100 WEYERHAEUSER CO COMMON 962166104 42,447 736,600 X 608,900 0 127,700 WHIRLPOOL CORP COMMON 963320106 3,710 56,800 X 0 0 56,800 WHITEHALL JEWELLERS INC COMMON 965063100 5,989 208,300 X 117,300 0 91,000 WHITTMAN-HART INC COMMON 966834103 23,626 609,200 X 483,400 0 125,800 WILEY JOHN & SONS INC COMMON 968223206 2,457 156,600 X 32,800 0 123,800 WILLAMETTE INDS INC COMMON 969133107 21,959 509,200 X 419,300 0 89,900 WILLIAMS COS INC DEL COMMON 969457100 27,760 737,832 X 653,759 0 11,173 WILLIAMS COS INC DEL PREFERD 969457506 12,512 71,960 X 65,355 0 6,605 WILLIAMS SONOMA INC COMMON 969904101 24,841 511,509 X 413,800 0 97,709 BOEING CO COMMON 97023105 848 19,900 X 19,700 0 0 WINBOND ELECTRS 144A COMMON 972657100 9,590 522,600 X 522,600 0 0 WINBOND ELECTRS CORP COMMON 972657209 1,742 92,000 X 92,000 0 0 ACT MFG INC COMMON 973107 7,461 297,700 X 201,100 0 96,600 BOISE CASCADE CORP COMMON 97383103 15,639 429,200 X 318,300 0 110,900 WINNEBAGO INDS INC COMMON 974637100 9,044 377,800 X 317,800 0 60,000 WINSTAR COMMUNICATIONS I COMMON 975515107 82,226 2,105,000 X A 1,875,300 0 229,700 WINSTAR COMMUNICATIONS PREFERD 975515602 1,308 29,207 X 21,753 0 7,454 WINSTAR COMM PFD 7% PREFERD 975515875 8,357 178,756 X 162,019 0 16,737 WORLD COLOR PRESS INC DE CONVERT 981443AA2 13,224 12,490,000 X 11,288,000 0 1,202,000 XCEED INC COMMON 98388N105 4,528 211,200 X 129,000 0 82,200 XILINX INC COMMON 983919101 112,011 1,709,269 X 1,449,461 0 259,808 XIRCOM INC COM COMMON 983922105 56,442 1,322,210 X 1,038,510 0 283,700 XEROX CORP COMMON 984121103 396 9,440 X 9,440 0 0 XOMED SURGICAL PRODS INC COMMON 98412V107 883 15,490 X 14,540 0 950 YAHOO INC COM COMMON 984332106 55,579 309,629 X 149,911 0 159,718 XICOR INC COMMON 984903104 1,441 257,600 X 147,500 0 110,100 YORK INTL CORP NEW COMMON 986670107 5,596 155,716 X 148,616 0 7,100 ZALE CORP NEW COMMON 988858106 21,853 570,400 X 475,900 0 94,500 ZIONS BANCORPORATIONS COMMON 989701107 1,174 21,300 X 15,600 0 5,700 ZORAN CORP COMMON 98975F101 3,868 142,600 X 84,400 0 58,200 ZOLL MED CORP COMMON 989922109 9,402 310,800 X 213,900 0 96,900 ACE LIMITED COMMON G0070K103 399 23,570 X 23,570 0 0 AMDOCS LTD ORD COMMON G02602103 2,281 108,638 X 44,505 0 64,133 CORECOMM LTD COM COMMON G2422R109 712 21,600 X 4,650 0 16,950
PORTVUE-SEC13F.LRP PAGE 41 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ---------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------- ----- ------ ------ --- ---------- ----- ----------- GEMSTAR INTL GROUP LTD COMMON G3788V106 680 8,700 X 8,700 0 0 GLOBAL CROSSING LTD COMMON G3921A100 442 16,666 X 16,666 0 0 MIH LTD COMMON G6116R101 6,373 220,700 X 220,700 0 0 RSL COMMUNICATIONS LTD / PLCOR COMMON G7702U102 628 34,460 X 22,300 0 12,160 TOMMY HILFIGER CORP ORD SHS COMMON G8915Z102 6,762 239,900 X 234,100 0 5,800 TRANSOCEAN OFFSHORE INC ORD COMMON G90076103 8 264 X 0 0 264 SBS BROADCASTING SA COMMON L8137F102 11,303 291,700 X 258,200 0 33,500 AUDIOCODES LTD COMMON M15342104 3,593 95,500 X 92,300 0 3,200 BACKWEB TECHNOLOGIES LTD COMMON M15633106 921 54,200 X 18,200 0 36,000 COMMTOUCH SOFTWARE LTD COMMON M25596103 1,062 71,400 X 60,700 0 10,700 FUNDTECH LTD COMMON M47095100 10,926 489,700 X 393,000 0 96,700 ORBOTECH LTD ORD COMMON M75253100 511 8,250 X 1,500 0 6,750 ORCKIT COMMUNICATIONS LT COMMON M7531S107 12,300 347,700 X 267,600 0 80,100 RADWARE LTD COMMON M81873107 3,957 143,900 X 135,900 0 8,000 ASM LITHOGRAPHY HOLDING N V OR COMMON N07059111 32,673 487,179 X 457,790 930 28,459 BAAN CO NV USD COMMON N08044104 174 12,000 X 12,000 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 25,308 562,400 X 513,400 0 49,000 ACER INC COMMON Y00034135 331 36,600 X 36,600 0 0 ASE TEST LTD COMMON Y02516105 14,557 600,300 X 600,300 0 0 CHINA STEEL CORR COMMON Y15041125 8,961 448,500 X 448,500 0 0 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 29,503 507,067 X 411,275 1,280 94,512 ITC LIMITED SPN GDR COMMON Y4211T114 3,215 126,700 X 126,700 0 0 LARSEN & TOUBRO LTD GDR COMMON Y5217N118 1,830 83,200 X 83,200 0 0 NATSTEEL ELECT REG S CONVERT Y62538AA4 397 400,000 X 300,000 0 100,000 RELIANCE IND GDR 144A COMMON Y72570115 4,428 421,700 X 421,700 0 0 TOTAL 25,359,797
PORTVUE-SEC13F.LRP PAGE 1 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- REPORT TOTALS 21,768,416 3,931,206,382 3,931,126,199 ADT OPERATIONS CONVERT 000945AC9 19,768 7,041,000 7,041,000 AFLAC INC COMMON 001055102 1,252 29,900 29,900 AES CORP COM COMMON 00130H105 95,753 1,622,944 1,622,944 AES CORP 4.500% 08/15/ CONVERT 00130HAN5 16,015 12,427,000 12,427,000 AK STEEL HOLDING CORP COMMON 001547108 1 78 78 AMFM INC COMMON 001693100 39,168 644,761 644,761 AT & T CORP. COMMON 001957109 1,639 37,679 37,679 AT&T CORP LIBERTY MEDI COMMON 001957208 23,442 628,217 628,217 ASE TEST FIN LTD CONVERT 00207KAA4 3,248 3,000,000 3,000,000 ABACUS DIRECT CORP COM COMMON 002553105 537 4,400 4,400 ABBOTT LABS COMMON 002824100 1,915 52,200 52,200 ABERCROMBIE & FITCH CO COMMON 002896207 21,555 632,793 632,793 ABGENIX INC COMMON 00339B107 5,208 132,900 132,900 ABITIBI-CONSOLIDATED I COMMON 003924107 2,334 193,580 193,580 ACCREDO HEALTH INC COMMON 00437V104 7,673 243,600 243,600 ACCRUE SOFTWARE INC COMMON 00437W102 1,109 49,300 49,300 ACTION PERFORMANCE COS CONVERT 004933AB3 6,580 9,450,000 9,450,000 ADAPTIVE BROADBAND COR COMMON 00650M104 17,969 536,400 536,400 ADAPTEC INC COMMON 00651F108 31,127 784,300 784,300 ADELPHIA COMMUNICATION COMMON 006848105 28,884 491,110 491,110 ADOBE SYS INC COM COMMON 00724F101 5,863 51,650 51,650 ADVANCED COMMUNICATION COMMON 00750X109 152 12,200 12,200 ADVANCED COMMUNICATION COMMON 00751B106 1,710 213,700 213,700 ADVANTAGE LEARNING SYS COMMON 00757K100 5,357 287,600 287,600 ADVENT SOFTWARE INC CO COMMON 007974108 724 11,625 11,625 AFFILIATED COMPUTER 14 CONVERT 008190AC4 6,572 5,765,000 5,765,000 AFFILIATED COMPUTER SE CONVERT 008190AD2 5,284 4,635,000 4,635,000 AFFYMETRIX INC COMMON 00826T108 21,464 218,050 218,050 AGILE SOFTWARE CORP DE COMMON 00846X105 2,029 31,700 31,700 AGORA GDR 144A COMMON 00848R106 124 14,300 14,300 AGRIBRANDS INTL INC COMMON 00849R105 6,804 137,100 137,100 AIR PRODS & CHEMS INC COMMON 009158106 757 25,888 25,888 AIRONET WIRELESS COMM COMMON 00943A107 7,463 355,400 355,400 ALCATEL ALSTHOM SPONSO COMMON 013904305 2,076 74,776 74,776 ALKERMES INC COMMON 01642T108 14,357 498,300 498,300 ALLERGAN INC COM COMMON 018490102 83,216 756,507 756,507 ALLIED CAP CORP NEW COMMON 01903Q108 307 13,700 13,700 ALLTEL CORP COMMON 020039103 500 7,100 7,100 ALPHA INDS INC COMMON 020753109 254 4,500 4,500 ALPHARMA INC 144A CONVERT 020813AA9 8,205 6,112,000 6,112,000 ALPHARMA INC 5.750% 04 CONVERT 020813AB7 8,443 6,287,000 6,287,000 ALTEON WEBSYSTEMS INC COMMON 02145A109 4,324 46,000 46,000 AMAZON COM INC COM COMMON 023135106 2,463 30,815 30,815
PORTVUE-SEC13F.LRP PAGE 2 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- AMBAC INC COMMON 023139108 590 12,450 12,450 AMCOL INTL CORP COMMON 02341W103 1,982 134,400 134,400 AMERICA ONLINE INC DEL COMMON 02364J104 104,222 1,001,521 1,001,521 AMERICA ONLINE INC DEL CONVERT 02364JAB0 13,737 1,723,000 1,723,000 AMERICAN EAGLE OUTFITT COMMON 02553E106 24,019 495,890 495,890 AMERICAN EXPRESS CR CO CONVERT 025818CJ2 13,696 11,329,000 11,329,000 AMERICAN FREIGHTWAYS C COMMON 02629V108 13,333 733,100 733,100 AMERICAN GENERAL MIPS CONVERT 02637G200 182 2,200 2,200 AMERICAN INTL GROUP IN COMMON 026874107 215 2,468 2,468 AMERICAN PWR CONVERSIO COMMON 029066107 59 3,082 3,082 AMERICAN STS WTR CO CO COMMON 029899101 197 5,950 5,950 AMERISOURCE HEALTH COR COMMON 03071P102 16,292 687,800 687,800 AMERITECH CORP NEW COMMON 030954101 1,805 27,029 27,029 AMGEN INC COMMON 031162100 24,612 301,984 301,984 AMSOUTH BANCORP COMMON 032165102 57 2,450 2,450 AMTRAN INC COMMON 03234G106 714 38,100 38,100 ANCHOR GAMING COM COMMON 033037102 1 25 25 ANCOR COMMUNICATIONS I COMMON 03332K108 21,379 881,600 881,600 ANDRX CORP COM COMMON 034551101 4,410 75,350 75,350 ANGLO AMERICAN COMMON 03485P102 10 183 183 ANHEUSER BUSCH COS INC COMMON 035229103 3 44 44 ANNTAYLOR STORES CORP. COMMON 036115103 255 6,261 6,261 ANN TAYLOR 144A CONVERT 036115AA1 12,184 21,565,000 21,565,000 ANTEC CORP COMMON 03664P105 18,397 346,300 346,300 ANTEC CORP 4.50% 05/15 CONVERT 03664PAB1 18,312 7,985,000 7,985,000 APACHE CORP COMMON 037411105 25,551 591,628 591,628 APACHE CORP DEP REP 1/ CONVERT 037411600 311 8,015 8,015 APOLLO GROUP INC COMMON 037604105 26 1,220 1,220 APPLE COMPUTER INC COMMON 037833100 1,866 29,472 29,472 APPLIED MATLS INC COMMON 038222105 85 1,100 1,100 APPLIED MICRO CIRCUITS COMMON 03822W109 86,544 1,518,300 1,518,300 APPLIEDTHEORY CORP COMMON 03828R104 1,278 107,600 107,600 APPNET INC COMMON 03831Q101 5,212 190,400 190,400 ARACRUZ CELULOSE S A A COMMON 038496204 1,444 69,132 69,132 ARM HLDGS PLC ADR SPON COMMON 042068106 2,535 53,939 53,939 ART TECHNOLOGY GROUP I COMMON 04289L107 6,402 168,200 168,200 AT HOME CORP COM SER A COMMON 045919107 1 23 23 ASTEC INDS INC COM COMMON 046224101 514 21,300 21,300 ASUSTEK COMPUTER INC COMMON 04648R209 11,530 866,913 866,913 ATMEL CORP 144A CONVERT 049513AB0 16,339 30,328,000 30,328,000 ATRIX LABS INC COMMON 04962L101 117 17,000 17,000 AUDIBLE INC COMMON 05069A104 793 75,500 75,500 AUTODESK INC COMMON 052769106 1 46 46 AUTOMATIC DATA PROCESS CONVERT 053015AC7 17,583 15,223,000 15,223,000
PORTVUE-SEC13F.LRP PAGE 3 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- AVERY DENNISON CORP COMMON 053611109 13,681 259,351 259,351 AVID TECHNOLOGY INC COMMON 05367P100 287 21,900 21,900 AVISTA CORP COMMON 05379B107 335 19,100 19,100 AVON PRODUCTS INC COMMON 054303102 40 1,600 1,600 AXA SA SPONSORED ADR COMMON 054536107 2,128 33,337 33,337 AWARE INC COMMON 05453N100 6,710 233,900 233,900 BB&T CORP COM COMMON 054937107 62 1,900 1,900 BASF AG ADR NEW COMMON 055262406 1,949 45,850 45,850 BP AMOCO ADS COMMON 055622104 1,402 12,658 12,658 BMC SOFTWARE INC COMMON 055921100 53,293 744,719 744,719 BALLY TOTAL FITNESS HL COMMON 05873K108 8,111 265,400 265,400 BSCH BANCO SANTANDER COMMON 05964H105 2 148 148 BANK ONE CORP COMMON 06423A103 508 14,580 14,580 BANK TOKYO-MITSUBISHI COMMON 065379109 2,401 156,812 156,812 BARCLAYS PLC ADR COMMON 06738E204 1,834 15,419 15,419 BARRETT RES CORP COMMON 068480201 188 5,100 5,100 BEA SYS INC COM COMMON 073325102 40,066 1,134,626 1,134,626 BEAR STEARNS COS INC COMMON 073902108 29 750 750 BEAZER HOMES USA INC COMMON 07556Q105 1,106 59,600 59,600 BED BATH & BEYOND INC COMMON 075896100 1,597 45,707 45,707 BELL & HOWELL CO NEW C COMMON 077852101 261 7,100 7,100 BELLSOUTH CORP COMMON 079860102 99 2,200 2,200 BEN & JERRYS HOMEMADE COMMON 081465106 341 19,850 19,850 BENCHMARK ELECTRS INC COMMON 08160H101 353 10,000 10,000 BEST BUY INC COMMON 086516101 27,840 449,030 449,030 BIOCRYST PHARMACEUTICA COMMON 09058V103 7,583 312,700 312,700 BIOGEN N V COMMON 090597105 64,564 819,208 819,208 BIOMATRIX INC COMMON 09060P102 1,169 52,100 52,100 BIOVAIL CORP INTL NEW COMMON 09067K106 16,364 322,424 322,424 BLANCH E W HLDGS INC C COMMON 093210102 430 6,600 6,600 BLUE CIRCLE INDS PLC S COMMON 095342408 11 1,807 1,807 BLUESTONE SOFTWARE INC COMMON 09623P102 964 41,700 41,700 BOEING CO COMMON 097023105 6 127 127 BOISE CASCADE CORP COMMON 097383103 28,664 786,645 786,645 CLICKACTION INC COMMON 1.87E+111 3,050 200,800 200,800 AL AHRAM BEVERAGE 144A COMMON 10203107 5,353 179,175 179,175 BRADY CORP COMMON 104674106 4,941 154,400 154,400 BRAUN CONSULTING INC COMMON 105651103 3,390 203,900 203,900 BRIGGS & STRATTON CORP COMMON 109043109 32,569 557,936 557,936 BRINKER INTL INC COMMON 109641100 18,971 701,000 701,000 BRIO TECHNOLOGY INC COMMON 109704106 6,424 288,700 288,700 BRISTOL MYERS SQUIBB C COMMON 110122108 154,972 2,295,899 2,295,899 CORUS GROUP PLC COMMON 111015301 2,628 102,014 102,014 BRITISH TELECOMM P L C COMMON 111021408 2,050 13,230 13,230
PORTVUE-SEC13F.LRP PAGE 4 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- BROADBASE SOFTWARE COMMON 11130R100 771 48,400 48,400 BROADCOM CORP COM COMMON 111320107 84,713 777,183 777,183 BROADVISION INC COMMON 111412102 20,625 155,000 155,000 BROKEN HILL PROPRIETAR COMMON 112169602 2,254 96,929 96,929 BROOKS AUTOMATION INC COMMON 11434A100 3,382 192,600 192,600 BROOKTROUT INC COMMON 114580103 2,406 173,400 173,400 ALASKA AIR GROUP INC COMMON 11659109 1,725 42,400 42,400 BUCKLE INC COMMON 118440106 3,581 207,600 207,600 BUILDING MATLS HLDG CO COMMON 120113105 445 44,500 44,500 BURLINGTON NORTHN SANT COMMON 12189T104 270 9,800 9,800 BURLINGTON RESOURCES I COMMON 122014103 2,211 60,149 60,149 BURR BROWN CORP COMMON 122574106 11,230 284,300 284,300 BUSINESS OBJECTS ADR COMMON 12328X107 31,565 535,000 535,000 ALBANY MOLECULAR RESH COMMON 12423109 1,098 43,700 43,700 C&D TECHNOLOGIES INC COMMON 124661109 951 26,200 26,200 CAIS INTERNET INC COMMON 12476Q102 1,485 123,100 123,100 CBT GROUP PUB LTD ADR COMMON 124853300 29,876 1,213,240 1,213,240 CCB FINL CORP COMMON 124875105 416 10,000 10,000 CBS CORPORATION COMMON 12490K107 42,026 908,674 908,574 C COR NET CORP COMMON 125010108 2,731 89,900 89,900 C-CUBE MICROSYSTEMS IN COMMON 125015107 20,502 471,300 471,300 CDW COMPUTER CTRS INC COMMON 125129106 24,872 508,900 508,900 CEC ENTMT INC COMMON 125137109 15,646 436,125 436,125 CKE RESTAURANTS INC CO COMMON 12561E105 0 57 57 CMGI INC COM COMMON 125750109 82,160 801,538 801,538 CMP GROUP INC COMMON 125887109 662 25,100 25,100 CPI CORP COMMON 125902106 3,145 92,000 92,000 CNET INC COMMON 125945105 711 12,700 12,700 CTG RES INC COMMON 125957100 308 8,700 8,700 CRH PLC COMMON 12626K203 2,116 108,502 108,502 CSG SYS INTL INC COMMON 126349109 13,358 487,400 487,400 CTC COMMUNICATIONS GRO COMMON 126419100 2,546 154,900 154,900 CTS CORP COM COMMON 126501105 53,487 930,200 930,200 CABLEVISION SYS CORP C COMMON 12686C109 6,049 83,150 83,150 CACI INTL INC COMMON 127190304 1,944 91,200 91,200 CAL DIVE INTL INC COMMON 127914109 5,713 166,800 166,800 CALIFORNIA AMPLIFIER I COMMON 129900106 1,450 100,000 100,000 CALPINE CORP COMMON 131347106 17,523 206,000 206,000 SMITHKLINE BEECHAM PLC COMMON 135656 3,040 264,300 264,300 CANDELA CORP COMMON 136907102 531 50,000 50,000 CANANDAIGUA BRANDS INC COMMON 137219200 23,171 387,800 387,800 CANON INC ADR COMMON 138006309 1,896 63,998 63,998 ALCATEL COMMON 13904305 808 29,100 29,100 CAPITAL ONE FINL CORP COMMON 14040H105 809 20,733 20,733
PORTVUE-SEC13F.LRP PAGE 5 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- CAPROCK COMMUNICATIONS COMMON 140667106 8,191 352,300 352,300 BRITISH TELECOM ORD COMMON 140843 16,385 1,082,000 1,082,000 CARDINAL HEALTH INC COMMON 14149Y108 1,038 19,046 19,046 CAREERBUILDER INC COMMON 141684100 1,301 185,100 185,100 CARLISLE COS INC COMMON 142339100 387 9,800 9,800 CARNIVAL CRUISE LINE C COMMON 143658102 3,055 70,250 70,250 CARRIER ACCESS CORP CO COMMON 144460102 422 10,100 10,100 CASELLA WASTE SYS INC COMMON 147448104 3,788 227,000 227,000 CATALINA MARKETING CP COMMON 148867104 416 4,900 4,900 CATHAY PAC AWYS LTD AD COMMON 148906308 2,681 290,468 290,468 CATERPILLAR INC DEL COMMON 149123101 933 17,019 16,819 CATHERINES STORES CORP COMMON 14916F100 3,959 301,600 301,600 CATO CORP NEW COMMON 149205106 3,207 227,550 227,550 CELESTICA INC SUB VTG COMMON 15101Q108 2,877 58,239 58,239 CEMEX S A SPONSORED AD COMMON 151290202 3 301 301 CEMEX S A COMMON 151290889 18,839 780,872 780,872 CENTEX CORPORATION COMMON 152312104 43 1,464 1,464 CENTEX CONSTRUCTION PR COMMON 15231R109 9,947 267,950 267,950 CENTOCOR INC CONVERT 152342AE1 16,192 12,290,000 12,290,000 CENTRAL GARDEN & PET COMMON 153527106 206 27,000 27,000 CENTRAL NEWSPAPERS INC COMMON 154647101 17,480 392,800 392,800 CENTRAL PKG CORP COMMON 154785109 295 10,100 10,100 CENTURY BUSINESS SVCS COMMON 156490104 4,686 403,100 403,100 CENTURYTEL INC COMMON 156700106 18,134 446,358 446,358 CEPHALON INC COMMON 156708109 15,456 860,150 860,150 CEPHALON INC PREFERD 156708307 12,510 223,400 223,400 CERNER CORP COMMON 156782104 3,379 221,600 221,600 CERUS CORP COMMON 157085101 760 32,700 32,700 CESKE RADIOKOMUNICACE COMMON 157139106 6,047 167,380 167,380 CESKE RADIOKOMNIKCE RE COMMON 157139205 1,238 34,260 34,260 CHAMPIONSHIP AUTO RACI COMMON 158711101 3,370 129,600 129,600 CHANCELLOR MEDIA CORP COMMON 158915108 6 103 103 CMG PLC GBP COMMON 159311 18,470 541,800 541,800 CHARTER ONE FINL INC COMMON 160903100 838 36,225 36,225 CHARMING SHOPPES INC C COMMON 161133103 196 38,200 38,200 THE CHASE MANHATTEN CO COMMON 16161A108 66,505 882,326 882,326 CHEAP TICKETS INC COMMON 162672109 12,089 373,400 373,400 CHECKPOINT SYSTEMS INC COMMON 162825103 402 43,200 43,200 CHEMDEX CORP COMMON 163595101 410 13,300 13,300 CHEVRON CORPORATION COMMON 166751107 506 5,700 5,600 ALLAIRE CORP COMMON 16714107 5,667 101,200 101,200 CHICOS FAS INC COMMON 168615102 3,905 143,300 143,300 CHIEFTAIN INTL INC COMMON 16867C101 2,016 106,100 106,100 CHILDRENS PL RETAIL ST COMMON 168905107 24,857 933,600 933,600
PORTVUE-SEC13F.LRP PAGE 6 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- AMFM INC COMMON 1693100 4,793 78,820 78,820 CHINA STL CORP COMMON 169417102 4,480 224,200 224,200 CHINA TELECOM HK 941HK COMMON 169428109 1,310 21,200 21,200 CHIREX INC COMMON 170038103 14,001 542,400 542,400 CHURCH & DWIGHT INC COMMON 171340102 13,965 558,600 558,600 CIENA CORP COMMON 171779101 65,522 1,795,100 1,788,700 CINAR CORP COMMON 171905300 12,787 422,700 422,700 CINCINNATI FINL CORP C COMMON 172062101 1,862 49,611 49,611 CIRCUIT CITY STORE INC COMMON 172737108 75,255 1,783,800 1,779,000 CISCO SYS INC COMMON 17275R102 199,214 2,905,593 2,905,593 CITADEL COMMUNICATIONS COMMON 172853202 15,520 454,800 454,800 CINTAS CORP COMMON 172908105 3,660 63,300 63,300 CITIGROUP INC. COMMON 172967101 69,778 1,585,878 1,585,878 ALLEGHENY ENERGY INC COMMON 17361106 2,171 68,100 68,100 CAPITAL RADIO PLC COMMON 174239 3,110 213,400 213,400 CITRIX SYS INC COM COMMON 177376100 35,566 574,219 574,219 CITRIX SYSTEM 144A CONVERT 177376AA8 20,526 42,540,000 42,540,000 CITRIX SYSTEMS 0.0% 03 CONVERT 177376AB6 1,231 2,518,000 2,518,000 CITY NATL CORP COMMON 178566105 13,281 395,700 395,700 CLAIRES STORES INC COMMON 179584107 4,714 284,652 284,652 CLARENT CORP DEL COMMON 180461105 16,030 314,700 314,700 CLARIFY INC COMMON COMMON 180492100 33,358 663,000 663,000 CELLTECH CHIROSCIENCE COMMON 182276 3,894 514,000 514,000 CLEAR CHANNEL COMMUNIC CONVERT 184502AB8 22,192 15,928,000 15,928,000 ALLERGAN INC COMMON 18490102 61,089 555,350 554,150 CLEARNET COMMUNICATION COMMON 184902104 13,406 742,211 742,211 CLEVELAND CLIFFS INC COMMON 185896107 311 10,000 10,000 ALLIANT CORP COMMON 18802108 277 10,000 10,000 COACHMEN INDUSTRIES COMMON 189873102 250 16,100 16,100 COASTAL CORP COMMON 190441105 24,981 610,214 610,214 COASTAL CORP .25% PFD PREFERD 190441857 4,337 197,117 197,117 COASTAL CORP 6.625% PF PREFERD 190441865 14,117 541,673 541,673 COFLEXIP SPONSORED ADR COMMON 192384105 15,305 320,482 320,482 COHU INC COMMON 192576106 3,950 187,000 187,000 COINSTAR INC COM COMMON 19259P300 1,926 193,900 193,900 COLE KENNETH PRODTNS I COMMON 193294105 12,203 326,500 326,500 COLGATE PALMOLIVE CO COMMON 194162103 27,238 595,350 595,350 ALLIEDSIGNAL INC COMMON 19512102 5,031 83,930 83,730 COLONIAL BANCGROUP INC COMMON 195493309 295 26,400 26,400 AT&T CORP COMMON 1957109 27,576 633,923 633,773 AT&T CORP COMMON 1957208 38,279 1,025,898 1,025,898 COLORADO MEDTECH INC COMMON 19652U104 1,444 100,000 100,000 COLT TELECOM GROUP PLC COMMON 196877104 2,159 22,417 22,417 ALLSCRIPTS INC COMMON 19886100 3,253 204,900 204,900
PORTVUE-SEC13F.LRP PAGE 7 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- COMAIR INC COMMON 199789108 5,431 325,450 325,450 CREATIVE COMPUTERS INC COMMON 2.25E+111 2,386 374,300 374,300 CROSSMANN CMNTYS INC COMMON 2.28E+113 2,613 160,200 160,200 AMERICAN EAGLE OUTFITT COMMON 2.55E+109 33,968 701,275 701,275 ALLSTATE CORP COMMON 20002101 539 21,612 21,612 COMCAST CORPORATION CL COMMON 200300101 36 1,000 1,000 COMCAST CORP CL A SPL COMMON 200300200 88,925 2,230,114 2,230,114 COMERICA INC COMMON 200340107 14,484 286,100 286,100 ALLTEL CORP COMMON 20039103 50,107 712,000 712,000 COMMERCE BANCORP NJ COMMON 200519106 5,116 123,280 123,280 COMMERCE ONE INC DEL COMMON 200693109 2,394 24,500 24,500 COMMONWEALTH INDS INC COMMON 203004106 2,967 220,800 220,800 ANDERSON EXPLORATION L COMMON 2032421 16,843 1,275,800 1,275,800 COMMSCOPE INC COM COMMON 203372107 82,719 2,545,168 2,545,168 COMMUNITY BK SYS INC COMMON 203607106 422 15,400 15,400 COMMUNITY FIRST BANKSH COMMON 203902101 299 17,700 17,700 ALFA S.A. COMMON 2043423 16,605 3,924,000 3,924,000 COMPANHIA SIDERURGICA COMMON 20440W105 5,274 204,800 204,800 CVRD CIA VALE DO RIO COMMON 204412100 6,556 310,800 310,800 COMPUTER ASSOC INTL IN COMMON 204912109 898 14,700 14,700 COMPUTER NETWORK TECHN COMMON 204925101 1,280 137,500 137,500 COMPUTER SCIENCES CORP COMMON 205363104 43,258 615,231 615,231 COMPUWARE CORP COMMON 205638109 91,650 3,516,528 3,516,528 COMVERSE TECHNOLOGY IN COMMON 205862402 130,108 1,379,536 1,379,536 COMVERSE TECH 5.75%06 CONVERT 205862AE5 283 91,000 91,000 COMVERSE TECH 144A CONVERT 205862AF2 17,938 7,924,000 7,924,000 COMVERSE TECHNOLOGY IN CONVERT 205862AG0 7,724 3,412,000 3,412,000 CONCENTRIC NETWORK COR COMMON 20589R107 8,249 406,100 406,100 COMPUTER HORIZON CORP COMMON 205908106 1 58 58 CONCORD COMMUNICATIONS COMMON 206186108 7,250 182,400 182,400 CONCORD EFS INC COMMON 206197105 25,742 1,248,100 1,248,100 CONCUR TECHNOLOGIES IN COMMON 206708109 6,866 240,900 240,900 TALISMAN ENERGY INC(CA COMMON 2068299 2,011 67,300 67,300 CONEXANT SYSTEMS INC COMMON 207142100 121,468 1,671,795 1,668,895 CONEXANT SYSTEMS 144A CONVERT 207142AA8 17,629 10,205,000 10,205,000 CONEXANT SYSTEMS INC CONVERT 207142AB6 1,465 848,000 848,000 CONMED CORP COMMON 207410101 2,739 111,800 111,800 BANESPA PREFFERED COMMON 2074296 48 2,043,000 2,043,000 ALPHA INDS INC COMMON 20753109 28,223 500,350 500,350 CONNECTICUT WTR SVC IN COMMON 207797101 203 6,900 6,900 ALPHARMA INC COMMON 20813101 23,868 675,900 675,900 CONOCO INC CL A COMMON 208251306 15,008 540,797 540,797 CONSOLIDATED EDISON IN COMMON 209115104 22,124 533,100 533,100 CONSOLIDATED GRAPHICS COMMON 209341106 17,769 421,800 421,800
PORTVUE-SEC13F.LRP PAGE 8 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- ELECTROPAULO METRO PN COMMON 2107578 16,784 354,114,602 354,114,602 CONTINENTAL AIRLS INC COMMON 210795308 1 27 27 RESEARCH IN MOTION LTD COMMON 2117265 5,654 182,200 182,200 CONVERGENT COMMUNICATI COMMON 211914403 1,643 158,400 158,400 CONVERGYS CORP COMMON 212485106 7,091 357,900 357,900 GERDAU S.A. PREF COMMON 2160407 463 29,600,000 29,600,000 COOKSON GROUP PLC - SP COMMON 216379107 1,266 66,630 66,630 COOPER COS INC COMMON 216648402 2,785 90,200 90,200 COOPER INDUSTRIES COMMON 216669101 374 8,010 8,010 COORS ADOLPH COMPANY COMMON 217016104 21,835 403,413 403,413 COR THERAPEUTICS INC COMMON 217753102 8,095 426,050 426,050 CARSO TELECOM COMMON 2178336 12,750 2,300,500 2,300,500 CEMEX SA CPO COMMON 2183578 136 31,000 31,000 CORDANT TECHNOLOGIES I COMMON 218412104 2,961 97,268 97,268 CORIXA CORP COMMON 21887F100 1,358 101,067 101,067 CORNING INC COM COMMON 219350105 100,555 1,466,620 1,466,620 CORPORATE EXECUTIVE BR COMMON 21988R102 5,619 137,900 137,900 CONSORCIO COMMON 2209731 664 597,000 597,000 CIA SIDERUJICA NACIONA COMMON 2210261 9,796 387,801,000 387,801,000 COST PLUS INC CALIF COMMON 221485105 10,379 214,000 214,000 COSTCO WHOLESALE CORP COMMON 22160K105 103 1,415 1,415 COSTAR GROUP INC COMMON 22160N109 2,808 117,600 117,600 COSTCO COMPANIES 144A CONVERT 22160QAA0 12,299 13,936,000 13,936,000 COSTCO COMPANIES INC. CONVERT 22160QAC6 7,888 8,938,000 8,938,000 COUNTRYWIDE CR INDS IN COMMON 222372104 268 8,300 8,300 CORP INTER AM ENTERTAI COMMON 2224347 14,640 6,081,547 6,081,547 COVAD COMMUNICATIONS G COMMON 222814204 85,331 1,957,415 1,957,415 COX COMMUNICATIONS INC COMMON 224044107 12,964 310,515 310,515 COX COMMUNICATIONS .25 PREFERD 224044404 12,175 249,737 249,737 CORP INTERAMERICANA L COMMON 2243513 5,609 2,382,784 2,382,784 CRANE CO COMMON 224399105 665 29,650 29,650 CREDENCE SYS CORP COM COMMON 225302108 24,318 541,900 541,900 CREDITRUST CORP COMMON 225429109 1,932 86,100 86,100 CREE RESH INC COMMON 225447101 4,137 121,900 121,900 CREO PRODS INC COMMON 225606102 2,083 84,800 84,800 CIA VALE DO RIO DOCE COMMON 2257127 13,563 636,700 636,700 CELESTICA INC COMMON 2263362 2,811 57,100 57,100 CROWN CASTLE INTL CORP COMMON 228227104 47,753 2,551,100 2,551,100 CULLEN FROST BANKERS I COMMON 229899109 4,460 178,400 178,400 CUMMINS ENGINE INC COMMON 231021106 6,042 121,295 121,295 CUMULUS MEDIA INC COMMON 231082108 10,022 306,600 306,600 CURATIVE HEALTH SVCS I COMMON 231264102 113 23,700 23,700 AMAZON COM INC COMMON 23135106 27,698 346,500 346,500 AMBAC FINL GROUP INC COMMON 23139108 14,625 308,700 308,700
PORTVUE-SEC13F.LRP PAGE 9 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- ENCAL ENERGY LTD COMMON 2314828 5,736 1,067,000 1,067,000 CUTTER & BUCK INC COMMON 232217109 4,397 282,550 282,550 CYBERSOURCE CORP COMMON 23251J106 8,400 151,700 151,700 CYBERONICS INC COMMON 23251P102 5,539 309,900 309,900 CYBEX CORP COMMON COMMON 232522102 19,824 593,975 593,975 CYMER INC COMMON 232572107 16,237 468,100 468,100 CYPRESS SEMICONDUCTOR COMMON 232806109 49,883 2,320,118 2,320,118 CYPRESS SEMICONDUCTOR CONVERT 232806AD1 18,605 15,465,000 15,465,000 DII GROUP INC COMMON 232949107 29,835 847,900 847,900 D R HORTON INC COMMON 23331A109 3,942 304,700 304,700 DST SYS INC DEL COMMON 233326107 1,127 19,812 19,812 DSP GROUP INC COMMON 23332B106 10,986 275,500 275,500 DSM N V SPONSORED COMMON 23332H202 2,744 273,077 273,077 DSP COMMUNICATIONS INC COMMON 23332K106 9,150 481,600 481,600 DTE ENERGY CO COM COMMON 233331107 595 16,350 16,350 DAI ICHI KANGYO BK LTD COMMON 233804202 1,732 13,892 13,892 DAIN RAUSCHER CORP COMMON 233856103 637 13,000 13,000 DAL-TILE INTL INC COMMON 23426R108 4,506 567,720 567,720 DANAHER CORP SHS BEN I COMMON 235851102 3 58 58 AMEREN CORP COMMON 23608102 11,533 305,000 305,000 AMERICA WEST AIRLS INC COMMON 23657208 409 23,600 23,600 DARDEN RESTAURANTS INC COMMON 237194105 12,176 622,374 622,374 GRUPO TELEVISA SA COMMON 2380108 318 16,000 16,000 DAVOX CORP COMMON 239208101 630 48,200 48,200 GRUPO CARSO COMMON 2393452 10,582 2,536,000 2,536,000 DAYTON HUDSON CORP COMMON 239753106 74,653 1,242,917 1,242,917 DE BEERS CONS MINES LT COMMON 240253302 2,923 108,275 108,275 GRUPO FINANCIERO BANCO COMMON 2402875 66 297,000 297,000 AVT CORP COMMON 2420107 22,632 739,000 739,000 DEB SHOPS INC COMMON 242728103 595 30,500 30,500 EMPRESA BRAS DE AERONA COMMON 2428569 1,434 510,000 510,000 CROWN CASTLE DECS TR V PREFERD 24366F203 9,036 491,770 491,770 CEMENTOS PACASMAYO SAA COMMON 2441674 81 122,366 122,366 DELL COMPUTER CORP COMMON 247025109 53,513 1,279,820 1,279,820 DELPHI FINL GROUP INC COMMON 247131105 377 12,500 12,500 DELTA AIR LINES INC DE COMMON 247361108 1,775 36,600 36,600 DELUXE CORP COM COMMON 248019101 24 700 700 DENDRITE INTL INC COMMON 248239105 10,948 231,700 231,700 KIMBERLY CLARK MEX COMMON 2491914 95 27,000 27,000 AMERICAN CLASSIC VOYAG COMMON 24928103 4,290 187,050 187,050 AMERICAN CAPITAL STRAT COMMON 24937104 4,823 260,700 260,700 DEUTSCHE BK A G SPON A COMMON 251525309 2,973 44,545 44,545 DEVON ENERGY CORP NEW CONVERT 25179MAA1 15,076 15,209,000 15,209,000 DEVRY INC DEL COMMON 251893103 6,668 333,400 333,400
PORTVUE-SEC13F.LRP PAGE 10 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- DIAL CORP NEW COM COMMON 25247D101 4 159 159 DIAMOND OFFSHORE DRILL COMMON 25271C102 6,511 195,100 195,100 DIAMOND OFFSHORE DRILL CONVERT 25271CAA0 20,984 19,448,000 19,448,000 DIGITAL MICROWAVE CORP COMMON 253859102 8,884 566,300 566,300 DIGITAL INSIGHT CORP COMMON 25385P106 1,953 60,800 60,800 DIGITAL RIV INC COM COMMON 25388B104 8,642 397,350 397,350 DIME CMNTY BANCSHARES COMMON 253922108 1,347 64,900 64,900 DISNEY WALT PRODTNS COMMON 254687106 1,170 45,000 45,000 DITECH COMMUNICATIONS COMMON 25500M103 11,891 226,500 226,500 DOLLAR GEN CORP COMMON 256669102 21,739 704,114 704,114 DOLLAR THRIFTY AUTOMOT COMMON 256743105 8,948 432,550 432,550 DOLLAR TREE STORES INC COMMON 256747106 1,252 31,350 31,350 DONALDSON INC COM COMMON 257651109 1,519 65,500 65,500 AMERICAN EXPRESS CO COMMON 25816109 1,161 8,600 8,500 GKN PLC COMMON 258304 13,634 853,900 853,900 DOUBLECLICK INC COM COMMON 258609304 73,897 620,331 620,331 DOUBLECLICK INC CONVERT 258609AA4 11,440 7,375,000 7,375,000 DOW CHEMICAL COMPANY COMMON 260543103 23,157 203,800 203,800 DUKE ENERGY CORP COMMON 264399106 333 6,040 6,040 DURA AUTOMOTIVE SYS IN COMMON 265903104 185 7,700 7,700 AMERICAN HOME PRODS CO COMMON 26609107 535 12,900 12,900 DURA PHARMACEUTICALS I COMMON 26632S109 534 38,300 38,300 DYCOM INDS INC COMMON 267475101 40,743 965,760 965,760 PEREZ COMPANC SA COMMON 2681931 123 20,300 20,300 E M C CORP MASS COMMON 268648102 155,945 2,184,855 2,184,855 E M C CORP MASS 144A CONVERT 268648AC6 12,214 1,966,000 1,966,000 EMC CORP 3.25%3/15/02 CONVERT 26865YAA2 5,865 942,000 942,000 AMERICAN INTL GROUP IN COMMON 26874107 67,005 770,732 770,732 ENSCO INTL INC COM COMMON 26874Q100 64,153 3,551,765 3,551,765 EOG RES INC COMMON 26875P101 54,708 2,574,500 2,574,500 E PIPHANY INC COMMON 26881V100 2,360 48,400 48,400 EVI INC PREFERD 268939402 13,126 354,750 354,750 ESPS INC COMMON 269129102 2,206 257,600 257,600 ESS TECHNOLOGY INC COMMON 269151106 12,311 929,100 929,100 ETEC SYSTEMS INC COMMON 26922C103 11,641 309,400 309,400 E TRADE GROUP INC COM COMMON 269246104 7 316 316 EAGLE USA AIRFREIGHT I COMMON 270018104 2,000 66,800 66,800 EARTHGRAINS CO COMMON 270319106 834 37,700 37,700 EARTHWEB INC COMMON 27032C108 3,681 93,200 93,200 AMERICAN MGMT SYS INC COMMON 27352103 9,128 355,776 355,776 SAMSUNG EL II REG S/14 COMMON 2763152 4,989 62,700 62,700 EASTERN ENTERPRISES COMMON 27637F100 534 11,500 11,500 EASTMAN KODAK CO COMMON 277461109 202 2,676 2,576 EBAY INC COMMON 278642103 6,362 45,100 45,100
PORTVUE-SEC13F.LRP PAGE 11 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- ECHELON CORP COMMON 27874N105 1,283 168,300 168,300 ECHOSTAR COMMUNICATNS COMMON 278762109 409 4,500 4,500 ECOLAB INC COM COMMON 278865100 92 2,700 2,700 J D EDWARDS & CO COMMON 281667105 854 41,200 41,200 EFFICIENT NETWORKS INC COMMON 282056100 6,155 169,200 169,200 EGAIN COMMUNICATIONS COMMON 28225C103 2,424 131,000 131,000 EIDOS PLC ADR SPONSORE COMMON 282485101 3,334 52,808 52,808 EL PASO ENERGY CORP DE COMMON 283905107 615 15,278 15,278 ELBIT COMPUTERS LTD COMMON 284275104 4,448 345,500 345,500 ELCOR CORP COMMON 284443108 7,191 287,650 287,650 ELECTRO SCIENTIFIC IND COMMON 285229100 18,382 345,000 345,000 ELECTROGLAS INC COMMON 285324109 2,216 94,800 94,800 ELECTRONIC ARTS INC COMMON 285512109 2,765 38,200 38,200 ELECTRONIC DATA SYSTEM COMMON 285661104 15,568 294,084 294,084 ELECTRONICS FOR IMAGIN COMMON 286082102 78,780 1,532,508 1,532,508 TELEC DE MINAS GERAIS COMMON 2880341 1 56,271 56,271 ABERCROMBIE & FITCH CO COMMON 2896207 31,582 927,166 927,166 AMERICAN PWR CONVERSIO COMMON 29066107 618 32,500 32,500 EMCOR GROUP INC COMMON 29084Q100 450 23,400 23,400 EMERSON ELEC CO COMMON 291011104 3,406 53,900 53,900 EMMIS COMMUNICATIONS C COMMON 291525103 20,493 310,200 310,200 EMULEX CORP COMMON 292475209 28,416 330,900 330,900 ENCAL ENERGY LTD COM COMMON 29250D107 791 143,703 143,703 ENERGEN CORP COMMON 29265N108 595 29,400 29,400 ENERGY EAST CORP COMMON 29266M109 413 17,400 17,400 ENRON CORP COMMON 293561106 40,403 983,930 983,930 ENRON CORP PREFERD 293561882 15,210 687,450 687,450 ENTERCOM COMMUNICATION COMMON 293639100 7,387 205,200 205,200 EQUANT N V COMMON 294409107 17,097 210,100 210,100 EQUITABLE RES INC COMMON 294549100 13,197 349,000 349,000 ERICSSON L M TEL CO AD COMMON 294821400 29,681 949,751 949,751 AMERICAN STANDARD COS COMMON 29712106 10,537 272,800 272,800 ESTERLINE TECHNOLOGIES COMMON 297425100 466 29,600 29,600 ETHAN ALLEN INTERIORS COMMON 297602104 21,153 664,902 664,902 AMERICAN TOWER CORP COMMON 29912201 9,479 482,994 482,994 EXCEL SWITCHING CORP COMMON 30067V108 5,460 152,200 152,200 EXCHANGE APPLICATIONS COMMON 300867108 2,854 98,200 98,200 EXODUS COMMUNICATIONS COMMON 302088109 120,444 1,671,390 1,671,390 EXODUS COMM 144A CONVERT 302088AC3 18,664 5,756,000 5,756,000 EXODUS COMMUNICATIONS CONVERT 302088AE9 1,244 382,000 382,000 EXPEDITORS INTL WASH I COMMON 302130109 14,192 442,200 442,200 EXTREME NETWORKS INC COMMON 30226D106 64,182 1,013,740 1,013,740 EXXON CORP COMMON 302290101 22,939 301,832 301,632 FNB CORP PA COMMON 302520101 423 17,430 17,430
PORTVUE-SEC13F.LRP PAGE 12 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- FPL GROUP INC COMMON 302571104 319 6,325 6,325 FTD COM INC COMMON 30265F103 1,355 168,100 168,100 F Y I INC COMMON 302712104 5,289 157,000 157,000 FACTORY 2-U INC COMMON 303072102 12,425 415,900 415,900 FACTSET RESH SYS INC COMMON 303075105 14,998 263,700 263,700 FAIRCHILD SEMICONDUCTO COMMON 303726103 6,952 292,700 292,700 AMERICAN WOODMARK CORP COMMON 30506109 4,631 172,300 172,300 EIDOS PLC COMMON 306742 25,587 402,600 402,600 FAMILY DLR STORES INC COMMON 307000109 7,341 347,519 347,519 AMERON INTL INC COMMON 30710107 437 9,300 9,300 AMES DEPT STORES INC COMMON 30789507 13,521 424,200 424,200 AMERITECH CORP NEW COMMON 30954101 11,724 175,644 175,644 AMGEN INC COMMON 31162100 142,559 1,749,200 1,749,200 FATBRAIN COM INC COMMON 311889109 4,166 278,900 278,900 FEDERAL HOME LN MTG CO COMMON 313400301 72,810 1,400,200 1,400,200 FEDERAL MOGUL CORP COM COMMON 313549107 1 23 23 FEDERAL NATL MTG ASSN COMMON 313586109 52,946 844,600 844,600 FEDERATED DEPT STORES COMMON 31410H101 10,712 245,200 245,200 F5 NETWORKS INC COM COMMON 315616102 20,685 304,200 304,200 FINANCIAL FED CORP COMMON 317492106 2,366 126,200 126,200 FINOVA GROUP INC COMMON 317928109 263 7,200 7,200 FIRST AMERN FINL CORP COMMON 318522307 305 22,800 22,800 ENTERPRISE OIL COMMON 318866 5,671 831,700 831,700 FIRST FIN DATA CORP COMMON 319963104 48,798 1,112,200 1,112,200 FIRST HEALTH GROUP COR COMMON 320960107 350 15,600 15,600 AMSOUTH BANCORPORATION COMMON 32165102 17,839 761,137 761,137 ANADIGICS INC COMMON 32515108 8,004 284,600 284,600 ANALOG DEVICES INC COMMON 32654105 41,215 804,200 804,200 ANAREN MICROWAVE INC COMMON 32744104 1,042 36,900 36,900 FKI COMMON 329459 3,710 1,184,000 1,184,000 FIRST REP BK SAN FRANC COMMON 336158100 411 15,500 15,500 FIRST UNION CORP COMMON 337358105 1,047 29,400 29,400 FIRST WASH BANCORP INC COMMON 33748T104 3,876 221,460 221,460 FIRST YRS INC COMMON 337610109 1,457 142,100 142,100 FIRSTAR CORP NEW WIS C COMMON 33763V109 3,184 124,250 124,250 FIRSTFED FINL CORP DEL COMMON 337907109 856 49,282 49,282 FLAGSTAR BANCORP INC COMMON 337930101 1,485 96,600 96,600 FLEET BOSTON CORP COMMON 33901A108 20,202 551,600 551,600 ANDOVER BANCORP INC DE COMMON 34258103 562 18,700 18,700 FLYCAST COMMUNICATIONS COMMON 344067103 9,783 215,000 215,000 FOCAL COMMUNICATIONS C COMMON 344155106 11,206 437,300 437,300 FOODMAKER INC NEW COMMON 344839204 28,743 1,152,600 1,152,600 FOOTSTAR INC COMMON 344912100 4,008 113,700 113,700 FORD MTR CO DEL COMMON 345370100 23,894 475,500 475,500
PORTVUE-SEC13F.LRP PAGE 13 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- ANDRX CORP COMMON 34551101 35,722 610,300 610,300 FOREST LABS INC COM COMMON 345838106 60,633 1,439,353 1,439,353 FOREST OIL CORP COMMON 346091606 4,445 260,500 260,500 FORRESTER RESH INC COMMON 346563109 3,748 96,100 96,100 FORTIS NL ADR SPONSORE COMMON 34956J101 1,769 54,653 54,653 FORWARD AIR CORP COMMON 349853101 10,617 449,400 449,400 FOSSIL INC COM COMMON 349882100 23,482 867,685 867,685 FOUNDRY NETWORKS INC COMMON 35063R100 11,302 89,700 89,700 FOX ENTMT GROUP INC CL COMMON 35138T107 5 247 247 ANHEUSER BUSCH COS INC COMMON 35229103 4,883 69,700 69,700 ANIXTER INTL INC COMMON 35290105 219 9,400 9,400 FREEPORT-MCM COPR GOLD COMMON 35671D857 8,496 545,900 545,900 FREESHOP COM INC COMMON 356873109 480 41,700 41,700 FRESENIUS MED CARE AG COMMON 358029106 3,653 163,743 163,743 FRONTIER AIRLINES INC COMMON 359065109 2,719 286,200 286,200 FRONTIER INS GROUP INC COMMON 359081106 313 35,800 35,800 FUJITSU LTD ADR 5 COM COMMON 359590304 4,526 29,165 29,165 FULLER H B CO COM COMMON 359694106 4,118 67,650 67,650 FURNITURE BRANDS INTL COMMON 360921100 15,850 805,076 805,076 AAR CORP COMMON 361105 290 16,100 16,100 ANNTAYLOR STORES CORP COMMON 36115103 51,445 1,258,600 1,258,600 GKN PUB LTD CO ADR COMMON 361755200 2,121 132,930 132,930 GST TELECOMMUNICATIONS COMMON 361942105 4,836 687,800 687,800 GTE CORP COMMON 362320103 3,586 46,650 46,650 GADZOOKS INC COMMON 362553109 1,417 213,900 213,900 GADZOOX NETWORKS INC COMMON 362555104 8,146 151,200 151,200 GALILEO INTL INC COM COMMON 363547100 954 23,700 23,700 GANNETT INC DEL COMMON 364730101 28,962 418,600 418,600 G A P INC COMMON 364760108 265 8,281 8,281 GENERAL ELECTRIC CO COMMON 365334 17,749 1,848,600 1,848,600 GATEWAY INC. COMMON 367626108 22,004 500,095 500,095 GEHL CO COMMON 368483103 772 43,500 43,500 GENCORP INC COMMON 368682100 260 14,200 14,200 GENENTECH INC SPL COM COMMON 368710307 9 110 110 GENENTECH INC COM NEW COMMON 368710406 112,412 768,305 768,305 GENERAL DYNAMICS CORP COMMON 369550108 30,179 483,350 483,350 GENERAL ELEC CO COMMON 369604103 241,402 2,036,070 2,035,870 GENERAL INSTR CORP DEL COMMON 370120107 61,703 1,285,472 1,282,472 GENERAL MLS INC COMMON 370334104 103,488 1,275,648 1,275,648 GENERAL MTRS CORP COMMON 370442105 12,921 205,300 205,200 GENESCO INC COMMON 371532102 8,528 682,200 682,200 GENTEX CORP COM COMMON 371901109 13,840 670,040 670,040 GENESYS TELECOMMUNICAT COMMON 371931106 26,389 577,600 577,600 GEON CO COMMON 37246W105 15,440 599,600 599,600
PORTVUE-SEC13F.LRP PAGE 14 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- GENZYME CORP COMMON 372917104 24,253 538,200 538,200 GENZYME CORP 5.250% 06 CONVERT 372917AF1 12,835 9,491,000 9,491,000 GEORGIA PAC CORP COMMON 373298108 30,998 766,526 766,526 APACHE CORP COMMON 37411105 49,221 1,139,700 1,139,700 APACHE CORP PREFERD 37411600 17,628 440,700 440,700 GETTY IMAGES INC COMMON 374276103 7,320 303,400 303,400 GO AHEAD GROUP PLC COMMON 375377 4,851 342,500 342,500 APEX INC COMMON 37548104 2,337 125,060 125,060 GILEAD SCIENCES INC COMMON 375558103 94,636 1,474,357 1,474,357 GILDAN ACTIVEWEAR INC COMMON 375916103 1,746 101,200 101,200 GLATFELTER P H CO COMMON 377316104 643 39,100 39,100 APPLE COMPUTER INC COMMON 37833100 73,412 1,159,511 1,159,511 GLIATECH INC COMMON 37929C103 2,699 157,600 157,600 APRIA HEALTHCARE GROUP COMMON 37933108 12,877 768,800 768,800 GLOBAL INDS LTD COMMON 379336100 11,722 1,442,700 1,442,700 GLOBAL MARINE INC COMMON 379352404 44,244 2,691,700 2,681,700 GLOBAL TELESYSTEMS GRO COMMON 37936U104 387 19,604 19,604 GLOBAL TELESYSTEMS 144 PREFERD 37936U401 9,292 225,267 225,267 GLOBAL TELESYSTEMS GRO CONVERT 37936UAE4 4,545 5,095,000 5,095,000 GLOBESPAN INC COMMON 379571102 5,454 86,400 86,400 GLOBIX CORP COM COMMON 37957F101 18,658 399,100 399,100 APPLIED MATLS INC COMMON 38222105 20,587 265,000 265,000 APPLIED SCIENCE & TECH COMMON 38236105 8,040 389,800 389,800 GO2NET INC COM COMMON 383486107 589 9,100 9,100 GRACE W R & CO DEL NEW COMMON 38388F108 2,078 126,900 126,900 ARACRUZ CELULOSE S A COMMON 38496204 17,236 825,670 825,670 GRANITE CONSTR INC COMMON 387328107 1,273 48,850 48,850 GREAT LAKES CHEM CORP COMMON 390568103 270 7,100 7,100 GREATER BAY BANCORP COMMON 391648102 1,599 47,200 47,200 ABITIBI-CONSOLIDATED I COMMON 3924107 203 16,800 16,800 ARDENT SOFTWARE INC COMMON 39794102 16,984 630,509 630,509 GROUP 1 AUTOMOTIVE INC COMMON 398905109 971 53,000 53,000 GROUPE DANONE COMMON 399449107 1,569 32,408 32,408 JAKKS PAC INC COMMON 4.70E+110 21,668 577,800 577,800 GRUPO TELEVISA SA DE C COMMON 40049J206 23,679 592,891 592,891 ADANA CIMENTO COMMON 4006480 2,650 132,914,000 132,914,000 AKBANK COMMON 4011127 1,311 87,635,480 87,635,480 AKSIGORTA COMMON 4012078 916 32,506,600 32,506,600 GUESS INC COMMON 401617105 685 51,000 51,000 GUIDANT CORP COMMON 401698105 2,847 53,091 53,091 ALTRAN TECHNOLOGIES COMMON 4021869 9,636 32,030 32,030 ARGOSY GAMING CO COMMON 40228108 14,937 1,127,300 1,127,300 GULF INDONESIA RES LTD COMMON 402284103 5,609 557,400 557,400 AXA COMMON 4026927 26,854 212,255 212,255
PORTVUE-SEC13F.LRP PAGE 15 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- HSBC HOLDINGS PLC COMMON 404280406 2,950 50,798 50,798 HADCO CORP COMMON 404681108 9,372 216,700 216,700 HAIN FOOD GROUP INC COMMON 405219106 12,397 500,900 500,900 HALLIBURTON COMPANY COMMON 406216101 41,480 1,011,717 1,011,717 HAMBRECHT & QUIST GRP COMMON 406545103 34,754 712,900 712,900 BIPOP SPA COMMON 4072083 10,806 252,400 252,400 ARKANSAS BEST CORP DEL COMMON 40790107 6,390 516,400 516,400 HANDLEMAN CO DEL COM COMMON 410252100 175 13,250 13,250 HANGER ORTHOPEDIC GROU COMMON 41043F208 1,818 125,400 125,400 HARBINGER CORP COMMON 41145C103 16,072 952,400 952,400 BOUYGUES COMMON 4115159 7,841 24,724 24,724 BAER HLDGS AG COMMON 4116958 13,594 4,584 4,584 HARBOR FLA BANCSHARES COMMON 411901101 2,274 186,600 186,600 HARLEY DAVIDSON INC COMMON 412822108 332 6,625 6,625 HARLEYSVILLE GROUP INC COMMON 412824104 158 11,200 11,200 HARMONIC LIGHTWAVES IN COMMON 413160102 54,028 413,010 413,010 HARRAHS ENTMT INC COMMON 413619107 999 36,000 36,000 CAP GEMINI SA COMMON 4163437 19,172 121,640 121,640 HARTFORD LIFE INC COMMON 416592103 19,172 389,283 389,283 CASTORAMA DUBOIS COMMON 4179144 422 1,500 1,500 HASBRO INC COMMON 418056107 593 27,600 27,600 CRH ORD IEP.25 COMMON 4182249 13,473 703,600 703,600 POWDERJECT PHARMACEUTI COMMON 41838 5,554 453,291 453,291 HAVERTY FURNITURE INC COMMON 419596101 5,140 354,500 354,500 CIMENTS FRANCAIS COMMON 4199540 7,238 98,500 98,500 ARM HLDGS PLC COMMON 42068106 6,188 131,660 131,660 COMMERCIAL BK OF GREEC COMMON 4212823 7,598 82,250 82,250 ALCATEL COMMON 4216825 19,031 138,100 138,100 ARMCO INC COMMON 42170100 292 41,700 41,700 HEALTH MGMT ASSOC INC COMMON 421933102 2 203 203 HEARTLAND EXPRESS INC COMMON 422347104 291 20,600 20,600 HEIDRICK & STRUGGLES I COMMON 422819102 4,937 259,000 259,000 HEINZ H J CO COMMON 423074103 16,637 386,900 386,900 HELLENIC TELECOM ORGAN COMMON 423325307 5,232 467,700 467,700 BE SEMICONDUCTOR IND N COMMON 4233589 1,018 99,100 99,100 ALPHA CREDIT BANK COMMON 4235864 15,002 187,012 187,012 COLT TELECOM GROUP PLC COMMON 424699 18,079 760,200 760,200 HENRY JACK & ASSOC INC COMMON 426281101 1,880 50,900 50,900 HERCULES INC COMMON 427056106 718 25,100 25,100 HERTZ CORP CL A COMMON 428040109 17,328 393,804 393,804 HEWLETT PACKARD CO COMMON 428236103 68,276 752,358 752,358 HI / FN INC COM COMMON 428358105 22,331 202,550 202,550 HAVAS ADVERTISING COMMON 4301594 8,932 37,277 37,277 ENKA HOLDING COMMON 4313492 134 700,000 700,000
PORTVUE-SEC13F.LRP PAGE 16 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- ARTHROCARE CORP COMMON 43136100 5,738 105,049 105,049 EREGLI DEMIR VE CELIK COMMON 4315197 12,012 527,840,000 527,840,000 ELEKTRIM COMMON 4320102 4,995 538,604 538,604 ACCLAIM ENTERTAINMENT COMMON 4325205 8,374 1,102,788 1,102,788 HINDALCO INDS GDR 144A COMMON 433064102 9,793 358,400 358,400 ARVIN INDS INC COMMON 43339100 4,229 136,700 136,700 HITACHI LTD ADR COMMON 433578507 6,201 56,835 56,835 HISPANIC BROADCASTING COMMON 43357B104 60,893 799,910 799,910 HOLLYWOOD ENTMT CORP COMMON 436141105 4,253 283,500 283,500 HOLLYWOOD PK INC NEW COMMON 436255103 1,813 117,900 117,900 HOME DEPOT INC COMMON 437076102 150,179 2,188,409 2,188,409 HOME DEPOT INC 3.250% CONVERT 437076AE2 18,680 6,304,000 6,304,000 HON HAI PREC GDR 144A COMMON 438090102 1,765 127,100 127,100 HON INDS INC COM COMMON 438092108 1 66 66 HONDA MTR LTD COMMON 438128308 2 26 26 HONEYWELL INC COMMON 438506107 11 100 100 HOOPER HOLMES INC COMMON 439104100 18,627 726,900 726,900 HORMEL FOODS CORP COMMON 440452100 2,950 71,400 71,400 HOTJOBS COM INC COMMON 441474103 5,065 199,600 199,600 HOUGHTON MIFFLIN CO COMMON 441560109 3,507 86,327 86,327 HOUSING & COML BK KORE COMMON 44182P102 594 30,733 30,733 HOUSTON INDS INC 7% AU PREFERD 442161204 3,988 39,067 39,067 ACER INC GLBL 144A COMMON 4433108 3,207 354,600 354,600 ENI SPA COMMON 4436399 1,808 288,200 288,200 ITC LIMITED-GDR COMMON 4438094 6,880 271,130 271,130 HUDSON UNITED BANCORP COMMON 444165104 1,405 45,600 45,600 ISS INTL SERV SYS B OR COMMON 4442620 4,666 83,300 83,300 HYUNDAI MOTOR CO LTD G COMMON 4443021 74 10,700 10,700 HYPERION TELECOMMUNICA COMMON 44914K306 7,419 299,000 299,000 HYUNDAI MOTOR CO 144A COMMON 449187707 1,803 182,600 182,600 IBP INC COMMON 449223106 24,878 1,007,709 1,007,709 ICG COMMUNICATIONS INC COMMON 449246107 3,291 211,500 211,500 ICICI LTD COMMON 44926P103 8,723 726,900 726,900 IDEC PHARMACEUTICALS C COMMON 449370105 52,282 556,012 556,012 IMS HEALTH INC COMMON 449934108 8,201 359,500 359,500 LAFARGE COPPEE FFR25 COMMON 4502706 23,530 212,860 212,860 ISS GROUP INC COMMON 450306105 19,713 723,400 723,400 ITC LTD GDR 144A COMMON 450318100 2,332 91,900 91,900 ITXC CORP COMMON 45069F109 6,840 215,000 215,000 IXL ENTERPRISES INC COMMON 450718101 10,500 296,300 296,300 ILLINOIS TOOL WKS INC COMMON 452308109 1,379 18,500 18,500 IMCLONE SYSTEMS INC COMMON 45245W109 13,905 418,200 418,200 IMMUNEX CORP NEW COM COMMON 452528102 30,193 696,104 696,104 IMPERIAL BANCORP COM COMMON 452556103 317 14,939 14,939
PORTVUE-SEC13F.LRP PAGE 17 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- IN FOCUS SYS INC COMMON 452919103 12,892 769,700 769,700 IMRGLOBAL CORP COMMON 45321W106 1,073 130,100 130,100 INDEPENDENCE CMNTY BK COMMON 453414104 860 72,000 72,000 FIELMANN AG PFD COMMON 4536749 5,929 148,450 148,450 INDEPENDENT ENERGY HLD COMMON 45384X108 1,332 69,422 69,422 SUEZ LYONNAISE DES EAU COMMON 4540438 13,911 85,940 85,940 IMPERIAL TOBACCO COMMON 454492 7,689 644,000 644,000 M6 METROPOLE TELEVISIO COMMON 4546254 6,305 25,300 25,300 ANTOFAGASTA HOLGINGS P COMMON 45614 14,536 2,228,800 2,228,800 INFINITY BROADCASTING COMMON 45662S102 2,637 89,959 89,959 INET TECHNOLOGIES INC COMMON 45662V105 11,593 290,500 290,500 INFOCURE CORP COMMON 45665A108 12,452 659,700 659,700 INFORMATICA CORP COMMON 45666Q102 1,553 30,600 30,600 INFORMATION RESOURCE E COMMON 45675F303 1,903 90,900 90,900 INFOSYS TECHNOLOGIES L COMMON 456788108 17,417 121,800 121,800 INFOSPACE COM INC COMMON 45678T102 17,626 428,600 428,600 INGERSOLL-RAND COMPANY COMMON 456866102 24,345 443,159 443,159 NH HOTELES S.A. COMMON 4571784 4,918 419,800 419,800 INKTOMI CORP COM COMMON 457277101 57,953 482,811 482,811 INSIGHT ENTERPRISES IN COMMON 45765U103 9,960 306,459 306,459 INSITUFORM TECHNOLOGIE COMMON 457667103 5,994 239,750 239,750 INSIGHT COMMUNICATIONS COMMON 45768V108 24,592 859,100 859,100 INTEGRATED DEVICE TECH COMMON 458118106 14,247 770,100 770,100 INTEGRATED SILICON SOL COMMON 45812P107 4,069 414,700 414,700 INTEL CORP COMMON 458140100 143,480 1,930,758 1,930,758 INTELLIGENT LIFE CORP COMMON 45816V100 1,016 193,500 193,500 INTERACTIVE PICTURES C COMMON 45839N101 2,258 105,000 105,000 INTERLIANT INC COMMON 458742103 1,027 86,000 86,000 INTERMEDIA COMMUNICATI COMMON 458801107 4,291 197,300 197,300 INTERMET CORP COMMON 45881K104 249 29,400 29,400 MICHELIN CGDE REG 'B' COMMON 4588364 20,475 433,800 433,800 INTERNAP NETWORK SVCS COMMON 45885A102 12,794 286,700 286,700 AT HOME CORP COMMON 45919107 33,092 798,600 798,600 INTERNATIONAL BUSINESS COMMON 459200101 60,229 497,761 497,361 MIGROS TURK T.A.S. COMMON 4593034 9,843 22,707,800 22,707,800 INTERNATIONAL HOME FOO COMMON 459655106 1,187 67,800 67,800 INTERNATIONAL PAPER CO COMMON 460146103 591 12,290 12,190 INTERNATIONAL RECTIFIE COMMON 460254105 6,129 401,900 401,900 INTL SPECIALTY PRODS I COMMON 460337108 348 35,000 35,000 INTERNET CAPITAL GROUP COMMON 46059C106 70,536 802,681 802,681 INTERNET INITIATIVE JA COMMON 46059T109 17,438 272,472 272,472 INTERPUBLIC GROUP COS CONVERT 460690AG5 12,607 13,685,000 13,685,000 INTERPUBLIC GROUP COS CONVERT 460690AJ9 1,015 1,102,000 1,102,000 INTERSTATE BAKERIES CO COMMON 46072H108 1 64 64
PORTVUE-SEC13F.LRP PAGE 18 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- INTRANET SOLUTIONS INC COMMON 460939309 1,219 141,300 141,300 INTERTAN INC COMMON 461120107 13,993 713,000 713,000 INTERVOICE-BRITE INC COMMON 461142101 8,520 770,280 770,280 INTERVU INC COM COMMON 46114R106 15,044 405,200 405,200 INTIMATE BRANDS INC CL COMMON 461156101 55,097 1,415,014 1,415,014 INTUIT INC COMMON 461202103 71,718 2,082,108 2,082,108 INVITROGEN CORP COMMON 46185R100 4,388 130,500 130,500 INVESTORS FINL SERVICE COMMON 461915100 743 21,600 21,600 ASTEC INDS INC COMMON 46224101 3,380 140,100 140,100 NATIONAL BANK OF GREEC COMMON 4625959 8,324 103,968 103,968 ACME COMMUNICATION INC COMMON 4631107 1,860 60,000 60,000 NORSK HYDRO AS COMMON 4645805 4,895 115,700 115,700 ISLE OF CAPRI CASINOS COMMON 464592104 2,106 210,600 210,600 IT GROUP INC COMMON 465266104 447 46,700 46,700 IXOS SOFTWARE AG ADR S COMMON 46600V108 2 77 77 JDS UNIPHASE CORP COMMON 46612J101 151,979 1,335,349 1,333,349 J JILL GROUP INC COMMON 466189107 561 119,700 119,700 JABIL CIRCUIT INC COMMON 466313103 1,262 25,500 25,500 JAKKS PAC INC COM COMMON 47012E106 600 16,000 16,000 RANBAXY LAB SP GDR COMMON 4720423 15,496 642,320 642,320 RELIANCE IND GDR 144A COMMON 4731146 1,138 83,100 83,100 ROCHE HLDG AG COMMON 4745772 2,314 200 200 JEFFERSON PILOT CORP C COMMON 475070108 22,303 352,950 352,950 JEFFERSON SMURFIT GROU COMMON 47508W107 445 15,180 15,180 CIE DE ST GOBAIN COMMON 4768371 22,206 119,150 119,150 JFAX COM INC COMMON 477366108 962 193,600 193,600 SAMSUNG CO GDS (1/2 SH COMMON 4777731 71 11,300 11,300 JOHN NUVEEN CO COMMON 478035108 5,125 136,900 136,900 JOHNS MANVILLE CORP NE COMMON 478129109 2,380 181,300 181,300 JOHNSON & JOHNSON COMMON 478160104 114,384 1,244,998 1,244,998 JOHNSON CTLS INC COMMON 478366107 603 9,100 9,100 JONES APPAREL GROUP IN COMMON 480074103 28,388 987,445 987,445 JONES PHARMA INC COMMON 480236108 40,281 1,221,800 1,221,800 SGL CARBON AG COMMON 4818351 7,113 106,700 106,700 ELF AQUITAINE COMMON 4824080 16,983 97,240 97,240 K-SWISS INC CL A COMMON 482686102 14,456 458,000 458,000 KANA COMMUNICATIONS COMMON 483600102 2,594 52,000 52,000 SCHERING AG COMMON 4845757 657 6,000 6,000 SAP AG PREF SHS COMMON 4846868 25,147 56,900 56,900 KAO CORP ADR COMMON 485537203 4,144 14,481 14,481 KAUFMAN & BROAD HOME C COMMON 486168107 2 87 87 KEANE INC COMMON 486665102 0 20 20 TURKIYE IS BANKASI COMMON 4869939 36 1,971,250 1,971,250 TURK SISE VE CAM COMMON 4869951 5,607 527,942,000 527,942,000
PORTVUE-SEC13F.LRP PAGE 19 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- KEEBLER FOODS CO COM COMMON 487256109 1 37 37 KELLWOOD CO COMMON 488044108 425 19,300 19,300 TELEVISION FRANCAISE COMMON 4881160 36,490 130,430 130,430 TITAN CEMENT CO. S.A COMMON 4888280 35,060 300,550 300,550 USINOR COMMON 4894544 5,015 355,400 355,400 TOTAL FINA SA COMMON 4905413 31,502 250,680 250,680 KEY PRODTN INC COM COMMON 493138101 208 21,400 21,400 KEYNOTE SYS INC COMMON 493308100 3,288 131,500 131,500 ACTION PERFORMANCE COS COMMON 4933107 9,876 468,900 468,900 WIELKOPOLSKI BANK KRED COMMON 4939649 79 15,000 15,000 KILROY RLTY CORP COMMON 49427F108 8,043 380,750 380,750 SAMSUNG ELECTRIC II COMMON 4942818 7,324 92,044 92,044 VEBA AG COMMON 4942904 28,017 501,100 501,100 KIMBERLY CLARK CORP COMMON 494368103 103,549 1,963,000 1,963,000 PECHINEY SA COMMON 4943792 27,783 501,700 501,700 ATMEL CORP COMMON 49513104 771 22,800 22,800 YAPI VE KREDI BANKASI COMMON 4986742 3,189 233,557,256 233,557,256 KNIGHT RIDDER INC COMMON 499040103 351 6,390 6,390 KNIGHT/TRIMARK GROUP I COMMON 499067106 1 18 18 KOHLS CORP COMMON 500255104 28,857 436,400 436,400 KOMERCNI BANKA A S COMMON 500459409 9,440 1,082,200 1,082,200 KONINKLIJKE PHILIPS EL COMMON 500472204 24,816 245,697 245,697 KOPIN CORP COMMON 500600101 5,819 209,700 209,700 KOREA ELECTRIC PWR ADR COMMON 500631106 824 51,300 51,300 KOREA TELECOM ADR SPON COMMON 50063P103 29,575 799,324 799,324 KORN FERRY INTL COMMON 500643200 8,125 352,300 352,300 ATWOOD OCEANICS INC COMMON 50095108 4,905 160,500 160,500 KRONOS INC COMMON 501052104 2,341 63,825 63,825 KULICKE & SOFFA INDS I COMMON 501242101 10,933 449,700 449,700 KYOCERA CORP COMMON 501556203 2,054 27,860 27,860 LSI LOGIC CORP COMMON 502161102 62,827 1,208,200 1,203,800 LSI LOGIC CORP 144A CONVERT 502161AB8 19,532 10,644,000 10,644,000 LSI LOGIC CORP CONVERT 502161AD4 1,595 866,000 866,000 LSI INDS INC COMMON COMMON 50216C108 1,290 56,400 56,400 LTX CORP COMMON 502392103 12,045 880,000 880,000 L-3 COMMUNICATIONS HLD COMMON 502424104 9,381 248,500 248,500 LA Z BOY INC COMMON 505336107 1,138 59,700 59,700 LABOR READY INC COMMON 505401208 3,554 353,200 353,200 LADD FURNITURE INC COMMON 505739201 1,718 81,100 81,100 ING GROEP NV COMMON 5058877 2,422 44,600 44,600 STORA ENSO OYJ COMMON 5072673 30,386 2,291,800 2,291,800 AUDIOVOX CORP COMMON 50757103 12,251 705,100 705,100 MEDIASET SPA COMMON 5077946 17,393 1,703,000 1,703,000 COOKSON GROUP COMMON 508407 2,841 841,400 841,400
PORTVUE-SEC13F.LRP PAGE 20 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- CARSI BUYUK MAGAZACILI COMMON 5085778 82 1,637,000 1,637,000 BASF AG COMMON 5086577 22,031 514,600 514,600 TVK (TISZA VEGYI KOMBI COMMON 5091526 10,142 661,400 661,400 FAG KUGELFISCHER G.S. COMMON 5115998 2,524 266,250 266,250 DEUTSCHE TELEKOM AG COMMON 5119387 23,044 571,686 571,686 HEIDELBERGER ZEMENT AG COMMON 5120679 5,884 68,000 68,000 LAM RESH CORP COMMON 512807108 47,672 781,500 781,500 LAM RESEARCH CONVERT 512807AC2 246 242,000 242,000 LAMAR ADVERTISING CO CONVERT 512815AF8 7,014 5,550,000 5,550,000 FRESENIUS MEDICAL CARE COMMON 5129074 21,842 327,100 327,100 ENDEMOL ENTERTAINMENT COMMON 5146437 1,996 64,200 64,200 LANDAMERICA FINL GROUP COMMON 514936103 357 18,100 18,100 LANDS END INC COMMON 515086106 5,564 84,300 84,300 LANDSTAR SYS INC COMMON 515098101 4,554 131,050 131,050 LARSEN & TOUBRO GDR 14 COMMON 51729V104 3,478 158,100 158,100 LASER VISION CTRS INC COMMON 51807H100 14,991 1,068,400 1,068,400 LASON INC COMMON 51808R107 18,764 421,362 421,362 LAUDER ESTEE AUTOMATIC CONVERT 518438205 192 2,345 2,345 LAUDER ESTEE COS INC C COMMON 518439104 15,408 394,450 394,450 UNIQUE INTL COMMON 5184716 3,411 147,600 147,600 AURORA BIOSCIENCES COR COMMON 51920106 332 24,400 24,400 AL AHRAM BEVERAGES GDR COMMON 5197929 719 24,061 24,061 LEAR CORP COM COMMON 521865105 7 193 193 LEGATO SYS INC COMMON COMMON 524651106 43,624 1,000,700 1,000,700 LEGG MASON INC COMMON 524901105 5,938 155,000 155,000 HERMES INTERNATIONAL COMMON 5253973 7,696 70,500 70,500 LENNAR CORP COMMON 526057104 3,209 201,340 201,340 AUTHENTIC FITNESS CORP COMMON 52661105 527 30,000 30,000 HACI OMER SABANCI HLDG COMMON 5268568 5,478 210,645,599 210,645,599 LEUKOSITE INC COMMON 52728R102 4,118 204,600 204,600 LEVEL ONE COMMUNICATIO CONVERT 527295AC3 9,950 4,000,000 4,000,000 BARON DE LEY COMMON 5289202 4,396 129,600 129,600 LEXMARK INTL GROUP INC COMMON 529771107 153,985 1,912,855 1,912,855 LIBERATE TECHNOLOGIES COMMON 530129105 3,378 80,200 80,200 LIFECORE BIOMEDICAL IN COMMON 532187101 1,772 128,900 128,900 LIGHTBRIDGE INC COMMON 532226107 3,930 199,600 199,600 LILLY ELI AND COMPANY COMMON 532457108 43,239 673,644 673,644 LIMITED INC COMMON 532716107 446 11,660 11,660 LINCARE HLDGS INC COMMON 532791100 7,429 278,700 278,700 MODERN TIMES GROUP B S COMMON 5328127 8,993 294,900 294,900 LINCOLN NATL CORP IND COMMON 534187109 21,287 566,700 566,700 EM TV MERCHANDISING COMMON 5352353 9,210 220,050 220,050 LINEAR TECHNOLOGY CORP COMMON 535678106 33,609 571,786 571,786 LINENS N THINGS INC COMMON 535679104 14,988 444,100 444,100
PORTVUE-SEC13F.LRP PAGE 21 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- AVERY DENNISON CORP COMMON 53611109 64,745 1,227,400 1,225,900 LIPOSOME CO INC COMMON 536310105 335 44,000 44,000 LIQUID AUDIO INC COMMON 53631T102 15,041 406,500 406,500 LITHIA MTRS INC COMMON 536797103 2,636 114,900 114,900 AVIS RENT A CAR INC COMMON 53790101 6,231 298,500 298,500 INFOGRAMES COMMON 5387612 9,030 109,125 109,125 LIZ CLAIBORNE INC COMMON 539320101 6,070 195,810 195,810 AVON PRODUCTS INC COMMON 54303102 1,097 44,200 44,200 LONGS DRUG STORES CORP COMMON 543162101 1,087 36,400 36,400 LONGVIEW FIBRE CO COMMON 543213102 1,112 89,400 89,400 KINOWELT MEDIEN AG COMMON 5443503 11,325 204,500 204,500 VESTAS WIND SYSTEMS A/ COMMON 5444896 7,059 50,800 50,800 ORTIVUS AB B SHRS COMMON 5453234 1,912 423,700 423,700 LOUIS DREYFUS NAT GAS COMMON 546011107 4,581 213,700 213,700 STRAUMANN HOLDINGS AG COMMON 5464355 7,590 17,000 17,000 AIXTRON ORD COMMON 5468346 9,517 98,750 98,750 CESKE RADIOKOMUNIKACE COMMON 5479207 636 17,420 17,420 AZTAR CORP COMMON 54802103 4,086 398,600 398,600 INTRACOM COMMON 5482023 7,956 93,686 93,686 BB&T CORP COMMON 54937107 9,598 296,450 296,450 LUCENT TECHNOLOGIES IN COMMON 549463107 95,877 1,477,864 1,477,864 LUMINANT WORLDWIDE COR COMMON 550260103 1,596 51,900 51,900 LYCOS INC COMMON 550818108 11,694 233,300 233,300 M & T BK CORP COMMON 55261F104 413 900 900 MAF BANCORP INC COMMON 55261R108 2,247 113,075 113,075 MBNA CORP COMMON 55262L100 12,879 564,575 564,575 M D C HLDGS INC COMMON 552676108 8,443 521,600 521,600 MCI WORLDCOM INC COMMON 55268B106 120,436 1,675,634 1,675,634 MEMC ELECTRONICS MATLS COMMON 552715104 4,159 302,500 302,500 MGIC INVT CORP WIS COMMON 552848103 861 18,024 18,024 MGM GRAND INC COMMON 552953101 51,306 1,003,525 1,003,525 M/I SCHOTTENSTEIN HOME COMMON 55305B101 3,343 202,600 202,600 MMC NETWORKS INC COMMON 55308N102 9,509 304,900 304,900 MACDERMID INC COM COMMON 554273102 7,143 209,700 209,700 SEAT PAGINE GIALLE SPA COMMON 5543050 18,029 12,339,205 12,339,205 BJ SVCS CO COMMON 55482103 56,187 1,766,200 1,766,200 SONERA OYJ COMMON 5556586 17,047 588,500 588,500 MACROVISION CORP COMMON 555904101 33,525 755,500 755,500 BMC INDS INC MINN COMMON 55607105 4,143 336,450 336,450 MACROMEDIA INC COMMON 556100105 13,996 342,400 342,400 BP AMOCO P L C COMMON 55622104 205 1,852 1,852 MADDEN STEVEN LTD COMMON 556269108 2,673 206,600 206,600 KUDELSKI SA BEARER COMMON 5568859 5,234 1,400 1,400 BMC SOFTWARE INC COMMON 55921100 85,138 1,189,700 1,189,700
PORTVUE-SEC13F.LRP PAGE 22 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- FORTIS (B) EUR COMMON 5596593 22,609 693,800 693,800 MAGYAR TAVKOZLESI RT A COMMON 559776109 20,489 751,865 751,865 MAIL COM INC COMMON 560311102 1,679 116,800 116,800 MAIL-WELL INC COMMON 560321200 13,305 958,900 958,900 MAIL-WELL INC CONVERT 560321AD3 5,764 5,942,000 5,942,000 NEOPOST SA COMMON 5617096 7,259 244,300 244,300 PRIMACOM AG COMMON 5622335 6,867 125,200 125,200 MANITOWOC INC COMMON 563571108 12,793 374,900 374,900 THYSSEN KRUPP AG COMMON 5636927 14,397 728,800 728,800 CARREFOUR SUPERMARCHE COMMON 5641567 20,536 128,300 128,300 MAPICS INC COMMON 564910107 196 22,600 22,600 ATOS SA COMMON 5654781 7,052 55,000 55,000 NOKIA OYJ COMMON 5655212 627 7,000 7,000 MAPQUEST COM INC COMMON 565644101 2,339 197,000 197,000 EDEL MUSIC AG NEW COMMON 5659366 4,487 123,550 123,550 ABB LTD COMMON 5661190 3,491 33,800 33,800 SYNTHES STRATEC COMMON 5661480 4,760 12,800 12,800 BILLITON PLC COMMON 56650 21,155 5,047,200 5,047,200 TELEGATE AG COMMON 5665750 5,291 173,700 173,700 ELKJOP NORGE ASA COMMON 5682027 6,650 436,900 436,900 MARINE DRILLING COS IN COMMON 568240204 13,735 868,600 868,600 TELE DANMARK AS COMMON 5698790 25,865 434,000 434,000 MARK IV INDS INC COMMON 570387100 541 27,400 27,400 GALERIES LAFAYETTE COMMON 5704556 8,121 53,400 53,400 TELEFONICA PUBLICIDAD COMMON 5706927 1,907 82,500 82,500 CREDIT LYONNAIS SA COMMON 5713477 13,399 455,700 455,700 ARM HOLDING PLC COMMON 571777 21,370 1,369,500 1,369,500 MARSCHOLLEK LAUT UND P COMMON 5720284 3,381 19,500 19,500 ACEA SPA COMMON 5728125 589 50,000 50,000 SOGECABLE SA COMMON 5730669 2,956 108,300 108,300 VERSATEL TELECOM INTL COMMON 5731532 3,993 367,600 367,600 MASCO CORP COMMON 574599106 448 14,450 14,450 MASISA S A COMMON 574799102 145 14,000 14,000 UNILEVER PLC COMMON 574873 20,834 2,213,500 2,213,500 DEUTSCHE BANK AG COMMON 5750355 36,281 542,050 542,050 BAYER MOTOREN WERK COMMON 5756029 29,817 1,050,600 1,050,600 HON HAI PREC GDR REG S COMMON 5758218 179 12,900 12,900 MASTECH CORP COM COMMON 57632N105 1,129 83,600 83,600 MATERIAL SCIENCIES COR COMMON 576674105 2,528 189,900 189,900 FANTASTIC CORPORATION COMMON 5767300 2,786 50,800 50,800 MANNESMANN AG COMMON 5767504 33,041 210,773 210,773 CONSTANTIN FILM AG COMMON 5768886 4,953 115,700 115,700 MATTEL INC COMMON 577081102 273 14,350 14,350 MATTHEWS INTL CORP COMMON 577128101 834 27,700 27,700
PORTVUE-SEC13F.LRP PAGE 23 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- HYUNDAI MTRS REG S COMMON 5772661 209 21,200 21,200 DSM NV COMMON 5773987 20,934 527,700 527,700 MAXIM INTEGRATED PRODS COMMON 57772K101 26,436 419,000 419,000 MAY DEPT STORES CO COMMON 577778103 962 26,400 26,400 MAVERICK TUBE CORP COMMON 577914104 4,311 259,300 259,300 MAYTAG CORP COM COMMON 578592107 9,057 271,889 271,889 MCCLATCHY CO COMMON 579489105 6,843 191,400 191,400 MCDERMOTT INTL INC COMMON 580037109 228 11,251 11,251 MCDONALDS CORP COMMON 580135101 1,817 42,000 42,000 MCGRAW HILL INC COMMON 580645109 1,157 23,920 23,920 MCKESSON HBOC COMMON 58155Q103 20 693 693 MCLEODUSA INC COMMON 582266102 49,760 1,169,100 1,169,100 MEADE INSTRUMENTS CORP COMMON 583062104 1,080 44,900 44,900 MEDCO RESH INC COMMON 584059109 2,115 84,800 84,800 MEDIAONE GROUP INC PFD PREFERD 58440J203 19,501 144,478 144,478 MEDICAL MANAGER CORP N COMMON 58461U103 23,706 476,500 476,500 MEDICIS PHARMACEUTICAL COMMON 584690309 23,530 825,597 825,597 MEDIMMUNE INC COMMON COMMON 584699102 162,170 1,627,289 1,624,689 MEDQUIST INC COM COMMON 584949101 24,190 723,440 723,440 BALL CORP COMMON 58498106 4,794 108,800 108,800 MEDTRONIC INC COMMON 585055106 2,090 58,750 58,750 MELITA INTERNATIONAL C COMMON 585493109 445 56,900 56,900 MELLON BK CORP COMMON 585509102 1,675 49,800 49,800 MENS WEARHOUSE INC COMMON 587118100 11,632 541,000 541,000 MERCK & CO INC COMMON 589331107 10,575 163,169 162,969 MERCURY COMPUTER SYS COMMON 589378108 4,141 121,800 121,800 MERCURY GEN CORP NEW COMMON 589400100 1 36 36 MERCURY INTERACTIVE CO COMMON 589405109 148,042 2,293,000 2,293,000 MEREDITH CORP COM COMMON 589433101 16 442 442 MERITOR AUTOMOTIVE INC COMMON 59000G100 5,924 283,800 283,800 MERRILL LYNCH/KROGER 1 CONVERT 59018SZ23 9,194 11,368,000 11,368,000 MESA AIR GROUP INC COMMON 590479101 876 143,100 143,100 MESABA HLDGS INC COMMON 59066B102 6,318 537,700 537,700 METRIS COS INC COMMON 591598107 41,541 1,408,168 1,408,168 METRO-GOLDWYN-MAYER COMMON 591610100 3,854 220,200 220,200 METRO ONE TELECOMMCATN COMMON 59163F105 2,901 151,200 151,200 METROMEDIA FIBER NETWO COMMON 591689104 22,965 937,350 937,350 MICHAEL FOOD INC NEW COMMON 594079105 5,351 203,600 203,600 MICREL INC COMMON 594793101 18,213 419,900 419,900 MICROSOFT CORP COMMON 594918104 301,187 3,325,732 3,325,732 MICROCHIP TECHNOLOGY I COMMON 595017104 12,309 239,600 239,600 MICROWAVE PWR DEVICES COMMON 59517M103 3,794 277,200 277,200 MIDAS GROUP INC COMMON 595626102 3,411 165,400 165,400 MIDWEST EXPRESS HLDGS COMMON 597911106 1,252 47,800 47,800
PORTVUE-SEC13F.LRP PAGE 24 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- YAPI KREDI BANKASI COMMON 598990109 1,369 107,056,270 107,056,270 MILLENNIUM PHARMACEUTI COMMON 599902103 25,743 396,050 396,050 MIRAGE RESORTS INC COMMON 6.05E+108 4,299 307,100 307,100 NAVISTAR INTL CORP NEW COMMON 6.39E+112 13,959 300,200 300,200 OMEGA RESEARCH INC COMMON 6.82E+105 1,382 356,600 356,600 PSC INC COMMON 6.94E+111 136 17,000 17,000 BANK PAN INDONESIA TBK COMMON 6003092 37 287,300 287,300 MILLER HERMAN INC COMMON 600544100 6,399 267,670 267,670 MILLIPORE CORP COMMON 601073109 20,137 536,100 536,100 BEIJING YANHUA PETROCH COMMON 6011415 334 1,684,000 1,684,000 AIFUL CORP COMMON 6019419 12,284 72,060 72,060 MORGAN CRUCIBLE CO COMMON 602729 23,019 5,396,500 5,396,500 MINIMED INC COMMON 60365K108 67,075 682,700 682,700 MINNESOTA MNG & MFG CO COMMON 604059105 490 5,100 5,000 SUNKUS & ASSOCIATES COMMON 6043582 2,302 55,700 55,700 MIPS TECHNOLOGIES INC COMMON 604567107 7,463 234,600 234,600 MISSION CRITICAL SOFTW COMMON 605047109 4,374 98,300 98,300 ASUSTEK COMPUTER COMMON 6051046 5,202 523,200 523,200 PT BANK UNIVERSAL TBK COMMON 6052469 331 22,097,000 22,097,000 ASAHI CHEMICAL 3407 COMMON 6054603 11,306 2,030,000 2,030,000 ASIA CEMENT CORPORATIO COMMON 6056331 140 156,000 156,000 AUCNET INC 9669 JP COMMON 6059891 3,635 43,000 43,000 BNK OF TOKYO MITSUB COMMON 6070364 22,528 1,467,000 1,467,000 MOBIL CORP COMMON 607059102 16,916 167,900 167,900 CHINA TELECOM (HK) COMMON 6073556 11,709 3,797,500 3,797,500 NATSTEEL ELECTRONICS L COMMON 6073750 15,687 4,201,000 4,201,000 BANK HAPOALIM LTD COMMON 6075808 10,196 4,143,500 4,143,500 BANK LEUMI LE ISRAEL COMMON 6076425 7,686 4,415,200 4,415,200 MODERN TIMES GROUP MTG COMMON 607698107 3,626 23,239 23,239 BANGKOK BANK COMMON 6077019 108 55,100 55,100 MODTECH HLDGS INC COMMON 60783C100 151 20,467 20,467 BEIJING ENTERPRISES COMMON 6081690 2,731 1,632,000 1,632,000 MOHAWK INDS INC COMMON 608190104 418 20,941 20,941 MOLECULAR DEVICES CORP COMMON 60851C107 8,304 301,950 301,950 JIT HOLDINGS COMMON 6085409 3,241 1,755,000 1,755,000 AAPT LIMITED COMMON 6086468 3,229 1,010,501 1,010,501 MONACO COACH CORP COMMON 60886R103 22,233 912,108 912,108 BENPRES HOLDINGS CORP COMMON 6092313 15 85,300 85,300 ASTRA AGRO LESTARI TBK COMMON 6092498 46 222,000 222,000 BANK SINOPAC COMMON 6097200 297 559,000 559,000 INFOSYS TECHNOLOGY DEM COMMON 6099574 22,568 137,600 137,600 RELIANCE INDUSTRY DEMA COMMON 6099626 9,297 1,704,300 1,704,300 BELLSYSTEM 24 INC COMMON 6100056 9,872 14,700 14,700 GUJARAT AMB DMT COMMON 6100119 476 42,100 42,100
PORTVUE-SEC13F.LRP PAGE 25 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- HINDALCO INDUSTRY DEMA COMMON 6100142 4,468 217,900 217,900 HINDUSTAN LEVER DEMAT COMMON 6100153 11,903 203,092 203,092 LARSEN&TOUBRO (LE) DEM COMMON 6100164 319 37,950 37,950 EGYPTIAN MOBILE PHONE COMMON 6103925 6,679 284,900 284,900 MONSANTO CO COMMON 611662107 257 7,200 7,200 UNISEM (M) BERHAD COMMON 6118123 220 54,000 54,000 MONTANA PWR CO COM COMMON 612085100 5,470 179,726 179,726 BENESSE CORP COMMON 6121927 10,827 54,400 54,400 NTT DATA COMM SYS COMMON 6125639 13,187 1,170 1,170 ROUND ONE CORP COMMON 6126289 6,297 493 493 JOHNSON ELEC HLDGS LTD COMMON 6126331 6,609 1,369,000 1,369,000 NTT MOBILE COMM COMMON 6129277 38,856 1,970 1,970 FANCL CORP COMMON 6131261 10,720 36,700 36,700 SHANDONG INTL PWR H COMMON 6142780 206 1,300,000 1,300,000 SKY CITY LTD INST REC COMMON 6148960 2,145 1,087,500 1,087,500 ANGLO AMERICAN PLC COMMON 6152972 13,896 247,990 247,990 ALLGREEN PROPERTIES COMMON 6153629 398 463,000 463,000 MOOG INC COMMON 615394202 5,657 195,900 195,900 HSBC HOLDINGS PLC COMMON 6158163 28,370 2,476,100 2,476,100 ECORP LIMITED COMMON 6158657 131 100,000 100,000 PAC CENTURY CYBERWORKS COMMON 6164007 4,446 5,273,000 5,273,000 AUSTAR UNITED COMM LTD COMMON 6164955 1,073 350,000 350,000 PROTEL INTERNATIONAL L COMMON 6167697 1,251 559,000 559,000 DEL MONTE PACIFIC COMMON 6168485 2,384 5,127,700 5,127,700 MORGAN J P & CO INC COMMON 616880100 845 7,400 7,300 RYOHIN KEIKAKU (NEW) COMMON 6172594 33,687 167,600 167,600 SEVEN ELEVEN JAPAN (NE COMMON 6172602 19,953 226,000 226,000 MORGAN STANLEY DEAN WI CONVERT 617446257 93 11,245 11,245 MORGAN STANLEY (CSCO) PREFERD 617446273 11,411 90,295 90,295 MORGAN STANLEY DEAN WI COMMON 617446448 850 9,524 9,524 MORGAN STANLEY DEAN WI CONVERT 617446CY3 6,945 4,000,000 4,000,000 MORGAN STANLEY 0% WCOM CONVERT 617446DG1 401 475,000 475,000 DBS HOLDINGS COMMON 6175203 12,559 1,123,991 1,123,991 CATHAY LIFE INSURANCE COMMON 6179744 113 43,950 43,950 CATHAY PACIFIC COMMON 6179755 22,314 12,381,000 12,381,000 CHINA STEEL COMMON 6190950 2,322 2,861,000 2,861,000 HITE BREWERY CO COMMON 6193573 354 10,680 10,680 MOTOROLA INC COMMON 620076109 68,351 776,709 776,709 RIO TINTO LIMITED COMMON 6220103 19,964 1,177,300 1,177,300 MOVADO GROUP INC COMMON 624580106 734 31,900 31,900 DATACRAFT ASIA COMMON 6246831 34,059 7,740,600 7,740,600 MUELLER INDS INC COMMON 624756102 6,885 231,900 231,900 DAH SING FINANCIAL HLD COMMON 6249799 4,750 1,186,457 1,186,457 DAI ICHI KANGYO BK COMMON 6250241 45,227 3,626,000 3,626,000
PORTVUE-SEC13F.LRP PAGE 26 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- DATAPULSE TECH COMMON 6253206 182 300,000 300,000 DE BEERS CENTENARY COMMON 6259118 17,232 626,633 626,633 DICKSON CONCEPTS COMMON 6266851 3,039 3,901,500 3,901,500 NBTY INC COMMON 628782104 2,653 347,900 347,900 NCI BUILDING SYS INC COMMON 628852105 1,030 62,200 62,200 NCO GROUP INC COM COMMON 628858102 21,414 455,600 455,600 NTL INC COM COMMON 629407107 293 3,050 3,050 NTL INC 144A CONVERT 629407AK3 17,083 10,034,000 10,034,000 NTL INC CONVERT 629407AL1 861 503,000 503,000 NUI CORP COMMON 629430109 235 9,500 9,500 NVR INC COMMON 62944T105 1,207 23,900 23,900 NABORS INDS INC COMMON 629568106 9,540 381,600 381,600 ELEC & ELTEK INTL COMMON 6298188 3,379 871,000 871,000 FAST RETAILING CO 99 COMMON 6332439 11,534 58,200 58,200 NATIONAL COMPUTER SYS COMMON 635519101 7,212 188,100 188,100 FUJITSU LTD COMMON 6356945 36,434 1,168,418 1,168,418 FUJI SOFT ABC 9749JP COMMON 6357001 26,354 309,360 309,360 NATIONAL EQUIP SVCS IN COMMON 635847106 3,552 348,700 348,700 NATIONAL INFO CONSORTI COMMON 636491102 2,353 95,300 95,300 NATIONAL INSTRS CORP COMMON 636518102 12,505 353,800 353,800 PT GUDANG GARAM COMMON 6366999 38 19,000 19,000 NATIONAL R V HLDGS INC COMMON 637277104 5,314 269,050 269,050 LG ELECTRONICS COMMON 6375779 19,550 582,900 582,900 NATIONWIDE FINL SVCS I COMMON 638612101 4,316 122,000 122,000 NATSTEEL ELECT 144A CONVERT 638840AA6 3,212 3,240,000 3,240,000 NAUTICA ENTERPRISES IN COMMON 639089101 1 66 66 NAVISTAR INTL CORP COMMON 63934E108 97 2,086 2,086 NAVIGANT CONSULTING IN COMMON 63935N107 34,999 754,696 754,696 PT HANJA MANDA SAMPOER COMMON 6400325 316 178,500 178,500 NEIMAN MARCUS GROUP IN COMMON 640204103 386 16,500 16,500 HALLA CLIMATE CONTROL COMMON 6404316 586 12,350 12,350 NETBANK INC COMMON 640933107 272 12,300 12,300 NETEGRITY INC COMMON 64110P107 3,581 146,900 146,900 NETOPIA INC COM COMMON 64114K104 26,532 665,400 665,400 NETOBJECTS INC COMMON 64114L102 654 116,300 116,300 NETRO CORP COMMON 64114R109 2,800 102,300 102,300 NETSOLVE INC COMMON 64115J106 3,644 205,300 205,300 NETIQ CORP COMMON 64115P102 3,279 110,700 110,700 NETWORK APPLIANCE INC COMMON 64120L104 93,835 1,310,086 1,307,200 NETWORK SOLUTIONS INC COMMON 64121Q102 79,987 870,614 868,414 CHINA MERCHANTS (HLDGS COMMON 6416139 3,661 4,513,400 4,513,400 HIKARI TSUSHIN INC COMMON 6416322 17,216 28,200 28,200 HIROSE ELECTRIC6806JP COMMON 6428725 6,623 42,100 42,100 HITACHI COMMON 6429104 22,210 2,004,000 2,004,000
PORTVUE-SEC13F.LRP PAGE 27 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- HITACHI CONSTRUCTION M COMMON 6429405 256 50,000 50,000 HONGKONG LAND HOLDINGS COMMON 6434915 33 25,000 25,000 HON HAI PRECISION COMMON 6438564 11,201 1,711,600 1,711,600 HYUNDAI MOTOR CO LTD COMMON 6451055 12,586 608,760 608,760 UNITED UTILITIES PLC COMMON 646233 3,100 283,300 283,300 INVESTEC GROUP COMMON 6465959 5,025 154,600 154,600 HOMAC CORP COMMON 6466662 5,492 229,300 229,300 JAPAN BUSINESS COMP COMMON 6472959 8,548 284,398 284,398 JOHN KEELLS HOLDINGS L COMMON 6475538 61 23,840 23,840 PT JAYA REAL PROPERTY COMMON 6478106 43 480,000 480,000 KURAYA CORPORATION 99 COMMON 6481438 4,241 313,600 313,600 KAO CORP (#4452) COMMON 6483809 33,077 1,170,000 1,170,000 KOJIMA CO 7513 JPY COMMON 6488912 12,486 230,800 230,800 KEYENCE CORP 6861JP COMMON 6490995 11,002 41,100 41,100 NEW WORLD DEV LTD ADR COMMON 649274305 3 757 757 KOKUSAI DENSHIN DENWA COMMON 6496346 22,161 214,300 214,300 NEW YORK TIMES CO COMMON 650111107 8,978 239,400 239,400 HOUSING & COM BANK KOR COMMON 6503020 7,119 368,500 368,500 KURODA ELECTRIC CO LTD COMMON 6504584 7,566 117,600 117,600 KOREA TELECOM CORP COMMON 6505316 6,994 113,290 113,290 LEGEND HOLDINGS LTD COMMON 6508821 6,126 6,430,000 6,430,000 NEWGEN RESULTS CORP COMMON 651359101 316 29,100 29,100 NEWPORT CORP COMMON 651824104 1,691 101,700 101,700 NEXTEL COMMUNICATIONS COMMON 65332V103 78,644 1,159,738 1,159,738 NEXTEL COMM 144A 7/1/0 CONVERT 65332VAR4 12,975 8,141,000 8,141,000 NEXTLINK COMMUNICATION COMMON 65333H707 38,105 735,000 735,000 PT LIPPO BANK COMMON 6535067 166 7,931,500 7,931,500 L.G. CHEMICAL LTD COMMON 6537030 16,749 577,200 577,200 BANK TOKYO-MITSUBISHI COMMON 65379109 443 28,900 28,900 NIKE INC CLASS B COMMON 654106103 40,134 705,649 705,649 NINTENDO LTD ADR NEW COMMON 654445303 3,141 161,866 161,866 NIPPON TELEG & TEL COR COMMON 654624105 4,090 66,296 66,296 NOKIA CORP COMMON 654902204 73,801 821,162 821,162 NOBLE DRILLING CORP COMMON 655042109 807 36,900 36,900 MALAYAN BANKING COMMON 6556325 71 23,000 23,000 NORTEK INC COMMON 656559101 4,100 120,150 120,150 NORTEL NETWORKS CORP C COMMON 656569100 48,142 943,940 943,940 MATSUSHITA COMM COMMON 6572666 35,805 321,700 321,700 MATAV CABLE SYSTEMS ME COMMON 6573120 5,796 275,300 275,300 NORTH FORK BANCORP INC COMMON 659424105 61 3,150 3,150 SAKURA BANK COMMON 6598714 1,097 146,000 146,000 MMI HOLDING LIMITED COMMON 6599869 894 1,110,000 1,110,000 MURATA MANUFACTNG6981J COMMON 6610403 27,536 274,000 274,000 ORANGE PLC COMMON 661496 17,226 876,000 876,000
PORTVUE-SEC13F.LRP PAGE 28 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- NICHII GAKKEN COMMON 6622356 9,205 49,500 49,500 NEDCOR LIMITED COMMON 6628008 7,019 358,100 358,100 NINTENDO CO 7974JP COMMON 6639550 11,945 74,900 74,900 NIPPON SYS DEV COMMON 6639602 8,359 109,200 109,200 NIPPON TEL & TEL COMMON 6641373 29,345 2,385 2,385 NITTO DENKO CORPORATIO COMMON 6641801 12,794 403,000 403,000 NIPPON STEEL COMMON 6642569 29,725 10,951,000 10,951,000 NOMURA SECURITIES COMMON 6643108 25,261 1,630,000 1,630,000 NORTHEAST OPTIC NETWOR COMMON 664334109 10,823 286,700 286,700 NORTHERN TR CORP COMMON 665859104 10,822 129,600 129,600 OTSUKA KAGU LTD COMMON 6663076 10,220 35,100 35,100 OVERSEAS-CHINESE BK. COMMON 6663690 458 59,000 59,000 PACIFIC BBA LTD COMMON 6666150 2,624 630,200 630,200 NORTHROP GRUMMAN CORP COMMON 666807102 235 3,700 3,700 NORTHWEST NAT GAS CO COMMON 667655104 741 28,700 28,700 BANTA CORP COMMON 66821109 453 20,300 20,300 NOVA CORP GA COMMON 669784100 14,593 583,721 583,721 NOVELL INC COMMON 670006105 37,404 1,808,004 1,808,004 NOVELLUS SYSTEMS INC COMMON 670008101 2 27 27 NU SKIN ENTERPRISES COMMON 67018T105 230 17,000 17,000 N2H2 INC COMMON 67019F104 979 99,800 99,800 NUCOR CORP COMMON 670346105 3 65 65 NUEVO GROUP IUSACELL S COMMON 670512102 588 61,900 61,900 SEAH STEEL CORPORATION COMMON 6709549 538 34,420 34,420 OYO GEOSPACE CORP COMMON 671074102 2,140 196,800 196,800 OAK INDS INC COMMON 671400505 303 8,900 8,900 RENGO COMPANY LTD 394 COMMON 6732200 19,815 3,062,000 3,062,000 OCCIDENTAL PETE CORP D COMMON 674599105 393 17,000 17,000 RYOHIN KEIKAKU 7453JP COMMON 6758455 21,324 105,600 105,600 OGDEN CORP COMMON 676346109 204 19,700 19,700 SOFTBANK CORP COMMON 6770620 39,541 103,949 103,949 SAMSUNG CORPORATION COMMON 6771601 14,452 987,710 987,710 SAMSUNG ELECTRONICS COMMON 6771720 26,554 163,975 163,975 SAMSUNG ELEC PFD N/V COMMON 6773812 280 2,200 2,200 BBA GROUP ORD COMMON 67748 5,092 711,600 711,600 SANWA BANK COMMON STOC COMMON 6776747 2,824 211,000 211,000 OJI PAPER LTD NEW COMMON 678123100 2,765 38,478 38,478 HORSHAM'S BARRICK GLD COMMON 67901108 8,385 385,500 385,500 SEVEN ELEVEN JAPAN8183 COMMON 6797179 20,110 229,000 229,000 OLD KENT FINL CORP COMMON 679833103 688 18,520 18,520 OLD NATL BANCORP IND C COMMON 680033107 3,961 137,174 137,174 SHIN ETSU CHEM CO4063J COMMON 6804585 28,098 673,794 673,794 SHOHKOH FUND (8597.Q) COMMON 6805715 39,209 52,510 52,510 SHINHAN BANK COMMON 6805986 8,105 872,510 872,510
PORTVUE-SEC13F.LRP PAGE 29 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- PACIFIC CENTURY REG DE COMMON 6808565 4,789 754,000 754,000 SINGAPORE COMMON 6810753 93 51,000 51,000 OLYMPUS OPICAL LTD SPO COMMON 681627204 3 211 211 SM PRIME HOLDINGS COMMON 6818843 1,797 10,654,210 10,654,210 OMNICOM GROUP INC COMMON 681919106 46,161 582,917 582,917 OMNICOM GROUP INC CONVERT 681919AG1 21,195 12,644,000 12,644,000 1-800 CONTACTS INC COMMON 681977104 664 23,300 23,300 SOLUTION 6 HOLDINGS LT COMMON 6821238 6,557 1,835,500 1,835,500 OMNIPOINT CORP PREFERD 68212D607 6,872 75,000 75,000 SONY CHEMICALS 6746JP COMMON 6821498 8,369 100,000 100,000 SONY CORP 6758JP COMMON 6821506 36,820 246,400 246,400 ON ASSIGNMENT INC COMMON 682159108 4,829 201,200 201,200 ONE VALLEY BANCORP INC COMMON 682419106 3,529 102,300 102,300 OPTICAL COATING LAB IN COMMON 683829105 31,159 338,450 338,450 OPTIMAL ROBOTICS CORP COMMON 68388R208 4,095 227,500 227,500 ORACLE SYS CORP COMMON 68389X105 41,777 918,159 918,159 OPPENHEIMER MUN BD FD MUTUAL 683977102 0 2 2 BARRETT RESOURCES CORP COMMON 68480201 16,980 459,700 459,700 ADELPHIA COMMUNICATION COMMON 6848105 5,170 87,900 87,900 ORANGE PLC ADR COMMON 685211104 2,860 28,734 28,734 SUMITOMO BAKELITE CO COMMON 6858504 5,139 497,000 497,000 O'REILLY AUTOMOTIVE COMMON 686091109 14,783 310,200 310,200 ORIX CORP ADR SPONSORE COMMON 686330101 20,053 330,091 330,091 TA YA ELECTRIC W & C L COMMON 6869205 50 163,000 163,000 TAKEDA CHEMICAL IND450 COMMON 6870445 216 4,000 4,000 ADVANTEST 6857 JP COMMON 6870490 17,010 117,600 117,600 PHOTO ME INT'L. PLC COMMON 687179 6,661 306,400 306,400 ORTEL CORP COMMON 68749W102 3,019 194,800 194,800 TAISHIN INTL BANK COMMON 6876001 296 535,000 535,000 TAKEFUJI CORPORATION COMMON 6876067 25,545 153,400 153,400 PT TELEKOMUNIKASI COMMON 6878795 188 531,800 531,800 OSHKOSH TRUCK CORP COMMON 688239201 7,177 269,550 269,550 OSTEOTECH INC COMMON 688582105 538 39,500 39,500 THAI FARMERS BANK COMMON 6888794 74 62,800 62,800 TAIWAN SEMICONDUCTOR COMMON 6889106 17,405 4,143,960 4,143,960 OUTBACK STEAKHOUSE INC COMMON 689899102 233 9,150 9,150 TOYO INFORMATION SYS COMMON 6899774 5,619 118,000 118,000 TRANS COSMOS COMMON 6900955 13,703 109,700 109,700 OWENS CORNING COMMON 69073F103 2,787 128,515 128,515 UTD WORLD CHINESE COMM COMMON 6913834 2,786 2,300,000 2,300,000 OXFORD HEALTH PLANS IN COMMON 691471106 12,326 986,078 986,078 VENTURE MANUFACTURING COMMON 6927374 13,617 1,564,600 1,564,600 P-COM INC COMMON 693262107 3,085 440,700 440,700 PECO ENERGY CO COMMON 693304107 454 12,100 12,100
PORTVUE-SEC13F.LRP PAGE 30 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- PE CORP COMMON 69332S102 54,489 754,184 754,184 PLX TECHNOLOGY INC COMMON 693417107 2,244 93,000 93,000 PMC-SIERRA INC COM COMMON 69344F106 139,399 1,507,021 1,505,321 PACCAR INC COMMON 693718108 20,193 396,921 396,921 PACIFIC SUNWEAR CALIF COMMON 694873100 62,968 2,246,375 2,246,375 PACIFICARE HEALTH SYS COMMON 695112102 2,272 52,543 52,543 PACKETEER INC COMMON 695210104 4,455 130,800 130,800 PAIRGAIN TECHNOLOGIES COMMON 695934109 7,637 599,000 599,000 WINBOND ELECTRONICS CO COMMON 6966515 51 29,000 29,000 WING TAI HLDGS COMMON 6972385 218 274,000 274,000 WORLD CO COMMON 6977971 12,421 115,200 115,200 ZHEJIANG EXPRESS-H SHS COMMON 6990763 289 1,840,000 1,840,000 PARADYNE NETWORKS INC COMMON 69911G107 2,758 98,500 98,500 QUANTA SVCS INC COMMON 7.48E+106 1,574 53,700 53,700 PARK ELECTROCHEMICAL C COMMON 700416209 2,729 83,000 83,000 PARK PL ENTMT CORP COM COMMON 700690100 44,420 3,553,577 3,553,577 BASIN EXPL INC COMMON 70107107 10,214 425,600 425,600 PATTERSON DENTAL CO COMMON 703412106 2,810 56,700 56,700 PATTERSON ENERGY INC C COMMON 703414102 6,197 408,000 408,000 PAXAR CORP COMMON 704227107 503 52,900 52,900 PAYCHEX INC COMMON 704326107 11,539 338,136 338,136 PECHINEY ADR SPONSORED COMMON 705151207 3,901 142,165 142,165 PEGASUS COMMUNICATIONS COMMON 705904100 15,537 344,300 344,300 PENTAIR INC COMMON 709631105 4,313 107,500 107,500 PEOPLES HERITAGE FINL COMMON 711147108 2,776 167,000 167,000 PEOPLESOFT INC COMMON 712713106 1 48 48 PERCLOSE INC COMMON 71361C107 363 7,800 7,800 PEREGRINE SYSTEMS INC COMMON 71366Q101 55,110 1,352,400 1,352,400 PERFORMANCE TECHNOLOGI COMMON 71376K102 623 27,600 27,600 PERICOM SEMICONDUCTOR COMMON 713831105 3,121 209,800 209,800 PERIPHONICS CORP COMMON 714005105 11,220 357,600 357,600 PERSISTENCE SOFTWARE I COMMON 715329108 4,941 173,000 173,000 PERSONNEL GROUP AMER I COMMON 715338109 2,324 371,900 371,900 P T TELEKOMUNIKASI IND COMMON 715684106 110 15,920 15,920 PERVASIVE SOFTWARE INC COMMON 715710109 7,780 225,500 225,500 PETROLEO BRASILEIRO SA COMMON 71654V101 10,164 659,300 659,300 PETROLEUM GEO-SVCS A/S COMMON 716597109 2,023 106,100 106,100 PHARMACIA & UPJOHN INC COMMON 716941109 695 14,000 14,000 BAUSCH & LOMB INC COMMON 71707103 48,174 730,600 730,600 PFIZER INC COMMON 717081103 782 21,801 21,801 BAXTER INTL INC COMMON 71813109 4,343 72,080 72,080 PHILIP MORRIS COS INS COMMON 718154107 28,924 846,050 845,750 PHILIPPINE LONG DISTAN COMMON 718252604 4,411 202,800 202,800 PHILLIPS PETROLEUM COM COMMON 718507106 2,547 52,250 52,250
PORTVUE-SEC13F.LRP PAGE 31 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- PHONE COM INC COMMON 71920Q100 30,103 198,700 198,700 VODAFONE AIRTOUCH PLC COMMON 719210 20,227 854,087 854,087 PHOTON DYNAMICS INC COMMON 719364101 4,362 207,700 207,700 PHOTRONICS INC COMMON 719405102 7,963 354,900 354,900 PIER 1 IMPORTS INC COM COMMON 720279108 1 198 198 PILGRIMS PRIDE CORP COMMON 721467108 1,499 172,500 172,500 PILGRIMS PRIDE CORP COMMON 721467207 155 30,150 30,150 PINNACLE HLDGS INC COMMON 72346N101 14,092 539,400 539,400 PINNACLE SYS INC COMMON 723481107 41,688 983,800 983,800 PIONEER STD ELECTRS IN COMMON 723877106 429 29,700 29,700 FUTURE NETWORK PLC COMMON 723998 7,582 731,900 731,900 PITNEY BOWES INC COMMON 724479100 370 6,070 6,070 PIVOTAL CORP COMMON 72581R106 1,805 100,600 100,600 PLANTRONICS INC NEW CO COMMON 727493108 4,806 96,600 96,600 PLAYBOY ENTERPRISES IN COMMON 728117300 7,795 292,100 292,100 PLEXUS CORP COMMON 729132100 2,943 96,100 96,100 PLIVA D D COMMON 72917Q103 3,967 374,400 374,400 PLIVA D D COMMON 72917Q202 206 19,400 19,400 POHANG IRON & STL LTD COMMON 730450103 39,411 1,258,659 1,258,659 POLYCOM INC COM COMMON 73172K104 38,706 812,200 812,200 POLYMEDICA CORP COMMON 731738100 3,653 157,100 157,100 POMEROY COMPUTER RES COMMON 731822102 398 36,000 36,000 POOL ENERGY SVCS CO COMMON 732788104 1,362 55,300 55,300 POPE & TALBOT INC COMMON 732827100 231 18,700 18,700 BE AEROSPACE INC COMMON 73302101 232 19,400 19,400 BE INC COMMON 73309106 1,910 270,500 270,500 POSSIS MEDICAL INC COMMON 737407106 1,400 123,100 123,100 BEAR STEARNS COS INC COMMON 73902108 542 14,100 14,100 POWER INTEGRATIONS INC COMMON 739276103 62,668 904,960 904,960 POWER-ONE INC COMMON 739308104 7,719 302,700 302,700 POWERWAVE TECHNOLOGIES COMMON 739363109 35,166 729,300 729,300 PRE PAID LEGAL SVCS IN COMMON 740065107 9,155 232,500 232,500 PRECISION DRILLING COR COMMON 74022D100 6,905 297,800 297,800 PREMARK INTL INC COMMON 740459102 7,196 142,500 142,500 PRICE COMMUNICATIONS C COMMON 741437305 27,139 1,082,837 1,082,837 PRIMACOM AG ADR SPONSO COMMON 74154N108 3,864 140,472 140,472 PRIME HOSPITALITY CORP COMMON 741917108 338 42,200 42,200 PRIDE INTL INC COMMON 741932107 8,690 612,500 612,500 PRIORITY HEALTHCARE CO COMMON 74264T102 19,598 634,721 634,721 PROBUSINESS SERVICES I COMMON 742674104 6,157 229,100 229,100 PROCTER & GAMBLE COMPA COMMON 742718109 57,995 618,610 618,410 PROFIT RECOVERY GROUP COMMON 743168106 18,504 414,650 414,650 PROGRESS SOFTWARE CORP COMMON 743312100 9,823 313,085 313,085 PROJECT SOFTWARE & DEV COMMON 74339P101 5,708 106,700 106,700
PORTVUE-SEC13F.LRP PAGE 32 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- PROVIDENT BANKSHARES C COMMON 743859100 7,503 352,563 352,563 PROVIDIAN FINL CORP CO COMMON 74406A102 17,234 217,628 217,628 PROXICOM INC COMMON 744282104 7,131 121,900 121,900 PROXIM INC COMMON 744284100 31,584 686,600 686,600 PSINET INC COM COMMON 74437C101 38,251 1,063,440 1,063,440 PSINET INC PREFERD 74437C309 12,436 308,960 308,960 KINGSTON COMM (HULL) P COMMON 744825 9,362 1,378,100 1,378,100 PULTE CORP COMMON 745867101 11,419 525,000 525,000 QLT PHOTOTHERAPEUTICS COMMON 746927102 497 6,500 6,500 QRS CORP COMMON 74726X105 8,230 128,350 128,350 QLOGIC CORP COM COMMON 747277101 88,208 1,263,500 1,263,500 QUAKER OATS CO COM COMMON 747402105 90,231 1,458,279 1,458,279 QUALCOMM INC COMMON 747525103 278,395 1,471,527 1,471,227 QUALCOMM FINL TR I PREFERD 74752R402 19,614 73,650 73,650 QUANEX CORP COMMON 747620102 302 11,800 11,800 QUEENS CNTY BANCORP IN COMMON 748242104 1,605 58,100 58,100 QUEST SOFTWARE INC COMMON 74834T103 2,093 45,000 45,000 QUIKSILVER INC COMMON 74838C106 16,207 888,035 888,035 QUINTILES TRANSNATIONA COMMON 748767100 1 46 46 ADVANCE PARADIGM INC COMMON 7491103 12,146 221,839 221,839 QUOTESMITH COM INC COMMON 749117107 589 82,600 82,600 QWEST COMM TRENDS 144A PREFERD 74912L105 14,067 274,469 274,469 RCN CORP COMMON 749361101 4,719 115,100 115,100 RTI INTL METALS INC COMMON 74973W107 240 24,000 24,000 RF MICRO DEVICES INC C COMMON 749941100 107,775 2,355,750 2,355,750 RADIANT SYSTEMS INC COMMON 75025N102 2,888 178,400 178,400 RADIO ONE INC COMMON 75040P108 2,644 63,700 63,700 RADISYS CORP COMMON COMMON 750459109 1,534 39,100 39,100 RAMBUS INC DEL COM COMMON 750917106 12,575 189,800 189,800 RALSTON PURINA CO COMMON 751277302 323 11,600 11,600 RAMP NETWORKS INC COMMON 751567108 2,904 132,000 132,000 RANBAXY LAB LTD GDR 14 COMMON 751881103 371 15,100 15,100 ADVANCED DIGITAL INFOR COMMON 7525108 31,112 1,118,650 1,118,650 RARE HOSPITALITY INTL COMMON 753820109 9,794 452,900 452,900 RATIONAL SOFTWARE CORP COMMON 75409P202 17,298 590,759 590,759 RAVISENT TECHNOLOGIES COMMON 754440105 1,118 77,800 77,800 ADVANCED TECHNICAL PRO COMMON 7548100 7,896 582,200 582,200 RAYTHEON CO COMMON 755111309 332 6,844 6,838 RAZORFISH INC COMMON 755236106 11,414 262,400 262,400 READERS DIGEST ASSN IN COMMON 755267101 8,900 304,274 304,274 BEBE STORES INC COMMON 75571109 4,347 180,200 180,200 REALNETWORKS INC COM COMMON 75605L104 123,715 1,183,165 1,180,965 ADVO INC COMMON 7585102 941 47,200 47,200 BED BATH & BEYOND INC COMMON 75896100 1,818 52,031 52,031
PORTVUE-SEC13F.LRP PAGE 33 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- RELIANT ENERGY INC COM COMMON 75952J108 18,646 689,000 689,000 RENAL CARE GROUP INC COMMON 759930100 2,088 95,300 95,300 RENT WAY INC COMMON 76009U104 6,527 343,500 343,500 REPUBLIC BANCORP INC COMMON 760282103 891 77,050 77,050 RESEARCH IN MOTION LTD COMMON 760975102 2,303 74,474 74,474 RESMED INC COMMON 761152107 14,981 452,800 452,800 RESOURCE BANCSHARES MT COMMON 761197102 134 26,900 26,900 REX STORES CORP COMMON 761624105 2,922 94,250 94,250 REYNOLDS & REYNOLDS CO COMMON 761695105 11,496 564,200 564,200 ROADWAY EXPRESS INC DE COMMON 769742107 1,903 94,250 94,250 ROBERT HALF INTL INC COMMON 770323103 1 36 36 ROBERTS PHARMACEUTICAL COMMON 770491108 847 28,000 28,000 ROCKWELL INTL CORP NEW COMMON 773903109 8,706 165,817 165,817 ROHM & HAAS CO COMMON 775371107 378 10,460 10,460 AEROFLEX INC COMMON 7768104 10,539 864,700 864,700 ROSS STORES INC COMMON 778296103 23,941 1,189,614 1,189,614 BELL & HOWELL CO NEW COMMON 77852101 5,213 142,100 142,100 ROWAN COS INC COM COMMON 779382100 64,829 3,989,443 3,989,443 ROWECOM INC COMMON 77957X108 8,744 315,100 315,100 ROYAL DUTCH PETE CO COMMON 780257804 13,082 221,500 221,500 RUBY TUESDAY INC COMMON 781182100 4,514 231,500 231,500 RURAL CELLULAR CORP CL COMMON 781904107 4,542 99,000 99,000 BARCLAYS ORD COMMON 78201 15,569 530,200 530,200 RYANS FAMILY STEAK HOU COMMON 783519101 110 12,200 12,200 RYLAND GROUP INC COMMON 783764103 9,004 395,800 395,800 SBC COMMUNICATIONS INC COMMON 78387G103 17,780 348,206 348,206 SCP POOL CORP COMMON 784028102 6,611 281,300 281,300 SDL INC COMMON 784076101 22,810 298,900 298,900 SEI INVESTMENTS CO COMMON 784117103 21,240 237,896 237,896 SFX ENTMT INC COMMON 784178105 16,971 554,150 554,150 SGL CARBON AG SPONSORE COMMON 784188203 2,810 120,907 120,907 SLM HLDG CORP COM COMMON 78442A109 53 1,225 1,225 SLI INC COMMON 78442T108 10,043 471,249 471,249 SPS TECHNOLOGIES INC COMMON 784626103 440 11,600 11,600 S3 INC COMMON 784849101 7,807 748,000 748,000 SAFEGUARD SCIENTIFICS COMMON 786449108 904 13,300 13,300 SAFESKIN CORP COM COMMON 786454108 277 33,746 33,746 SAFEWAY INC NEW COMMON 786514208 7 185 185 SAGA COMMUNICATIONS IN COMMON 786598102 5,762 250,483 250,483 ST PAUL COS INC COMMON 792860108 382 13,900 13,900 SALEM COMMUNICATIONS C COMMON 794093104 5,406 212,000 212,000 SALTON INC COMMON 795757103 12,730 410,650 410,650 ADVANCED ENERGY INDS COMMON 7973100 2,510 81,300 81,300 ADVENT SOFTWARE INC COMMON 7974108 8,201 131,750 131,750
PORTVUE-SEC13F.LRP PAGE 34 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- BP AMOCO PLC COMMON 798059 3,426 187,600 187,600 BELLSOUTH CORP COMMON 79860102 2,358 52,406 52,406 TALISMAN ENERGY INC COMMON 8.74E+107 12,738 425,500 425,500 TOTAL FINA S A COMMON 8.92E+113 768 12,100 12,100 SANDISK INC COMMON 80004C101 5,945 91,200 91,200 SANMINA CORP COMMON COMMON 800907107 53,384 689,937 689,937 SANMINA CORP 144A CONVERT 800907AA5 8,764 7,878,000 7,878,000 SANWA BK LTD JAPAN ADR COMMON 803030204 3,882 29,180 29,180 SAP AKTIENGESELLSCHAFT COMMON 803054204 30,352 804,027 804,027 SHELL TRNSPT&TRDG COMMON 803414 14,627 1,956,300 1,956,300 SAWTEK INC COMMON 805468105 23,426 669,300 669,300 SCANSOURCE INC COMMON 806037107 7,537 270,400 270,400 SCHERING PLOUGH CORP COMMON 806605101 104,231 2,389,248 2,389,248 SCHLUMBERGER LTD COMMON 806857108 12,891 206,897 206,897 SCHWAB CHARLES CORP NE COMMON 808513105 5 136 136 SCIENT CORP COMMON 80864H109 1,965 30,700 30,700 SCIENTIFIC LEARNING CO COMMON 808760102 2,057 122,800 122,800 SCOTT TECHNOLOGIES INC COMMON 810022301 2,309 116,900 116,900 SEAGATE TECHNOLOGY COMMON 811804103 4,410 144,000 144,000 SEALED AIR CORP NEW CO COMMON 81211K100 36,127 704,041 704,041 SEALED AIR CORP NEW PF PREFERD 81211K209 10,177 200,537 200,537 SECURITY FIRST TECHNOL COMMON 814279105 26,715 687,200 687,200 BEN & JERRYS HOMEMADE COMMON 81465106 526 30,600 30,600 SEITEL INC COMMON 816074306 1,846 189,300 189,300 SMITH & NEPHEW COMMON 816605 5,825 1,849,503 1,849,503 SEMTECH CORP COMMON 816850101 22,865 624,300 624,300 SEVEN ELEVEN JAPAN LTD COMMON 817828205 4,617 52,558 52,558 AFFILIATED COMPUTER SE COMMON 8190100 12,232 301,100 301,100 SHAW INDS INC COMMON 820286102 6,037 380,305 380,305 SHELL TRANS & TRADING COMMON 822703609 2,993 65,809 65,809 SHERWIN WILLIAMS CO COMMON 824348106 9,053 432,389 432,389 SHINHAN BK COMMON 824589303 8,784 480,000 480,000 SHIRE PHARMACEUTICALS COMMON 82481R106 13,931 483,461 483,461 SHOE CARNIVAL INC COMMON 824889109 2,540 229,600 229,600 SHOPKO STORES INC COMMON 824911101 255 8,800 8,800 SHOPNOW COM INC COMMON 82508R105 1,453 125,000 125,000 AFFILIATED MANAGERS GR COMMON 8252108 3,245 119,100 119,100 SHOREWOOD PACKAGING CO COMMON 825229107 633 46,700 46,700 SHOWCASE CORP COMMON 82539P102 1,787 178,700 178,700 SIEBEL SYSTEMS INC COMMON 826170102 26,925 404,122 404,122 SIEBEL SYSTEMS 144A CONVERT 826170AA0 7,737 7,875,000 7,875,000 SIERRA HEALTH SVCS INC COMMON 826322109 214 21,100 21,100 SILICON STORAGE TECHNO COMMON 827057100 4,062 287,600 287,600 CORUS GROUP PLC COMMON 828053 21,099 8,305,500 8,305,500
PORTVUE-SEC13F.LRP PAGE 35 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- SIMPSON MANUFACTURING COMMON 829073105 9,408 200,700 200,700 SKY FINL GROUP INC COMMON 83080P103 481 20,465 20,465 SKYWEST INC COMMON 830879102 12,661 577,167 577,167 SKYTEL COMMUNICATIONS COMMON 83087Q104 0 5 5 SMITH A O COMMON 831865209 575 19,000 19,000 SMITH INTL INC COMMON 832110100 72,815 1,797,900 1,797,900 SMITHFIELD FOODS INC COMMON 832248108 975 36,437 36,437 SMURFIT-STONE CONTAINE COMMON 832727101 58,911 2,724,197 2,724,197 SOFTBANK COMMON 83401R101 3,279 137,800 137,800 SOFTWARE COM INC COMMON 83402P104 10,376 242,000 242,000 SOLECTRON CORP COMMON COMMON 834182107 67,919 945,777 945,777 SOLECTRON CORP LYON 14 CONVERT 834182AG2 22,497 36,655,000 36,655,000 SOLECTRON CORP SLR 0 0 CONVERT 834182AJ6 1,080 1,759,000 1,759,000 SONIC CORP COMMON 835451105 17,794 584,600 584,600 SONIC AUTOMOTIVE INC COMMON 83545G102 15,540 1,195,400 1,195,400 SONY CORP 6758JP COMMON 835699307 56,369 375,638 375,638 SOTHEBY'S HLDGS CL A COMMON 835898107 7,723 299,200 299,200 STANDARD CHARTERED BAN COMMON 840370 12,606 871,800 871,800 SOUTHDOWN INC COMMON 841297104 601 11,234 11,234 SOUTHTRUST CORP COMMON 844730101 15,950 444,600 444,600 SOUTHWEST AIRLS CO COMMON 844741108 713 47,000 47,000 SOUTHWEST SECS GROUP I COMMON 845224104 397 14,705 14,705 BERKSHIRE HATHAWAY INC COMMON 84670207 388 209 209 SPARTECH CORP COMMON 847220209 11,789 402,200 402,200 SPECIALTY EQUIP COS IN COMMON 847497203 1,664 65,900 65,900 SPECTRIAN CORP COMMON 847608106 3,815 175,400 175,400 SPIEGEL INC COMMON 848457107 2,479 244,800 244,800 SPRINT CORP COMMON 852061100 1,004 18,500 18,500 SPRINT CORP PCS COM SE COMMON 852061506 93,720 1,256,931 1,256,931 STAMPS COM INC COMMON 852857101 4,340 124,900 124,900 STANDARD PAC CORP NEW COMMON 85375C101 1,521 148,400 148,400 STANLEY FURNITURE INC COMMON 854305208 526 24,900 24,900 STAPLES INC COMMON 855030102 434 19,905 19,905 STARMEDIA NETWORK INC COMMON 855546107 3,933 107,100 107,100 STARTEK INC COMMON 85569C107 12,336 224,800 224,800 STARWOOD HOTELS&RESORT COMMON 85590A203 367 16,430 16,430 STATION CASINOS INC COMMON 857689103 15,532 668,050 668,050 STEEL TECHNOLOGIES INC COMMON 858147101 324 27,900 27,900 STERLING BANCORP COMMON 859158107 2,500 144,900 144,900 STERLING SOFTWARE INC COMMON 859547101 411 20,559 20,559 STMICROELECTRONICS N V COMMON 861012102 37,374 504,627 504,627 STMICROELECTRONICS 0% CONVERT 861012AA0 12,456 8,850,000 8,850,000 STMICROELECTRONICS N V CONVERT 861012AB8 7,283 9,117,000 9,117,000 STONE ENERGY CORP COMMON 861642106 13,469 264,100 264,100
PORTVUE-SEC13F.LRP PAGE 36 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- BEST BUY INC COMMON 86516101 184,639 2,978,042 2,974,842 BEST SOFTWARE INC COMMON 86579109 2,783 140,900 140,900 SUMMIT TECHNOLOGY INC COMMON 86627E101 461 25,200 25,200 SUN MICROSYSTEMS INC COMMON 866810104 113,693 1,222,486 1,222,486 SUNGARD DATA SYS INC COMMON 867363103 763 29,000 29,000 SUNGLASS HUT INTL INC COMMON 86736F106 5,558 526,200 526,200 SUNQUEST INFORMATION S COMMON 867654105 1,579 97,900 97,900 SUNRISE ASSISTED LIVNG COMMON 86768K106 224 8,422 8,422 SUNTERRA CORP COMMON 86787D109 5,907 497,400 497,400 SVENSKA CELLULOSA AKTI COMMON 869587402 8 299 299 LLOYDS TSB GROUP COMMON 870612 1,961 157,700 157,700 SWIFT ENERGY CO COMMON 870738101 3,349 265,300 265,300 SWIFT TRANSN CO COMMON 870756103 9,556 485,375 485,375 SYBASE INC COMMON 871130100 14,118 1,195,200 1,195,200 SYBRON INTL CORP COMMON 87114F106 949 35,300 35,300 SYKES ENTERPRISES INC COMMON 871237103 9,448 382,700 382,700 SYLVAN LEARNING SYSTEM COMMON 871399101 1 45 45 SYMANTEC CORP COMMON 871503108 34,652 963,390 963,390 SYMBOL TECHNOLOGIES IN COMMON 871508107 1,235 36,750 36,750 SYNCOR INTL CORP DEL COMMON 87157J106 1,335 35,600 35,600 SYNOPSYS INC COMMON 871607107 13,360 237,901 237,901 SYNNEX TECH GDR REG S COMMON 87161A208 462 23,828 23,828 SYSCO CORP COMMON 871829107 2,535 72,300 72,300 TCF FINL CORP COMMON 872275102 286 10,000 10,000 THQ INC COMMON 872443403 16,905 392,000 392,000 TJX COS INC NEW COMMON 872540109 95,028 3,386,239 3,386,239 TNP ENTERPRISES INC COMMON 872594106 382 9,800 9,800 TSI INTERNATIONAL SOFT COMMON 872879101 9,081 334,800 334,800 TMP WORLDWIDE INC COM COMMON 872941109 17,157 281,850 281,850 TACO CABANA INC COM COMMON 873425102 3,756 387,650 387,650 TAIWAN SEMICONDUCTOR M COMMON 874039100 32,407 1,098,577 1,098,577 TALBOTS INC COM COMMON 874161102 15,243 341,100 341,100 TALISMAN ENERGY INC CO COMMON 87425E103 1,935 64,638 64,638 TALK COM INC COMMON 874264104 8,525 660,500 660,500 TANDY CORP COMMON 875382103 127 2,456 2,456 TANNING TECHNOLOGY COR COMMON 87588P101 4,029 153,500 153,500 TARRANT APPAREL GROUP COMMON 876289109 537 47,700 47,700 TECH SQUARED INC COMMON 878302108 1,042 320,600 320,600 TECHNOLOGY SOLUTIONS C COMMON 87872T108 322 22,800 22,800 TECUMSEH PRODS CO COMMON 878895200 9,157 182,700 182,700 TELE CENTRO SUL PART S COMMON 879239101 12,749 229,720 229,720 TELE DANMARK A/S SPONS COMMON 879242105 1,959 66,105 66,105 TELECOM EIREANN EURO A COMMON 87927M108 4 252 252 TELECOM BRASILEIRAS-TE COMMON 879287308 9 120 120
PORTVUE-SEC13F.LRP PAGE 37 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- TELEFONOS DE MEXICO S COMMON 879403780 46,916 658,482 658,482 TELESPECTRUM WORLDWIDE COMMON 87951U109 1,685 283,800 283,800 TELLABS INC COMMON 879664100 27,801 488,282 488,282 TELTREND INC COMMON 87969R106 271 13,400 13,400 TEMPLETON GROWTH FD IN MUTUAL 880199104 0 3 3 TERADYNE INC COMMON 880770102 66,957 1,899,494 1,899,494 TERAYON COMMUNICATION COMMON 880775101 562 11,500 11,500 TEREX CORP NEW COMMON 880779103 21,404 679,500 679,500 TETRA TECH INC NEW COMMON 88162G103 4,682 280,565 280,565 TEXACO INC COMMON 881694103 758 12,000 11,800 TEXAS INSTRUMENTS INC COMMON 882508104 97,982 1,191,256 1,191,256 TEXAS UTILS CO COMMON 882848104 295 7,900 7,900 TEXTRON INC COMMON 883203101 6,917 89,400 89,400 TIDEWATER INC COMMON 886423102 20,957 821,889 821,889 TIFFANY & CO NEW COM COMMON 886547108 72,381 1,207,615 1,207,615 TIMBERLAND CO CL A COMMON 887100105 26,046 666,780 666,780 TIMBERLINE SOFTWARE CO COMMON 887134104 4,705 252,592 252,592 TIME WARNER INC COMMON 887315109 14,886 245,050 245,050 TIME WARNER TELECOM IN COMMON 887319101 26,906 1,288,900 1,288,900 TORO CO COMMON 891092108 5,021 134,350 134,350 TOSCO CORP COM NEW COMMON 891490302 312 12,351 12,351 TOTAL S A SPONSORED AD COMMON 89151E109 2,168 34,172 34,172 BIG FLOWER HLDGS INC COMMON 89159107 337 11,900 11,900 TOWER AUTOMOTIVE INC C COMMON 891707101 191 9,600 9,600 TOYMAX INTL INC COM COMMON 892268103 133 18,700 18,700 TRANSPORTATION TECH IN COMMON 89388T101 8,831 510,100 510,100 TRANSWITCH CORP COMMON COMMON 894065101 56,890 998,065 998,065 TRAVIS BOATS & MTRS IN COMMON 894363100 1,462 151,900 151,900 TRIANGLE PHARMACEUTICA COMMON 89589H104 5,972 310,250 310,250 TRIBUNE CO NEW COMMON 896047107 3,811 76,600 76,600 TRIGON HEALTHCARE INC COMMON 89618L100 19,547 668,275 668,275 TRIMERIS INC COMMON 896263100 6,590 394,900 394,900 TRIQUINT SEMICONDUCTOR COMMON 89674K103 16,759 293,050 293,050 TRUSTMARK CORP COMMON 898402102 2,786 123,800 123,800 TUBOSCOPE INC COMMON 898600101 5,211 419,000 419,000 VERISIGN INC COMMON 9.23E+106 70,002 657,300 657,300 WESTERN WIRELESS CORP COMMON 9.60E+208 34,462 768,500 768,500 TUT SYSTEMS COMMON 901103101 7,486 290,000 290,000 TWEETER HOME ENT COMMON 901167106 9,329 249,600 249,600 TYCO INTL LTD NEW COM COMMON 902124106 61,316 779,421 779,421 UAL CORP COMMON 902549500 255 3,900 3,900 UGI CORP NEW COMMON 902681105 479 20,600 20,600 UICI COMMON 902737105 5,314 207,900 207,900 USX MARATHON GROUP COMMON 902905827 339 11,600 11,600
PORTVUE-SEC13F.LRP PAGE 38 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- U S PLASTIC LMBR CORP COMMON 902948108 4,303 347,700 347,700 USA NETWORKS INC COMMON 902984103 67,011 1,729,300 1,723,600 URS CORP NEW COMMON 903236107 2,168 88,500 88,500 BINDVIEW DEV CORP COMMON 90327107 8,371 425,200 425,200 U S CAN CORP COMMON 90328W105 4,141 202,600 202,600 USG CORP COM NEW COMMON 903293405 3,791 79,602 79,602 US LEC CORP COMMON 90331S109 4,373 177,600 177,600 USX-U S STL COMMON 90337T101 265 10,300 10,300 UTI ENERGY CORP COMMON 903387108 8,751 450,200 450,200 U S XPRESS ENTERPRISES COMMON 90338N103 173 29,800 29,800 US SEARCH COM COM COMMON 903404101 38 3,900 3,900 UBID INC COMMON 903469104 6,942 263,187 263,187 ULTIMATE ELECTRS INC COMMON 903849107 4,969 318,000 318,000 UNILEVER PLC ADR SPON COMMON 904767704 1,744 45,383 45,383 UNILEVER N V NY SHS COMMON 904784709 345 5,060 5,060 UNICOM CORP COMMON 904911104 532 14,400 14,400 UNIGRAPHICS SOLUTIONS COMMON 904928108 193 7,100 7,100 UNION CARBIDE CORP COMMON 905581104 22,272 392,051 392,051 BIOGEN INC COMMON 90597105 156,986 1,991,894 1,991,894 UNION PAC CORP COMMON 907818108 84,376 1,755,550 1,755,550 UNION PAC RES GROUP IN COMMON 907834105 2,026 124,661 124,661 UNIONBANCAL CORP COMMON 908906100 10,427 287,639 287,639 UNISYS CORP COM COMMON 909214108 116,369 2,578,793 2,578,793 UNIT CORP COMMON 909218109 5,340 706,100 706,100 UNITED HEALTHCARE CORP COMMON 910581107 61,346 1,259,996 1,259,996 UNITED RENTALS INC COMMON 911363109 7,212 331,600 331,600 UNITED RENTALS INC 144 PREFERD 91136H207 5,432 144,850 144,850 UNITED STATES CELLULAR COMMON 911684108 2,598 38,200 38,200 U S AIR GROUP INC COMMON 911905107 1 37 37 U S TR CORP NEW COMMON 91288L105 10,758 133,850 133,850 UNITED STATIONERS INC COMMON 913004107 4,866 228,300 228,300 UNITED TECHNOLOGIES CO COMMON 913017109 115,009 1,939,013 1,938,613 UNITED THERAPEUTICS CO COMMON 91307C102 6,044 209,300 209,300 UNITED GLOBAL PFD 144A PREFERD 913247102 9,128 177,250 177,250 UNIVERSAL CORP VA COMMON 913456109 1,583 60,600 60,600 UNIVERSAL ELECTRS INC COMMON 913483103 5,511 238,300 238,300 UNIVERSAL FST PRODS IN COMMON 913543104 336 25,700 25,700 UNIVISION COMMUNICATIO COMMON 914906102 92,031 1,130,932 1,130,932 UNOCAL CORP COMMON 915289102 375 10,110 10,110 UPM-KYMMENE CORP ADR S COMMON 915436109 1,808 52,828 52,828 USFREIGHTWAYS CORP COMMON 916906100 44,599 941,400 941,400 URBAN OUTFITTERS INC COMMON 917047102 5,624 254,200 254,200 USWEB CORP COM COMMON 917327108 18,861 549,700 549,700 BLACK BOX CORP DEL COMMON 91826107 11,303 215,300 215,300
PORTVUE-SEC13F.LRP PAGE 39 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- VALASSIS COMMUNICATION COMMON 918866104 54,189 1,233,303 1,233,303 VALERO ENERGY CORP NEW COMMON 91913Y100 229 11,900 11,900 VALUE CITY DEPT STORES COMMON 920387107 366 24,400 24,400 VALUEVISION INTL INC COMMON 92047K107 37,448 1,440,300 1,440,300 VARCO INTL INC COMMON 922126107 5,053 414,600 414,600 VARIAN INC COMMON 922206107 9,305 524,200 524,200 VARIAN SEMICONDUCTOR E COMMON 922207105 12,821 608,700 608,700 VASTAR RES INC COM COMMON 922380100 632 10,100 10,100 VEBA AG ADR SPONSORED COMMON 92239H102 2,452 43,227 43,227 VERIO INC COMMON 923433106 10,304 332,400 332,400 VERITAS SOFTWARE CO CO COMMON 923436109 141,483 1,863,145 1,858,405 VERITAS SOFTWARE 144A CONVERT 923436AA7 15,102 4,115,000 4,115,000 VERITAS SOFTWARE CO CONVERT 923436AB5 8,494 2,314,000 2,314,000 VERITY INC COMMON 92343C106 51,051 741,882 741,882 VERISIGN INC COM COMMON 92343E102 2 16 16 VERITAS DGC INC COM COMMON 92343P107 1 34 34 VERTEX PHARMACEUTICALS COMMON 92532F100 217 7,000 7,000 VETERINARY CTRS AMER I COMMON 925514101 340 29,700 29,700 VIACOM INC COM COMMON 925524100 17,597 406,845 406,845 VIACOM INC COMMON 925524308 3,532 83,600 83,600 VIATEL INC COMMON 925529208 18,030 609,900 609,900 VIGNETTE CORP COMMON 926734104 38,238 422,516 422,516 VIDEOSERVER INC COMMON 926918103 280 38,600 38,600 VISHAY INTERTECHNOLOGY COMMON 928298108 25,053 1,054,849 1,054,849 VISUAL NETWORKS INC COMMON 928444108 23,795 560,700 560,700 VISX INC DEL COMMON COMMON 92844S105 159,603 2,017,892 2,015,492 VITESSE SEMICONDUCTOR COMMON 928497106 85,465 1,005,732 1,005,732 VITRIA TECHNOLOGY COMMON 92849Q104 2,279 62,000 62,000 VODAFONE GROUP PLC SPO COMMON 92857T107 21,523 91,168 91,168 VOICESTREAM WIRELESS COMMON 928615103 222,644 3,607,393 3,600,693 WFS FINL INC COMMON 92923B106 1,820 88,800 88,800 WLR FOODS INC COMMON 929286102 105 15,200 15,200 WMS INDUSTRIES INC COMMON 929297109 7,316 629,400 629,400 WAL MART STORES INC COMMON 931142103 121,128 2,546,713 2,546,713 BLANCH E W HLDGS INC COMMON 93210102 6,600 101,350 101,350 WARNACO GROUP INC CL A COMMON 934390105 1 44 44 WARNER LAMBERT CO COMMON 934488107 21,845 329,123 329,123 AIRGATE PCS INC COMMON 9367103 1,393 56,000 56,000 WASTE CONNECTIONS INC COMMON 941053100 4,873 237,000 237,000 WASTE MANAGEMENT INC COMMON 94106L109 1 48 48 WATCHGUARD TECHNOLOGIE COMMON 941105108 1,989 132,600 132,600 WATERS CORP COM COMMON 941848103 55,544 917,118 917,118 WEATHERFORD INTL INC COMMON 947074100 47,990 1,499,700 1,499,700 WEBSTAKES COM INC COMMON 94768K100 550 62,000 62,000
PORTVUE-SEC13F.LRP PAGE 40 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- WEBHIRE INC COMMON 94768W104 1,027 95,000 95,000 WELLPOINT HEALTH NTWRK COMMON 94973H108 11,681 204,937 204,937 WELLPOINT HEALTH NETWO CONVERT 94973HAA6 9,004 15,363,000 15,363,000 WELLS FARGO & CO NEW COMMON 949746101 1,046 26,410 26,410 WESLEY JESSEN VISIONCA COMMON 951018100 3,894 124,850 124,850 WESTERN BANCORP COMMON 957683105 2,800 72,500 72,500 WESTERN GAS RES INC COMMON 958259103 6,292 336,700 336,700 WESTERN WIRELESS CORP COMMON 95988E204 2 45 45 WESTPOINT STEVENS INC COMMON 961238102 3,214 136,050 136,050 WESTWOOD ONE INC COMMON 961815107 30,676 679,800 679,800 WEYERHAEUSER CO COMMON 962166104 42,447 736,600 736,600 WHIRLPOOL CORP COMMON 963320106 3,710 56,800 56,800 WHITEHALL JEWELLERS IN COMMON 965063100 5,989 208,300 208,300 WHITTMAN-HART INC COMMON 966834103 23,626 609,200 609,200 WILEY JOHN & SONS INC COMMON 968223206 2,457 156,600 156,600 WILLAMETTE INDS INC COMMON 969133107 21,959 509,200 509,200 WILLIAMS COS INC DEL COMMON 969457100 27,760 737,832 737,832 WILLIAMS COS INC DEL PREFERD 969457506 12,512 71,960 71,960 WILLIAMS SONOMA INC COMMON 969904101 24,841 511,509 511,509 BOEING CO COMMON 97023105 848 19,900 19,700 WINBOND ELECTRS 144A COMMON 972657100 9,590 522,600 522,600 WINBOND ELECTRS CORP COMMON 972657209 1,742 92,000 92,000 ACT MFG INC COMMON 973107 7,461 297,700 297,700 BOISE CASCADE CORP COMMON 97383103 15,639 429,200 429,200 WINNEBAGO INDS INC COMMON 974637100 9,044 377,800 377,800 WINSTAR COMMUNICATIONS COMMON 975515107 82,226 2,105,000 2,099,300 WINSTAR COMMUNICATIONS PREFERD 975515602 1,308 29,207 29,207 WINSTAR COMM PFD 7% PREFERD 975515875 8,357 178,756 178,756 WORLD COLOR PRESS INC CONVERT 981443AA2 13,224 12,490,000 12,490,000 XCEED INC COMMON 98388N105 4,528 211,200 211,200 XILINX INC COMMON 983919101 112,011 1,709,269 1,709,269 XIRCOM INC COM COMMON 983922105 56,442 1,322,210 1,322,210 XEROX CORP COMMON 984121103 396 9,440 9,440 XOMED SURGICAL PRODS I COMMON 98412V107 883 15,490 15,490 YAHOO INC COM COMMON 984332106 55,579 309,629 309,629 XICOR INC COMMON 984903104 1,441 257,600 257,600 YORK INTL CORP NEW COMMON 986670107 5,596 155,716 155,716 ZALE CORP NEW COMMON 988858106 21,853 570,400 570,400 ZIONS BANCORPORATIONS COMMON 989701107 1,174 21,300 21,300 ZORAN CORP COMMON 98975F101 3,868 142,600 142,600 ZOLL MED CORP COMMON 989922109 9,402 310,800 310,800 ACE LIMITED COMMON G0070K103 399 23,570 23,570 AMDOCS LTD ORD COMMON G02602103 2,281 108,638 108,638 CORECOMM LTD COM COMMON G2422R109 712 21,600 21,600
PORTVUE-SEC13F.LRP PAGE 41 RUN DATE: 11/02/99 09:15 AM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 09/30/99 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- -------------- ---------- ---------- --------- GEMSTAR INTL GROUP LTD COMMON G3788V106 680 8,700 8,700 GLOBAL CROSSING LTD COMMON G3921A100 442 16,666 16,666 MIH LTD COMMON G6116R101 6,373 220,700 220,700 RSL COMMUNICATIONS LTD COMMON G7702U102 628 34,460 34,460 TOMMY HILFIGER CORP OR COMMON G8915Z102 6,762 239,900 239,900 TRANSOCEAN OFFSHORE IN COMMON G90076103 8 264 264 SBS BROADCASTING SA COMMON L8137F102 11,303 291,700 291,700 AUDIOCODES LTD COMMON M15342104 3,593 95,500 95,500 BACKWEB TECHNOLOGIES L COMMON M15633106 921 54,200 54,200 COMMTOUCH SOFTWARE LTD COMMON M25596103 1,062 71,400 71,400 FUNDTECH LTD COMMON M47095100 10,926 489,700 489,700 ORBOTECH LTD ORD COMMON M75253100 511 8,250 8,250 ORCKIT COMMUNICATIONS COMMON M7531S107 12,300 347,700 347,700 RADWARE LTD COMMON M81873107 3,957 143,900 143,900 ASM LITHOGRAPHY HOLDIN COMMON N07059111 32,673 487,179 487,179 BAAN CO NV USD COMMON N08044104 174 12,000 12,000 ROYAL CARIBBEAN CRUISE COMMON V7780T103 25,308 562,400 562,400 ACER INC COMMON Y00034135 331 36,600 36,600 ASE TEST LTD COMMON Y02516105 14,557 600,300 600,300 CHINA STEEL CORR COMMON Y15041125 8,961 448,500 448,500 FLEXTRONICS INTL LTD O COMMON Y2573F102 29,503 507,067 507,067 ITC LIMITED SPN GDR COMMON Y4211T114 3,215 126,700 126,700 LARSEN & TOUBRO LTD GD COMMON Y5217N118 1,830 83,200 83,200 NATSTEEL ELECT REG S CONVERT Y62538AA4 397 400,000 400,000 RELIANCE IND GDR 144A COMMON Y72570115 4,428 421,700 421,700 TOTAL 25,359,797
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