-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2edlqQS36iNpRR77RWeN2mjDztmqIiwVEBe8FXe5YEZ/DzGiDBAzRtEl/cc+abX xYcpsJlxZM3fuyc5FB9fgA== 0000912057-01-515794.txt : 20010516 0000912057-01-515794.hdr.sgml : 20010516 ACCESSION NUMBER: 0000912057-01-515794 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS APPLEGATE CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0000914540 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04189 FILM NUMBER: 1636313 BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196872834 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 13F-HR 1 a2049671z13f-hr.txt 13F-HR PORTVUE-SEC13F.LRP PAGE 1
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- XL CAPITAL LTD CL A COMMON 1,107,502 14,825,899 14,243,609 014,825,899 0 AAR CORP COMMON 000361105 425 33,300 33,300 33,300 0 0 A D C TELECOMMUNICATIONS COMMON 000886101 2,247 264,300 264,300 259,500 0 4,800 AES TRUST VII PREFERD 00103V305 16,994 265,530 265,530 241,167 0 24,363 AFC ENTERPRISES INC COMMON 00104Q107 3,369 175,000 175,000 166,700 0 8,300 AFLAC INC COMMON 001055102 11,214 407,200 407,200 407,200 0 0 AGL RES INC COMMON 001204106 1,321 60,300 60,300 37,100 0 23,200 AES CORP COM COMMON 00130H105 70,796 1,417,036 1,417,036 1,216,286 0 91,350 AES CORP 4.500% 08/15/05 CONVERT 00130HAN5 72 38,000 38,000 0 0 38,000 KIDDE PLC COMMON 0015402 13,718 15,018,700 15,018,700 12,195,400 0 2,823,300 AK STL HLDG CORP COMMON 001547108 409 40,700 40,700 40,700 0 0 AMR CORP COMMON 001765106 2,209 62,900 62,900 40,900 0 22,000 AOL TIME WARNER INC COMMON 00184A105 206,603 5,145,764 5,145,764 A 2,637,487 1,021 2,393,356 AT&T CORP COMMON 001957109 1,672 78,500 78,500 53,900 0 24,600 AT&T CORP COMMON 001957208 3,069 219,224 219,224 168,824 0 50,400 AVT CORP COMMON 002420107 107 37,910 37,910 37,910 0 0 AVX CORP NEW COMMON 002444107 4,940 286,200 286,200 286,200 0 0 AXT INC COMMON 00246W103 4,233 282,200 282,200 265,900 0 16,300 ABBOTT LABS COMMON 002824100 8,282 175,500 175,500 157,700 0 17,800 ABERCROMBIE & FITCH CO COMMON 002896207 45,844 1,401,960 1,401,960 1,176,760 0 225,200 ABGENIX INC COMMON 00339B107 11,178 471,900 471,900 437,100 0 34,800 ACACIA RESH CORP COMMON 003881109 821 125,100 125,100 120,500 0 4,600 ACCOR S A SPONSORED ADR COMMON 00435F101 7,546 403,729 403,729 389,896 222 13,611 ACCREDO HEALTH INC COM COMMON 00437V104 917 28,050 28,050 6,000 0 22,050 ACER INC 144A COMMON 004433108 1,682 454,700 454,700 454,700 0 0 DIXONS GROUP PLC COMMON 0047245 46,810 11,833,400 11,833,400 10,705,300 0 1,128,100 SAFEWAY PLC COMMON 0049241 29,081 6,231,800 6,231,800 5,072,000 0 1,159,800 ACTIVISION INC NEW COMMON 004930202 20,048 824,600 824,600 780,500 0 44,100 ACTION PERFORMANCE COS I COMMON 004933107 417 37,100 37,100 37,100 0 0 ACTERNA CORP COMMON 00503U105 1,836 306,000 306,000 242,200 0 63,800 ACTIVE POWER INC COMMON 00504W100 5,499 270,700 270,700 183,900 0 86,800 ACTRADE FINL TECHNOLOGIE COMMON 00507P102 3,945 172,000 172,000 157,000 0 15,000 ACTUATE CORP COMMON 00508B102 4,728 494,400 494,400 481,500 0 12,900 BILLITON PLC COMMON 0056650 35,753 7,896,000 7,896,000 7,133,100 0 762,900 BAA ORD COMMON 0067340 23,634 2,670,500 2,670,500 2,369,600 0 300,900 BBA GROUP ORD COMMON 0067748 5,752 1,586,600 1,586,600 1,287,900 0 298,700 ADELPHIA COMMUNICATIONS COMMON 006848105 54,598 1,348,100 1,348,100 1,154,800 0 91,500 ADELPHIA COMMUNICATIONS 6.000% CONVERT 006848BG9 16,054 16,319,000 16,319,000 14,725,000 0 1,594,000 ADEPT TECHNOLOGY INC COMMON 006854103 3,195 228,200 228,200 152,500 0 75,700 ADOBE SYS INC COM COMMON 00724F101 29,764 851,141 851,141 285,041 0 566,100 ADVANCED MARKETING SVCS COMMON 00753T105 1,207 51,600 51,600 49,200 0 2,400 ADVANCED TECHNICAL PRODS COMMON 007548100 2,604 375,300 375,300 0 0 375,300 ADVANCED FIBRE COMMUNICA COMMON 00754A105 4,564 318,900 318,900 187,600 0 131,300 ADVANTAGE LEARNING SYSTE COMMON 00757K100 6,829 236,500 236,500 197,300 0 39,200
PORTVUE-SEC13F.LRP PAGE 2
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- ADVO INC COMMON 007585102 23,192 628,500 628,500 532,300 0 96,200 AEROFLEX INC COMMON 007768104 13,892 1,347,100 1,347,100 1,130,500 0 216,600 BARCLAYS ORD COMMON 0078201 35,240 1,129,298 1,129,298 1,030,598 0 98,700 ADVANCED MICRO DEVICES I COMMON 007903107 9,055 341,200 341,200 338,300 0 2,900 ADVANCEPCS COMMON 00790K109 47,737 879,700 879,700 793,700 0 86,000 ADVANCED ENERGY INDS COMMON 007973100 225 8,700 8,700 8,700 0 0 AFFILIATED COMPUTER SERV COMMON 008190100 15,485 238,600 238,600 201,500 0 37,100 AFFILIATED COMPUTER SVCS CONVERT 008190AE0 17,961 17,827,000 17,827,000 16,593,000 0 1,234,000 AFFYMETRIX INC OC-CAP STK COMMON 00826T108 3 90 90 32 0 58 AIR PRODS & CHEMS INC COMMON 009158106 17,489 455,450 455,450 455,450 0 0 AIRGATE PCS INC COMMON 009367103 5,580 148,300 148,300 109,200 0 39,100 BERKELEY GROUP COMMON 0094177 7,720 694,000 694,000 559,700 0 134,300 AKAMAI TECHNOLOGIES INC COM COMMON 00971T101 5 595 595 0 0 595 ALABAMA NATL BANCORP DEL COMMON 010317105 822 27,400 27,400 26,100 0 1,300 ALAMOSA HLDGS INC COMMON 011589108 4,387 415,300 415,300 347,900 0 67,400 ALBANY MOLECULAR RESH IN COMMON 012423109 19,885 568,150 568,150 489,700 0 78,450 ALCOA INC COMMON 013817101 2,934 81,600 81,600 53,112 0 28,488 BRITISH TELECOM ORD COMMON 0140843 45,231 6,238,284 6,238,284 5,661,384 0 576,900 BRITISH SKY BROADCASTING COMMON 0141192 638 54,100 54,100 54,100 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 4,248 186,200 186,200 62,400 0 123,800 ALKERMES INC COMMON 01642T108 3,038 138,500 138,500 118,800 0 19,700 CAMBRIDGE ANTIBODY TECH COMMON 0166225 7,979 293,400 293,400 262,600 0 30,800 CAPITA GROUP ORD GBP COMMON 0173474 24,036 3,537,000 3,537,000 2,844,700 0 692,300 ALLEGHENY ENERGY INC COMMON 017361106 7,073 152,900 152,900 136,700 0 16,200 ALLEGIANCE TELECOM INC COM COMMON 01747T102 9,480 642,677 642,677 560,277 0 82,400 CELLTECH GROUP PLC. COMMON 0182276 24,350 1,415,500 1,415,500 1,167,600 0 247,900 CRH PLC COMMON 0182704 16,129 1,046,169 1,046,169 940,469 0 105,700 ALLERGAN INC COMMON 018490102 134,668 1,816,160 1,812,560 A 1,359,260 0 451,500 ALLERGAN INC CONVERT 018490AA0 18,121 29,110,000 29,110,000 26,421,000 0 2,689,000 ALLIANT ENERGY CORP COMMON 018802108 489 15,370 15,370 15,370 0 0 ALLIANT TECHSYSTEMS INC COMMON 018804104 4,888 55,200 55,200 45,250 0 9,950 ALLSCTIPTS HEALTHCARE SO COMMON 01988P108 623 123,800 123,800 123,800 0 0 ALLSTATE CORP COMMON 020002101 2,156 51,400 51,400 33,300 0 18,100 ALPHARMA INC COMMON 020813101 8,535 260,700 260,700 199,000 0 61,700 ALTERA CORP COMMON 021441100 19,993 932,600 932,600 852,400 0 80,200 ALZA CORP DEL COMMON 022615108 66,502 1,642,020 1,642,020 884,420 0 757,600 ALZA CORP 0% 07/28/2020 CONVERT 02261WAB5 15,939 23,658,000 23,658,000 21,434,000 0 2,224,000 AMBAC FINL GROUP INC COMMON 023139108 4,634 73,050 73,050 73,050 0 0 AMEREN CORP COMMON 023608102 4,672 114,100 114,100 114,100 0 0 AMERICA ONLINE 0% 12/06/2019 CONVERT 02364JAC8 17,138 32,721,000 32,721,000 29,671,000 0 3,050,000 AMERICA MOVIL S A DE C V COMMON 02364W105 9,984 681,500 681,500 681,500 0 0 DIAGEO PLC COMMON 0237400 46,568 4,633,100 4,633,100 4,174,400 0 458,700 NATIONAL GRID ORD 11 COMMON 0242824 42,082 5,441,200 5,441,200 4,935,800 0 505,400 AMERICAN CAPITAL STRATEG COMMON 024937104 8,751 344,000 344,000 326,100 0 17,900
PORTVUE-SEC13F.LRP PAGE 3
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- AMERICAN EAGLE OUTFITTER COMMON 02553E106 72,214 2,511,790 2,511,790 2,267,490 0 244,300 AMEY PLC COMMON 0256610 11,736 1,946,900 1,946,900 1,565,900 0 381,000 AMERICAN EXPRESS CO COMMON 025816109 2,267 54,900 54,900 36,400 0 18,500 OXFORD GLYCOSCIENCES PLC COMMON 0264732 496 30,400 30,400 30,400 0 0 AMERICAN INTL GROUP INC COMMON 026874107 107,922 1,340,647 1,340,647 892,727 0 407,220 AMERICAN TOWER 5.000% 02/15/10 CONVERT 029912AF9 14,200 18,032,000 18,032,000 16,292,000 0 1,740,000 AMERICREDIT CORP COMMON 03060R101 30,912 953,200 953,200 813,400 0 139,800 AMERON INTL INC COMMON 030710107 467 9,530 9,530 9,530 0 0 AMERISOURCE HEALTH CORP CL A COMMON 03071P102 65,632 1,338,058 1,338,058 1,106,481 442 231,135 AMERUS GROUP CO COMMON 03072M108 3,284 108,200 108,200 95,000 0 13,200 AMGEN INC COMMON 031162100 60,169 999,700 999,700 880,300 0 55,500 AMKOR TECHNOLOGY INC CONVERT 031652AH3 6,403 8,668,000 8,668,000 7,821,000 0 847,000 ENTERPRISE OIL COMMON 0318866 22,420 2,786,200 2,786,200 2,402,500 0 383,700 AMPHENOL CORP NEW COMMON 032095101 9,031 286,700 286,700 230,800 0 55,900 ANADARKO PETE CORP COMMON 032511107 232 3,700 3,700 3,700 0 0 ANADARKO PETE CORP CONVERT 032511AP2 16,857 21,171,000 21,171,000 19,185,000 0 1,986,000 ANALOG DEVICES INC COMMON 032654105 47,663 1,315,200 1,315,200 422,900 0 892,300 ANALOG DEVICES INC CONVERT 032654AD7 2,668 3,028,000 3,028,000 3,028,000 0 0 ANAREN MICROWAVE INC COMMON 032744104 1,485 118,200 118,200 96,400 0 21,800 FKI COMMON 0329459 12,789 4,703,800 4,703,800 3,789,700 0 914,100 ANCHOR GAMING COMMON 033037102 34,392 561,500 561,500 455,200 0 106,300 ANDREW CORP COMMON 034425108 221 15,400 15,400 4,900 0 10,500 ANDRX GROUP COMMON 034553107 33,168 676,900 676,900 74,000 0 602,900 ANGLO AMERICAN COMMON 03485P102 7,685 531,124 531,124 513,440 288 17,396 ANGIOTECH PHARMACEUTICAL COMMON 034918102 3,042 77,000 77,000 68,600 0 8,400 ANHEUSER BUSCH COS INC COMMON 035229103 2,687 58,500 58,500 58,500 0 0 ANIXTER INTL INC COMMON 035290105 7,285 302,300 302,300 211,500 0 90,800 ANNALY MTG MGMT INC COMMON 035710409 3,274 290,800 290,800 219,200 0 71,600 ANSOFT CORP COMMON 036384105 626 69,100 69,100 69,100 0 0 AO MOSENERGO COMMON 037376308 4,734 1,417,500 1,417,500 1,417,500 0 0 APACHE CORP COMMON 037411105 43,340 752,300 752,300 656,900 0 46,000 APOGEE ENTERPRISES INC COMMON 037598109 3,553 498,700 498,700 382,200 0 116,500 APOLLO GROUP INC COMMON 037604105 1,833 55,850 55,850 47,850 0 8,000 APPLE COMPUTER INC COMMON 037833100 1,073 48,600 48,600 48,600 0 0 APRIA HEALTHCARE GROUP I COMMON 037933108 14,481 598,900 598,900 439,100 0 159,800 APPLERA CORP APPLIED BIO COMMON 038020103 20,066 723,110 723,110 654,450 0 68,660 APPLICA INC COMMON 03815A106 397 64,100 64,100 64,100 0 0 APPLIED FILMS CORP COMMON 038197109 3,233 279,600 279,600 185,100 0 94,500 APPLIED INDL TECHNOLOGIE COMMON 03820C105 426 26,000 26,000 26,000 0 0 APPLIED MATLS INC COMMON 038222105 31,629 727,100 727,100 636,100 0 42,600 APPLIED MICRO CIRCUITS CORP CD COMMON 03822W109 57,055 3,457,846 3,457,846 2,238,890 676 1,218,280 CMG PLC GBP COMMON 0384737 21,602 2,534,559 2,534,559 2,290,459 0 244,100 ARACRUZ CELULOSE S A COMMON 038496204 4,056 307,300 307,300 307,300 0 0 ARADIGM CORP COMMON 038505103 1,873 325,700 325,700 278,900 0 46,800
PORTVUE-SEC13F.LRP PAGE 4
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- AREMISSOFT CORP DEL COMMON 040026106 13,529 1,040,700 1,040,700 959,700 0 81,000 ARGOSY GAMING CO COMMON 040228108 10,265 393,300 393,300 322,500 0 70,800 ARIBA INC COM COMMON 04033V104 2,069 261,808 261,808 5,836 0 255,972 ARKANSAS BEST CORP DEL COMMON 040790107 2,689 170,700 170,700 113,700 0 57,000 HANSON COMMON 0408983 15,151 2,620,100 2,620,100 2,360,700 0 259,400 COLT TELECOM GROUP PLC COMMON 0424699 23,234 2,223,500 2,223,500 2,001,100 0 222,400 ARQULE INC COMMON 04269E107 6,072 458,300 458,300 427,500 0 30,800 ARRAY BIOPHARMA INC COMMON 04269X105 1,356 252,300 252,300 168,500 0 83,800 ARROW ELECTRS INC COMMON 042735100 506 22,400 22,400 6,600 0 15,800 ART TECHNOLOGY GROUP INC OC-CO COMMON 04289L107 7,714 642,910 642,910 255,777 0 387,133 ASHLAND INC COMMON 044204105 1,828 47,600 47,600 45,900 0 1,700 ASHWORTH INC COMMON 04516H101 2,952 458,500 458,500 380,000 0 78,500 ASPEN TECHNOLOGY INC COMMON 045327103 23,109 967,900 967,900 830,300 0 137,600 ASSOCIATED BANC CORP COMMON 045487105 484 14,550 14,550 14,550 0 0 ASTORIA FINL CORP COMMON 046265104 530 9,910 9,910 9,910 0 0 ASTRAZENECA PLC COMMON 046353108 2,268 47,000 47,000 47,000 0 0 ASTROPOWER INC CDT-COM COMMON 04644A101 11,934 397,800 397,800 294,200 0 103,600 IRISH LIFE & PERMANENT COMMON 0467865 20,584 1,911,400 1,911,400 1,529,700 0 381,700 SPIRENT PLC COMMON 0472609 10,634 2,107,078 2,107,078 1,735,924 0 371,154 JOHNSON MATTHEY COMMON 0476407 12,013 884,800 884,800 745,600 0 139,200 ATLANTIC COAST AIRLINES COMMON 048396105 15,548 740,400 740,400 538,500 0 201,900 ANGLO AMERICAN PLC COMMON 0490151 28,493 499,800 499,800 450,600 0 49,200 ATMEL CORP COMMON 049513104 20,222 2,060,800 2,060,800 45,600 0 2,015,200 ATRIX LABS INC COMMON 04962L101 1,733 126,000 126,000 83,800 0 42,200 ATWOOD OCEANICS INC COMMON 050095108 6,527 159,500 159,500 159,500 0 0 COOKSON GROUP COMMON 0508407 11,763 5,609,700 5,609,700 4,505,600 0 1,104,100 AURORA BIOSCIENCES CORP COMMON 051920106 950 53,150 53,150 51,050 0 2,100 LOGICA PLC COMMON 0522708 500 35,559 35,559 32,050 0 3,509 AUTODESK INC COMMON 052769106 6,333 207,200 207,200 181,200 0 26,000 AUTOMATIC DATA PROCESSIN CONVERT 053015AC7 11,545 8,145,000 8,145,000 7,322,000 0 823,000 COMPASS GROUP PLC COMMON 0533153 24,481 3,430,300 3,430,300 3,075,700 0 354,600 AVANT CORP COMMON 053487104 1,225 71,000 71,000 67,700 0 3,300 AVICI SYS INC COM COMMON 05367L109 120 15,000 15,000 3,200 0 11,800 AVID TECHNOLOGY INC COMMON 05367P100 3,498 261,500 261,500 203,100 0 58,400 AVIRON COMMON 053762100 36,954 889,120 889,120 782,820 0 106,300 AVISTA CORP COMMON 05379B107 495 28,100 28,100 28,100 0 0 AVNET INC COMMON 053807103 433 21,110 21,110 21,110 0 0 AVOCENT CORP COMMON 053893103 6,478 297,000 297,000 216,800 0 80,200 AXCELIS TECHNOLOGIES INC COMMON 054540109 3,361 290,700 290,700 278,800 0 11,900 AZTAR CORP COMMON 054802103 1,280 120,600 120,600 106,400 0 14,200 BAA PLC ADR SPONSORED COMMON 05518L206 14,940 1,695,819 1,695,819 1,613,316 1,192 81,311 BEI TECHNOLOGIES INC COMMON 05538P104 12,221 769,800 769,800 605,200 0 164,600 BISYS GROUP INC COMMON 055472104 1,176 22,000 22,000 17,100 0 4,900 BISYS GROUP 144A CONVERT 055472AA2 15,804 15,051,000 15,051,000 14,009,000 0 1,042,000
PORTVUE-SEC13F.LRP PAGE 5
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- BJ SVCS CO COMMON 055482103 42,401 595,520 595,520 527,970 0 67,550 BJS WHOLESALE CLUB INC COMMON 05548J106 7,407 154,800 154,800 149,200 0 5,600 MFI FURNITURE GROUP PLC COMMON 0557681 6,928 5,024,100 5,024,100 4,144,100 0 880,000 BMC SOFTWARE INC COMMON 055921100 26,178 1,217,600 1,217,600 1,130,400 0 87,200 MARKS AND SPENCER ORD COMMON 0565402 15,980 4,225,800 4,225,800 3,807,600 0 418,200 BAKER HUGHES INC COMMON 057224107 53,380 1,470,130 1,470,130 1,359,830 0 110,300 CENTRICA PLC COMMON 0573438 54,576 16,197,819 16,197,819 14,522,689 0 1,675,130 BALL CORP COMMON 058498106 1,165 25,400 25,400 19,000 0 6,400 BALLARD PWR SYS INC COM COMMON 05858H104 1 27 27 27 0 0 BANCO BILBAO VIZCAYA ARGENTARI COMMON 05946K101 35 2,632 2,632 2,632 0 0 BANCWEST CORP NEW COMMON 059790105 1,718 71,600 71,600 71,600 0 0 BANK OF AMERICA CORP COMMON 060505104 2,852 52,100 52,100 33,000 0 19,100 INTERNATIONAL POWER PLC COMMON 0632016 15,310 4,063,900 4,063,900 3,291,400 0 772,500 BANK NEW YORK INC COMMON 064057102 2,546 51,700 51,700 33,300 0 18,400 BANK ONE CORP COMMON 06423A103 1,587 43,860 43,860 0 0 43,860 BANKNORTH GROUP INC NEW COMMON 06646R107 499 25,110 25,110 25,110 0 0 BANKUNITED FINL CORP COMMON 06652B103 444 40,400 40,400 40,400 0 0 PACE MICRO TECHNOLOGY COMMON 0667278 8,458 1,487,400 1,487,400 1,224,500 0 262,900 BARNES & NOBLE INC COMMON 067774109 421 17,600 17,600 17,600 0 0 PERSIMMON PLC COMMON 0682538 5,974 1,283,100 1,283,100 1,035,700 0 247,400 BARR LABS INC COMMON 068306109 10,010 175,100 175,100 138,250 0 36,850 BARRA INC COMMON 068313105 26,843 497,100 497,100 455,300 0 41,800 BARRETT RES CORP COMMON 068480201 7,813 130,100 130,100 120,000 0 10,100 BAXTER INTL INC COMMON 071813109 21,755 231,090 231,090 A 183,200 0 45,590 VODAFONE AIRTOUCH PLC COMMON 0719210 37,041 13,499,817 13,499,817 12,274,817 0 1,225,000 RECKITT BENCKISER PLC COMMON 0727871 45,597 3,571,600 3,571,600 3,211,800 0 359,800 BE AEROSPACE INC COMMON 073302101 7,760 422,300 422,300 292,300 0 130,000 BEA SYS INC COMMON 073325102 63,150 2,149,800 2,149,800 A 982,100 0 1,159,700 BEA SYSTEMS INC 4.000% 02/15/0 CONVERT 073325AD4 11,431 10,304,000 10,304,000 9,303,000 0 1,001,000 BRITISH ENERGY PLC COMMON 0738293 16,570 4,019,200 4,019,200 3,204,300 0 814,900 BEAR STEARNS COS INC COMMON 073902108 20,386 445,700 445,700 388,500 0 57,200 ROLLS ROYCE COMMON 0747761 15,213 4,897,400 4,897,400 3,953,600 0 943,800 ROYAL BK SCOT GRP COMMON 0754783 52,783 2,321,938 2,321,938 2,097,668 0 224,270 BEBE STORES INC COMMON 075571109 7,821 353,500 353,500 353,500 0 0 BECTON DICKINSON & CO COMMON 075887109 4,486 127,000 127,000 127,000 0 0 BED BATH & BEYOND INC COMMON 075896100 2,826 115,044 115,044 94,744 0 20,300 BELDEN INC COMMON 077459105 1,857 92,600 92,600 89,400 0 3,200 BP AMOCO PLC COMMON 0798059 43,973 5,314,501 5,314,501 4,829,201 0 485,300 BELLSOUTH CORP COMMON 079860102 71,932 1,757,867 1,757,867 A 1,215,867 0 534,800 SHELL TRNSPT&TRDG COMMON 0803414 38,037 4,918,204 4,918,204 4,443,249 0 474,955 CORUS GROUP ORD COMMON 0828053 34,207 38,498,000 38,498,000 34,590,400 0 3,907,600 BERGEN BRUNSWIG CORP COMMON 083739102 3,858 232,400 232,400 227,500 0 4,900 DIMENSION DATA HLDGS COMMON 0843540 124 30,822 30,822 30,822 0 0 BERKLEY W R CORP COMMON 084423102 15,078 334,600 334,600 291,600 0 43,000
PORTVUE-SEC13F.LRP PAGE 6
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- BEST BUY INC COMMON 086516101 18,638 518,300 518,300 453,800 0 64,500 BG GROUP PLC COMMON 0876289 2,424 619,900 619,900 619,900 0 0 TAYLOR WOODROW PLC COMMON 0878230 7,187 2,546,800 2,546,800 2,055,300 0 491,500 TESCO PLC COMMON 0884709 762 213,600 213,600 101,800 0 111,800 ENERGIS PLC COMMON 0889782 29,797 7,512,150 7,512,150 6,805,650 0 706,500 BIOGEN INC COMMON 090597105 33,718 532,570 532,570 475,870 0 56,700 BIOMET INC COMMON 090613100 2,521 64,000 64,000 64,000 0 0 BIOMARIN PHARMACEUTICAL COMMON 09061G101 910 122,300 122,300 94,000 0 28,300 BIOPURE CORP COMMON 09065H105 2,339 175,700 175,700 175,700 0 0 BIOVAIL CORP PREFERD 09067J208 13,236 198,146 198,146 178,842 0 19,304 BLACK BOX CORP DEL COMMON 091826107 637 14,300 14,300 8,800 0 5,500 BLACK HILLS CORP COMMON 092113109 1,367 29,900 29,900 28,500 0 1,400 BLACKROCK INC COMMON 09247X101 1,645 45,700 45,700 36,500 0 9,200 GLAXOSMITHKLINE PLC COMMON 0925288 29,157 1,114,000 1,114,000 1,006,400 0 107,600 EIDOS PLC COMMON 0934897 8,290 2,816,900 2,816,900 2,208,000 0 608,900 BLOCKBUSTER INC COMMON 093679108 792 52,850 52,850 52,850 0 0 BOEING CO COMMON 097023105 29,546 530,360 530,360 302,300 0 228,060 REGUS PLC COMMON 0974741 7,054 1,800,900 1,800,900 1,442,800 0 358,100 WOLSELEY COMMON 0976402 7,799 1,321,900 1,321,900 1,072,800 0 249,100 BOOKHAM TECHNOLOGY PLC ADR SPO COMMON 09856Q108 1 228 228 125 0 103 ASTRAZENECA GROUP PLC COMMON 0989529 50,887 1,065,300 1,065,300 968,700 0 96,600 BORON LEPORE & ASSOCS IN COMMON 10001P102 4,429 369,060 369,060 278,060 0 91,000 BOSTON PRIVATE FINL HLDG COMMON 101119105 1,910 107,600 107,600 87,000 0 20,600 AKTIEBOLAGET ELECTROLUX COMMON 10198208 10,126 378,501 378,501 360,576 259 17,666 AKZO N V COMMON 10199305 141 3,400 3,400 3,400 0 0 AFLAC INC COMMON 1055102 801 29,100 29,100 29,100 0 0 BRASIL TELECOM PARTICIP COMMON 105530109 5,873 150,000 150,000 150,000 0 0 BRINKER INTL INC COMMON 109641100 11,396 408,300 408,300 387,300 0 21,000 BRISTOL MYERS SQUIBB CO COMMON 110122108 28,257 475,700 475,700 47,600 0 428,100 BRITISH TELECOMM P L C ADR FIN COMMON 111021408 104 1,400 1,400 1,400 0 0 BROADCOM CORP COM COMMON 111320107 5 169 169 143 0 26 BROADVISION INC COM COMMON 111412102 1 171 171 100 0 71 BROCADE COMMUNICATIONS SYS ICO COMMON 111621108 49,864 2,386,998 2,386,998 1,879,993 728 506,277 BROOKS AUTOMATION INC COMMON COMMON 11434A100 18,581 467,447 467,447 368,247 0 99,200 BROWN TOM INC COMMON 115660201 15,177 459,900 459,900 385,400 0 74,500 BROWN SHOE INC NEW COMMON 115736100 867 46,000 46,000 34,300 0 11,700 BRUSH ENGINEERED MATLS I COMMON 117421107 2,689 144,200 144,200 95,000 0 49,200 BUCA INC OC-COM COMMON 117769109 194 10,400 10,400 2,200 0 8,200 BSQUARE CORP COMMON 11776U102 3,586 324,200 324,200 273,100 0 51,100 BURLINGTON COAT FACTORY WHSE COMMON 121579106 5,158 261,841 261,841 220,149 0 41,692 BUSINESS OBJECTS S A COMMON 12328X107 10,158 329,035 329,035 280,435 0 48,600 ALBANY MOLECULAR RESH INC COM COMMON 12423109 471 13,450 13,450 13,450 0 0 C&D TECHNOLOGIES INC COMMON 124661109 6,541 237,000 237,000 221,500 0 15,500 CBRL GROUP INC COMMON 12489V106 864 47,500 47,500 29,200 0 18,300
PORTVUE-SEC13F.LRP PAGE 7
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- CDW COMPUTER CTRS INC COM COMMON 125129106 44,931 1,449,400 1,449,400 A 720,400 0 721,600 CIGNA CORP COMMON 125509109 6,259 58,300 58,300 57,700 0 600 CMGI INC COM COMMON 125750109 4 1,661 1,661 417 0 1,244 C-MAC INDS INC COMMON 125920108 6,093 300,900 300,900 234,400 0 66,500 CNOOC LTD COMMON 126132109 176 10,000 10,000 10,000 0 0 FIFTH THIRD BANCORP SPURS 6% CONVERT 12613G207 56 1,550 1,550 0 0 1,550 CRH PLC COMMON 12626K203 13,401 854,286 854,286 808,855 641 44,790 CSG SYS INTL INC COM COMMON 126349109 3,587 87,100 87,100 72,700 0 14,400 CVS AUTOMATIC COM EXCH S PREFERD 126645209 14,932 157,181 157,181 142,612 0 14,569 CVS CORP COM COMMON 126650100 77,176 1,319,459 1,319,459 A 536,700 0 777,859 CV THERAPEUTICS INC COMMON 126667104 4,891 148,200 148,200 139,800 0 8,400 CABLEVISION SYS CORP CL A COMMON 12686C109 40,542 576,207 576,207 426,221 430 149,556 CABLEVISION SYS CORP RAINBOW M COMMON 12686C844 7,229 278,041 278,041 203,721 213 74,107 CABLE DESIGN TECHNOLOGIE COMMON 126924109 6,658 496,900 496,900 470,150 0 26,750 CABOT CORP COMMON 127055101 20,150 639,620 639,620 473,175 484 165,961 CABOT MICROELECTRONICS C COMMON 12709P103 11,934 269,700 269,700 225,800 0 43,900 CADBURY SCHWEPPES P L C ADR 10 COMMON 127209302 8,870 338,528 338,528 327,098 187 11,243 CAL DIVE INTL INC COMMON 127914109 10,277 405,000 405,000 278,100 0 126,900 ALBERTA ENERGY LTD COM COMMON 12873105 19,389 437,599 437,599 417,611 295 19,693 CALIFORNIA PIZZA KITCHEN COMMON 13054D109 8,776 309,300 309,300 235,700 0 73,600 CALLAWAY GOLF CO COMMON 131193104 8,658 389,800 389,800 278,400 0 111,400 CALPINE CAP TRUST 5.75% 11/01/ CONVERT 131346207 60 310 310 0 0 310 CALPINE CORP COM COMMON 131347106 249,220 4,525,483 4,518,583 A 3,174,179 873 1,350,431 CALPINE CAP TRUST II PREFERD 13134E309 27,666 245,243 245,243 223,194 0 22,049 ALCOA INC COM COMMON 13817101 3 80 80 0 0 80 ALCATEL ALSTHOM SPONSORED ADR COMMON 13904305 3,148 109,440 109,440 105,735 59 3,646 CAPITAL ONE FINL CORP COMMON 14040H105 110,232 1,986,171 1,982,171 A 1,632,228 718 353,225 CARBO CERAMICS INC COMMON 140781105 392 11,600 11,600 11,600 0 0 CARDINAL HEALTH INC COM COMMON 14149Y108 88,219 1,052,097 1,052,097 A 695,553 732 352,612 CAREER EDUCATION CORP COMMON 141665109 21,821 434,250 434,250 399,800 0 34,450 CAREMARK RX INC. COMMON 141705103 25,309 1,940,900 1,940,900 1,665,500 0 275,400 CARNIVAL CRUISE LINE CL A COMMON 143658102 15,269 551,815 551,815 409,435 1,004 141,376 CARREKER CORP COMMON 144433109 25,040 1,317,900 1,317,900 1,224,800 0 93,100 CASELLA WASTE SYS INC CL A COMMON 147448104 2,469 276,300 276,300 172,000 0 104,300 CASINO DATA SYS COMMON 147583108 1,229 140,000 140,000 93,400 0 46,600 CATAPULT COMMUNICATIONS COMMON 149016107 6,627 259,900 259,900 232,600 0 27,300 CATERPILLAR INC DEL COMMON 149123101 2,317 52,200 52,200 33,900 0 18,300 CATO CORP NEW COMMON 149205106 464 30,800 30,800 30,800 0 0 CELL THERAPEUTICS INC COMMON 150934107 11,053 616,200 616,200 546,900 0 69,300 CELESTICA INC COMMON 15101Q108 5,210 188,900 188,900 168,800 0 20,100 CELESTICA INC 0% 08/01/20 CONVERT 15101QAA6 13,407 37,634,000 37,634,000 34,012,000 0 3,622,000 CELGENE CORP COM COMMON 151020104 453 18,100 18,100 3,900 0 14,200 CELLTECH GROUP PLC ADR SPONSOR COMMON 151158102 9,550 286,774 286,774 270,657 220 15,897 CENDANT CORP COMMON 151313103 3,442 235,900 235,900 175,800 0 60,100
PORTVUE-SEC13F.LRP PAGE 8
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- CENTERPOINT PPTYS TR COMMON 151895109 368 7,890 7,890 7,890 0 0 CENTEX CORPORATION COMMON 152312104 60 1,434 1,434 1,434 0 0 CENTILLIUM COMMUNICATION COMMON 152319109 8,995 368,100 368,100 291,400 0 76,700 CENTEX CONSTR PRODS INC COMMON 15231R109 177 6,300 6,300 1,300 0 5,000 CENTRAIS ELETRICAS BRASI COMMON 15234Q108 570 62,580 62,580 62,580 0 0 CENTRAL GARDEN & PET CO COMMON 153527106 423 49,800 49,800 49,800 0 0 AK STEEL HOLDING CORP COMMON COMMON 1547108 264 26,163 26,163 5,619 0 20,544 CENTURYTEL INC COMMON 156700106 259 9,000 9,000 9,000 0 0 CEPHALON INC COMMON 156708109 6,388 132,900 132,900 119,400 0 13,500 CERNER CORP COMMON 156782104 9,960 290,800 290,800 277,000 0 13,800 CERUS CORP COMMON 157085101 2,952 66,900 66,900 65,300 0 1,600 CHAMPIONSHIP AUTO RACING TEACO COMMON 158711101 342 21,100 21,100 4,700 0 16,400 CHARLES RIV LABS INTL IN COMMON 159864107 7,121 287,700 287,700 212,500 0 75,200 CHARLOTTE RUSSE HLDG INC COMMON 161048103 7,732 259,900 259,900 257,700 0 2,200 CHARTER COMMUNICATIONS INC DCL COMMON 16117M107 82,260 3,635,802 3,635,802 2,879,848 2,012 753,942 CHARTER COMM INC 5.75% 10/15/2 CONVERT 16117MAB3 18,786 15,044,000 15,044,000 13,623,000 0 1,421,000 CHARTERED SEMICONDUCTOR MFG AD COMMON 16133R106 3 133 133 28 0 105 CHARTERED SEMICONDUCTOR CONVERT 16133RAA4 3,004 3,000,000 3,000,000 2,713,000 0 287,000 CHEESECAKE FACTORY INC COM COMMON 163072101 5,455 148,175 148,175 120,325 0 27,850 CHESAPEAKE ENERGY CORP COMMON 165167107 8,692 982,100 982,100 872,600 0 109,500 CHEUNG KONG HLDGS LTD ADR COMMON 166744201 14,421 1,375,981 1,375,981 1,301,743 1,041 73,197 CHEVRON CORPORATION COMMON 166751107 4,250 48,400 48,400 47,200 0 1,200 CHICOS FAS INC COMMON 168615102 10,587 322,650 322,650 321,000 0 1,650 CHINA MOBILE (HONG KONG) COMMON 16941M109 500 22,700 22,700 22,700 0 0 CHINA UNICOM LTD COMMON 16945R104 11,800 1,092,600 1,092,600 1,092,600 0 0 CHINA DEVEL IND EQ LINK COMMON 169990108 1,407 1,366,000 1,366,000 1,366,000 0 0 CHRISTOPHER & BANKS CORP COMMON 171046105 6,557 217,675 217,675 163,350 0 54,325 CHUBB CORP COMMON 171232101 19,602 270,602 270,602 202,107 402 68,093 CHURCH & DWIGHT INC COMMON 171340102 405 18,650 18,650 18,650 0 0 CIENA CORP COM COMMON 171779101 65,038 1,557,805 1,557,805 1,285,053 367 195,385 CIENA CORP CONVERT 171779AA9 9,355 11,974,000 11,974,000 10,870,000 0 1,104,000 CIMA LABS INC COMMON 171796105 12,450 200,400 200,400 160,400 0 40,000 CINCINNATI FINL CORP COM COMMON 172062101 633 16,697 16,697 16,697 0 0 CIPHERGEN BIOSYSTEMS INC COMMON 17252Y104 293 66,100 66,100 66,100 0 0 CIRRUS LOGIC INC COMMON 172755100 30,901 2,068,694 2,068,694 1,783,123 0 285,571 CISCO SYS INC COMMON 17275R102 84,433 5,339,619 5,339,619 A 2,497,638 2,173 2,823,808 CITADEL COMMUNICATIONS C COMMON 172853202 5,557 223,400 223,400 79,200 0 144,200 CITIGROUP INC. COMMON 172967101 185,066 4,114,419 4,114,419 2,602,222 958 1,406,173 ALLEGHENY ENERGY INC COM COMMON 17361106 278 6,000 6,000 6,000 0 0 CITRIX SYS INC COM COMMON 177376100 77,474 3,667,385 3,667,385 3,038,945 1,362 627,078 CITY NATL CORP COMMON 178566105 6,853 178,400 178,400 163,400 0 15,000 CLEAR CHANNEL COMMUNICATIONSCO COMMON 184502102 1 18 18 13 0 5 ALLERGAN INC COM COMMON 18490102 56,694 764,595 764,595 558,956 567 205,072 CLICK COMMERCE INC COMMON 18681D109 1,374 161,700 161,700 105,800 0 55,900
PORTVUE-SEC13F.LRP PAGE 9
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- COASTAL CORP CV PFD 6.625% INC PREFERD 190441865 16,306 363,969 363,969 328,088 0 35,881 COCA-COLA FEMSA S A DE C COMMON 191241108 18,186 949,650 949,650 949,650 0 0 ALLIED IRISH BKS P L C ADR SPO COMMON 19228402 16,033 813,019 813,019 774,680 557 37,782 COGNIZANT TECHNOLOGY SOL COMMON 192446102 3,242 107,850 107,850 87,900 0 19,950 COHERENT INC COMMON 192479103 14,150 398,600 398,600 316,300 0 82,300 COLDWATER CREEK INC COMMON 193068103 1,719 76,300 76,300 52,000 0 24,300 COLE KENNETH PRODTNS INC CL A COMMON 193294105 963 38,600 38,600 30,700 0 7,900 COLGATE PALMOLIVE CO COMMON 194162103 31,270 565,870 565,870 91,500 0 474,370 COLONIAL BANCGROUP INC COMMON 195493309 377 29,000 29,000 29,000 0 0 LIBERTY MEDIA GROUP COMMON 1957208 14,114 1,008,185 1,008,185 763,448 1,847 242,890 COLONIAL PPTYS TR COMMON 195872106 330 12,300 12,300 12,300 0 0 ALLIED WASTE INDS INC COM PAR$ COMMON 19589308 17,431 1,111,705 1,111,705 811,739 850 299,116 COLUMBIA SPORTSWEAR CO COMMON 198516106 14,573 320,400 320,400 227,900 0 92,500 AMERICAN EAGLE OUTFITTERS INC. COMMON 2.55E+109 0 7 7 7 0 0 COMCAST CORPORATION CLASS A COMMON 200300101 41 1,000 1,000 0 0 1,000 COMCAST CORP CL A SPL COMMON 200300200 29,658 707,210 707,210 537,942 1,199 168,069 COMDISCO INC COMMON 200336105 3,881 485,100 485,100 481,300 0 3,800 COMERICA INC COMMON 200340107 13,241 215,300 215,300 213,800 0 1,500 COMMERCE BANCSHARES INC COMMON 200525103 2,855 76,650 76,650 76,650 0 0 COMMERCE ONE INC DEL COM COMMON 200693109 0 11 11 11 0 0 ALBERTA ENERGY CO LTD COMMON 2012456 38,990 878,300 878,300 779,400 0 98,900 ANDERSON EXPLORATION LTD COMMON 2032421 62,822 2,770,860 2,770,860 2,396,100 0 374,760 COMMSCOPE INC COM COMMON 203372107 7,918 474,746 474,746 473,884 0 862 COMMUNITY BK SYS INC COMMON 203607106 440 15,680 15,680 15,680 0 0 COMMUNITY HEALTH SYS INC COMMON 203668108 23,782 834,460 834,460 736,360 0 98,100 PERDIGAO SA PREF COMMON 2036984 638 92,200 92,200 92,200 0 0 COMPANHIA VALE DO RIO DO COMMON 204412100 2,246 91,300 91,300 91,300 0 0 COMPANHIA DE BEBIDAS DAS COMMON 20441W203 367 15,700 15,700 15,700 0 0 COMPANIA DE MINAS BUENAV COMMON 204448104 809 54,600 54,600 54,600 0 0 COMPUTER ASSOC INTL INC COMMON 204912109 2,440 89,700 89,700 88,500 0 1,200 COMPUTER NETWORK TECHNOL COMMON 204925101 5,519 496,000 496,000 402,800 0 93,200 COMPUWARE CORP COMMON 205638109 49 5,020 5,020 1,750 0 3,270 COMSTOCK RES INC COMMON 205768203 11,526 1,024,500 1,024,500 806,800 0 217,700 COMVERSE TECHNOLOGY INC COMMON 205862402 91,234 1,549,204 1,546,104 A 1,295,275 381 252,648 COMVERSE TECHNOLOGY INC 4.500% CONVERT 205862AG0 528 189,000 189,000 19,000 0 170,000 COMVERSE TECHNOLOGY INC CONVERT 205862AH8 22,578 26,369,000 26,369,000 24,536,000 0 1,833,000 CONCORD CAMERA CORP COMMON 206156101 2,723 385,600 385,600 385,600 0 0 CONCORD EFS INC COMMON 206197105 87,815 2,171,617 2,171,617 1,759,758 907 410,952 CONECTIV INC COMMON 206829103 524 23,980 23,980 23,980 0 0 TALISMAN ENERGY INC(CAD) COMMON 2068299 1,258 34,700 34,700 34,700 0 0 CONEXANT SYSTEMS INC COMMON 207142100 300 33,677 33,677 518 0 33,159 CONOCO INC COMMON 208251405 2,709 95,900 95,900 62,400 0 33,500 CONSECO INC COMMON 208464107 512 31,800 31,800 31,800 0 0 CONSOL ENERGY INC COMMON 20854P109 16,922 490,500 490,500 457,000 0 33,500
PORTVUE-SEC13F.LRP PAGE 10
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- BIOVAIL CORP COMMON 2098199 1,297 35,200 35,200 35,200 0 0 CONSTELLATION BRANDS INC COMMON 21036P108 25,156 350,600 350,600 306,100 0 44,500 CONSTELLATION ENERGY GRO COMMON 210371100 2,289 51,900 51,900 51,900 0 0 BOMBARDIER INC COMMON 2109723 35,876 2,591,330 2,591,330 2,290,700 0 300,630 CONVERA CORP COMMON 211919105 837 97,100 97,100 81,100 0 16,000 CONVERGYS CORP COM COMMON 212485106 3,575 99,117 99,117 80,686 0 18,431 WAL MART DE MEXICO SA DE COMMON 2135212 17,463 7,537,000 7,537,000 7,537,000 0 0 CAE INC COMMON 2162760 11,419 757,100 757,100 602,900 0 154,200 COORS ADOLPH COMPANY COMMON 217016104 4,205 64,246 64,246 52,700 0 11,546 COORSTEK INC COMMON 217020106 2,759 100,100 100,100 66,300 0 33,800 COPART INC COMMON 217204106 947 46,200 46,200 34,400 0 11,800 COR THERAPEUTICS INC COMMON 217753102 2,037 90,500 90,500 72,100 0 18,400 CARSO TELECOM COMMON 2178336 372 207,800 207,800 207,800 0 0 CORINTHIAN COLLEGES INC COM COMMON 218868107 28,191 700,400 700,400 579,100 0 121,300 CORNING INC COM COMMON 219350105 39,587 1,913,322 1,913,322 803,664 0 1,109,658 WALMART DE MEXICO SA COMMON 2196208 5,631 2,653,200 2,653,200 2,653,200 0 0 CORPORATE EXECUTIVE BRD COMMON 21988R102 2,282 75,600 75,600 49,900 0 25,700 CORUS BANKSHARES INC COMMON 220873103 1,341 26,300 26,300 23,300 0 3,000 CORUS GROUP COMMON 22087M101 9,700 1,113,683 1,113,683 1,049,396 877 63,410 CONSORCIO COMMON 2209731 114 92,000 92,000 92,000 0 0 CORVAS INTL INC COMMON 221005101 2,695 299,400 299,400 265,100 0 34,300 CORVIS CORP COM COMMON 221009103 1,000 142,277 142,277 140,856 0 1,421 CIA SIDERUJICA NACIONAL COMMON 2210261 1,670 77,200,000 77,200,000 77,200,000 0 0 COST PLUS INC CALIF COMMON 221485105 12,122 525,600 525,600 398,900 0 126,700 COSTCO WHSL CORP NEW COMMON 22160K105 48,844 1,244,428 1,244,428 957,702 691 258,735 COSTCO 0% 8/19/17 CONVERT 22160QAC6 15,315 16,314,000 16,314,000 14,801,000 0 1,513,000 COUNTRYWIDE CR INDS INC COMMON 222372104 23,362 473,400 473,400 413,300 0 60,100 CORP INTER AM ENTERTAIN COMMON 2224347 37,425 9,903,916 9,903,916 9,903,916 0 0 COVANCE INC COMMON 222816100 5,423 422,000 422,000 406,600 0 15,400 COVANTA ENERGY CORP COMMON 22281N103 2,829 168,400 168,400 150,300 0 18,100 COVENANT TRANS INC COMMON 22284P105 433 31,760 31,760 31,760 0 0 COVENTRY HEALTH CARE INC COMMON 222862104 12,437 750,900 750,900 659,150 0 91,750 COX COMMUNICATIONS INC NEW CL COMMON 224044107 1,914 43,015 43,015 40,215 0 2,800 CREDENCE SYS CORP COM COMMON 225302108 62,658 3,056,490 3,056,490 2,409,783 1,180 645,527 CREO PRODS INC COMMON 225606102 842 46,000 46,000 32,300 0 13,700 CIA VALE DO RIO DOCE COMMON 2257127 10,074 411,900 411,900 411,900 0 0 ALZA CORP COMMON 22615108 35,757 882,884 882,884 656,120 672 226,092 CROSS TIMBERS OIL CO COM COMMON 227573102 15,227 615,250 615,250 513,150 0 102,100 CROSSMANN CMNTYS INC COMMON 22764E109 524 20,100 20,100 18,100 0 2,000 CROWN CASTLE INTL CORP COMMON 228227104 42,308 2,856,176 2,845,876 A 2,534,376 0 321,800 CUBIST PHARMACEUTICALS I COMMON 229678107 8,565 349,600 349,600 293,000 0 56,600 CULLEN FROST BANKERS INC COMMON 229899109 767 22,400 22,400 13,500 0 8,900 EMBOTELLADORAS ARGOS COMMON 2299141 2,094 1,025,000 1,025,000 1,025,000 0 0 ELECTROBRAS PN PREF B COMMON 2308445 13,631 738,627,565 738,627,565 7 38,627,565 0 0
PORTVUE-SEC13F.LRP PAGE 11
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- CURAGEN CORP COMMON 23126R101 11,998 511,900 511,900 379,000 0 132,900 AMAZON COM INC COM COMMON 23135106 5 500 500 0 0 500 CYBEAR GROUP COMMON 23243C102 0 98 98 57 0 41 CANADIAN HUNTER EXP LTD COMMON 2324418 17,191 671,700 671,700 545,300 0 126,400 CYBEROPTICS CORP COMMON 232517102 3,448 328,350 328,350 273,050 0 55,300 CYMER INC COMMON 232572107 10,276 475,100 475,100 382,100 0 93,000 CYMER INC CONVERT 232572AC1 13,359 14,462,000 14,462,000 13,369,000 0 1,093,000 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 7,662 432,177 432,177 430,452 0 1,725 CYPRESS SEMICONDUCTOR CORP 4.0 CONVERT 232806AE9 6,398 7,605,000 7,605,000 6,817,000 0 788,000 CYTYC CORP COMMON 232946103 2,351 142,500 142,500 131,400 0 11,100 DDI CORP COM COMMON 233162106 5,869 347,800 347,800 271,600 0 76,200 DMC STRATEX NETWORKS INC COM COMMON 23322L106 3,834 461,900 461,900 438,000 0 23,900 DST SYS INC DEL COMMON 233326107 2,058 42,700 42,700 39,600 0 3,100 DSP GROUP INC COMMON 23332B106 6,485 418,400 418,400 415,900 0 2,500 DAISYTEK INTL CORP COMMON 234053106 2,266 290,100 290,100 249,200 0 40,900 DAKTRONICS INC COMMON 234264109 941 50,200 50,200 30,900 0 19,300 DAL-TILE INTL INC COMMON 23426R108 3,728 247,700 247,700 141,500 0 106,200 DANAHER CORP SHS BEN INT COMMON 235851102 1 23 23 0 0 23 DARDEN RESTAURANTS INC. COMMON 237194105 2,176 91,607 91,607 78,200 0 13,407 DATUM INC COMMON 238208102 1,203 87,100 87,100 75,000 0 12,100 GLOBAL THERMOELECTRIC COMMON 2385749 4,216 474,900 474,900 390,900 0 84,000 DAVITA INC COMMON 23918K108 11,266 663,500 663,500 576,900 0 86,600 GRUPO FINANCIERO BANCOME COMMON 2402875 19,248 28,645,350 28,645,350 28,645,350 0 0 DEB SHOPS INC COMMON 242728103 1,619 90,600 90,600 90,600 0 0 DECS TR V DECS EXC CRW CS PREFERD 24366F203 9,794 652,906 652,906 589,222 0 63,684 DEERE & CO. COMMON 244199105 3,106 85,490 85,490 54,890 0 30,600 BANCO ITAU SA COMMON 2459581 7,209 92,985,700 92,985,700 92,985,700 0 0 DELL COMPUTER CORP COMMON 247025109 65,293 2,541,802 2,541,802 2,176,695 466 204,441 DELPHI AUTOMOTIVE SYS CO COMMON 247126105 599 42,300 42,300 41,000 0 1,300 DELTA & PINE LD CO COMMON 247357106 489 20,300 20,300 20,300 0 0 DELTA AIR LINES INC DEL COMMON 247361108 2,192 55,500 55,500 36,200 0 19,300 DELTEK SYS INC COMMON 24785A108 119 31,740 31,740 31,740 0 0 DENDREON CORP COMMON 24823Q107 989 142,600 142,600 95,700 0 46,900 DENTSPLY INTL INC NEW COMMON 249030107 281 7,700 7,700 2,600 0 5,100 KOOKMIN BK GDR REG S COMMON 2496373 310 30,100 30,100 30,100 0 0 DEUTSCHE BK A G SPON ADR COMMON 251525309 5,566 72,882 72,882 70,375 39 2,468 DEUTSCHE TELEKOM AG SPONSORED COMMON 251566105 70 3,000 3,000 3,000 0 0 DIAGEO PLC SPONSORED ADR COMMON 25243Q205 10,232 252,951 252,951 239,281 190 13,480 DIAGNOSTIC PRODS CORP COMMON 252450101 918 17,600 17,600 16,100 0 1,500 DIAMOND OFFSHORE CONVERT 25271CAA0 14,858 14,620,000 14,620,000 13,218,000 0 1,402,000 DIGEX INC DEL CL A COMMON 253756100 3 183 183 183 0 0 DIGITAL LIGHTWAVE INC COM COMMON 253855100 9,301 520,380 520,380 462,040 0 58,340 DILLARDS INC COMMON 254067101 9,274 422,700 422,700 361,100 0 61,600 INDUSTRIAL ALLIANCE LIFE COMMON 2543688 16,832 746,600 746,600 601,300 0 145,300
PORTVUE-SEC13F.LRP PAGE 12
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- DIMON INC COMMON 254394109 297 38,600 38,600 23,600 0 15,000 DISNEY WALT PRODTNS COMMON 254687106 103,187 3,607,959 3,607,959 1,863,459 0 1,744,500 DIRECT FOCUS INC COMMON 254931108 10,169 406,750 406,750 362,200 0 44,550 DITECH COMMUNICATIONS CO COMMON 25500M103 416 36,800 36,800 36,800 0 0 DIXONS GROUP PLC ADR COMMON 255875205 12,853 1,083,662 1,083,662 1,028,353 786 54,523 DOBSON COMMUNICATIONS CO COMMON 256069105 4,227 255,200 255,200 255,200 0 0 DOCUMENTUM INC COMMON 256159104 6,053 550,250 550,250 485,450 0 64,800 DOLLAR GEN CORP COMMON 256669102 378 18,500 18,500 18,500 0 0 DONCASTERS PLC ADR SPONSORED COMMON 257692103 1,671 88,885 88,885 86,633 32 2,220 DORAL FINL CORP COMMON 25811P100 26,706 890,200 890,200 788,500 0 101,700 DOVER CORP COMMON 260003108 51,176 1,427,900 1,427,900 A 328,700 0 1,089,200 DOW CHEMICAL CORP COMMON 260543103 2,127 67,354 67,354 43,551 0 23,803 DOW JONES & CO INC COMMON 260561105 2,419 46,200 46,200 34,100 0 12,100 DOWNEY FINL CORP COM COMMON 261018105 11,307 249,600 249,600 232,300 0 17,300 DRESDNER BK A G ADR SPONSORED COMMON 261561302 8,830 195,594 195,594 189,005 107 6,482 DRESS BARN INC COMMON 261570105 898 38,300 38,300 23,600 0 14,700 DREXLER TECHNOLOGY CORP COMMON 261876106 720 57,900 57,900 42,800 0 15,100 DUANE READE INC COMMON 263578106 8,370 241,200 241,200 198,000 0 43,200 DUKE ENERGY CORP PREFERD 264399585 6,849 251,336 251,336 228,072 0 23,264 AMERICAN HOME PRODS CORP COMMON 26609107 13,663 232,559 232,559 172,268 420 59,871 DUPONT PHOTOMASKS INC COM COMMON 26613X101 9,504 216,600 216,600 205,800 0 10,800 DURECT CORP COMMON 266605104 852 112,700 112,700 112,700 0 0 AMERICAN MOVIL SER L COMMON 2667470 4,444 6,115,000 6,115,000 6,115,000 0 0 GRUPO FINANCIERO BANAMEX COMMON 2674339 40,121 23,088,000 23,088,000 23,088,000 0 0 DYCOM INDS INC COMMON 267475101 1,113 86,250 86,250 84,300 0 1,950 PENN WEST PETROLEUM LTD COMMON 2680165 6,206 236,900 236,900 190,200 0 46,700 DYNEGY INC NEW CL A COMMON 26816Q101 125,930 2,468,728 2,464,328 A 2,199,672 0 259,856 EDP-ELECTRICIDADE DE PORTUGAAD COMMON 268353109 10,242 385,026 385,026 372,511 212 12,303 PETRO CANADA COMMON 2684316 19,151 850,900 850,900 685,700 0 165,200 E M C CORP MASS COMMON 268648102 106,931 3,637,076 3,637,076 A 1,836,548 470 1,718,958 AMERICAN INTL GROUP INC COMMON 26874107 240 2,983 2,983 700 0 2,283 ENSCO INTL INC COM COMMON 26874Q100 44,573 1,273,545 1,273,545 1,157,669 0 115,876 EOG RESOURCES INC. COMMON 26875P101 36,685 889,766 889,766 659,172 650 229,944 EOP OPER LTD PARTNERSHIP CONVERT 268766BR2 15,697 15,408,000 15,408,000 13,927,000 0 1,481,000 E ON AG ADR SPONSORED COMMON 268780103 9,744 205,575 205,575 195,416 150 10,009 EPIQ SYS INC COMMON 26882D109 3,041 150,150 150,150 99,650 0 50,500 EVI INC SUB DBCV 5% PREFERD 268939402 20,962 359,864 359,864 326,034 0 33,830 E TRADE GROUP INC COM COMMON 269246104 0 1 1 1 0 0 RELIANCE INDS LTD COMMON 2730598 11,245 638,000 638,000 638,000 0 0 RIO ALTO EXPLORATION LTD COMMON 2740241 6,768 357,500 357,500 287,400 0 70,100 EAST WEST BANCORP INC COMMON 27579R104 708 36,800 36,800 36,800 0 0 EBAY INC COMMON 278642103 952 26,300 26,300 26,300 0 0 ECHOSTAR COMMUNICATIONS COMMON 278762109 19,850 716,928 716,928 122,900 0 594,028 ECLIPSYS CORP COMMON 278856109 3,364 172,500 172,500 138,900 0 33,600
PORTVUE-SEC13F.LRP PAGE 13
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- ECOLAB INC COM COMMON 278865100 1,416 33,360 33,360 60 0 33,300 EDISON SCHS INC CL A COMMON 281033100 12,237 604,300 604,300 544,900 0 59,400 EDO CORP COMMON 281347104 1,800 120,000 120,000 79,900 0 40,100 EDUCATION MGMT CORP COMMON 28139T101 10,867 333,100 333,100 286,500 0 46,600 EDWARDS AG INC COMMON 281760108 984 26,600 26,600 17,400 0 9,200 EDWARDS LIFESCIENCES COR COMMON 28176E108 1,152 58,800 58,800 58,800 0 0 EFFICIENT NETWORKS INC COM COMMON 282056100 2 80 80 43 0 37 EFUNDS CORP COMMON 28224R101 7,712 400,600 400,600 353,000 0 47,600 ABBOTT LABS COMMON 2824100 21,009 445,200 445,200 340,678 771 103,751 EL PASO CORPORATION COMMON 28336L109 226 3,455 3,455 3,455 0 0 ELAN FINANCE 0% COUPON 12/14/1 CONVERT 284129AC7 17,839 22,440,000 22,440,000 20,295,000 0 2,145,000 ELAN PLC ADR COMMON 284131208 31,115 595,515 595,515 547,545 112 47,858 ELANTEC SEMICONDUCTOR INC COM COMMON 284155108 11,669 439,300 439,300 381,200 0 58,100 ELECTRO SCIENTIFIC INDS COMMON 285229100 19,734 703,200 703,200 651,300 0 51,900 ELECTRONICS FOR IMAGING INC CO COMMON 286082102 5 223 223 162 0 61 SUNCOR ENERGY INC. COMMON 2861142 25,381 985,800 985,800 876,200 0 109,600 ELIZABETH ARDEN INC COMMON 28660G106 3,398 199,900 199,900 133,100 0 66,800 TESCO CORP COMMON 2884310 9,772 932,500 932,500 742,000 0 190,500 ABERCROMBIE & FITCH CO CL A COMMON 2896207 28,939 884,944 884,944 639,760 660 244,524 AMERICAN PWR CONVERSION CORP COMMON 29066107 1 82 82 76 0 6 EMBARCADERO TECHNOLOGIES COMMON 290787100 4,939 297,100 297,100 193,900 0 103,200 EMBREX INC COM COMMON 290817105 270 22,700 22,700 4,800 0 17,900 EMBRATEL PARTICIPACOES S COMMON 29081N100 7,924 852,020 852,020 813,720 0 38,300 EMCORE CORP COMMON 290846104 7,411 295,700 295,700 204,900 0 90,800 EMCOR GROUP INC COMMON 29084Q100 7,223 235,800 235,800 204,100 0 31,700 EMMIS COMMUNICATIONS COR COMMON 291525103 12,740 503,300 503,300 402,500 0 100,800 EMPRESA NACIONAL DE ELCT COMMON 29244T101 5,231 454,900 454,900 454,900 0 0 EMULEX CORP COMMON 292475209 4,319 229,552 229,552 207,852 0 21,700 ENCORE ACQUISITION CO COMMON 29255W100 1,588 125,000 125,000 64,000 0 61,000 ENDOCARE INC COMMON 29264P104 2,136 293,400 293,400 219,400 0 74,000 ENERGY CONVERSION DEVICE COMMON 292659109 2,715 110,800 110,800 107,300 0 3,500 ENERGEN CORP COMMON 29265N108 6,622 187,590 187,590 185,490 0 2,100 ENERGY EAST CORP COMMON 29266M109 1,301 75,000 75,000 49,600 0 25,400 ENGELHARD CORP COMMON 292845104 2,552 98,700 98,700 98,700 0 0 ENGINEERED SUPPORT SYS I COMMON 292866100 7,927 409,150 409,150 302,575 0 106,575 VIACAO AEREA RIOGRANDENS COMMON 2932101 170 123,000 123,000 123,000 0 0 ENRON CORP COMMON 293561106 66,780 1,149,404 1,149,404 1,006,943 76 58,185 ENZON INC COM COMMON 293904108 34,574 727,860 727,860 626,060 0 101,800 EQUITABLE RES INC COMMON 294549100 22,929 332,300 332,300 312,300 0 20,000 ERICSSON L M TEL CO COMMON 294821400 21,430 3,831,000 3,831,000 3,453,200 0 377,800 ESCO TECHNOLOGIES INC COMMON 296315104 3,672 147,100 147,100 106,100 0 41,000 ESPEED INC CL A COMMON 296643109 6,428 314,534 314,534 261,100 0 53,434 ESTERLINE TECHNOLOGIES C COMMON 297425100 4,705 216,300 216,300 177,500 0 38,800 ETHAN ALLEN INTERIORS INC COMMON 297602104 9,376 277,550 277,550 205,500 0 72,050
PORTVUE-SEC13F.LRP PAGE 14
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- AMERICAN TOWER CORP CL A COMMON 29912201 8 413 413 180 0 233 EVERGREEN RES INC COMMON 299900308 10,485 277,300 277,300 200,500 0 76,800 EXAR CORP COMMON 300645108 19,921 1,015,100 1,015,100 952,700 0 62,400 ACER INC EQ LINKED NOTE COMMON 300990108 1,029 1,390,000 1,390,000 1,390,000 0 0 EXELON CORP COMMON 30161N101 3,307 50,411 50,411 42,077 95 8,239 EXODUS COMMUNICATIONS INC COM COMMON 302088109 6 540 540 374 0 166 EXPEDITORS INTL WASH INC COMMON 302130109 3,858 76,500 76,500 73,300 0 3,200 EXPRESS SCRIPTS INC COMMON 302182100 12,621 145,600 145,600 34,400 0 111,200 EXTENDED STAY AMER INC COMMON 30224P101 5,250 350,000 350,000 344,900 0 5,100 EXTREME NETWORKS INC COM COMMON 30226D106 4 265 265 132 0 133 EXXON MOBIL CORP COMMON 30231G102 33,512 413,728 413,728 A 261,253 0 148,575 F M C CORP COMMON 302491303 2,246 30,500 30,500 30,500 0 0 FNB CORP PA COMMON 302520101 454 18,926 18,926 18,926 0 0 F Y I INC COMMON 302712104 380 11,370 11,370 11,370 0 0 FAIRCHILD SEMICONDUCTOR COMMON 303726103 2,680 201,200 201,200 169,900 0 31,300 AMERICAN WOODMARK CORP COM COMMON 30506109 200 9,300 9,300 1,900 0 7,400 FAMILY DLR STORES INC COMMON 307000109 196 7,608 7,608 3,936 0 3,672 AMGEN INC COMMON 31162100 2,125 35,300 35,300 35,300 0 0 FEDERAL HOME LN MTG CORP COMMON 313400301 49,977 770,900 770,900 658,600 0 55,700 FEDERAL NATL MTG ASSN COMMON 313586109 23,378 293,700 293,700 261,300 0 32,400 FEDERATED DEPT STORES IN COMMON 31410H101 19,749 475,300 475,300 353,300 0 122,000 FEDERATED INVS INC PA CL B COMMON 314211103 22,244 784,600 784,600 765,500 0 19,100 FEDEX CORP COMMON 31428X106 2 40 40 40 0 0 FIDELITY NATL FINL INC COMMON 316326107 27,442 1,025,100 1,025,100 822,500 0 202,600 FIFTH THIRD BANCORP COMMON 316773100 15,027 281,200 281,200 281,200 0 0 FILENET CORP COMMON 316869106 6,242 397,900 397,900 336,100 0 61,800 FIRST AMERN CORP CALIF COMMON 318522307 24,123 927,800 927,800 762,300 0 165,500 FIRST DATA CORP COMMON 319963104 15,537 260,200 260,200 9,700 0 250,500 FIRST ESSEX BANCORP INC COMMON 320103104 263 13,420 13,420 13,420 0 0 FIRST HORIZON PHARMACEUT COMMON 32051K106 4,183 200,400 200,400 129,100 0 71,300 AMPHENOL CORP NEW CL A COMMON 32095101 22 700 700 700 0 0 FIRST HEALTH GROUP CORP COMMON 320960107 26,563 605,433 605,433 538,978 0 66,455 ANADARKO PETE CORP COMMON 32511107 46,857 746,358 746,358 550,311 835 195,212 ANALOG DEVICES INC COMMON 32654105 109 3,000 3,000 0 0 3,000 FIRST UNION CORP COMMON 337358105 3,372 102,200 102,200 72,300 0 29,900 FISERV INC COMMON COMMON 337738108 17,214 384,800 384,800 355,600 0 29,200 FIRSTFED FINL CORP DEL COM COMMON 337907109 8,666 309,500 309,500 289,300 0 20,200 FIRSTMERIT CORP COMMON 337915102 458 17,630 17,630 17,630 0 0 FLAMEL TECHNOLOGIES SA SPONSOR COMMON 338488109 231 73,300 73,300 20,500 0 52,800 FLEETBOSTON FINL CORP COMMON 339030108 16,730 443,183 443,183 342,580 0 100,603 FLEMING COS INC COMMON 339130106 10,585 415,900 415,900 344,600 0 71,300 FOCAL COMMUNICATIONS COR COMMON 344155106 4,067 432,400 432,400 341,800 0 90,600 FOOTSTAR INC COMMON 344912100 7,861 195,800 195,800 160,000 0 35,800 FORD MTR CO DEL COMMON 345370860 2,055 73,087 73,087 46,163 0 26,924
PORTVUE-SEC13F.LRP PAGE 15
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- ANDRX CORPORATION COMMON SHARE COMMON 34553107 21,739 443,640 443,640 324,431 338 118,871 FOREST LABS INC COM COMMON 345838106 165,983 2,801,834 2,797,434 A 1,932,503 487 863,444 FOREST OIL CORP COMMON 346091705 7,553 252,600 252,600 252,600 0 0 FORRESTER RESH INC COMMON 346563109 3,469 145,700 145,700 143,900 0 1,800 FORMOSA PLASTIC EQ LINK COMMON 346990104 1,688 1,232,000 1,232,000 1,232,000 0 0 FORMOSA CHEM & FBR EQ LK COMMON 346991102 1,911 2,248,000 2,248,000 2,248,000 0 0 FORWARD AIR CORP COMMON 349853101 8,804 269,350 269,350 216,000 0 53,350 FOSTER WHEELER CORP COMMON 350244109 6,475 360,500 360,500 239,100 0 121,400 FOX ENTMT GROUP INC CL A COMMON 35138T107 2,793 142,486 142,486 92,600 0 49,886 FRANKLIN RES INC COMMON 354613101 31,041 793,701 793,701 582,459 608 210,634 FRONTIER AIRLINES INC NE COMMON 359065109 15,963 1,309,800 1,309,800 1,084,500 0 225,300 FRONTLINE LTD ADR SPONSORED COMMON 35921R102 3,177 177,134 177,134 162,816 192 14,126 FUJI PHOTO ADR NEW COMMON 359586302 10,045 267,390 267,390 250,667 222 16,501 FURUKAWA ELEC LTD ADR COMMON 361118102 33 322 322 321 0 1 ANNTAYLOR STORES CORP. COMMON 36115103 2 61 61 0 0 61 GBC BANCORP CALIF COMMON 361475106 1,311 46,000 46,000 37,200 0 8,800 GABELLI ASSET MGMT INC COMMON 36239Y102 429 12,800 12,800 12,800 0 0 GALLAGHER ARTHUR J & CO COMMON 363576109 7,144 257,900 257,900 231,200 0 26,700 GANNETT INC DEL COMMON 364730101 8,141 136,325 136,325 A 37,200 0 95,725 GAP INC DEL COMMON 364760108 44,474 1,874,979 1,874,979 1,546,721 976 225,082 GATEWAY INC. COMMON 367626108 1 36 36 36 0 0 GEMSTAR TV GUIDE INTERNATIONAL COMMON 36866W106 7 276 276 178 0 98 GEMPLUS INTL S A ADR COMMON 36866Y102 5,908 562,703 562,703 535,847 390 26,466 GENENTECH INC COM NEW COMMON 368710406 10,810 214,075 214,075 159,488 385 54,202 GENERAL CABLE CORP DEL N COMMON 369300108 762 70,200 70,200 52,300 0 17,900 GENERAL DYNAMICS CORP COMMON 369550108 22,317 355,700 355,700 349,300 0 6,400 GENERAL ELEC CO COMMON 369604103 362,753 8,665,867 8,665,867 5,495,245 1,988 2,999,934 GENERAL MTRS CORP COMMON 370442105 9,298 179,334 179,334 167,158 0 12,176 GENEREX BIOTECHNOLOGY CP COMMON 371485103 646 97,500 97,500 65,200 0 32,300 GENESCO INC COMMON 371532102 19,514 712,200 712,200 631,100 0 81,100 GENTEX CORP COM COMMON 371901109 2 80 80 6 0 74 GENOMIC SOLUTIONS INC COMMON 37243R109 657 218,900 218,900 147,400 0 71,500 GENTNER COMMUNICATIONS C COMMON 37245J105 1,032 98,300 98,300 71,600 0 26,700 GENZYME TRANSGENICS CORP COMMON 37246E105 306 46,700 46,700 33,100 0 13,600 GENZYME CORP COMMON 372917104 24,046 266,200 266,200 228,500 0 37,700 GENZYME CORP 5.250% 06/01/05 CONVERT 372917AF1 18,926 7,994,000 7,994,000 7,244,000 0 750,000 GEORGIA GULF CORP COMMON 373200203 9,323 535,500 535,500 462,500 0 73,000 GEORGIA PAC CORP COMMON 373298108 16 556 556 518 0 38 GERBER SCIENTIFIC INC COMMON 373730100 312 46,710 46,710 46,710 0 0 APACHE CORP COMMON 37411105 9 164 164 157 0 7 GETTY IMAGES INC COMMON 374276103 3,904 242,100 242,100 171,200 0 70,900 GETTY IMAGES INC CONVERT 374276AE3 1,894 3,000,000 3,000,000 3,000,000 0 0 GILEAD SCIENCES INC COMMON 375558103 8,360 257,200 257,200 234,200 0 23,000 GILDAN ACTIVEWEAR INC COMMON 375916103 2,888 159,100 159,100 133,500 0 25,600
PORTVUE-SEC13F.LRP PAGE 16
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- APOLLO GROUP INC COMMON 37604105 58 1,765 1,765 0 0 1,765 GLATFELTER P H CO COMMON 377316104 408 32,000 32,000 32,000 0 0 GLAXO PLC COMMON 37733W105 105 2,000 2,000 2,000 0 0 APPLE COMPUTER INC COMMON 37833100 894 40,500 40,500 40,500 0 0 GLIMCHER RLTY TR COMMON 379302102 314 20,800 20,800 20,800 0 0 APRIA HEALTHCARE GROUP INC COMMON 37933108 397 16,400 16,400 3,500 0 12,900 GLOBAL INDS LTD COMMON 379336100 15,333 1,052,900 1,052,900 771,100 0 281,800 GLOBAL MARINE INC COMMON 379352404 15,971 623,860 623,860 543,660 0 80,200 GLOBECOMM SYSTEMS INC COMMON 37956X103 2,727 256,700 256,700 127,300 0 129,400 GLOBESPAN INC COM COMMON 379571102 7,078 323,567 323,567 244,231 0 79,336 APPLERA CORPORATION APPLIED BI COMMON 38020103 12,143 437,612 437,612 319,891 323 117,398 APPLERA CORPORATION CELERA GEN COMMON 38020202 2 57 57 23 0 34 GOLDEN WEST FINL CORP DEL COM COMMON 381317106 76,992 1,186,322 1,186,322 882,067 572 303,683 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 2,381 27,986 27,986 19,168 0 8,818 GOLF TR AMER INC COMMON 38168B103 166 18,900 18,900 18,900 0 0 APPLIED MATLS INC COMMON 38222105 2 42 42 18 0 24 ACACIA RESH CORP COM COMMON 3881109 109 16,600 16,600 3,200 0 13,400 GREATER BAY BANCORP COM COMMON 391648102 1,353 53,700 53,700 45,100 0 8,600 GREEN MTN COFFEE INC COM COMMON 393122106 3,358 196,100 196,100 125,400 0 70,700 GREY WOLF INC COM COMMON 397888108 201 30,800 30,800 6,500 0 24,300 AREMISSOFT CORP DEL COM COMMON 40026106 130 10,000 10,000 2,200 0 7,800 GRUPO TELEVISA SA DE CV COMMON 40049J206 341 10,200 10,200 10,200 0 0 GTECH HLDGS CORP COMMON 400518106 1,605 58,900 58,900 56,200 0 2,700 ALLEANZA ASSICURAZ COMMON 4015970 41,863 3,332,580 3,332,580 3,031,300 0 301,280 GUIDANT CORP COMMON 401698105 1,076 23,908 23,908 23,860 0 48 GUILFORD PHARMACEUTICALS COMMON 401829106 6,270 338,900 338,900 327,800 0 11,100 INFOVISTA SA COMMON 4018708 1,404 139,300 139,300 111,500 0 27,800 GUJARAT AMBUJA CMNT 144A COMMON 402042105 328 100,000 100,000 100,000 0 0 ALLIED IRISH BANKS COMMON 4020684 45,371 4,470,700 4,470,700 4,027,200 0 443,500 GULF ISLAND FABRICATION COMMON 402307102 434 22,850 22,850 22,850 0 0 VIVENDI ENVIRONNEMENT COMMON 4031879 41,348 942,050 942,050 846,350 0 95,700 ANGLO IRISH BK COMMON 4032775 15,353 5,513,400 5,513,400 4,453,900 0 1,059,500 AGF ASSUR GEN DE FRANCE COMMON 4034737 36,625 620,218 620,218 561,918 0 58,300 GYMBOREE CORP COMMON 403777105 1,500 150,000 150,000 96,400 0 53,600 H & CB COMMON 404008203 124 16,000 16,000 16,000 0 0 HCA-HEALTHCARE CO COMMON 404119109 979 24,300 24,300 24,300 0 0 HCC INS HLDGS INC COMMON 404132102 9,638 364,400 364,400 205,300 0 159,100 GEDEON RICHTER COMMON 4042387 12,469 238,920 238,920 238,920 0 0 HNC SOFTWARE INC COMMON 40425P107 8,282 471,600 471,600 437,200 0 34,400 HSBC HOLDINGS PLC COMMON 404280406 7 125 125 125 0 0 HS RES INC COMMON 404297103 2,012 44,700 44,700 44,200 0 500 ASSICURAZIONI GENERALI COMMON 4056719 216 6,814 6,814 6,814 0 0 HALLIBURTON COMPANY COMMON 406216101 3 83 83 0 0 83 LOGITECH INTERNATIONAL COMMON 4066848 6,078 26,360 26,360 21,250 0 5,110
PORTVUE-SEC13F.LRP PAGE 17
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- LION BIOSCIENCE AG COMMON 4095444 4,486 175,600 175,600 141,500 0 34,100 HANCOCK JOHN FINL SVCS INC COM COMMON 41014S106 15,126 393,400 393,400 240,900 0 152,500 HANDLEMAN CO DEL COMMON 410252100 577 57,900 57,900 57,900 0 0 ELECTRICIDADE D PORTUGAL COMMON 4103596 26,473 9,982,000 9,982,000 9,111,700 0 870,300 HANOVER COMPRESSOR CO COMMON 410768105 6,613 208,600 208,600 153,500 0 55,100 HANOVER COMPRESSOR CO CONVERT 410768AC9 12,565 12,425,000 12,425,000 11,267,000 0 1,158,000 HANSON PLC ADR SPONSORED COMMON 411352404 7,849 272,501 272,501 263,226 150 9,125 HARLEY DAVIDSON INC COMMON 412822108 79,540 2,095,877 2,095,877 1,639,835 960 455,082 HARLEYSVILLE GROUP INC COMMON 412824104 2,505 112,900 112,900 106,900 0 6,000 HARMAN INTL INDS INC COMMON 413086109 7,239 282,900 282,900 207,800 0 75,100 HARRIS CORP DEL COMMON 413875105 3,074 124,200 124,200 119,000 0 5,200 COMPAL ELEC EQ LINK NOTE COMMON 413990102 1,041 598,000 598,000 598,000 0 0 JM AB B SHS COMMON 4155508 12,539 562,600 562,600 459,200 0 103,400 HARVARD BIOSCIENCE INC COMMON 416906105 1,229 202,800 202,800 131,600 0 71,200 CARLSBERG AS B COMMON 4169219 13,820 303,300 303,300 241,400 0 61,900 HASBRO INC COMMON 418056107 588 45,600 45,600 45,600 0 0 COFLEXIP SA COMMON 4181741 20,883 154,600 154,600 131,800 0 22,800 HEALTHSOUTH CORP COMMON 421924101 1,526 118,400 118,400 74,800 0 43,600 HEALTH MGMT ASSOC INC NEW CL A COMMON 421933102 2 130 130 0 0 130 HEALTH MANAGEMENT ASSO CONVERT 421933AB8 14,018 20,691,000 20,691,000 18,761,000 0 1,930,000 HEALTH NET INC COMMON 42222G108 7,852 381,000 381,000 346,800 0 34,200 HEARTLAND EXPRESS INC COMMON 422347104 429 17,000 17,000 17,000 0 0 HEIDRICK & STRUGGLES INT COMMON 422819102 1,380 47,700 47,700 44,600 0 3,100 HEINEKEN N V ADR COMMON 423012202 5,281 126,782 126,782 122,567 71 4,144 HELIX TECHNOLOGY CORP COMMON 423319102 8,560 364,500 364,500 356,900 0 7,600 HELLER FINL INC CL A COMMON 423328103 4,495 127,900 127,900 116,300 0 11,600 HELMERICH & PAYNE INC COMMON 423452101 15,318 330,850 330,850 310,450 0 20,400 ALPHA CREDIT BANK COMMON 4235864 14,087 542,750 542,750 537,050 0 5,700 CUKUROVA ELEKTRIK AS COMMON 4239800 0 85,000 85,000 85,000 0 0 HENRY JACK & ASSOC INC COMMON 426281101 6,793 286,800 286,800 272,800 0 14,000 BABCOCK BORSIG AG COMMON 4267005 4,663 118,800 118,800 96,400 0 22,400 ARROW ELECTRONICS COMMON 42735100 16 700 700 700 0 0 HEWLETT PACKARD CO COMMON 428236103 851 27,200 27,200 17,700 0 9,500 HIBERNIA CORP COMMON 428656102 520 37,240 37,240 7,906 0 29,334 HIGHWOODS PPTYS INC COMMON 431284108 341 13,830 13,830 13,830 0 0 KUDELSKI SA BEARER COMMON 4329422 6,725 8,935 8,935 7,185 0 1,750 FUGRO MCCLELLAND COMMON 4332895 15,762 252,900 252,900 204,700 0 48,200 DEPFA DEUTSCHE PFANDBFBK COMMON 4355063 8,581 113,000 113,000 93,700 0 19,300 SYNGENTA AG COMMON 4356646 19,299 374,270 374,270 336,170 0 38,100 HOME DEPOT INC COMMON 437076102 60,448 1,402,501 1,402,501 1,161,773 702 164,226 HOMESTORE COM INC COMMON 437852106 639 26,900 26,900 26,900 0 0 HON HAI PREC GDR 144A COMMON 438090102 1,547 108,200 108,200 108,200 0 0 HONEYWELL INTL INC COMMON 438516106 1,950 47,800 47,800 31,100 0 16,700 HORIZON OFFSHORE INC COMMON 44043J105 3,119 126,000 126,000 85,700 0 40,300
PORTVUE-SEC13F.LRP PAGE 18
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- HOT TOPIC INC COMMON 441339108 10,506 375,200 375,200 274,800 0 100,400 HOTJOBS COM INC COMMON 441474103 57 11,200 11,200 11,200 0 0 IBERDROLA SA COMMON 4424640 22,627 1,591,800 1,591,800 1,430,400 0 161,400 ENI SPA COMMON 4436399 42,898 6,557,551 6,557,551 5,947,961 0 609,590 IHC CALAND NV COMMON 4441155 9,141 181,400 181,400 147,200 0 34,200 HUDSON RIV BANCORP INC COMMON 444128102 420 30,100 30,100 30,100 0 0 HUMAN GENOME SCIENCES INC COM COMMON 444903108 24,265 527,495 527,495 411,843 293 115,359 HUTCHISON WHAMPOA LTD ADR COMMON 448415208 34 651 651 651 0 0 HYDRIL CO COMMON 448774109 5,758 251,700 251,700 188,200 0 63,500 ICN PHARMACEUTICALS INC COMMON 448924100 3,574 140,558 140,558 140,500 0 58 ICOS CORP COM COMMON 449295104 65,582 1,380,701 1,380,701 1,131,008 427 249,266 ICU MED INC COMMON 44930G107 2,800 80,000 80,000 53,400 0 26,600 IDEC PHARMACEUTICALS CORCOMMON COMMON 449370105 109,985 2,749,633 2,744,233 A 2,313,520 775 435,338 I-MANY INC COMMON 44973Q103 4,384 385,400 385,400 225,600 0 159,800 GN STORE NORD COMMON 4501093 7,451 655,800 655,800 521,800 0 134,000 LAFARGE COPPEE FFR25 COMMON 4502706 25,362 286,900 286,900 258,800 0 28,100 ITT EDUCATIONAL SERVICES COMMON 45068B109 3,398 125,400 125,400 125,400 0 0 IXIA COMMON 45071R109 3,696 288,500 288,500 254,600 0 33,900 IDACORP INC COMMON 451107106 416 10,900 10,900 10,900 0 0 HANNOVER RUECKVERSICHER COMMON 4511809 13,567 179,500 179,500 142,300 0 37,200 IKOS SYS INC COMMON 451716203 2,295 223,900 223,900 214,700 0 9,200 KOMERCNI BANKA AS COMMON 4519449 7,720 302,500 302,500 302,500 0 0 ILLUMINET HLDGS INC CDT-COM COMMON 452334105 2,601 126,500 126,500 121,200 0 5,300 IMMUNEX CORP NEW COM COMMON 452528102 5 331 331 203 0 128 IMMUNOGEN INC COMMON 45253H101 8,410 628,800 628,800 569,400 0 59,400 IMPATH INC COMMON 45255G101 13,899 299,700 299,700 258,400 0 41,300 IMMUNOMEDICS INC COMMON 452907108 2,858 296,900 296,900 252,200 0 44,700 SYNTHES STRATEC INC. COMMON 4532673 16,694 31,320 31,320 25,300 0 6,020 INDEPENDENCE CMNTY BK CO COMMON 453414104 1,779 102,000 102,000 102,000 0 0 INDEPENDENT BANK CORP MI COMMON 453838104 632 31,300 31,300 19,700 0 11,600 INDEPENDENT ENERGY HLDGS PLCAD COMMON 45384X108 0 1 1 1 0 0 INDYMAC BANCORP INC COMMON 456607100 3,233 112,500 112,500 108,400 0 4,100 INFINEON TECHNOLOGIES AG ADR S COMMON 45662N103 98 2,600 2,600 2,600 0 0 INFORMATICA CORP COMMON 45666Q102 2,283 171,500 171,500 98,900 0 72,600 ING GROEP N.V. ADR COMMON 456837103 14,366 220,743 220,743 208,658 172 11,913 INGERSOLL-RAND COMPANY COMMON 456866102 157 3,942 3,942 3,000 0 942 INHALE THERAPEUTIC SYS I COMMON 457191104 14,850 694,740 694,740 615,040 0 79,700 INKTOMI CORP COM COMMON 457277101 0 60 60 60 0 0 INPUT/OUTPUT INC COMMON 457652105 5,157 551,500 551,500 490,600 0 60,900 INSIGHT ENTERPRISES INC COMMON 45765U103 11,477 543,303 543,303 393,698 0 149,605 INSITUFORM TECHNOLOGIES CL A COMMON 457667103 9,572 293,400 293,400 247,500 0 45,900 INSILICON CORP COMMON 45769H108 827 249,800 249,800 139,800 0 110,000 INNOVATIVE SOLUTIONS & S COMMON 45769N105 1,840 141,500 141,500 92,300 0 49,200 INNKEEPERS USA TR COMMON 4576J0104 354 31,640 31,640 31,640 0 0
PORTVUE-SEC13F.LRP PAGE 19
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- INTEGRA LIFESCIENCES HLD COMMON 457985208 255 18,700 18,700 18,700 0 0 INTEGRATED DEVICE TECHNO COMMON 458118106 62,885 2,123,806 2,120,506 A 1,075,187 0 1,044,119 INTEGRATED CIRCUIT SYS I COMMON 45811K208 3,405 212,800 212,800 188,500 0 24,300 INTEGRATED SILICON SOLUT COMMON 45812P107 13,430 1,033,100 1,033,100 906,800 0 126,300 INTEL CORP COMMON 458140100 53,127 2,019,071 2,019,071 887,167 645 1,131,259 INTERCEPT GROUP INC COMMON 45845L107 5,948 232,100 232,100 162,300 0 69,800 INTERFACE INC COMMON 458665106 1,787 259,900 259,900 250,400 0 9,500 SMEDVIG ASA B COMMON 4587189 21,485 2,446,400 2,446,400 1,991,300 0 455,100 INTERMAGNETICS GEN CORP COMMON 458771102 11,883 490,018 490,018 421,132 0 68,886 INTERNAP NETWORK SVCS CO COMMON 45885A102 32 16,260 16,260 16,260 0 0 AT HOME CORP COM SER A COMMON 45919107 0 23 23 0 0 23 INTERNATIONAL BUSINESS M COMMON 459200101 15,123 157,237 157,237 117,815 0 39,422 INTERNATIONAL FIBERCOM I COMMON 45950T101 3,619 933,900 933,900 612,000 0 321,900 INTERNATIONAL GAME TECHN COMMON 459902102 17,864 354,800 354,800 335,000 0 19,800 INTERNATIONAL POWER PLC COMMON 46018M104 19,296 523,622 523,622 500,930 342 22,350 INTL RECTIFIER CORP COMMON 460254105 60,712 1,499,050 1,499,050 A 910,450 0 580,600 INTERNATIONAL RECTIFIER 4.250% CONVERT 460254AE5 11,256 13,540,000 13,540,000 12,164,000 0 1,376,000 INTERNET CAPITAL GROUP INC COM COMMON 46059C106 0 83 83 65 0 18 INTERNET SEC SYS INC COM COMMON 46060X107 2,607 95,300 95,300 89,700 0 5,600 INTRANET SOLUTIONS INC COMMON 460939309 7,325 306,000 306,000 268,600 0 37,400 INTERTAN INC COMMON 461120107 4,001 316,250 316,250 295,400 0 20,850 INTERWOVEN INC COM COMMON 46114T102 9,032 897,671 897,671 790,617 0 107,054 INTIMATE BRANDS INC CL A COMMON 461156101 52 3,570 3,570 0 0 3,570 INTUIT INC COMMON 461202103 59 2,127 2,127 1,708 0 419 INVERNESS MED TECHNOLOGY COMMON 461268104 11,135 427,450 427,450 401,400 0 26,050 INVESTMENT TECHNOLOGY GR COMMON 46145F105 9,574 187,000 187,000 162,400 0 24,600 NESTLE SA COMMON 4616696 50,755 24,220 24,220 21,930 0 2,290 INVITROGEN CORP COM COMMON 46185R100 77,816 1,418,692 1,418,692 1,179,387 403 238,902 INVESTORS FINL SVCS CORP DELCO COMMON 461915100 23,925 408,100 408,100 371,200 0 36,900 IONA TECHNOLOGIES PLC COMMON 46206P109 12,405 375,900 375,900 302,400 0 73,500 GAMESA COMMON 4623384 12,269 539,000 539,000 429,500 0 109,500 ASTRA ZENECA PLC ADR COMMON 46353108 21,972 455,363 455,363 429,128 359 25,876 ITRON INC COMMON 465741106 1,781 150,000 150,000 101,600 0 48,400 I2 TECHNOLOGIES INC COM COMMON 465754109 4,536 312,770 312,770 305,298 0 7,472 IVAX CORP COMMON 465823102 44,575 1,415,055 1,415,055 A 818,843 0 588,212 JDS UNIPHASE CORP COMMON 46612J101 23,902 1,296,313 1,296,313 423,528 0 872,785 JDA SOFTWARE GROUP INC COMMON 46612K108 3,980 348,000 348,000 348,000 0 0 J JILL GROUP INC COMMON 466189107 1,003 57,300 57,300 47,300 0 10,000 JLG INDS INC COMMON 466210101 1,010 77,700 77,700 47,800 0 29,900 J P MORGAN CHASE & CO COMMON 46625H100 2,749 61,220 61,220 39,740 0 21,480 JACK IN THE BOX INC COMMON 466367109 15,304 511,000 511,000 335,200 0 175,800 PEUGEOT SA COMMON 4683827 32,183 126,848 126,848 115,048 0 11,800 ASCOM HOLDING AG R100 COMMON 4697378 10,420 166,150 166,150 129,150 0 37,000 JACOBS ENGR GROUP INC DE COMMON 469814107 11,594 199,900 199,900 152,400 0 47,500
PORTVUE-SEC13F.LRP PAGE 20
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- JACOR COMMUNUNICATIONS I CONVERT 469858AA2 16,921 18,986,000 18,986,000 17,233,000 0 1,753,000 PARMALAT FINANZ COMMON 4714404 21,244 15,019,500 15,019,500 12,075,800 0 2,943,700 RAS SPA COMMON 4718246 39,609 3,223,467 3,223,467 2,915,867 0 307,600 NOVO NORDISK AS SER B COMMON 4728900 55,196 271,150 271,150 245,450 0 25,700 TOMRA SYSTEMS ASA COMMON 4730875 24,243 1,555,170 1,555,170 1,262,570 0 292,600 AVENTIS SA EUR3.82 COMMON 4736817 59,013 759,453 759,453 689,440 0 70,013 MERCK KGAA COMMON 4741844 10,801 290,900 290,900 234,200 0 56,700 JEFFERSON PILOT CORP COMMON 475070108 9,932 146,300 146,300 136,600 0 9,700 GEMPLUS INTL SA COMMON 4764001 9,756 1,842,400 1,842,400 1,574,300 0 268,100 EDISON SPA COMMON 4764465 34,224 3,711,767 3,711,767 3,340,567 0 371,200 SAIPEM ITL1000 COMMON 4768768 29,835 4,955,900 4,955,900 4,175,200 0 780,700 JOHNSON & JOHNSON COMMON 478160104 103,950 1,188,403 1,188,403 A 617,919 205 565,979 JOHNSON CTLS INC COMMON 478366107 15,918 254,850 254,850 197,050 0 57,800 JONES APPAREL GROUP INC COMMON 480074103 36,656 969,712 969,712 711,341 747 257,624 VINCI SA COMMON 4818083 7,079 114,400 114,400 93,100 0 21,300 SGL CARBON AG COMMON 4818351 675 21,100 21,100 18,000 0 3,100 JUNIPER NETWORKS INC COM COMMON 48203R104 67,280 1,772,388 1,772,388 1,222,521 0 484,367 JUNIPER NETWORKS CONVERT 48203RAA2 9,903 13,519,000 13,519,000 12,253,000 0 1,266,000 KLA-TENCOR CORP COMMON 482480100 91,020 2,311,634 2,311,634 1,905,629 846 405,159 SCHNEIDER ELECTRIC SA COMMON 4834108 31,707 543,440 543,440 491,440 0 52,000 VIVENDI UNIVERSAL SA COMMON 4834777 29,522 485,050 485,050 437,150 0 47,900 KAMAN CORP COMMON 483548103 377 23,040 23,040 23,040 0 0 SCHERING AG COMMON 4845757 2,088 42,900 42,900 42,900 0 0 SAP AG PREF SHS COMMON 4846868 30,128 264,400 264,400 239,000 0 25,400 UNION BANK OF NORWAY COMMON 4848820 15,690 571,700 571,700 459,400 0 112,300 SWISS RE REG COMMON 4850029 20,208 9,994 9,994 9,068 0 926 STOREBRAND ASA COMMON 4852832 13,144 2,217,300 2,217,300 1,776,200 0 441,100 KAO CORP ADR COMMON 485537203 6,534 25,912 25,912 25,011 12 889 SVENSKA CELLULOSA AB B COMMON 4865379 14,393 700,600 700,600 559,400 0 141,200 TECHNIP COMMON 4874160 16,734 119,200 119,200 102,700 0 16,500 KEMET CORP COMMON 488360108 6,639 391,900 391,900 368,100 0 23,800 USINOR COMMON 4894544 11,702 952,300 952,300 767,400 0 184,900 TOTAL FINA ELF SA COMMON 4905413 66,877 492,842 492,842 447,991 0 44,851 KENT ELECTRS CORP COMMON 490553104 5,827 323,700 323,700 214,200 0 109,500 ALTRAN TECHNOLOGIES SA COMMON 4907732 19,940 356,050 356,050 288,950 0 67,100 UNIBAIL COMMON 4911346 6,147 38,825 38,825 31,625 0 7,200 CIE NATIONAL AIR FRANCE COMMON 4916039 14,154 825,300 825,300 668,600 0 156,700 KERR MCGEE CORP COMMON 492386107 707 10,900 10,900 10,900 0 0 KEY ENERGY SVCS INC COMMON 492914106 3,282 306,700 306,700 226,800 0 79,900 KEY PRODTN INC COMMON 493138101 9,952 479,600 479,600 459,800 0 19,800 SAMSUNG ELCR II REG S COMMON 4942818 1,507 17,600 17,600 17,600 0 0 E.ON AG COMMON 4942904 39,238 825,786 825,786 747,186 0 78,600 KIMBERLY CLARK CORP COMMON 494368103 34,372 506,730 506,730 405,750 0 100,980 PECHINEY SA COMMON 4943792 19,395 448,300 448,300 358,200 0 90,100
PORTVUE-SEC13F.LRP PAGE 21
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- KING PHARMACEUTICALS INC COM COMMON 495582108 97,486 2,392,309 2,392,309 2,013,637 662 378,010 KINGFISHER PLC SPONSORED ADR COMMON 495724205 5,615 434,255 434,255 419,587 238 14,430 KNIGHT TRADING GROUP INC COM COMMON 499063105 4 286 286 136 0 150 LUMINEX CORP DEL COM COMMON 5.50E+106 120 6,500 6,500 1,400 0 5,100 KOHLS CORP COMMON 500255104 181,381 2,940,203 2,935,403 A 2,140,834 215 792,654 KOHLS CORP 0% 06/12/2020 CONVERT 500255AJ3 16,672 26,570,000 26,570,000 24,097,000 0 2,473,000 KOMERCNI BANKA A S COMMON 500459409 440 51,600 51,600 51,600 0 0 KONINKLIJKE AHOLD NV ADR SPONS COMMON 500467303 13,980 450,291 450,291 424,836 341 25,114 KOREA TELECOM COMMON 50063P103 1,663 71,600 71,600 71,600 0 0 KULICKE & SOFFA INDS INC COMMON 501242101 4,382 323,100 323,100 208,600 0 114,500 LTX CORP COMMON 502392103 10,478 560,700 560,700 386,300 0 174,400 L-3 COMMUNICATIONS HLDGS INCCO COMMON 502424104 33,088 419,089 419,089 292,504 285 126,300 L-3 COMMUNICATIONS HLDGS CONVERT 502424AA2 15,354 12,971,000 12,971,000 12,072,000 0 899,000 NOVARTIS AG COMMON 5047831 40,651 25,900 25,900 23,570 0 2,330 SWEDISH MATCH AB COMMON 5048566 15,506 3,595,800 3,595,800 2,986,300 0 609,500 LABORATORY CORP AMER HLD COMMON 50540R409 24,916 207,200 207,200 185,900 0 21,300 ING GROEP NV COMMON 5058877 40,139 613,590 613,590 559,690 0 53,900 BOUYGUES OFFSHORE SA COMMON 5069181 9,924 196,600 196,600 158,900 0 37,700 HENKEL KGAA COMMON 5076705 17,182 292,500 292,500 238,600 0 53,900 HOCHTIEF AG COMMON 5108664 6,027 253,900 253,900 207,900 0 46,000 LAM RESEARCH CORP COMMON 512807108 36,652 1,543,211 1,543,211 1,418,336 0 124,875 LAMAR ADVERTISING CO CONVERT 512815AF8 16,259 15,786,000 15,786,000 14,282,000 0 1,504,000 LARGE SCALE BIOLOGY CORP COMMON 517053104 893 188,000 188,000 188,000 0 0 PLIVA D.D. GDR REG S COMMON 5174706 8,117 748,100 748,100 748,100 0 0 LAUDER ESTEE COS INC CL A COMMON 518439104 1,289 35,400 35,400 34,000 0 1,400 LEAP WIRELESS INTL INC COM COMMON 521863100 1,193 42,500 42,500 33,300 0 9,200 LEARNING TREE INTL INC COMMON COMMON 522015106 5,718 276,000 276,000 255,800 0 20,200 SAMPO LEONIA INSURANCE COMMON 5226038 16,436 344,300 344,300 279,300 0 65,000 LECROY CORP COMMON 52324W109 819 48,000 48,000 29,400 0 18,600 LEGATO SYS INC COMMON COMMON 524651106 48 4,000 4,000 0 0 4,000 LEHMAN BROS HLDGS INC COMMON 524908100 7,399 118,000 118,000 80,000 0 38,000 AHOLD (KON) NV COMMON 5252602 34,304 1,103,021 1,103,021 1,002,271 0 100,750 AUTOGRILL SPA COMMON 5256206 11,996 1,112,250 1,112,250 910,750 0 201,500 LENNAR CORP COMMON 526057104 4,891 122,700 122,700 106,500 0 16,200 LENNAR CORP CONVERT 526057AA2 66 112,000 112,000 0 0 112,000 LEVEL 3 COMMUNICATIONS I COMMON 52729N100 16,852 969,900 969,900 893,800 0 76,100 ALTANA AG COMMON 5273131 11,290 94,600 94,600 77,700 0 16,900 MUENCHENER RUCKVER REG COMMON 5294121 33,968 114,599 114,599 103,099 0 11,500 TELECOM ITALIA COMMON 5297506 22,422 2,224,900 2,224,900 1,997,400 0 227,500 LEXMARK INTL GROUP INC CL A COMMON 529771107 4 96 96 39 0 57 LIBERTY ALL STAR EQUITY FD COMMON 530158104 1 68 68 68 0 0 LIBERTY MEDIA 4.000% 11/15/29 CONVERT 530715AG6 11,028 16,902,000 16,902,000 15,333,000 0 1,569,000 SWISSLOG HOLDING CHF20 COMMON 5310715 6,678 24,920 24,920 20,020 0 4,900 LIBERTY SATELLITE & TECH COMMON 531182103 216 127,900 127,900 127,900 0 0
PORTVUE-SEC13F.LRP PAGE 22
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- TGS NOPEC GEOPHYSICAL COMMON 5321676 12,059 851,500 851,500 695,700 0 155,800 LIFEPOINT HOSPS INC COM COMMON 53219L109 28,492 797,000 797,000 712,400 0 84,600 LIGHTBRIDGE INC COMMON 532226107 645 56,400 56,400 47,800 0 8,600 LILLY ELI AND COMPANY COMMON 532457108 14,872 194,000 194,000 190,500 0 3,500 LINCARE HLDGS INC COMMON 532791100 28,650 541,171 541,171 396,248 427 144,496 AMB AACHENER MUENCHENER COMMON 5335075 14,459 141,000 141,000 112,300 0 28,700 LINCOLN NATL CORP IND COMMON 534187109 2,213 52,100 52,100 38,200 0 13,900 VAN DER MOOLEN HLDGS NV COMMON 5356593 5,528 59,300 59,300 48,100 0 11,200 LINEAR TECHNOLOGY CORP COMMON 535678106 38,270 932,002 932,002 429,310 0 502,692 LINENS N THINGS INC COMMON 535679104 2,791 101,500 101,500 61,500 0 40,000 AVERY DENNISON CORP COMMON 53611109 2 42 42 42 0 0 LITHIA MTRS INC COMMON 536797103 1,150 76,400 76,400 50,000 0 26,400 ERGO VERSICHERUNGS GRP COMMON 5377947 36,340 243,100 243,100 218,000 0 25,100 NORDEA AB COMMON 5380031 18,458 3,023,400 3,023,400 2,740,500 0 282,900 CORPORACION MAPFRE CO COMMON 5387559 29,469 1,430,695 1,430,695 1,238,095 0 192,600 AVOCENT CORP COM COMMON 53893103 516 23,635 23,635 5,710 0 17,925 LIZ CLAIBORNE INC COMMON 539320101 371 7,893 7,893 7,893 0 0 LLOYDS TSB GROUP ADR SPON COMMON 539439109 135 3,450 3,450 3,450 0 0 LODGENET ENTMT CORP COMMON 540211109 1,514 103,500 103,500 69,400 0 34,100 LONE STAR TECHNOLOGIES I COMMON 542312103 6,053 141,600 141,600 141,600 0 0 AVON PRODUCTS INC COMMON 54303102 43,364 1,084,397 1,084,397 794,806 846 288,745 LONGS DRUG STORES CORP COMMON 543162101 2,365 80,000 80,000 76,300 0 3,700 AKZO NOBEL NLG5 COMMON 5458314 29,523 711,170 711,170 640,070 0 71,100 LOUIS DREYFUS NAT GAS CO COMMON 546011107 18,382 496,800 496,800 355,300 0 141,500 ELECTROLUX AB SER B COMMON 5466782 22,327 1,681,800 1,681,800 1,510,200 0 171,600 LOWES COS INC COMMON 548661107 71,554 1,224,200 1,219,900 A 1,124,000 0 100,200 SEZ HOLDING AG COMMON 5493995 8,469 15,550 15,550 12,650 0 2,900 REXEL COMMON 5499335 16,916 227,800 227,800 182,100 0 45,700 LUXOTTICA GROUP S P A SPONSORE COMMON 55068R202 9,635 635,145 635,145 613,847 464 20,834 BASF AG ADR NEW COMMON 55262505 11,056 273,705 273,705 257,446 219 16,040 MBNA CORP COMMON 55262L100 43,053 1,300,675 1,300,675 A 156,725 0 1,131,150 M D C HLDGS INC COMMON 552676108 10,528 267,550 267,550 227,510 0 40,040 MEMC ELECTR MATLS INC COMMON 552715104 1,514 217,800 217,800 136,400 0 81,400 BANCA NAZIONALE LAVORO COMMON 5528604 33,204 10,580,400 10,580,400 9,596,000 0 984,400 MGM MIRAGE COMMON 552953101 70,435 2,806,144 2,806,144 2,445,418 0 125,926 MKS INSTRUMENT INC COMMON 55306N104 705 37,662 37,662 24,856 0 12,806 MACERICH CO COMMON 554382101 313 14,240 14,240 14,240 0 0 CNP ASSURANCES COMMON 5543986 9,170 279,600 279,600 226,600 0 53,000 BJ SVCS CO COMMON COMMON 55482103 2,221 31,200 31,200 31,200 0 0 TELEKOM POLSKA GDR REG S COMMON 5551611 406 75,200 75,200 75,200 0 0 TELEKOMUNIKACJA POLSKA COMMON 5552551 11,082 2,068,800 2,068,800 2,068,800 0 0 AUTOSTRADE SPA COMMON 5554654 15,360 2,496,500 2,496,500 2,243,000 0 253,500 MACROVISION CORP COM COMMON 555904101 1,438 33,000 33,000 4,200 0 28,800 MACROMEDIA INC COMMON COMMON 556100105 531 33,094 33,094 23,479 0 9,615
PORTVUE-SEC13F.LRP PAGE 23
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- FRONTLINE LTD COMMON 5561052 13,670 780,700 780,700 632,600 0 148,100 BP AMOCO ADS COMMON 55622104 10,844 218,536 218,536 211,666 112 6,758 MADDEN STEVEN LTD COMMON 556269108 494 33,600 33,600 33,600 0 0 TECIS HOLDING AG COMMON 5575268 4,936 180,100 180,100 146,600 0 33,500 GRUPO ACCIONA SA COMMON 5579107 18,191 533,800 533,800 432,900 0 100,900 BMC SOFTWARE INC COMMON 55921100 35,680 1,659,571 1,659,571 1,216,634 1,269 441,668 MAGNETEK INC COMMON 559424106 455 48,200 48,200 48,200 0 0 MAIL-WELL INC CONVERT 560321AD3 1,755 2,000,000 2,000,000 2,000,000 0 0 MANHATTAN ASSOCS INC COM COMMON 562750109 12,420 798,050 798,050 682,350 0 115,700 MANUFACTURED HOME CMNTYS COMMON 564682102 365 13,500 13,500 13,500 0 0 MANUGISTICS GROUP INC COMMON 565011103 7,567 413,200 413,200 363,300 0 49,900 MANULIFE FINL CORP COM COMMON 56501R106 44,198 1,674,158 1,674,158 1,513,583 401 160,174 MAPINFO CORP COMMON 565105103 1,246 70,200 70,200 62,500 0 7,700 ABB LTD COMMON 5661190 33,062 452,900 452,900 412,600 0 40,300 MARCHFIRST INC COM COMMON 566244109 0 911 911 46 0 865 MARINE DRILLING COS INC COM PA COMMON 568240204 25,101 941,900 941,900 796,600 0 145,300 GRUPO DRAGADOS SA COMMON 5687000 20,223 1,623,600 1,623,600 1,319,100 0 304,500 TECAN AG COMMON 5696200 13,314 15,580 15,580 12,680 0 2,900 PERLOS OYJ COMMON 5703133 8,662 878,800 878,800 711,100 0 167,700 SVENSKA HANDELSBANKEN AB COMMON 5703661 52,437 3,643,900 3,643,900 3,310,500 0 333,400 GALERIES LAFAYETTE COMMON 5704556 10,444 67,550 67,550 53,750 0 13,800 NEG MICON A/S COMMON 5705593 14,887 349,400 349,400 281,700 0 67,700 BAKER HUGHES INC COMMON 57224107 26,193 721,373 721,373 525,770 548 195,055 AUSTRIA TECHNOLOGIE & SY COMMON 5724112 6,374 272,100 272,100 211,900 0 60,200 TELEFONICA SA COMMON 5732524 26,306 1,635,050 1,635,050 1,477,150 0 157,900 QIAGEN NV COMMON 5732825 17,705 817,800 817,800 742,400 0 75,400 MARUI LTD ADR NEW COMMON 573814308 1 19 19 0 0 19 SOL MELIA SA COMMON 5738298 10,674 1,118,000 1,118,000 941,000 0 177,000 DEUTSCHE BANK AG COMMON 5750355 27,010 353,625 353,625 320,525 0 33,100 BAYER MOTOREN WERK COMMON 5756029 18,540 606,680 606,680 551,000 0 55,680 HON HAI PREC GDR REG S COMMON 5758218 4,370 305,580 305,580 305,580 0 0 MASSEY ENERGY CORP COMMON 576206106 19,260 805,200 805,200 646,100 0 159,100 MASTEC INC COM COMMON 576323109 5,213 385,886 385,886 223,569 0 162,317 MATRIX PHARMACEUTICAL IN COMMON 576844104 4,769 529,900 529,900 407,700 0 122,200 MATRIXONE INC COMMON 57685P304 5,960 349,300 349,300 200,700 0 148,600 MATTSON TECHNOLOGY INC COMMON 577223100 3,694 244,200 244,200 155,900 0 88,300 HYUNDAI MTRS REG S COMMON 5772661 801 101,700 101,700 101,700 0 0 MAXIM INTEGRATED PRODS INC COMMON 57772K101 12 292 292 150 0 142 MAY DEPT STORES CO COMMON 577778103 21,277 599,700 599,700 13,200 0 586,500 MAVERICK TUBE CORP COMMON 577914104 5,424 263,288 263,288 219,788 0 43,500 MAYTAG CORP COM COMMON 578592107 10,180 315,671 315,671 235,145 574 79,952 MCCORMICK & CO INC COMMON 579780206 3,044 72,500 72,500 72,500 0 0 MCDATA CORP CL A COMMON 580031201 1,238 65,566 65,566 9,355 0 56,211 MCDONALDS CORP COMMON 580135101 539 20,300 20,300 20,300 0 0
PORTVUE-SEC13F.LRP PAGE 24
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- DRESDNER BANK AG COMMON 5801628 57,301 1,261,310 1,261,310 1,141,770 0 119,540 MCGRAW HILL COS INC COMMON 580645109 3,102 52,000 52,000 52,000 0 0 COMPAL ELECTRONICS REG S COMMON 5810367 7,089 746,200 746,200 746,200 0 0 PORTUGAL TELECOM SGPS SA COMMON 5817186 35,637 4,155,900 4,155,900 3,751,900 0 404,000 MCLEODUSA INC COM COMMON 582266102 36,781 4,233,798 4,222,298 A 3,447,550 1,414 784,833 MCLEODUSA INC PREFERD 582266201 9,444 36,915 36,915 33,472 0 3,443 SCHNEIDER RUNDFUNKWERKE COMMON 5824272 7,306 413,200 413,200 332,900 0 80,300 MEDAREX INC COM COMMON 583916101 16,714 1,001,688 1,001,688 724,959 691 276,038 MED-DESIGN CORP COMMON 583926100 1,283 95,000 95,000 63,300 0 31,700 DEUTSCHE TELEKOM AG COMMON 5842359 24,291 1,027,200 1,027,200 922,500 0 104,700 MEDICIS PHARMACEUTICAL C COMMON 584690309 9,237 206,098 206,098 155,250 0 50,848 MEDIMMUNE INC COMMON COMMON 584699102 68,992 1,923,140 1,923,140 1,557,291 1,304 364,545 MEDTRONIC INC COMMON 585055106 1,393 30,450 30,450 30,450 0 0 ACCOR SA COMMON 5852842 26,848 713,770 713,770 645,850 0 67,920 MELLON FINL CORP COMMON 58551A108 7,780 192,000 192,000 70,100 0 121,900 INFOGRAMES COMMON 5859702 10,815 703,100 703,100 575,500 0 127,600 FINMECCANICA SPA COMMON 5859951 19,008 18,961,180 18,961,180 17,135,000 0 1,826,180 TELE1 EUROPE HOLDINGS AB COMMON 5871063 7,818 2,988,100 2,988,100 2,406,600 0 581,500 MENTOR GRAPHICS CORP COMMON 587200106 24,783 1,201,600 1,201,600 1,045,200 0 156,400 MERCANTILE BANKSHARES CO COMMON 587405101 2,194 59,300 59,300 50,100 0 9,200 INFINEON TECHNOLOGIES AG COMMON 5889505 20,036 533,300 533,300 481,800 0 51,500 MERCK & CO INC COMMON 589331107 172,034 2,266,580 2,266,580 A 1,059,600 0 1,201,080 MERCURY INTERACTIVE CORPCOMMON COMMON 589405109 64,502 1,540,330 1,540,330 1,311,080 424 228,826 MEREDITH CORP COM COMMON 589433101 15 442 442 0 0 442 MERIDIAN RESOURCE CORP COMMON 58977Q109 1,153 161,700 161,700 120,400 0 41,300 MERIX CORP COMMON 590049102 3,791 282,150 282,150 275,450 0 6,700 MERRILL LYNCH & CO INC COMMON 590188108 1,601 28,900 28,900 18,800 0 10,100 MESA AIR GROUP INC COMMON 590479101 2,303 275,000 275,000 186,000 0 89,000 METASOLV INC COMMON 59139P104 4,086 289,300 289,300 261,800 0 27,500 METAWAVE COMMUNICATIONS COMMON 591409107 1,283 207,400 207,400 138,100 0 69,300 METLIFE INC EQTY SEC UNIT CONVERT 59156R207 69 725 725 0 0 725 METRIS COS INC COM COMMON 591598107 6,353 305,770 305,770 258,670 0 47,100 METRO GOLDWYN MAYER INC COMMON 591610100 1,165 67,992 67,992 67,992 0 0 METRO ONE TELECOMMUNICAT COMMON 59163F105 9,750 297,700 297,700 242,300 0 55,400 METROMEDIA FIBER NETWORK INCCL COMMON 591689104 9,343 1,704,861 1,704,861 1,491,840 0 213,021 METTLER-TOLEDO INTL INC COM COMMON 592688105 9,236 224,400 224,400 194,300 0 30,100 AEGON NLG 0.50 COMMON 5927375 1,619 54,900 54,900 54,900 0 0 ACTELION LTD COMMON 5937846 10,163 32,786 32,786 28,056 0 4,730 MICHAEL FOOD INC NEW COMMON 594079105 1,990 66,600 66,600 66,600 0 0 MICREL INC COMMON 594793101 4,247 152,000 152,000 129,600 0 22,400 MICROSOFT CORP COMMON 594918104 120,998 2,212,525 2,212,525 1,348,896 1,244 818,385 MICROMUSE INC COM COMMON 595094103 18,951 501,457 501,457 451,401 0 50,056 MICRON TECHNOLOGY INC COMMON 595112103 42,441 1,021,962 1,021,962 842,224 621 127,817 MICROSEMI CORP COMMON 595137100 19,859 709,250 709,250 630,800 0 78,450
PORTVUE-SEC13F.LRP PAGE 25
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- MICROTUNE INC DEL COM COMMON 59514P109 103 13,100 13,100 2,500 0 10,600 MID ATLANTIC MED SVCS IN COMMON 59523C107 20,570 1,013,300 1,013,300 813,800 0 199,500 ISS DC COMMON 5952816 18,151 333,400 333,400 270,300 0 63,100 VESTAS WIND SYSTEMS A/S COMMON 5964651 28,895 678,200 678,200 548,200 0 130,000 ALCATEL COMMON 5975006 29,948 989,100 989,100 892,900 0 96,200 MILLENNIUM PHARMACTCLS INC COM COMMON 599902103 41,582 1,365,123 1,365,123 1,258,323 0 106,800 BARCLAYS PLC ADR COMMON 6.74E+207 16,801 133,554 133,554 126,720 91 6,743 OCEAN ENERGY INC. COMMON 6.75E+110 12 750 750 750 0 0 ACER INC COMMON 6000673 4,600 6,217,000 6,217,000 6,217,000 0 0 ASM PACIFIC COMMON 6002453 1,762 1,049,000 1,049,000 1,036,000 0 13,000 ACER INC GDR SEAS REG S COMMON 6005849 3,511 949,000 949,000 949,000 0 0 MILLIPORE CORP COMMON 601073109 15 317 317 175 0 142 AJINOMOTO CO. COMMON 6010906 886 85,000 85,000 85,000 0 0 CHINA SOUTHERN AIRLINES COMMON 6013693 7,858 28,842,000 28,842,000 28,842,000 0 0 ALL NIPPON AIRWAYS CO COMMON 6014908 17,339 5,236,000 5,236,000 4,248,000 0 988,000 MINIMED INC COMMON COMMON 60365K108 18,909 650,632 650,632 579,008 0 71,624 MINNESOTA MNG & MFG CO COMMON 604059105 17,538 168,800 168,800 3,800 0 165,000 AFRICAN BANK INVESTMENTS COMMON 6040776 156 163,700 163,700 163,700 0 0 MIPS TECHNOLOGIES INC COMMON 604567107 13,151 528,700 528,700 369,700 0 159,000 MIRANT CORP COMMON 604675108 962 27,100 27,100 27,100 0 0 MIRANT TR I GTD TR PFD A % PREFERD 60467Q102 16,022 215,064 215,064 194,439 0 20,625 ASUSTEK COMPUTER COMMON 6051046 4,436 857,000 857,000 857,000 0 0 ASAHI GLASS CO COMMON 6055208 19,311 2,750,000 2,750,000 2,473,000 0 277,000 ASATSU INC. COMMON 6056052 672 30,300 30,300 30,300 0 0 ASUSTEK COMPUTER EQ LINK COMMON 605990100 2,885 557,000 557,000 557,000 0 0 CHINA MOBILE (HONG KONG) COMMON 6073556 44,608 10,143,250 10,143,250 10,143,250 0 0 MOBILE TELESYSTEMS OJSC COMMON 607409109 7,111 273,500 273,500 273,500 0 0 MOBILE MINI INC COMMON 60740F105 3,583 130,000 130,000 86,200 0 43,800 BANK OF EAST ASIA COMMON 6075648 248 110,000 110,000 110,000 0 0 SUPER GROUP LTD COMMON 6079800 265 282,800 282,800 282,800 0 0 BEIJING DATANG PWR-H SHS COMMON 6080716 12,808 39,956,000 39,956,000 39,956,000 0 0 SUNPLUS TECHNOLOGY CO COMMON 6084503 376 71,000 71,000 71,000 0 0 MOLECULAR DEVICES CORP COMMON 60851C107 5,037 110,700 110,700 83,300 0 27,400 MORITEX CORPORATION 7714 COMMON 6086769 315 10,300 10,300 10,300 0 0 TELSTRA CORP COMMON 6087289 2,938 937,415 937,415 928,215 0 9,200 MONACO COACH CORP COMMON 60886R103 8,954 498,573 498,573 362,686 0 135,887 RELIANCE INDUSTRY DEMAT COMMON 6099626 5,941 708,600 708,600 708,600 0 0 HUANENG POWER INTL INC COMMON 6099671 9,935 18,449,000 18,449,000 18,449,000 0 0 BSES LTD DEMAT COMMON 6099853 268 66,400 66,400 66,400 0 0 TELSON ELECTRONICS LTD COMMON 6108748 1,694 423,120 423,120 423,120 0 0 POWERCHIP SEMICONDUCTOR COMMON 6108997 191 195,000 195,000 195,000 0 0 YANZHOU COAL MIN-H SHS COMMON 6109893 5,175 13,566,000 13,566,000 13,566,000 0 0 HINDUSTAN LEVER EQ LK NT COMMON 610990103 9,799 2,093,800 2,093,800 2,093,800 0 0 BOE LIMITED COMMON 6113117 8,079 15,372,000 15,372,000 15,372,000 0 0
PORTVUE-SEC13F.LRP PAGE 26
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- COMPUTER & TECHNOLOGIES COMMON 6115113 468 1,124,000 1,124,000 1,124,000 0 0 MONTANA PWR CO COM COMMON 612085100 4 303 303 206 0 97 CCT TELECOM HOLDINGS LTD COMMON 6122276 955 9,082,000 9,082,000 9,082,000 0 0 STEINHOFF INTL HLDGS LTD COMMON 6127936 5,927 7,782,400 7,782,400 7,782,400 0 0 FANCL CORP COMMON 6131261 702 13,900 13,900 13,900 0 0 AMBIT MICROSYSTEMS CORP COMMON 6140201 4,095 727,000 727,000 727,000 0 0 QUANTA COMPUTER INC COMMON 6141011 3,467 965,000 965,000 965,000 0 0 SHANDONG INTL PWR H COMMON 6142780 291 1,456,000 1,456,000 1,456,000 0 0 BROKEN HILL ORD COMMON 6144690 1,068 111,600 111,600 111,600 0 0 HUMAX CO LTD COMMON 6146618 2,285 178,910 178,910 178,910 0 0 VIA TECHNOLOGIES INC COMMON 6146823 1,258 117,000 117,000 117,000 0 0 DATATEC LTD COMMON 6149479 32 15,500 15,500 15,500 0 0 QUANTA COMPUTER EQTY LK COMMON 614991016 832 231,000 231,000 231,000 0 0 SIAM COMMERCIAL BK CONV PREFERD 6153726 13,379 25,346,500 25,346,500 25,346,500 0 0 MOOG INC COMMON 615394202 1,683 47,400 47,400 45,200 0 2,200 SAMSUNG FIRE & MARINE COMMON 6155250 6,054 262,490 262,490 262,490 0 0 NEW WORLD CHINA LAND LTD COMMON 6163929 126 371,200 371,200 371,200 0 0 CHINA EASTERN AIRLINES COMMON 6171375 16 110,000 110,000 110,000 0 0 MORGAN STANLEY DEAN WITT COMMON 617446448 915 17,100 17,100 11,200 0 5,900 OBIC BUSINESS CONSULT LT COMMON 6174620 3,558 46,200 46,200 39,200 0 7,000 KOREA TOBACCO & GINSENG COMMON 6175076 219 19,600 19,600 19,600 0 0 DBS HOLDINGS COMMON 6175203 6,939 768,578 768,578 768,578 0 0 CNOOC LTD COMMON 6179948 2,798 3,163,000 3,163,000 3,163,000 0 0 CHEIL INDUSTRIES COMMON 6189538 571 127,420 127,420 127,420 0 0 CHEUNG KONG (HOLDINGS) COMMON 6190273 54,337 5,184,000 5,184,000 4,865,000 0 319,000 CHINA DEVELOPMENT IND BK COMMON 6190994 6,329 6,168,000 6,168,000 6,168,000 0 0 CHINA RESOURCES BEIJING COMMON 6193766 126 594,000 594,000 594,000 0 0 I CABLE COMMUNICATIONS COMMON 6193937 1,194 2,483,000 2,483,000 2,455,000 0 28,000 CITIC PACIFIC COMMON 6196152 20,424 7,064,000 7,064,000 6,473,000 0 591,000 CITIZEN WATCH CO COMMON 6197304 23,021 3,129,000 3,129,000 2,499,000 0 630,000 ITOCHU TECHNO SCIENCE COMMON 6200194 13,416 143,700 143,700 132,100 0 11,600 MOTOROLA INC COMMON 620076109 36 2,537 2,537 245 0 2,292 CHEUNG KONG INFRASTRUCTU COMMON 6212553 515 315,000 315,000 315,000 0 0 COMMONWEALTH BK OF AUST COMMON 6215035 392 28,100 28,100 28,100 0 0 LEGEND HOLDINGS LTD COMMON 6218089 1,538 2,264,000 2,264,000 2,264,000 0 0 RESMED INC COMMON 6221667 7,047 1,738,460 1,738,460 1,462,060 0 276,400 SK TELECOM CO LTD COMMON 6224871 15,605 113,500 113,500 113,500 0 0 COMPAL ELECTRONICS COMMON 6225744 7,223 4,162,000 4,162,000 4,162,000 0 0 PETROCHINA CO LTD COMMON 6226576 40,128 223,551,300 223,551,300 2 23,551,300 0 0 ELAN MICROELECTRONICS COMMON 6241513 118 43,000 43,000 43,000 0 0 DATACRAFT ASIA COMMON 6246831 24,568 5,055,056 5,055,056 5,055,056 0 0 MPOWER COMMUNICATIONS CO COMMON 62473J106 193 76,097 76,097 0 0 76,097 MUELLER INDS INC COMMON 624756102 443 14,760 14,760 14,760 0 0 DAIICHI PHARM CO COMMON 6250218 23,637 1,025,000 1,025,000 837,000 0 188,000
PORTVUE-SEC13F.LRP PAGE 27
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- DAIKIN KOGYO CO COMMON 6250724 26,817 1,672,000 1,672,000 1,479,000 0 193,000 DATAPULSE TECH COMMON 6253206 230 1,139,000 1,139,000 1,139,000 0 0 MULTEX COM INC COMMON 625367107 4,077 263,000 263,000 219,800 0 43,200 HINDUSTAN LEVER DEMAT COMMON 6260284 2,309 492,200 492,200 492,200 0 0 DELTA GOLD LIMITED COMMON 6260660 425 773,800 773,800 773,800 0 0 HINDUSTAN LEVER DEMAT COMMON 6261674 10,965 2,337,200 2,337,200 2,337,200 0 0 DENWAY MOTORS LTD COMMON 6263766 7,059 28,233,000 28,233,000 28,233,000 0 0 KOOKMIN CREDIT CARD COMMON 6263799 4,029 179,970 179,970 179,970 0 0 CHINA UNICOM LTD COMMON 6263830 345 320,000 320,000 320,000 0 0 DIMENSION DATA HLDGS PLC COMMON 6264639 15,099 3,721,467 3,721,467 3,721,467 0 0 GOLD FIELDS LTD COMMON 6280215 2,023 519,400 519,400 519,400 0 0 JOHNSON ELECTRIC HLDGS COMMON 6281939 22,451 14,121,000 14,121,000 13,002,000 0 1,119,000 PT INDOFOOD SUKSES MAK COMMON 6283979 181 2,217,500 2,217,500 2,217,500 0 0 MYRIAD GENETICS INC COMMON 62855J104 10,064 248,100 248,100 209,700 0 38,400 LI & FUNG LTD COMMON 6286257 4,325 2,776,000 2,776,000 2,776,000 0 0 NCI BUILDING SYS INC COMMON 628852105 322 19,060 19,060 19,060 0 0 NCO GROUP INC COMMON 628858102 3,589 140,400 140,400 116,700 0 23,700 NL INDS INC COMMON 629156407 1,851 110,200 110,200 107,400 0 2,800 PT TELEKOMUNIKASI COMMON 6291745 3,307 14,204,500 14,204,500 14,204,500 0 0 NPS PHARMACEUTICALS INC COMMON 62936P103 11,873 565,400 565,400 551,200 0 14,200 NRG ENERGY INC COM COMMON 629377102 35,974 988,296 988,296 861,831 0 126,465 NTL INC 7.00% 12/15/2008 CONVERT 629407AL1 3,884 4,730,000 4,730,000 4,222,000 0 508,000 NTL DEL INC / NTL INC CONVERT 62940TAA7 10,484 19,280,000 19,280,000 17,430,000 0 1,850,000 NUI CORP COMMON 629431107 282 10,450 10,450 10,450 0 0 NVR INC COMMON COMMON 62944T105 9,837 60,350 60,350 55,050 0 5,300 NABORS INDS INC COMMON 629568106 40,579 782,770 782,770 716,170 0 66,600 NABORS INDUSTRIES INC 0% 6/20/ CONVERT 629568AD8 16,986 24,008,000 24,008,000 21,748,000 0 2,260,000 NACCO INDS INC COMMON 629579103 554 8,900 8,900 8,900 0 0 EAST JPN RAILWAY COMMON 6298542 526 98 98 98 0 0 NANOMETRICS INC COMMON 630077105 2,733 173,500 173,500 113,900 0 59,600 NANOPHASE TCHNOLOGIES CO COMMON 630079101 123 18,900 18,900 18,900 0 0 NAPRO BIOTHERAPUTICS INC COMMON 630795102 838 113,600 113,600 113,600 0 0 NASDAQ 100 TR COMMON 631100104 1,449 37,000 37,000 37,000 0 0 NASH FINCH CO COMMON 631158102 1,684 96,900 96,900 80,200 0 16,700 TRAVELSKY TECHNOLOGY H COMMON 6321954 361 552,000 552,000 552,000 0 0 FAST RETAILING CO 9983 COMMON 6332439 24,564 148,000 148,000 132,700 0 15,300 FIRST PACIFIC CO. LTD COMMON 6339872 477 1,926,000 1,926,000 1,926,000 0 0 FORMOSA PLASTIC COMMON 6348544 1,278 937,000 937,000 937,000 0 0 FORMOSA CHEMICAL & FIBRE COMMON 6348715 1,283 1,505,000 1,505,000 1,505,000 0 0 NATIONAL COMM BANCORP COMMON 635449101 1,461 58,900 58,900 58,900 0 0 FUJI PHOTO FILM COMMON 6356525 30,027 811,000 811,000 736,000 0 75,000 FUJIKURA COMMON 6356707 8,879 1,357,000 1,357,000 1,121,000 0 236,000 FUJISAWA PHARMACEUTICAL COMMON 6356804 870 41,000 41,000 41,000 0 0 NATIONAL GRID GROUP PLC ADR SP COMMON 636274102 13,350 351,317 351,317 339,364 193 11,760
PORTVUE-SEC13F.LRP PAGE 28
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- NATIONAL INSTRS CORP COMMON 636518102 5,176 158,650 158,650 134,550 0 24,100 PT GUDANG GARAM COMMON 6366999 618 497,000 497,000 497,000 0 0 NATIONAL-OILWELL INC COMMON 637071101 42,391 1,224,103 1,224,103 1,048,703 0 175,400 NATIONAL R V HLDGS INC COMMON 637277104 200 23,500 23,500 23,500 0 0 NATIONAL SEMICONDUCTOR C COMMON 637640103 12,209 456,400 456,400 397,700 0 58,700 E KONG GROUP LTD COMMON 6378314 686 16,974,000 16,974,000 16,974,000 0 0 GUANGSHEN RAILWAY CO. COMMON 6388700 1,419 9,149,000 9,149,000 9,149,000 0 0 NATURAL MICROSYSTEMS COR COMMON 638882100 3,721 419,300 419,300 280,300 0 139,000 NAUTICA ENTERPRISES INC COMMON 639089101 10,831 603,800 603,800 548,200 0 55,600 NAVIGANT CONSULTING INC COM COMMON 63935N107 0 72 72 72 0 0 PT HANJA MANDA SAMPOERNA COMMON 6400325 157 138,000 138,000 0 0 138,000 HALLA CLIMATE CONTROL COMMON 6404316 297 15,820 15,820 15,820 0 0 NEORX CORP COMMON 640520300 520 124,100 124,100 84,700 0 39,400 HANG LUNG DEVELOPMENT COMMON 6408352 4,088 4,689,000 4,689,000 3,777,000 0 912,000 HANG SENG BANK COMMON 6408374 711 61,300 61,300 61,300 0 0 HANKUK ELECTRIC GLASS CO COMMON 6409162 308 6,020 6,020 6,020 0 0 NEOPHARM INC COMMON 640919106 7,229 339,200 339,200 286,500 0 52,700 NESTLE S A SPON ADR REG COMMON 641069406 105 1,000 1,000 1,000 0 0 NETEGRITY INC COMMON 64110P107 11,489 466,550 466,550 420,900 0 45,650 NETIQ CORP COM COMMON 64115P102 163 8,600 8,600 1,700 0 6,900 NETWORK APPLIANCE INC COMMON COMMON 64120L104 20,282 1,206,342 1,206,342 683,207 0 523,135 NEUROGEN CORP COMMON 64124E106 2,868 121,400 121,400 106,400 0 15,000 HINDALCO INDUSTRIES COMMON 6428350 331 20,000 20,000 20,000 0 0 HONGKONG LAND HOLDINGS COMMON 6434915 950 442,000 442,000 442,000 0 0 HON HAI PRECISION COMMON 6438564 8,691 1,420,000 1,420,000 1,420,000 0 0 HUTCHISON WHAMPOA COMMON 6448068 28,537 2,730,892 2,730,892 2,526,892 0 204,000 HYUNDAI MOTOR CO LTD COMMON 6451055 16,201 1,253,670 1,253,670 1,253,670 0 0 IMPALA PLATINUM HOLDINGS COMMON 6457804 25,505 716,825 716,825 716,825 0 0 ISETAN COMPANY COMMON 6466844 5,065 454,000 454,000 365,000 0 89,000 JAPAN RADIO COMMON 6470748 7,811 1,216,000 1,216,000 1,006,000 0 210,000 JAPAN AIRLINES CO LTD COMMON 6471871 22,588 5,972,000 5,972,000 5,522,000 0 450,000 JAPAN AIRPORT TERMINAL COMMON 6472175 772 80,000 80,000 80,000 0 0 JUSCO CO COMMON 6480048 1,235 60,000 60,000 60,000 0 0 KAWASAKI STEEL CORP COMMON 6484664 11,174 11,114,000 11,114,000 9,163,000 0 1,951,000 KERRY PROPERTIES LTD COMMON 6486314 505 406,000 406,000 406,000 0 0 KUMKANG KOREA CHEMICAL COMMON 6490917 1,296 35,200 35,200 35,200 0 0 KEYENCE CORP 6861JP COMMON 6490995 703 3,800 3,800 3,800 0 0 KIRIN BREWERY COMMON 6493745 3,205 352,000 352,000 352,000 0 0 NEW YORK CMNTY BANCORP I COMMON 649445103 1,488 51,300 51,300 51,300 0 0 KOMATSU (6301) COMMON 6496584 10,893 2,370,000 2,370,000 1,945,000 0 425,000 KONAMI CO LTD COMMON 6496681 1,424 30,200 30,200 30,200 0 0 KONICA CORP COMMON 6496700 8,246 1,342,000 1,342,000 1,060,000 0 282,000 KYOCERA CORP COMMON 6499260 418 4,600 4,600 4,600 0 0 HOUSING & COM BANK KOREA COMMON 6503020 2,748 172,507 172,507 172,507 0 0
PORTVUE-SEC13F.LRP PAGE 29
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- KOREA TELECOM CORP COMMON 6505316 9,734 230,940 230,940 230,940 0 0 NEWFIELD EXPL CO COMMON 651290108 11,775 337,400 337,400 301,300 0 36,100 NEWPARK RES INC COMMON 651718504 442 49,200 49,200 49,200 0 0 NEWPORT CORP COM COMMON 651824104 16,503 563,991 563,991 233,345 0 330,646 LIHIR GOLD LTD COMMON 6518596 467 1,649,100 1,649,100 1,649,100 0 0 NEWPORT NEWS SHIPBLDG COMMON 652228107 417 8,520 8,520 8,520 0 0 NEWS AMER HLDGS INC CONVERT 652478AS7 4,570 7,254,000 7,254,000 6,586,000 0 668,000 NEXTEL COMMUNICATIONS INC CL A COMMON 65332V103 157 10,938 10,938 10,854 0 84 NEXTEL COMMUNICATIONS IN CONVERT 65332VAY9 13,662 21,141,000 21,141,000 19,180,000 0 1,961,000 NEXT LEVEL COMMUNICATIONS INCO COMMON 65333U104 0 35 35 35 0 0 NICHOLAS APPLEGATE GRW EQ FDCL MUTUAL 653698308 2 174 174 174 0 0 NIKE INC CLASS B COMMON 654106103 31,526 777,444 777,444 569,837 602 207,005 NINTENDO LTD ADR NEW COMMON 654445303 7,385 361,126 361,126 348,376 202 12,548 NISSAN MTRS COMMON 654744408 16,902 1,332,223 1,332,223 1,264,309 960 66,954 NOBLE AFFILIATES INC COMMON 654894104 4,263 102,150 102,150 93,150 0 9,000 NOKIA CORP COMMON 654902204 31,038 1,293,252 1,293,252 1,183,917 303 109,032 NOBLE DRILLING CORP COMMON 655042109 34,128 739,353 739,353 642,360 0 96,993 MALAYAN BANKING COMMON 6556325 22,186 6,691,000 6,691,000 6,691,000 0 0 NORTEK INC COMMON 656559101 415 15,170 15,170 15,170 0 0 NORTEL NETWORKS CORP NEW COM COMMON 656568102 3 199 199 163 0 36 MARUI CO COMMON 6569527 13,680 991,000 991,000 896,000 0 95,000 MEITEC 9744JP COMMON 6576356 11,050 311,200 311,200 249,600 0 61,600 MURRAY & ROBERTS HLDGS COMMON 6582546 75 120,600 120,600 120,600 0 0 CREDIT SAISON 8253JP COMMON 6591809 9,283 439,000 439,000 325,000 0 114,000 NORTH FORK BANCORP INC N Y COMMON 659424105 82 3,150 3,150 0 0 3,150 MITSUBISHI CHEMICAL CORP COMMON 6597001 461 170,000 170,000 170,000 0 0 MITSUMI ELECTRIC CO LTD COMMON 6597409 1,017 60,000 60,000 60,000 0 0 MITSUI FUDOSAN 8801JP COMMON 6597603 24,955 2,591,000 2,591,000 2,361,000 0 230,000 MURATA MANUFACTNG6981JP COMMON 6610403 10,350 124,600 124,600 112,700 0 11,900 NGK INSULATORS COMMON 6619507 201 18,000 18,000 18,000 0 0 NEW WORLD INFRASTRUCTURE COMMON 6631590 165 250,000 250,000 250,000 0 0 NEW WORLD DEVEL COMMON 6633767 13,522 10,546,000 10,546,000 8,614,000 0 1,932,000 NINTENDO CO 7974JP COMMON 6639550 12,422 75,900 75,900 69,300 0 6,600 NIPPON SYS DEV COMMON 6639602 6,167 115,520 115,520 93,420 0 22,100 NEC CORP COMMON 6640400 542 34,000 34,000 12,000 0 22,000 NIPPON SHEET GLASS COMMON 6641447 942 97,000 97,000 97,000 0 0 NITTO DENKO CORPORATION COMMON 6641801 7,132 279,300 279,300 223,100 0 56,200 NIKON CORP JPY50 COMMON 6642321 17,927 1,581,000 1,581,000 1,427,000 0 154,000 NOK CORPORATION COMMON 6642428 5,791 733,000 733,000 598,000 0 135,000 NIPPON STEEL COMMON 6642569 33,021 19,895,000 19,895,000 18,362,000 0 1,533,000 NISSAN MOTORS COMMON 6642860 30,441 4,829,000 4,829,000 4,387,000 0 442,000 OKI ELECTRIC IND JPY50 COMMON 6657682 802 159,000 159,000 159,000 0 0 NORTHERN TR CORP COM COMMON 665859104 89,253 1,428,055 1,428,055 1,200,053 498 227,504 OMRON CORP COMMON 6659428 405 24,000 24,000 24,000 0 0
PORTVUE-SEC13F.LRP PAGE 30
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- ONO PHARMACEUTICAL COMMON 6660107 11,327 319,000 319,000 258,000 0 61,000 PIONEER ELEC CORP COMMON 6688745 27,787 1,109,000 1,109,000 1,004,000 0 105,000 POHANG IRON & STEEL COMMON 6693233 12,930 191,220 191,220 191,220 0 0 NOVA CORP GA COMMON 669784100 5,761 312,395 312,395 236,755 0 75,640 NOVARTIS AG - ADR COMMON 66987V109 10,592 269,312 269,312 256,286 170 12,856 NU HORIZONS ELECTRS CORP COMMON 669908105 2,556 288,050 288,050 192,400 0 95,650 NOVELL INC COMMON 670006105 14 2,794 2,794 231 0 2,563 NOVELLUS SYSTEMS INC COMMON 670008101 63,315 1,560,965 1,560,965 1,258,940 1,053 300,972 NOVEN PHARMACEUTICALS IN COMMON 670009109 17,777 627,900 627,900 590,800 0 37,100 NOVO-NORDISK A S ADR COMMON 670100205 5,526 139,059 139,059 134,617 76 4,366 NOVOSTE CORP COMMON 67010C100 1,192 67,900 67,900 67,900 0 0 PICVUE ELECTRONICS LTD COMMON 6703284 249 259,000 259,000 259,000 0 0 PROMISE CO (8574) COMMON 6703295 555 7,400 7,400 7,400 0 0 NUMERICAL TECHNOLOGIES INC COM COMMON 67053T101 3,676 372,350 372,350 310,978 0 61,372 NVIDIA CORP COM COMMON 67066G104 35,765 550,900 550,900 484,700 0 66,200 NVIDIA CORP 4.75% 10/15/2007 CONVERT 67066GAA2 15,780 16,000,000 16,000,000 14,448,000 0 1,552,000 OM GROUP INC COMMON 670872100 540 10,140 10,140 10,140 0 0 OSI PHARMACEUTICALS INC COMMON 671040103 13,025 328,700 328,700 272,600 0 56,100 OYO GEOSPACE CORP COMMON 671074102 3,445 153,200 153,200 100,800 0 52,400 QINGLING MOTORS COMMON 6718158 4,528 26,160,000 26,160,000 26,160,000 0 0 OAKLEY INC COMMON 673662102 21,820 1,227,900 1,227,900 1,135,200 0 92,700 OCCIDENTAL PETE CORP DEL COMMON 674599105 20,547 830,200 830,200 635,300 0 194,900 OCEAN ENERGY INC TEX COMMON 67481E106 4,446 268,650 268,650 233,050 0 35,600 OCEANFIRST FINL CORP COMMON 675234108 570 24,500 24,500 24,500 0 0 ADECCO SA SPONSORED ADR COMMON 6754105 5 71 71 71 0 0 OFFSHORE LOGISTICS INC COMMON 676255102 13,677 551,200 551,200 535,100 0 16,100 SOFTBANK CORP COMMON 6770620 1,024 27,300 27,300 27,300 0 0 SHANGRI LA ASIA LTD COMMON 6771032 295 289,000 289,000 289,000 0 0 SAMSUNG SDI CO. LTD. COMMON 6771645 5,684 140,110 140,110 140,110 0 0 SAMSUNG ELECTRONICS COMMON 6771720 42,750 273,561 273,561 273,561 0 0 SAMSUNG HEAVY INDUSTRY COMMON 6772217 6,077 1,354,850 1,354,850 1,354,850 0 0 PROFURN LIMITED COMMON 6772507 4,681 24,665,900 24,665,900 24,665,900 0 0 LUKOIL HOLDING COMMON 677862104 690 18,400 18,400 18,400 0 0 SEVEN ELEVEN JAPAN8183JP COMMON 6797179 239 6,000 6,000 6,000 0 0 OLD REP INTL CORP COMMON 680223104 8,952 315,200 315,200 308,700 0 6,500 SHINHAN BANK COMMON 6805986 1,334 166,670 166,670 166,670 0 0 SHANGHAI INDUSTRIAL HLDG COMMON 6810010 17,710 10,876,000 10,876,000 10,876,000 0 0 OMNICARE INC COMMON 681904108 8,398 391,500 391,500 319,400 0 72,100 OMNICOM GROUP COMMON 681919106 166 2,011 2,011 772 0 1,239 OMNICOM GROUP INC CONVERT 681919AG1 15,910 9,111,000 9,111,000 8,223,000 0 888,000 SONS OF GWALIA LIMITED COMMON 6821324 485 119,800 119,800 119,800 0 0 SONY CORP 6758JP COMMON 6821506 41,247 580,800 580,800 524,400 0 56,400 ON ASSIGNMENT INC COMMON 682159108 4,749 227,500 227,500 102,800 0 124,700 BARR LABS INC COM COMMON 68306109 46 800 800 800 0 0
PORTVUE-SEC13F.LRP PAGE 31
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- ONYX PHARMACEUTICALS INC COMMON 683399109 3,385 347,200 347,200 333,700 0 13,500 OPEN TEXT CORP COMMON 683715106 4,881 249,700 249,700 230,200 0 19,500 OPENWAVE SYSTEMS INC COMMON 683718100 212 10,710 10,710 10,638 0 72 OPNET TECHNOLOGIES INC COMMON 683757108 3,085 195,882 195,882 131,182 0 64,700 OPTICNET INC. RESTRICTED COMMON 683868103 2 200,550 200,550 158,900 0 41,650 OPTIMAL ROBOTICS CORP COMMON 68388R208 10,561 405,200 405,200 326,500 0 78,700 ORACLE SYS CORP COMMON 68389X105 91,774 6,126,354 6,126,354 A 2,794,106 1,043 3,308,005 SHENZHEN EXPRESS-H SHS COMMON 6848743 1,191 7,146,000 7,146,000 7,146,000 0 0 ORAPHARMA INC COMMON 68554E106 754 96,500 96,500 64,500 0 32,000 SUMITOMO BANK (8318) COMMON 6858526 536 60,000 60,000 60,000 0 0 SUMITOMO CHEMICAL CO COMMON 6858560 1,657 342,000 342,000 342,000 0 0 SUMITOMO RLTY 8830JP COMMON 6858902 8,372 1,737,000 1,737,000 1,378,000 0 359,000 TAKEDA CHEMICAL IND4502J COMMON 6870445 40,311 835,000 835,000 757,000 0 78,000 TAIYO YUDEN COMMON 6870564 5,379 214,000 214,000 171,000 0 43,000 ORTHODONTIC CTRS AMER IN COMMON 68750P103 1,529 74,600 74,600 72,500 0 2,100 TIMAH TBK COMMON 6875730 507 3,582,000 3,582,000 3,582,000 0 0 OSCA INC COMMON 687836106 1,796 91,800 91,800 60,600 0 31,200 TECHTRONIC INDUSTRIES CO COMMON 6879776 1,094 5,110,000 5,110,000 5,110,000 0 0 TELEVISION BROADCASTS COMMON 6881674 4,381 802,000 802,000 797,000 0 5,000 OSHKOSH TRUCK CORP COMMON 688239201 10,437 294,000 294,000 281,100 0 12,900 KOOKMIN BANK COMMON 6885881 4,035 394,930 394,930 394,930 0 0 THAI FARMERS BK FOREIGN COMMON 6888794 6,119 11,841,600 11,841,600 11,841,600 0 0 TAIWAN SEMICONDUCTOR COMMON 6889106 13,037 4,838,000 4,838,000 4,838,000 0 0 TOKYU CORP COMMON 6896548 196 45,000 45,000 45,000 0 0 TORAY INDUSTRIES INC COMMON 6897143 21,087 5,233,000 5,233,000 4,718,000 0 515,000 OUTBACK STEAKHOUSE INC COMMON 689899102 243 9,561 9,561 9,430 0 131 MAZDA MOTOR CORP COMMON 6900308 9,781 4,019,000 4,019,000 3,187,000 0 832,000 TOYOTA MOTOR COMMON 6900643 1,118 32,200 32,200 32,200 0 0 OVERLAND DATA INC COMMON 690213103 1,797 228,200 228,200 152,600 0 75,600 TINGY(CAYMAN)HOLDING COR COMMON 6903556 403 2,326,000 2,326,000 2,326,000 0 0 OVERSEAS SHIPHOLDING GRO COMMON 690368105 7,337 266,900 266,900 225,000 0 41,900 TENAGA NASIONAL BHD COMMON 6904612 46,004 14,815,000 14,815,000 14,815,000 0 0 OWENS & MINOR INC NEW COM COMMON 690732102 5,364 324,500 324,500 304,100 0 20,400 AMALG BANKS OF S. AFRICA COMMON 6910794 9,236 2,304,800 2,304,800 2,304,800 0 0 OXFORD HEALTH PLANS INC COMMON 691471106 8,512 318,200 318,200 213,000 0 105,200 UNITED MICROELECTRONICS COMMON 6916628 8,229 5,099,000 5,099,000 5,099,000 0 0 P & O PRINCESS CRUISES P L CAD COMMON 693070104 5,100 317,770 317,770 307,200 175 10,395 PMC-SIERRA INC COM COMMON 69344F106 4,373 176,755 176,755 169,868 0 6,887 PMI GROUP INC COMMON 69344M101 22,236 342,200 342,200 324,700 0 17,500 PRI AUTOMATION INC COMMON 69357H106 6,042 352,800 352,800 272,900 0 79,900 PACTIV CORP COMMON 695257105 4,476 369,600 369,600 331,100 0 38,500 PAIN THERAPEUTICS INC COMMON 69562K100 1,143 109,500 109,500 73,900 0 35,600 PALM INC COM COMMON 696642107 10,091 1,200,455 1,200,455 881,161 905 318,389 WINBOND ELECTRONICS CORP COMMON 6966515 1,534 1,226,000 1,226,000 1,226,000 0 0
PORTVUE-SEC13F.LRP PAGE 32
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- WINBOND ELECTR EQTY LK COMMON 696996511 824 659,000 659,000 659,000 0 0 WORLD CO COMMON 6977971 7,207 261,800 261,800 210,300 0 51,500 PANERA BREAD CO COMMON 69840W108 7,367 275,400 275,400 208,600 0 66,800 YAMATO TRANSPORT COMMON 6985565 845 42,000 42,000 42,000 0 0 ZHEJIANG EXPRESS-H SHS COMMON 6990763 587 2,974,000 2,974,000 2,974,000 0 0 LIFETEC GROUP COMMON 6991197 607 16,052,000 16,052,000 16,052,000 0 0 QUANTA SVCS INC COM COMMON 7.48E+106 20 893 893 716 0 177 PARK ELECTROCHEMICAL COR COMMON 700416209 9,779 432,700 432,700 414,800 0 17,900 PARKER HANNIFIN CORP COMMON 701094104 4 100 100 100 0 0 PARKVALE FINL CORP COMMON 701492100 287 12,700 12,700 12,700 0 0 DEUTSCHE BOERSE AG COMMON 7021963 1,574 5,600 5,600 5,600 0 0 PATINA OIL & GAS CORP COMMON 703224105 9,946 372,500 372,500 329,700 0 42,800 PATTERSON DENTAL CO COMMON 703412106 431 14,000 14,000 14,000 0 0 PATTERSON ENERGY INC COM COMMON 703414102 21,252 672,000 672,000 557,400 0 114,600 PAXAR CORP COMMON 704227107 489 39,110 39,110 39,110 0 0 PAYCHEX INC COMMON 704326107 94,733 2,556,023 2,556,023 A 1,213,744 585 1,335,494 PAYLESS SHOESOURCE INC COMMON 704379106 2,913 46,800 46,800 45,400 0 1,400 PECO II INC COMMON 705221109 2,307 190,300 190,300 145,900 0 44,400 PECOM ENERGIA S A ADR SPONS COMMON 70522M103 3 350 350 350 0 0 PENN NATL GAMING INC COMMON 707569109 383 30,600 30,600 25,800 0 4,800 PENN VA CORP COMMON 707882106 1,719 46,100 46,100 34,300 0 11,800 PENNZOIL-QUAKER STATE CO COMMON 709323109 538 38,430 38,430 38,430 0 0 PEOPLESOFT INC COMMON 712713106 66,130 2,821,574 2,821,574 2,379,502 865 441,207 PEPSI BOTTLING GROUP INC COM COMMON 713409100 13,963 367,350 367,350 346,600 0 20,750 PEPSICO INC COMMON 713448108 62,809 1,429,096 1,429,096 188,800 0 1,240,296 PEREGRINE SYSTEMS INC COMMON 71366Q101 35,170 1,803,585 1,803,585 1,427,749 797 375,039 PEREGRINE SYSTEMS 144A CONVERT 71366QAA9 14,558 13,718,000 13,718,000 12,764,000 0 954,000 PERFORMANCE FOOD GROUP C COMMON 713755106 11,723 223,300 223,300 180,800 0 42,500 PERICOM SEMICONDUCTOR CO COMMON 713831105 11,578 899,300 899,300 830,700 0 68,600 PERKINELMER INC COM COMMON 714046109 24,311 463,506 463,506 282,021 0 181,485 PERRIGO CO COMMON 714290103 1,242 125,800 125,800 68,700 0 57,100 PETROLEO BRASILEIRO SA P COMMON 71654V408 27,489 1,155,000 1,155,000 1,155,000 0 0 PEUGEOT CITROEN S A SPONSORED COMMON 716825500 13,008 205,112 205,112 194,826 146 10,140 PHARMACYCLICS INC COMMON 716933106 3,348 148,800 148,800 110,700 0 38,100 PFIZER INC COMMON 717081103 250,541 6,118,255 6,118,255 A 3,678,458 1,082 2,295,165 PHARMACEUTICAL PROD DEV COMMON COMMON 717124101 30,522 724,550 724,550 670,050 0 54,500 PHARMACIA CORP COMMON 71713U102 11,923 236,705 236,705 183,400 0 53,305 BAXTER INTL INC COMMON 71813109 132 1,400 1,400 0 0 1,400 PHILIP MORRIS COS INS COMMON 718154107 22,767 479,816 479,816 392,435 446 86,935 PHILIPPINE LONG DISTANCE COMMON 718252604 4,636 323,050 323,050 323,050 0 0 PHILLIPS PETROLEUM COMPANY COMMON 718507106 31,428 570,900 570,900 347,100 0 223,800 PHILLIPS VAN HEUSEN CORP COMMON 718592108 5,365 355,800 355,800 242,800 0 113,000 PHYSIOMETRIX INC COMMON 718928104 239 44,500 44,500 30,100 0 14,400 PHOTON DYNAMICS INC COMMON 719364101 1,475 69,800 69,800 67,300 0 2,500
PORTVUE-SEC13F.LRP PAGE 33
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- PHOTRONICS INC COMMON 719405102 7,814 316,500 316,500 243,700 0 72,800 PIER 1 IMPORTS INC COMMON COMMON 720279108 19,393 1,491,700 1,491,700 1,418,300 0 73,400 PIONEER CORP JAPAN ADR SPONSOR COMMON 723646105 15,747 611,508 611,508 581,152 434 29,922 PIONEER NAT RES CO COMMON 723787107 680 43,300 43,300 43,300 0 0 PIONEER STD ELECTRS INC COMMON 723877106 400 32,650 32,650 32,650 0 0 PIXELWORKS INC COM COMMON 72581M107 4,207 420,700 420,700 409,900 0 10,800 PLAINS RES INC COMMON 726540503 1,304 62,100 62,100 43,300 0 18,800 PLANAR SYS INC COMMON 726900103 5,694 446,600 446,600 403,600 0 43,000 PLANTRONICS INC NEW COMMON COMMON 727493108 21 1,200 1,200 1,200 0 0 PLATO LEARNING INC COMMON 72764Y100 3,781 190,000 190,000 127,200 0 62,800 PLEXUS CORP COMMON 729132100 6,732 262,700 262,700 184,100 0 78,600 PLIVA D D 144A COMMON 72917Q103 1,060 100,000 100,000 100,000 0 0 POHANG IRON & STL LTD COMMON 730450103 524 29,200 29,200 29,200 0 0 POLO RALPH LAUREN CORP COMMON 731572103 946 34,400 34,400 34,400 0 0 POLYCOM INC COM COMMON 73172K104 431 34,800 34,800 7,400 0 27,400 POLYMEDICA CORP COMMON 731738100 13,561 596,100 596,100 545,700 0 50,400 BEA SYS INC COM COMMON 73325102 215 7,335 7,335 1,524 0 5,811 PORTAL SOFTWARE INC COM COMMON 736126103 9,449 1,119,944 1,119,944 866,844 0 253,100 PORTUGAL TELECOM S A SPONSORED COMMON 737273102 12,072 1,403,705 1,403,705 1,337,592 972 65,141 BEAR STEARNS COS INC COMMON 73902108 35 782 782 0 0 782 POWELL INDS INC COMMON COMMON 739128106 4,360 300,700 300,700 218,400 0 82,300 POWER INTEGRATIONS INC COMMON 739276103 6,455 374,200 374,200 176,500 0 197,700 POWER-ONE INC COM COMMON 739308104 2,295 158,294 158,294 155,192 0 3,102 POWERWAVE TECHNOLOGIES I COMMON 739363109 3,364 246,900 246,900 244,100 0 2,800 PRAECIS PHARMACEUTICALS INC CO COMMON 739421105 21,417 1,074,214 1,074,214 929,914 0 144,300 PRAXAIR INC COMMON 74005P104 2,255 50,500 50,500 32,800 0 17,700 PRECISION CASTPARTS CORP COMMON 740189105 9,373 283,600 283,600 252,200 0 31,400 PRECISION DRILLING CORP CL A S COMMON 74022D100 71,793 2,012,715 2,012,715 1,756,861 214 255,640 PRICE COMMUNICATIONS CORP COM COMMON 741437305 7,482 434,740 434,740 396,772 0 37,968 PRIMA ENERGY CORP COMMON 741901201 4,815 158,850 158,850 141,200 0 17,650 PRIME HOSPITALITY CORP COMMON 741917108 1,433 132,700 132,700 126,500 0 6,200 PRIDE INTL INC COMMON 741932107 19,101 803,900 803,900 567,700 0 236,200 PRIORITY HEALTHCARE CORP CL B COMMON 74264T102 18,868 499,800 499,800 436,100 0 63,700 PROCTER & GAMBLE CO COMMON 742718109 3,111 49,700 49,700 32,100 0 17,600 PROFESSIONAL DETAILING INC COM COMMON 74312N107 235 3,800 3,800 800 0 3,000 PROSOFTTRAINING COM INC COMMON 743477101 1,976 250,900 250,900 218,000 0 32,900 PROTECTIVE LIFE CORP COMMON 743674103 468 15,270 15,270 15,270 0 0 PROTEIN DESIGN LABS INC COM COMMON 74369L103 30,074 675,828 675,828 637,414 0 38,414 PROVIDENT BANKSHARES COR COMMON 743859100 7,713 344,700 344,700 269,900 0 74,800 PROVIDENT FINL GROUP INC COMMON 743866105 366 13,000 13,000 13,000 0 0 PROVINCE HEALTHCARE CO COMMON 743977100 9,238 303,500 303,500 243,400 0 60,100 PROVIDIAN FINL CORP COM COMMON 74406A102 79,986 1,630,702 1,625,302 A 1,487,342 0 143,360 PSINET INC COM COMMON 74437C101 0 122 122 122 0 0 PUBLIC SVC CO N MEX COMMON 744499104 864 29,800 29,800 29,800 0 0
PORTVUE-SEC13F.LRP PAGE 34
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- PUBLIC STORAGE INC DEP SH 1/10 COMMON 74460D729 0 3 3 3 0 0 PULTE CORP COMMON 745867101 1,471 36,400 36,400 34,700 0 1,700 PUMATECH INC COMMON 745887109 2,139 570,300 570,300 531,200 0 39,100 QLOGIC CORP COM COMMON 747277101 7,301 324,450 324,450 247,146 234 77,070 QUAKER FABRIC CORP NEW COMMON 747399103 1,244 149,600 149,600 99,000 0 50,600 QUAKER OATS CO COM COMMON 747402105 62,307 642,002 642,002 591,237 333 50,432 QUALCOMM INC COMMON 747525103 66,451 1,173,559 1,173,559 994,796 427 115,136 QUANEX CORP COMMON 747620102 232 12,930 12,930 12,930 0 0 QUANTA SVCS INC COMMON 74762E102 10,672 478,150 478,150 452,700 0 25,450 QUANTUM CORP COMMON 747906204 390 33,660 33,660 33,660 0 0 QUEST DIAGNOSTICS INC COM COMMON 74834L100 7,296 82,100 82,100 75,000 0 7,100 QUESTAR CORP COMMON 748356102 3,137 114,500 114,500 110,400 0 4,100 QUIKSILVER INC COMMON 74838C106 11,162 420,400 420,400 307,200 0 113,200 QUILMES INDL QUINSA SOCI COMMON 74838Y108 175 18,800 18,800 18,800 0 0 QWEST COMMUNICATIONS INTL INCO COMMON 749121109 86,742 2,474,805 2,474,805 2,030,549 0 293,556 QWEST COMM TRENDS 144A PREFERD 74912L105 13,644 222,298 222,298 206,714 0 15,584 RAIT INVT TR COMMON 749227104 552 40,000 40,000 40,000 0 0 R H DONNELLEY CORP COMMON 74955W307 23,122 797,300 797,300 736,400 0 60,900 RSA SECURITY INC. COMMON 749719100 15,077 610,700 610,700 565,100 0 45,600 RF MICRO DEVICES INC COM COMMON 749941100 1 100 100 54 0 46 RADIAN GROUP INC COMMON 750236101 289 4,259 4,259 4,259 0 0 RADIO ONE INC COMMON 75040P405 7,844 510,200 510,200 493,800 0 16,400 RADIOSHACK CORP COMMON 750438103 12,156 331,329 331,329 26,529 0 304,800 RADISYS CORP COMMON COMMON 750459109 220 12,900 12,900 2,850 0 10,050 RADYNE COMSTREAM INC COMMON 750611402 1,856 345,300 345,300 189,400 0 155,900 RAMBUS INC DEL COMMON 750917106 1,129 54,800 54,800 54,100 0 700 RARE HOSPITALITY INTL IN COMMON 753820109 14,069 565,600 565,600 461,600 0 104,000 RATIONAL SOFTWARE CORP COM NEW COMMON 75409P202 25,669 1,446,136 1,446,136 661,186 0 784,950 RATIONAL SOFTWARE CORP CONVERT 75409PAC7 5,247 6,209,000 6,209,000 5,635,000 0 574,000 RAYMOND JAMES FINL INC COM COMMON 754730109 325 11,700 11,700 2,500 0 9,200 RAYOVAC CORP COMMON 755081106 771 44,200 44,200 27,100 0 17,100 READ-RITE CORP COMMON 755246105 16,218 1,956,300 1,956,300 1,728,200 0 228,100 READERS DIGEST ASSN INC CL A N COMMON 755267101 2 61 61 61 0 0 REALNETWORKS INC COM COMMON 75605L104 1 148 148 128 0 20 REDBACK NETWORKS INC COM COMMON 757209101 142 10,833 10,833 3,794 0 7,039 REEBOK INTL LTD COMMON 758110100 16,316 656,300 656,300 580,600 0 75,700 ADVO INC COM COMMON 7585102 509 13,800 13,800 2,500 0 11,300 REGENT COMMUNICATIONS IN COMMON 758865109 2,137 306,700 306,700 203,300 0 103,400 REGENERON PHARMACEUTICAL COMMON 75886F107 3,967 178,800 178,800 156,600 0 22,200 BED BATH & BEYOND INC COM COMMON 75896100 50,581 2,059,272 2,059,272 1,512,581 1,548 545,143 REGUS PLC ADR SPONSORED COMMON 759144108 25 1,331 1,331 1,296 0 35 REHABCARE GROUP INC COM COMMON 759148109 18,750 455,100 455,100 386,300 0 68,800 REINSURANCE GROUP AMER I COMMON 759351109 461 11,960 11,960 11,960 0 0 RELIANCE INDS LTD COMMON 759470107 15,106 857,100 857,100 857,100 0 0
PORTVUE-SEC13F.LRP PAGE 35
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- RELIANT ENERGY INC COMMON 75952J108 19,283 426,150 426,150 426,150 0 0 REMEC INC COMMON 759543101 3,929 392,850 392,850 303,200 0 89,650 RENT A CTR INC NEW COMMON 76009N100 17,741 386,200 386,200 309,600 0 76,600 RESEARCH IN MOTION LTD COM COMMON 760975102 0 17 17 17 0 0 RESMED INC COMMON 761152107 8,605 213,000 213,000 164,500 0 48,500 RESPIRONICS INC COM COMMON 761230101 10,327 338,600 338,600 274,700 0 63,900 RETEK INC COMMON 76128Q109 4,188 222,595 222,595 181,214 0 41,381 REYNOLDS & REYNOLDS CO COMMON 761695105 5,906 306,800 306,800 250,500 0 56,300 RICHARDSON ELECTRS LTD COMMON 763165107 151 11,700 11,700 6,700 0 5,000 ROBERT HALF INTL INC COMMON 770323103 2,941 131,600 131,600 38,900 0 92,700 ROCKWELL INTL CORP NEW COM COMMON 773903109 5 125 125 125 0 0 ROLLS-ROYCE PLC SPONSORED ADR COMMON 775781206 6,591 424,361 424,361 409,814 235 14,312 ROSS STORES INC COMMON 778296103 10,811 576,560 576,560 460,160 0 116,400 ROWAN COS INC COM COMMON 779382100 50,306 1,829,324 1,829,324 1,669,044 0 160,280 RUBY TUESDAY INC COMMON 781182100 5,561 283,600 283,600 180,900 0 102,700 RUDOLPH TECHNOLOGIES INC COMMON 781270103 11,964 344,900 344,900 281,400 0 63,500 RYANAIR HLDGS PLC SPONSORED AD COMMON 783513104 4,675 105,057 105,057 98,870 83 6,104 SBC COMMUNICATIONS INC COMMON 78387G103 39,188 878,062 878,062 431,884 0 446,178 SBA COMMUNICATIONS CORP CL A COMMON 78388J106 3,582 226,500 226,500 163,200 0 63,300 SCP POOL CORP COMMON 784028102 7,780 239,375 239,375 188,425 0 50,950 SEI INVESTMENTS CO COM COMMON 784117103 23,986 769,100 769,100 736,900 0 32,200 SK TELECOM LTD COMMON 78440P108 551 36,300 36,300 36,300 0 0 SPS TECHNOLOGIES INC COMMON 784626103 366 8,130 8,130 8,130 0 0 SABA SOFTWARE INC COMMON 784932105 717 133,400 133,400 129,000 0 4,400 SAFEGUARD SCIENTIFICS INC. COMMON 786449108 1 138 138 78 0 60 SAFENET INC COMMON 78645R107 1,833 148,100 148,100 131,400 0 16,700 SAFEWAY INC COMMON 786514208 23,733 430,333 430,333 358,950 0 71,383 ADVANCED MICRO DEVICES COMMON 7903107 22,708 855,599 855,599 625,672 625 229,302 ST JUDE MED INC COMMON 790849103 6,419 119,200 119,200 119,200 0 0 ADVENT SOFTWARE INC COMMON COMMON 7974108 478 10,800 10,800 2,100 0 8,700 BELLSOUTH CORP COMMON 79860102 196 4,800 4,800 0 0 4,800 STORAGENETWORKS INC OC-COM COMMON 8.62E+107 1 80 80 44 0 36 TALISMAN ENERGY INC COM COMMON 8.74E+107 8,459 232,890 232,890 221,689 158 11,043 TOTAL S A SPONSORED ADR COMMON 8.92E+113 10,330 152,018 152,018 147,061 85 4,872 SANGAMO BIOSCIENCES INC COMMON 800677106 1,893 176,100 176,100 117,200 0 58,900 SANMINA CORP COMMON COMMON 800907107 63,921 3,267,538 3,267,538 2,714,993 1,071 551,474 SANMINA CORP 4.250% 05/01/04 CONVERT 800907AB3 8,376 7,429,000 7,429,000 6,702,000 0 727,000 SANGSTAT MED CORP COMMON 801003104 4,722 532,100 532,100 473,900 0 58,200 SAP AG SPONSORED ADR COMMON 803054204 5,799 200,030 200,030 193,230 109 6,691 SAPIENT CORP COM COMMON 803062108 1 102 102 68 0 34 SAUER-DANFOSS INC COMMON 804137107 94 10,500 10,500 10,500 0 0 SCANSOURCE INC COMMON 806037107 6,321 185,900 185,900 140,200 0 45,700 SCHEIN HENRY INC COMMON 806407102 10,742 292,300 292,300 274,500 0 17,800 SCHLUMBERGER LTD COMMON 806857108 49,014 850,773 850,773 738,217 68 112,488
PORTVUE-SEC13F.LRP PAGE 36
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- SCHOLASTIC CORP COMMON 807066105 18,302 507,500 507,500 471,300 0 36,200 SCHWAB CHARLES CORP NEW COMMON 808513105 1 81 81 0 0 81 SCIENTIFIC ATLANTA INC COMMON 808655104 59,402 1,428,313 1,428,313 771,221 794 656,298 SCIOS INC COMMON 808905103 1,410 61,300 61,300 61,300 0 0 SCRIPPS E W CO OHIO COMMON 811054204 1,403 24,200 24,200 22,700 0 1,500 SEALED AIR CORP NEW COM COMMON 81211K100 0 5 5 5 0 0 SEALED AIR CORP NEW PFD CONV A PREFERD 81211K209 11,733 318,852 318,852 287,729 0 31,123 SEARS ROEBUCK & CO COMMON 812387108 1,626 46,100 46,100 29,900 0 16,200 SEITEL INC COMMON 816074306 7,096 381,500 381,500 307,800 0 73,700 SEMTECH CORP COMMON 816850101 14,651 497,700 497,700 418,600 0 79,100 SEMITOOL INC COMMON 816909105 3,810 423,300 423,300 220,100 0 203,200 SEPRACOR INC COMMON COMMON 817315104 6 210 210 113 0 97 SERENA SOFTWARE INC COMMON 817492101 8,024 879,350 879,350 822,900 0 56,450 SERONO S A COMMON 81752M101 40,265 1,993,300 1,993,300 1,812,600 0 180,700 SHAW GROUP INC COM COMMON 820280105 46,178 988,612 988,612 840,312 0 148,300 SHUFFLE MASTER INC COMMON 825549108 9,306 369,450 369,450 293,350 0 76,100 SHURGARD STORAGE CTRS IN COMMON 82567D104 314 11,900 11,900 11,900 0 0 SICOR INC COMMON 825846108 7,733 554,800 554,800 466,100 0 88,700 SIEBEL SYSTEMS INC COMMON 826170102 34,540 1,269,886 1,269,886 816,239 0 453,647 SIEBEL SYSTEMS 5.500% 09/15/06 CONVERT 826170AC6 8,240 5,823,000 5,823,000 5,271,000 0 552,000 SILICON VY BANCSHARES COM COMMON 827064106 517 21,997 21,997 12,066 0 9,931 SIME DARBY BERHAD ADR COMMON 828617209 3 2,489 2,489 2,489 0 0 SIMPSON MANUFACTURING CO COMMON 829073105 5,053 102,500 102,500 74,900 0 27,600 SIX FLAGS INC PFD INCOME EQUI PREFERD 83001P505 7,686 261,495 261,495 235,381 0 26,114 SKECHERS U S A INC COMMON 830566105 2,275 94,800 94,800 92,000 0 2,800 SKILLSOFT CORP COMMON 83066P101 2,321 98,500 98,500 68,500 0 30,000 SKYWEST INC COMMON 830879102 13,058 561,634 561,634 349,700 0 211,934 SMARTFORCE PUB LTD COMMON 83170A206 2 102 102 102 0 0 SMITH INTL INC COMMON 832110100 47,479 676,340 676,340 614,690 0 61,650 SMITHFIELD FOODS INC COMMON 832248108 6,004 184,737 184,737 139,600 0 45,137 SMURFIT-STONE CONTAINER CORPCO COMMON 832727101 3 253 253 253 0 0 SOLECTRON CORP COMMON COMMON 834182107 821 43,200 43,200 42,606 0 594 SOLECTRON CONVERT 834182AK3 13,665 27,126,000 27,126,000 24,674,000 0 2,452,000 SOLECTRON ZERO 11/20/20 CONVERT 834182AL1 12,666 29,629,000 29,629,000 26,947,000 0 2,682,000 SONIC CORP COMMON 835451105 380 15,150 15,150 3,600 0 11,550 SONIC AUTOMOTIVE INC COMMON 83545G102 3,452 442,500 442,500 257,400 0 185,100 SONICBLUE INC COMMON 83546Q109 2,220 467,400 467,400 334,300 0 133,100 SONICWALL INC COMMON 835470105 3,055 250,700 250,700 225,300 0 25,400 SONY CORP - ADR COMMON 835699307 13,239 183,227 183,227 173,012 145 10,070 SONUS NETWORKS INC COMMON 835916107 20,805 1,042,680 1,042,680 924,880 0 117,800 SOUTHWEST AIRLS CO COMMON 844741108 47,619 2,682,738 2,682,738 1,997,041 1,478 684,219 SOUTHWEST BANCORPORATION TEXCO COMMON 84476R109 1,804 57,500 57,500 38,700 0 18,800 SOUTHWESTERN ENERGY CO COMMON 845467109 1,456 147,100 147,100 143,000 0 4,100 SOVEREIGN BANCORP INC COMMON 845905108 409 48,300 48,300 48,300 0 0
PORTVUE-SEC13F.LRP PAGE 37
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- SPECTRALINK CORP COMMON 847580107 6,116 631,300 631,300 541,500 0 89,800 SPECTRIAN CORP COMMON 847608106 2,810 228,200 228,200 152,100 0 76,100 SPECTRUM CTL INC COMMON 847615101 781 101,600 101,600 101,600 0 0 SPRINT CORP COMMON 852061100 968 44,000 44,000 28,600 0 15,400 SPRINT CORP PCS COM SER 1 COMMON 852061506 67,258 3,539,907 3,539,907 2,910,967 2,049 444,591 STANCORP FINL GROUP INC COMMON 852891100 7,464 177,300 177,300 147,800 0 29,500 STANDARD MICROSYSTEMS CO COMMON 853626109 3,901 259,000 259,000 219,100 0 39,900 STANLEY FURNITURE INC COM NEW COMMON 854305208 200 7,900 7,900 1,700 0 6,200 STARBUCKS CORP COM COMMON 855244109 103,601 3,494,368 3,489,268 A 2,812,938 1,610 679,820 STARWOOD HOTELS&RESORTS COMMON 85590A203 854 25,100 25,100 25,100 0 0 STATE STR CORP COMMON 857477103 10,484 112,252 112,252 65,200 0 47,052 STEIN MART INC COMMON 858375108 2,451 224,100 224,100 197,700 0 26,400 STERICYCLE INC COMMON 858912108 11,553 258,900 258,900 207,000 0 51,900 STERIS CORP COMMON 859152100 1,365 96,800 96,800 81,700 0 15,100 STILLWATER MNG CO COMMON 86074Q102 6,903 255,200 255,200 252,600 0 2,600 STILWELL FINL INC COM COMMON 860831106 8 304 304 152 0 152 STMICROELECTRONICS N V SHS-N Y COMMON 861012102 56,268 1,646,700 1,646,700 A 1,515,800 0 123,900 STOLT OFFSHORE S A COMMON 861567105 6,887 466,900 466,900 378,000 0 88,900 STONE ENERGY CORP COMMON 861642106 22,074 448,012 448,012 366,342 0 81,670 STORA ENSO CORP ADR SPONSORED COMMON 86210M106 101 10,900 10,900 10,900 0 0 STRYKER CORP COMMON COMMON 863667101 24,383 466,649 466,649 342,245 352 124,052 SUIZA FOODS CORP COMMON 865077101 976 20,300 20,300 20,300 0 0 BEST BUY INC COMMON 86516101 38,971 1,083,754 1,083,754 803,314 830 279,610 SUMMIT PPTYS INC COMMON 866239106 404 16,500 16,500 16,500 0 0 SUN MICROSYSTEMS INC COMMON 866810104 73,234 4,764,785 4,764,785 A 2,226,616 634 2,519,835 SUNCOR ENERGY INC COM COMMON 867229106 13,625 526,092 526,092 498,654 394 27,044 SUNGARD DATA SYS INC COMMON 867363103 73,514 1,493,281 1,493,281 1,173,019 750 319,512 SUNGLASS HUT INTL INC COMMON 86736F106 2,748 240,240 240,240 202,140 0 38,100 SUNRISE ASSISTED LIVING COMMON 86768K106 935 47,500 47,500 29,200 0 18,300 SUPERIOR ENERGY SVCS INC COMMON 868157108 1,135 104,400 104,400 64,300 0 40,100 SURGUTNEFTEGAS JSC COMMON 868861204 12,564 1,177,000 1,177,000 1,177,000 0 0 SURMODICS INC COMMON 868873100 3,182 88,400 88,400 62,300 0 26,100 SVENSKA CELLULOSA AKTIEBOLAGAD COMMON 869587402 6,010 292,559 292,559 277,752 210 14,597 SWEDISH MATCH AB ADR SPONS COMMON 870309507 18,067 420,197 420,197 400,010 292 19,895 SWIFT ENERGY CO COMMON 870738101 10,730 334,900 334,900 256,600 0 78,300 SWISS RE INS CO ADR SPONSORED COMMON 870887205 18,074 178,773 178,773 170,898 120 7,755 SYBASE INC COM COMMON 871130100 12,352 796,900 796,900 756,100 0 40,800 SYCAMORE NETWORKS COMMON 871206108 6 564 564 57 0 507 SYMANTEC CORP COMMON 871503108 9,194 219,886 219,886 213,416 0 6,470 SYMBOL TECHNOLOGIES INC COMMON 871508107 23,275 666,900 666,900 608,300 0 58,600 SYMMETRICOM INC COMMON 871543104 6,897 568,850 568,850 523,950 0 44,900 SYNCOR INTL CORP DEL COMMON 87157J106 5,212 161,600 161,600 109,100 0 52,500 SYNOPSYS INC COMMON 871607107 2 42 42 42 0 0 SYNGENTA AG ADR SPONSORED COMMON 87160A100 4,747 456,451 456,451 440,878 253 15,320
PORTVUE-SEC13F.LRP PAGE 38
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- SYNPLICITY INC COMMON 87160Y108 2,072 150,000 150,000 99,300 0 50,700 SYSCO CORPORATION COMMON 871829107 41,865 1,579,218 1,579,218 A 1,530,308 0 36,510 TCF FINL CORP COMMON 872275102 6,893 182,400 182,400 173,600 0 8,800 TECO ENERGY INC COMMON 872375100 3,460 115,500 115,500 115,500 0 0 THQ INC COMMON 872443403 7,475 196,700 196,700 155,700 0 41,000 TJX COMPANIES INC (NEW) COMMON 872540109 195 6,098 6,098 2,409 0 3,689 TRC COS INC COMMON 872625108 3,151 106,800 106,800 93,000 0 13,800 TRW INC COMMON 872649108 1,234 36,300 36,300 23,700 0 12,600 TMP WORLDWIDE INC COM COMMON 872941109 28,134 749,000 749,000 382,700 0 366,300 TAIWAN SEMICONDUCTOR MFG CO AD COMMON 874039100 27,947 1,433,117 1,433,117 1,398,136 457 34,524 TAIYO YUDEN LTD ADR COMMON 874047202 7,720 76,789 76,789 72,429 63 4,297 TAKE-TWO INTERACTIVE SOF COMMON 874054109 2,996 210,000 210,000 140,100 0 69,900 TALBOTS INC COM COMMON 874161102 5,245 123,500 123,500 109,300 0 14,200 TALISMAN ENERGY INC COMMON 87425E103 20,343 560,100 560,100 493,700 0 66,400 TALX CORP COMMON 874918105 5,446 220,600 220,600 167,350 0 53,250 TAIWAN SEMICOND EQTY LK COMMON 874990104 9,307 3,447,000 3,447,000 3,447,000 0 0 TANOX INC COMMON 87588Q109 1,071 55,100 55,100 55,100 0 0 TAUBMAN CTRS INC COMMON 876664103 335 27,770 27,770 27,770 0 0 TECH DATA CORP COMMON 878237106 11,452 388,200 388,200 295,700 0 92,500 TECH SQUARED INC ESCROW COMMON 878302991 3 283,600 283,600 213,900 0 69,700 TECHNITROL INC COM COMMON 878555101 12,301 494,200 494,200 468,700 0 25,500 TEKTRONIX INC COMMON 879131100 26,565 973,442 973,442 713,949 759 258,734 TELE CENTRO OESTE CELULA COMMON 87923P105 938 116,000 116,000 116,000 0 0 TELE NORTE LESTE PARTICIPACOAD COMMON 879246106 26,705 1,640,330 1,640,330 1,571,393 0 68,937 TELECOMUNICACOES BRASILE COMMON 879287308 1,102 22,800 22,800 22,800 0 0 TELECORP PCS INC NEW COMMON 879300101 6,082 403,800 403,800 394,900 0 8,900 TELEFONICA DE ESPANA SA ADR COMMON 879382208 9,324 194,643 194,643 183,565 150 10,928 TELEFONOS DE MEXICO S A COMMON 879403780 46,092 1,461,367 1,461,367 1,392,435 77 68,855 TELEMIG CELULAR PART S A COMMON 87944E105 1,466 36,600 36,600 36,600 0 0 TELLABS INC COMMON 879664100 2,790 68,568 68,568 67,768 0 800 TELSTRA LTD ADR SPON FL INT COMMON 87969N204 2 116 116 116 0 0 TEMPLETON GROWTH FD INC CL I MUTUAL 880199104 0 3 3 0 0 3 TENET HEALTHCARE CORP COMMON 88033G100 59,489 1,352,018 1,352,018 1,007,202 1,008 343,808 TERADYNE INC COMMON 880770102 10 292 292 159 0 133 TEREX CORP NEW COMMON 880779103 476 27,460 27,460 27,460 0 0 TESCO PLC ADR SPONSORED COMMON 881575302 9,683 904,912 904,912 861,832 623 42,457 TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 45,216 827,749 827,749 771,829 0 55,920 TETRA TECHNOLOGIES INC D COMMON 88162F105 5,927 292,700 292,700 248,900 0 43,800 TETRA TECH INC NEW COMMON 88162G103 1,640 81,000 81,000 77,200 0 3,800 TEVA PHARMACEUTICAL 144A CONVERT 88163VAA7 13,717 13,803,000 13,803,000 12,847,000 0 956,000 TEXAS BIOTECHNOLOGY CORP COMMON 88221T104 452 89,600 89,600 64,000 0 25,600 TEXAS INDS INC COMMON 882491103 386 13,300 13,300 13,300 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 15,121 488,087 488,087 365,551 877 121,659 TEXTRON INC COMMON 883203101 1,569 27,600 27,600 18,000 0 9,600
PORTVUE-SEC13F.LRP PAGE 39
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- THERMA-WAVE INC COMMON 88343A108 2,760 218,600 218,600 218,600 0 0 TIBCO SOFTWARE INC COM COMMON 88632Q103 136 16,039 16,039 5,090 0 10,949 TIDEWATER INC COMMON 886423102 95 2,101 2,101 496 0 1,605 TIFFANY & CO NEW COM COMMON 886547108 31,961 1,172,876 1,172,876 868,143 868 303,865 TIMBERLAND CO CL A COMMON 887100105 29,210 575,000 575,000 478,500 0 96,500 TIME WARNER TELECOM INC CL A COMMON 887319101 42,709 1,174,123 1,174,123 959,482 437 214,204 TITAN PHARMACEUTICALS IN COMMON 888314101 17,567 791,300 791,300 658,100 0 133,200 TOLLGRADE COMMUNICATIONS COMMON 889542106 14,157 549,800 549,800 473,400 0 76,400 TOMRA SYS A / S COMMON 889905204 12,294 794,134 794,134 750,178 590 43,366 TOO INC COM COMMON 890333107 587 31,300 31,300 7,100 0 24,200 TORCHMARK CORP COMMON 891027104 1,806 46,500 46,500 30,200 0 16,300 TORO CO COMMON 891092108 561 12,200 12,200 12,200 0 0 TOSCO CORP COM NEW COMMON 891490302 97 2,265 2,265 266 0 1,999 AGRIUM INC COM COMMON 8916108 441 35,000 35,000 7,500 0 27,500 TRANSGENOMIC INC COMMON 89365K206 613 92,600 92,600 62,800 0 29,800 TRANSWITCH CORP COMMON COMMON 894065101 2,422 184,527 184,527 149,974 0 34,553 TRIAD HOSPITALS INC COMMON 89579K109 23,488 831,420 831,420 722,820 0 108,600 TRIANGLE PHARMACEUTICALS COMMON 89589H104 354 61,500 61,500 58,600 0 2,900 TRIAD GTY INC COM COMMON 895925105 1,085 32,700 32,700 27,200 0 5,500 TRIBUNE CO COMMON 896047107 8 200 200 131 0 69 TRICO MARINE SERVICES IN COMMON 896106101 3,113 207,500 207,500 199,900 0 7,600 TRICORD SYSTEMS INC COMMON 896121100 1,498 272,300 272,300 182,000 0 90,300 TRIKON TECHNOLOGIES INC COMMON 896187408 4,727 466,900 466,900 347,300 0 119,600 TRIGON HEALTHCARE INC COMMON 89618L100 8,940 173,600 173,600 172,000 0 1,600 TRIMERIS INC COMMON 896263100 6,720 224,000 224,000 172,200 0 51,800 TRIPATH TECHNOLOGY INC COMMON 89672P104 3,181 417,200 417,200 362,700 0 54,500 TRIQUINT SEMICONDUCTOR ICOMMON COMMON 89674K103 16,033 1,082,403 1,082,403 826,243 709 255,451 TUBOS DE ACERO DE MEXICO COMMON 898592506 3,859 352,450 352,450 352,450 0 0 VERISIGN INC COM COMMON 9.23E+106 29 795 795 634 0 161 WESTERN WIRELESS CORP CL A COMMON 9.60E+208 2 45 45 0 0 45 TV AZTECA S A DE C V (MEXICOSP COMMON 901145102 34,499 4,662,129 4,662,129 4,647,239 243 14,647 TWEETER HOME ENT COMMON 901167106 5,048 259,700 259,700 170,300 0 89,400 II VI INC COMMON 902104108 5,011 396,900 396,900 266,900 0 130,000 TYCO INTL LTD NEW COM COMMON 902124106 94,174 2,178,427 2,178,427 1,736,240 505 347,182 TYCO INTERNATIONAL 0% 11/17/20 CONVERT 902124AC0 20,569 27,749,000 27,749,000 25,216,000 0 2,533,000 UGI CORP NEW COMMON 902681105 489 19,980 19,980 19,980 0 0 USX MARATHON GROUP COMMON 902905827 2,795 103,700 103,700 67,300 0 36,400 US BANCORP DEL COMMON 902973304 3,489 150,400 150,400 97,600 0 52,800 U S CONCRETE INC COMMON 90333L102 435 49,770 49,770 49,770 0 0 UTI ENERGY CORP COM COMMON 903387108 42,244 1,396,500 1,396,500 1,159,500 0 237,000 US UNWIRED INC COMMON 90338R104 2,597 384,800 384,800 357,400 0 27,400 USA ED INC COM COMMON 90390U102 64,707 890,682 890,682 693,600 452 196,630 ULTRATECH STEPPER INC COMMON 904034105 4,632 188,100 188,100 188,100 0 0 UNIFIED ENERGY SYS RUSSI COMMON 904688108 7,347 734,700 734,700 734,700 0 0
PORTVUE-SEC13F.LRP PAGE 40
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- BIOGEN N V COMMON 90597105 83 1,318 1,318 264 0 1,054 UNISYS CORP COM COMMON 909214108 33 2,384 2,384 204 0 2,180 UNIT CORP COMMON 909218109 7,534 455,200 455,200 309,000 0 146,200 UNITED MICROELECTRONICS CORPAD COMMON 910873207 40,999 4,380,210 4,380,210 4,170,949 660 208,601 UNITED MICROELEC EQTY LK COMMON 910990100 2,135 1,318,000 1,318,000 1,318,000 0 0 UNITED MICROELEC EQTY LK COMMON 910991108 3,306 2,041,000 2,041,000 2,041,000 0 0 UNITED STATIONERS INC COMMON 913004107 1,516 62,500 62,500 0 0 62,500 UNITED TECHNOLOGIES CORP COMMON 913017109 50,301 686,250 686,250 251,146 366 434,738 UNITEDHEALTH GROUP INC COMMON 91324P102 93,354 1,575,337 1,575,337 1,239,563 655 335,119 UNIVERSAL COMPRESSION HL COMMON 913431102 5,667 161,900 161,900 156,700 0 5,200 UNIVERSAL CORP VA COMMON 913456109 520 13,200 13,200 13,200 0 0 UNIVERSAL ELECTRS INC COMMON 913483103 8,397 508,900 508,900 385,100 0 123,800 UNIVERSAL HLTH SVCS INC COMMON 913903100 7,912 89,600 89,600 82,000 0 7,600 UNIVERSAL HEALTH SERVICES 0.42 CONVERT 913903AL4 17,182 29,060,000 29,060,000 26,222,000 0 2,838,000 UNIVISION COMMUNICATIONS INCCL COMMON 914906102 53,036 1,389,802 1,387,402 A 1,134,254 512 249,236 AIR PRODS & CHEMS INC COMMON 9158106 226 5,888 5,888 5,888 0 0 UROLOGIX INC COMMON 917273104 2,150 100,000 100,000 66,400 0 33,600 VALASSIS COMMUNICATIONS INC CO COMMON 918866104 455 15,698 15,698 15,643 0 55 VALERO REFNG & MARKETING CO CO COMMON 91913Y100 19,866 559,600 559,600 537,850 0 21,750 VARCO INTL INC DEL COMMON 922122106 11,431 553,556 553,556 411,698 0 141,858 VARIAN INC COM COMMON 922206107 22,362 874,800 874,800 753,000 0 121,800 VARIAN SEMICONDUCTOR EQU COMMON 922207105 28,485 891,900 891,900 739,800 0 152,100 VARIAN MED SYS INC COMMON 92220P105 23,438 385,500 385,500 338,300 0 47,200 VEECO INSTRS INC DEL COMMON 922417100 8,766 210,900 210,900 153,900 0 57,000 VERITAS SOFTWARE CO COMMON COMMON 923436109 79,302 1,715,026 1,715,026 1,130,944 241 531,091 VERITAS SOFTWARE CO CONVERT 923436AB5 8,090 1,651,000 1,651,000 1,491,000 0 160,000 VERITY INC COMMON 92343C106 17,726 781,300 781,300 769,700 0 11,600 VERISIGN INC COMMON 92343E102 13,381 377,599 377,599 145,994 0 231,605 VERITAS DGC INC COMMON 92343P107 13,751 430,400 430,400 351,100 0 79,300 VERITAS SOFTWARE CORP / CONVERT 92343RAA1 2,854 1,980,000 1,980,000 1,795,000 0 185,000 VERIZON COMMUNICATIONS COMMON 92343V104 84,978 1,723,668 1,723,668 A 767,030 0 952,138 VERTEX PHARMACEUTICALS INC COMMON 92532F100 50,141 1,369,052 1,369,052 1,158,493 498 210,061 VIACOM INC COM COMMON 925524100 69,114 1,553,127 1,553,127 1,328,485 0 104,642 VIACOM INC COMMON 925524308 3,403 77,401 77,401 59,701 0 17,700 VIASAT INC COMMON 92552V100 4,450 294,200 294,200 208,400 0 85,800 VIGNETTE CORP COMMON 926734104 111 17,315 17,315 17,315 0 0 VINTAGE PETE INC COMMON 927460105 25,323 1,244,350 1,244,350 999,100 0 245,250 VISHAY INTERTECHNOLOGY I COMMON 928298108 5,167 259,639 259,639 247,804 0 11,835 VISX INC DEL COMMON COMMON 92844S105 0 27 27 6 0 21 VITAL SIGNS INC COMMON 928469105 5,339 166,200 166,200 117,500 0 48,700 VITESSE SEMICONDUCTOR COCOMMON COMMON 928497106 40,609 1,705,387 1,705,387 1,424,509 485 280,393 VITRIA TECHNOLOGY INC COM COMMON 92849Q104 1 215 215 164 0 51 VIVENDI UNIVERSAL COMMON 92851S204 9,532 157,152 157,152 150,036 106 7,010 VODAFONE GROUP PLC NEW COMMON 92857W100 12,558 462,554 462,554 441,553 308 20,693
PORTVUE-SEC13F.LRP PAGE 41
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- VOICESTREAM WIRELESS COMMON 928615103 22 239 239 196 0 43 W-H ENERGY SVCS INC COMMON 92925E108 4,603 189,800 189,800 127,200 0 62,600 WMS INDS INC COMMON 929297109 4,909 272,700 272,700 249,300 0 23,400 WAL MART STORES INC COMMON 931142103 17,436 345,278 345,278 258,444 618 86,216 WALGREEN CO COMMON 931422109 6,389 156,600 156,600 104,000 0 52,600 WALLACE COMPUTER SERVICE COMMON 932270101 2,061 126,800 126,800 122,200 0 4,600 BLOCKBUSTER INC CL A COMMON 93679108 2 140 140 140 0 0 WASHINGTON MUT INC COMMON 939322103 40,059 731,650 731,650 551,356 1,155 179,139 WASTE CONNECTIONS INC COMMON 941053100 13,625 472,900 472,900 360,800 0 112,100 WASTE MANAGEMENT INC COMMON 94106L109 1 48 48 0 0 48 WATCHGUARD TECHNOLOGIES COMMON 941105108 2,197 266,300 266,300 231,900 0 34,400 WATERS CORP COM COMMON 941848103 56,660 1,219,812 1,219,812 903,740 0 316,072 WATSON PHARMACEUTICALS I COMMON 942683103 2,356 44,800 44,800 44,800 0 0 WEATHERFORD INTL INC COMMON 947074100 41,276 836,400 836,400 732,300 0 50,400 WEBSENSE INC COMMON 947684106 2,834 238,649 238,649 156,949 0 81,700 WEBMETHODS INC COMMON 94768C108 1,182 56,600 56,600 55,900 0 700 WEBMD CORP COMMON 94769M105 74 13,334 13,334 0 0 13,334 WEBTRENDS CORP COMMON 94844D104 1,920 213,300 213,300 174,400 0 38,900 WELLPOINT HEALTH NTWRKS NEW CO COMMON 94973H108 60,548 635,273 635,273 558,577 291 76,405 WELLPOINT HEALTH NETWORK CONVERT 94973HAA6 15,064 18,684,000 18,684,000 16,954,000 0 1,730,000 WEST COAST BANCORP ORE N COMMON 952145100 348 34,840 34,840 34,840 0 0 WESTERN GAS RES INC COMMON 958259103 8,449 262,000 262,000 164,100 0 97,900 WESTWOOD ONE INC COMMON 961815107 8,959 389,200 389,200 389,200 0 0 WET SEAL INC COMMON 961840105 13,274 518,000 518,000 432,000 0 86,000 WHOLE FOODS MKT INC COMMON 966837106 7,886 187,200 187,200 153,300 0 33,900 WILLIAMS COS INC DEL COMMON 969457100 34,664 808,965 808,965 693,900 0 52,965 WILLIAMS SONOMA INC COMMON 969904101 17,131 652,600 652,600 535,000 0 117,600 WILSON GREATBATCH TECHNO COMMON 972232102 1,483 78,100 78,100 52,000 0 26,100 WILSONS THE LEATHER EXPE COMMON 972463103 959 50,300 50,300 31,000 0 19,300 WINBOND ELCT 144A COMMON 972657100 441 35,100 35,100 35,100 0 0 WINBOND ELECTRS CORP COMMON 972657209 764 60,892 60,892 60,892 0 0 BOISE CASCADE CORP COMMON 97383103 3 100 100 100 0 0 WINN DIXIE STORES INC COMMON 974280109 749 26,400 26,400 26,400 0 0 WINNEBAGO INDS INC COMMON 974637100 4,880 275,700 275,700 270,000 0 5,700 WINSTAR COMMUNICATIONS I COMMON 975515107 34 15,606 15,606 14,108 0 1,498 WINSTAR COMM PFD 7% PREFERD 975515875 706 158,994 158,994 143,717 0 15,277 WOLVERINE WORLD WIDE INC COMMON 978097103 6,778 464,900 464,900 414,800 0 50,100 WORLD COLOR PRESS INC DE CONVERT 981443AA2 8,950 8,606,000 8,606,000 7,774,000 0 832,000 WORLDCOM INC GA NEW COM COMMON 98157D106 63,604 3,403,573 3,403,573 2,925,473 0 239,900 XO COMMUNICATIONS INC COMMON 983764101 14,514 2,073,490 2,073,490 1,909,290 0 164,200 XO COMMUNICATIONS 144A CONVERT 983764AA9 8,257 17,519,000 17,519,000 16,281,000 0 1,238,000 XCEL ENERGY INC COMMON 98389B100 2,767 91,900 91,900 59,800 0 32,100 XILINX INC COMMON 983919101 12,788 364,078 364,078 317,304 0 46,774 YAHOO INC COM COMMON 984332106 21 1,329 1,329 99 0 1,230
PORTVUE-SEC13F.LRP PAGE 42
RUN DATE: 05/14/01 12:43 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 03/31/01 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- -------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- -------------- ------------ ---------- --- --- --- --------- ------ --------- ZALE CORP NEW COM COMMON 988858106 322 11,100 11,100 3,000 0 8,100 TELEFONICA SA (NEW SHRS) COMMON 9982121 0 31,731 31,731 28,709 0 3,022 AMDOCS LTD ORD COMMON G02602103 39,142 817,159 817,159 692,014 120 125,025 CREDICORP LTD COMMON G2519Y108 505 62,300 62,300 62,300 0 0 EVEREST RE GROUP LTD COMMON G3223R108 14,914 224,200 224,200 182,400 0 41,800 GLOBAL CROSSING LTD COMMON G3921A100 723 53,600 53,600 53,600 0 0 GLOBAL CROSSING CV PFD PREFERD G3921A126 9,996 183,838 183,838 166,758 0 17,080 KNIGHTSBRIDGE TANKERS LT COMMON G5299G106 7,346 300,600 300,600 288,000 0 12,600 LATTICE GROUP ORD COMMON G5386Y101 1 265 265 265 0 0 MARVELL TECHNOLOGY GROUP COMMON G5876H105 2,076 172,111 172,111 129,371 0 42,740 OPENTV CORP COMMON G67543101 3,287 345,958 345,958 272,966 0 72,992 O2MICRO INTERNATIONAL LI COMMON G6797E106 869 147,900 147,900 124,700 0 23,200 PARTNERRE HLDGS LTD COM COMMON G6852T105 2 49 49 49 0 0 RENAISSANCE RE HLDGS LTD COMMON G7496G103 8,702 124,300 124,300 100,000 0 24,300 SALIX PHARMACEUTICALS IN COMMON G77770108 1,797 119,800 119,800 79,400 0 40,400 SANTA FE INTL CORP ORD COMMON G7805C108 58,919 1,812,886 1,812,886 1,649,521 292 163,073 HILFIGER TOMMY CORP COMMON G8915Z102 11,776 916,400 916,400 819,100 0 97,300 TRANSOCEAN SEDCO FOREX INC COMMON G90078109 59,940 1,382,706 1,382,706 1,280,945 218 101,543 VODAFONE GROUP PLC ORD NEW COMMON G93882101 0 7 7 7 0 0 XL CAPITAL LTD CL A COMMON G98255105 32,280 424,340 424,340 386,469 71 37,800 XOMA LTD COMMON G9825R107 6,086 844,900 844,900 609,600 0 235,300 UBS AG ADR SHS COMMON H8920G155 1 10 10 10 0 0 SBS BROADCASTING SA COMMON L8137F102 4,621 238,500 238,500 238,500 0 0 CHECK POINT SOFTWARE TECH LTOR COMMON M22465104 147,835 3,112,341 3,112,341 A 2,701,693 550 343,798 ESC MEDICAL SYS LTD COMMON M40868107 10,896 452,800 452,800 401,200 0 51,600 PRECISE SOFTWARE SOLUTIONS LCO COMMON M41450103 6,579 435,000 435,000 362,600 0 72,400 ORBOTECH LTD ORD COMMON M75253100 178 5,700 5,700 1,200 0 4,500 RADWARE LTD COMMON M81873107 2,979 263,300 263,300 263,300 0 0 TARO PHARMACEUTICAL INDS COMMON M8737E108 12,276 280,200 280,200 257,800 0 22,400 TTI TEAM TELECOM INTL LT COMMON M88258104 1,016 79,700 79,700 76,800 0 2,900 ASM LITHOGRAPHY HOLDING N V OR COMMON N07059111 105 4,850 4,850 4,850 0 0 QIAGEN NV ORD COMMON N72482107 6,734 327,512 327,512 316,345 180 10,987 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 24,403 1,058,722 1,058,722 778,206 796 279,720 ASE TEST LTD COMMON Y02516105 572 46,900 46,900 46,900 0 0 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 20,946 1,396,338 1,396,338 1,304,333 344 91,661 TEEKAY SHIPPING MARSHALL COMMON Y8564W103 28,380 666,200 666,200 627,900 0 38,300 TOTAL 25,499,360
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