-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eem6vzzphijrdeONfKsECu+JilMj85JMpwDmEiQVU5Amg2g3o+U33bBFDeLhqAsk 36zhF8MWAjziwQMMGx0Bfg== 0000912057-01-006014.txt : 20010223 0000912057-01-006014.hdr.sgml : 20010223 ACCESSION NUMBER: 0000912057-01-006014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS APPLEGATE CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0000914540 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04189 FILM NUMBER: 1547605 BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196872834 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STREET 2: 32ND FL CITY: SAN DIEGO STATE: CA ZIP: 92101 13F-HR 1 a2038744z13f-hr.txt 13F-HR
PORTVUE-SEC13F.LRP PAGE 1 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- LOEWEN GROUP INC COMMON 00 0 800 X 0 0 800 AAR CORP COMMON 000361105 466 36,900 X 36,900 0 0 A D C TELECOMMUNICATIONS COMMON 000886101 30,327 1,673,240 X 1,509,240 0 164,000 ACT MFG INC COMMON 000973107 7,716 489,900 X 372,200 0 117,700 AES TRUST VII PREFERD 00103V305 18,219 264,526 X 240,125 0 24,401 AFLAC INC COMMON 001055102 31,604 437,800 X 429,700 0 8,100 AGL RES INC COMMON 001204106 1,341 60,800 X 37,600 0 23,200 AES CORP COM COMMON 00130H105 100,929 1,822,639 X 1,524,523 3,060 166,456 AES CORP 4.500% 08/15/05 CONVERT 00130HAN5 90 43,000 X 0 0 43,000 KIDDE PLC COMMON 0015402 13,846 12,874,900 X 10,261,600 0 2,613,300 AMR CORP COMMON 001765106 1,999 51,000 X 32,900 0 18,100 AT&T CORP COMMON 001957109 1,023 59,300 X 37,000 0 22,300 AT&T CORP COMMON 001957208 1,446 106,624 X 77,224 0 29,400 AVT CORP COMMON 002420107 188 37,910 X 37,910 0 0 AVX CORP NEW COMMON 002444107 5,125 313,000 X 286,200 0 26,800 AXT INC COMMON 00246W103 12,078 365,300 X 274,500 0 90,800 ABBOTT LABS COMMON 002824100 28,095 580,035 X 174,200 1,035 404,800 ABERCROMBIE & FITCH CO COMMON 002896207 39,895 1,994,760 X 1,739,860 0 254,900 ABGENIX INC COM COMMON 00339B107 22,499 380,936 X 351,880 0 29,056 ACACIA RESH CORP COMMON 003881109 2,522 141,600 X 120,500 0 21,100 ACCOR S A SPONSORED ADR COMMON 00435F101 18,686 881,326 X 821,054 14,546 45,726 ACCREDO HEALTH INC COM COMMON 00437V104 939 18,700 X 4,000 0 14,700 ACLARA BIOSCIENCES INC COMMON 00461P106 1,037 95,400 X 95,400 0 0 SAFEWAY PLC COMMON 0049241 28,745 6,436,300 X 5,081,100 0 1,355,200 ACTIVISION INC NEW COMMON 004930202 3,373 223,000 X 194,900 0 28,100 ACTEL CORP COMMON 004934105 6,490 268,300 X 259,500 0 8,800 ACTERNA CORP COMMON 00503U105 7,902 585,300 X 464,100 0 121,200 ACTIVE POWER INC COMMON 00504W100 1,590 72,500 X 64,600 0 7,900 ACTRADE FINL TECHNOLOGIE COMMON 00507P102 5,516 250,000 X 229,400 0 20,600 ADAPTEC INC COMMON 00651F108 0 2 X 0 0 2 ADAPTEC INC CONVERT 00651FAC2 2,393 3,000,000 X 3,000,000 0 0 BAA ORD COMMON 0067340 38,837 4,207,300 X 3,635,800 0 571,500 BBA GROUP ORD COMMON 0067748 12,875 2,329,600 X 1,848,500 0 481,100 ADEPT TECHNOLOGY INC COMMON 006854103 6,603 455,400 X 340,500 0 114,900 ADMINISTAFF INC COMMON 007094105 6,618 243,300 X 146,500 0 96,800 ADOBE SYS INC COM COMMON 00724F101 74,811 1,285,685 X 354,092 1,677 929,916 ADVANCE PARADIGM INC COMMON 007491103 12,931 284,200 X 284,200 0 0 ADVANCED TECHNICAL PRODS COMMON 007548100 3,548 545,800 X 0 0 545,800 ADVANCED SWITCHING COMMU COMMON 00757V106 561 115,000 X 115,000 0 0 ADVO INC COMMON 007585102 20,315 457,800 X 436,300 0 21,500 AEROFLEX INC COMMON 007768104 23,757 824,100 X 592,500 0 231,600 BARCLAYS ORD COMMON 0078201 735 23,745 X 23,745 0 0 ADVANCED MICRO DEVICES I COMMON 007903107 2,941 212,900 X 206,100 0 6,800 AETNA U S HEALTHCARE INC COM COMMON 00817Y108 1 28 X 0 0 28
PORTVUE-SEC13F.LRP PAGE 2 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- AFFILIATED COMPUTER SERV COMMON 008190100 15,761 259,700 X 212,400 0 47,300 AFFYMETRIX INC OC-CAP STK COMMON 00826T108 387 5,201 X 4,189 0 1,012 AGILENT TECHNOLOGIES INC COM COMMON 00846U101 4 67 X 44 0 23 AGILE SOFTWARE CORP DEL COMMON 00846X105 31,140 630,690 X 561,190 0 69,500 AIR PRODS & CHEMS INC COMMON 009158106 37,347 910,900 X 910,900 0 0 AIRGATE PCS INC COMMON 009367103 3,397 95,700 X 68,800 0 26,900 AIRNET COMMUNICATIONS CO COMMON 00941P106 1,401 207,500 X 159,200 0 48,300 AKAMAI TECHNOLOGIES INC COM COMMON 00971T101 13 595 X 0 0 595 AKTIEBOLAGET ELECTROLUX COMMON 010198208 2 90 X 0 90 0 AKZO N V COMMON 010199305 153 2,879 X 0 575 2,304 ALAMOSA PCS HOLDINGS COMMON 011593100 3,362 420,200 X 346,600 0 73,600 ALBANY MOLECULAR RESH IN COMMON 012423109 43,168 700,500 X 554,100 0 146,400 ALBERTA ENERGY LTD COM COMMON 012873105 607 12,579 X 0 7,350 5,229 BRITISH AIRWAYS ORD COMMON 0129057 253 43,400 X 43,400 0 0 ALCAN ALUMINIUM LTD NEW COMMON 013716105 779 22,800 X 22,800 0 0 ALCOA INC COMMON 013817101 2,559 76,400 X 48,612 0 27,788 ALCATEL ALSTHOM SPONSORED ADR COMMON 013904305 1,094 19,555 X 13,800 2,902 2,853 BRITISH TELECOM ORD COMMON 0140843 1,535 179,684 X 179,684 0 0 BRITISH SKY BROADCASTING COMMON 0141192 1,433 85,600 X 85,600 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 18,267 281,300 X 164,500 0 116,800 CABLE & WIRELESS COMMON 0162557 236 17,500 X 17,500 0 0 ALL NIPPON AWYS LTD ADR SPONSO COMMON 016630303 311 45,518 X 0 24,821 20,697 CAPITA GROUP ORD GBP COMMON 0173474 22,719 3,042,100 X 2,413,700 0 628,400 ALLEGHENY ENERGY INC COMMON 017361106 7,214 149,700 X 133,900 0 15,800 CELLTECH GROUP PLC. COMMON 0182276 13,922 787,900 X 632,800 0 155,100 CRH PLC COMMON 0182704 974 52,319 X 52,319 0 0 ALLERGAN INC COM COMMON 018490102 160,120 1,653,914 X A 1,173,060 3,248 470,706 ALLERGAN INC CONVERT 018490AA0 711 1,020,000 X 304,000 0 716,000 ALLERGAN INC 144A CONVERT 018490AB8 19,531 28,002,000 X 26,029,000 0 1,973,000 ALLIANT CORP COMMON 018802108 494 15,490 X 15,490 0 0 ALLIANT TECHSYSTEMS INC COMMON 018804104 3,898 58,395 X 48,445 0 9,950 ALLMERICA FINL CORP COMMON 019754100 1,624 22,400 X 22,400 0 0 ALLSTATE CORP COMMON 020002101 1,028 23,600 X 15,100 0 8,500 ALPHA INDS INC COMMON 020753109 25,197 681,000 X 617,700 0 63,300 CGNU PLC COMMON 0216238 393 24,300 X 24,300 0 0 ALZA CORP DEL COMMON 022615108 131,310 3,089,628 X A 2,210,120 7,839 871,669 ALZA CORP 0% 07/28/2020 CONVERT 02261WAB5 21,524 30,748,000 X 27,799,000 0 2,949,000 AMBAC FINL GROUP INC COMMON 023139108 6,744 115,650 X 95,700 0 19,950 AMEREN CORP COMMON 023608102 5,284 114,100 X 114,100 0 0 AMERICA ONLINE INC DEL COMMON COMMON 02364J104 24,758 711,414 X 87,800 0 623,614 AMERICA ONLINE 0% 12/06/2019 CONVERT 02364JAC8 10,874 22,892,000 X 20,846,000 0 2,046,000 DIAGEO PLC COMMON 0237400 38,248 3,414,300 X 2,978,500 0 435,800 NATIONAL GRID ORD 11 COMMON 0242824 48,980 5,389,000 X 4,732,200 0 656,800 AMERICAN CAPITAL STRATEG COMMON 024937104 5,002 198,600 X 180,700 0 17,900
PORTVUE-SEC13F.LRP PAGE 3 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- AMERICAN EAGLE OUTFITTER COMMON 02553E106 84,764 2,006,260 X 1,772,960 0 233,300 AMERICAN EXPRESS CO COMMON 025816109 69,944 1,273,150 X 1,125,650 0 28,600 MATALAN PLC COMMON 0259426 22,592 2,160,800 X 1,714,100 0 446,700 AMERICAN FREIGHTWAYS COR COMMON 02629V108 6,417 229,700 X 144,300 0 85,400 BAE SYSTEMS PLC COMMON 0263494 35,186 6,166,798 X 5,397,726 0 769,072 AMERICAN GREETINGS CORP COMMON 026375105 501 53,100 X 53,100 0 0 OXFORD GLYCOSCIENCES PLC COMMON 0264732 950 42,100 X 42,100 0 0 AMERICAN HOME PRODS CORP COMMON 026609107 51,713 813,728 X 279,100 1,532 533,096 AMERICAN INTL GROUP INC COMMON 026874107 163,168 1,655,476 X A 1,490,656 0 91,320 BRITISH AMER TOBACCO PLC COMMON 0287580 29,706 3,901,500 X 3,411,300 0 490,200 AMERICAN STD COS INC DEL COMMON 029712106 2,027 41,100 X 41,100 0 0 AMERICAN TOWER CORP COMMON 029912201 11,177 295,100 X 286,400 0 8,700 AMERICAN TOWER 5.000% 02/15/10 CONVERT 029912AF9 16,274 17,810,000 X 16,058,000 0 1,752,000 AMERICAN SUPERCONDUCTOR COMMON 030111108 9,000 315,100 X 218,600 0 96,500 AMERICREDIT CORP COMMON 03060R101 19,059 699,400 X 581,200 0 118,200 AMERON INTL INC COMMON 030710107 391 10,510 X 10,510 0 0 AMERISOURCE HEALTH CORP COMMON 03071P102 31,441 622,600 X 529,500 0 93,100 AMERUS GROUP CO COMMON 03072M108 3,509 108,400 X 95,200 0 13,200 AMGEN INC COMMON 031162100 1,503 23,500 X 21,400 0 2,100 AMKOR TECHNOLOGY INC CONVERT 031652AH3 5,792 8,793,000 X 7,946,000 0 847,000 ENTERPRISE OIL COMMON 0318866 20,056 2,368,200 X 1,881,600 0 486,600 AMPHENOL CORP NEW COMMON 032095101 27,723 707,450 X 553,150 0 154,300 AMYLIN PHARMACEUTICALS I COMMON 032346108 2,018 256,200 X 207,600 0 48,600 AMVESCAP PLC ADR SPONSORED COMMON 03235E100 137 3,157 X 0 0 3,157 ANADARKO PETE CORP COMMON 032511107 62,064 873,154 X A 463,780 3,369 406,005 ANADARKO PETE CORP CONVERT 032511AP2 24,233 26,851,000 X 24,325,000 0 2,526,000 ANALOG DEVICES INC COMMON 032654105 54,930 1,073,100 X A 173,700 0 893,700 ANALOG DEVICES INC 144A CONVERT 032654AC9 1,780 2,028,000 X 2,028,000 0 0 ANAREN MICROWAVE INC COMMON 032744104 28,709 427,300 X 323,400 0 103,900 FKI COMMON 0329459 14,799 4,503,500 X 3,589,400 0 914,100 ANCHOR GAMING COMMON 033037102 22,226 569,900 X 461,000 0 108,900 ANDREW CORP COMMON 034425108 7,395 340,000 X 340,000 0 0 ANDRX GROUP COMMON 034553107 43,009 743,131 X A 612,080 3,266 125,585 ANGIOTECH PHARMACEUTICAL COMMON 034918102 2,889 62,800 X 54,400 0 8,400 ANHEUSER BUSCH COS INC COMMON 035229103 7,062 155,200 X 125,200 0 30,000 ANIXTER INTL INC COMMON 035290105 13,981 646,500 X 527,300 0 119,200 ANSOFT CORP COMMON 036384105 593 87,800 X 82,600 0 5,200 APACHE CORP COMMON 037411105 41,197 588,000 X 574,600 0 5,700 APRIA HEALTHCARE GROUP I COMMON 037933108 16,205 544,700 X 390,000 0 154,700 APPLERA CORPORATION APPLIED BI COMMON 038020103 114,252 1,214,633 X A 1,083,150 3,726 127,757 APPLERA CORP CELERA GENO COMMON 038020202 9,382 259,700 X 125,900 0 133,800 APPLIED FILMS CORP COMMON 038197109 5,690 278,400 X 195,900 0 82,500 APPLIED INDL TECHNOLOGIE COMMON 03820C105 1,719 83,600 X 81,300 0 2,300 APPLIED MICRO CIRCUITS CORP CD COMMON 03822W109 272,335 3,628,862 X A 2,753,271 5,637 869,954
PORTVUE-SEC13F.LRP PAGE 4 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- APPLIED SCIENCE & TECHNO COMMON 038236105 587 48,900 X 35,200 0 13,700 APPLIED MOLECULAR EVOLUT COMMON 03823E108 1,734 101,600 X 75,400 0 26,200 CMG PLC GBP COMMON 0384737 26,297 1,967,159 X 1,745,959 0 221,200 ARACRUZ CELULOSE S A COMMON 038496204 357 23,900 X 23,900 0 0 ARADIGM CORP COMMON 038505103 7,523 514,400 X 417,000 0 97,400 ARCHER DANIELS MIDLAND C COMMON 039483102 459 30,600 X 30,600 0 0 AREMISSOFT CORP DEL COMMON 040026106 18,657 437,050 X 362,200 0 74,850 ARGOSY GAMING CO COMMON 040228108 2,798 145,800 X 127,700 0 18,100 ARIAD PHARMACEUTICALS IN COMMON 04033A100 787 165,600 X 159,500 0 6,100 ARIBA INC COM COMMON 04033V104 59,276 1,105,350 X A 742,466 0 338,284 ARKANSAS BEST CORP DEL COMMON 040790107 7,042 384,540 X 286,540 0 98,000 ARQULE INC COMMON 04269E107 9,402 293,800 X 257,200 0 36,600 ARRAY BIOPHARMA INC COMMON 04269X105 2,909 325,500 X 256,700 0 68,800 ARROW ELECTRS INC COMMON 042735100 641 22,400 X 6,600 0 15,800 ART TECHNOLOGY GROUP INC OC-CO COMMON 04289L107 18,864 617,238 X 187,554 0 429,684 ASPECT COMMUNICATIONS INC COM COMMON 04523Q102 17 2,130 X 1,736 0 394 ASPEN TECHNOLOGY INC COMMON 045327103 32,528 978,300 X 789,600 0 188,700 ASSOCIATED BANC CORP COMMON 045487105 483 15,900 X 15,900 0 0 IMPERIAL CHEM INDS COMMON 0459497 19,004 2,304,900 X 1,837,400 0 467,500 ASTORIA FINL CORP COMMON 046265104 674 12,410 X 12,410 0 0 ASTRA ZENECA PLC ADR COMMON 046353108 428 8,302 X 0 5,325 2,977 ASTROPOWER INC COMMON 04644A101 8,710 277,600 X 220,900 0 56,700 ASYST TECHNOLOGY CORP COMMON 04648X107 1,090 81,100 X 0 0 81,100 IRISH LIFE & PERMANENT COMMON 0467865 22,684 1,835,300 X 1,453,600 0 381,700 SPIRENT PLC COMMON 0472609 18,042 1,980,179 X 1,610,425 0 369,754 JOHNSON MATTHEY COMMON 0476407 11,672 740,700 X 639,700 0 101,000 ATLANTIC COAST AIRLINES COMMON 048396105 13,485 329,900 X 248,900 0 81,000 ATLAS AIR INC COMMON 049164106 10,639 326,100 X 326,100 0 0 ATMEL CORP COMMON 049513104 14,514 1,248,500 X 27,700 0 1,220,800 ATWOOD OCEANICS INC COMMON 050095108 6,935 158,300 X 158,300 0 0 COOKSON GROUP COMMON 0508407 12,357 4,727,600 X 3,751,900 0 975,700 AURORA BIOSCIENCES CORP COMMON 051920106 2,236 71,130 X 69,030 0 2,100 LOGICA PLC COMMON 0522708 929 35,559 X 32,050 0 3,509 AUTOMATIC DATA PROCESSIN COMMON 053015103 3,198 50,506 X 0 0 50,506 AUTOMATIC DATA PROCESSIN CONVERT 053015AC7 23,438 14,205,000 X 12,807,000 0 1,398,000 AUTONATION COMMON 05329W102 0 65 X 0 0 65 AVANEX CORP COMMON 05348W109 34,581 580,590 X 533,090 0 47,500 AVAX TECHNOLOGIES INC COMMON 053495305 529 141,100 X 134,500 0 6,600 AVANTGO INC COMMON 05349M100 413 66,000 X 66,000 0 0 AVENTIS ADR SPONSORED COMMON 053561106 6 75 X 0 75 0 AVID TECHNOLOGY INC COMMON 05367P100 2,060 112,800 X 57,600 0 55,200 AVIRON COMMON 053762100 59,364 888,520 X 798,120 0 90,400 AVNET INC COMMON 053807103 572 26,600 X 26,600 0 0 AVOCENT CORP COMMON 053893103 4,259 157,725 X 139,475 0 18,250
PORTVUE-SEC13F.LRP PAGE 5 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- HSBC HOLDINGS PLC COMMON 0540528 6,038 410,418 X 356,718 0 53,700 AVON PRODUCTS INC COMMON 054303102 883 18,438 X 0 4,262 14,176 AXA SA SPONSORED ADR COMMON 054536107 123 1,712 X 0 1,712 0 AWARE INC MASS COMMON 05453N100 5,352 301,500 X 259,600 0 41,900 AZTAR CORP COMMON 054802103 5,271 407,400 X 370,400 0 37,000 BAA PLC ADR SPONSORED COMMON 05518L206 21,515 2,327,950 X 2,133,005 38,789 156,156 BAE SYS PLC SPONSORED ADR COMMON 05523R107 23,497 1,028,226 X 946,650 16,227 65,349 BASF AG ADR NEW COMMON 055262505 313 7,054 X 0 4,161 2,893 BEI TECHNOLOGIES INC COMMON 05538P104 9,248 795,500 X 630,100 0 165,400 BG PLC ADR FNL INSTLLM COMMON 055434203 345 16,946 X 0 9,284 7,662 BISYS GROUP INC COMMON 055472104 2,914 55,900 X 40,300 0 15,600 BJ SVCS CO COMMON 055482103 98,972 1,436,970 X A 1,150,570 0 286,400 BJS WHOLESALE CLUB INC COMMON 05548J106 5,768 150,300 X 149,200 0 1,100 BAKER HUGHES INC COMMON 057224107 58,259 1,401,723 X 1,258,880 7,900 134,943 CENTRICA PLC COMMON 0573438 64,581 16,677,759 X 14,534,729 0 2,143,030 UNILEVER PLC COMMON 0574873 279 32,600 X 32,600 0 0 BALLARD PWR SYS INC COM COMMON 05858H104 48,366 765,801 X 665,229 3,207 97,365 BSCH BANCO SANTANDER COMMON 05964H105 12 1,103 X 971 0 132 BANCWEST CORP NEW COMMON 059790105 1,871 71,600 X 71,600 0 0 BANK OF AMERICA CORP COMMON 060505104 1,986 43,300 X 27,600 0 15,700 BBH JAN 170 PUTS COMMON 060990207 257 26,400 X 26,400 0 0 INTERNATIONAL POWER PLC COMMON 0632016 10,287 2,743,800 X 2,177,700 0 566,100 BANK ONE CORP COMMON 06423A103 2,976 81,251 X 0 0 81,251 BANKNORTH GROUP INC NEW COMMON 06646R107 533 26,710 X 26,710 0 0 BARNES & NOBLE INC COMMON 067774109 466 17,600 X 17,600 0 0 BARR LABS INC COMMON 068306109 22,611 310,000 X 230,900 0 79,100 BARRA INC COMMON 068313105 13,815 293,150 X 263,900 0 29,250 BARRETT RES CORP COMMON 068480201 14,572 256,500 X 237,400 0 19,100 BASIN EXPL INC COMMON 070107107 8,843 346,800 X 266,600 0 80,200 BAXTER INTL INC COMMON 071813109 43,246 489,690 X A 442,200 0 45,190 VODAFONE AIRTOUCH PLC COMMON 0719210 78,604 21,436,117 X 19,174,317 0 2,261,800 RECKITT BENCKISER PLC COMMON 0727871 47,549 3,452,700 X 3,013,500 0 439,200 RENTOKIL INITIAL PLC COMMON 0732712 190 55,000 X 55,000 0 0 BE AEROSPACE INC COMMON 073302101 1,846 115,400 X 79,300 0 36,100 BEA SYS INC COM COMMON 073325102 168,480 2,502,933 X C 1,389,180 3,731 1,099,622 BEA SYSTEMS INC 4.000% 02/15/0 CONVERT 073325AD4 22,890 10,305,000 X 9,281,000 0 1,024,000 BRITISH ENERGY PLC COMMON 0738293 23,501 6,098,300 X 4,841,600 0 1,256,700 ROYAL BK SCOT GRP COMMON 0754783 46,646 1,974,038 X 1,714,868 0 259,170 BEAZER HOMES USA INC COMMON 07556Q105 702 17,540 X 17,540 0 0 BED BATH & BEYOND INC COM COMMON 075896100 1,198 53,535 X 4,744 8,124 40,667 SAINSBURY (J) COMMON 0767640 110 18,634 X 18,634 0 0 BELDEN INC COMMON 077459105 2,332 91,900 X 88,700 0 3,200 BELL MICROPRODUCTS INC COMMON 078137106 3,188 200,850 X 172,050 0 28,800 BP AMOCO PLC COMMON 0798059 30,348 3,762,592 X 3,407,992 0 354,600
PORTVUE-SEC13F.LRP PAGE 6 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- BELLSOUTH CORP COMMON 079860102 68,360 1,669,867 X A 1,357,967 0 303,700 SHELL TRNSPT&TRDG COMMON 0803414 30,013 3,660,104 X 3,202,249 0 457,855 CORUS GROUP ORD COMMON 0828053 39,146 37,174,700 X 32,289,000 0 4,885,700 DIMENSION DATA HLDGS COMMON 0843540 226 33,522 X 33,522 0 0 BEST BUY INC COMMON 086516101 23,792 804,800 X 801,500 0 3,300 BG GROUP PLC COMMON 0876289 40,304 10,299,160 X 9,039,900 0 1,259,260 MARCONI PLC COMMON 0877431 9,763 909,100 X 905,400 0 3,700 TESCO PLC COMMON 0884709 46,956 11,525,936 X 10,022,736 0 1,503,200 ENERGIS PLC COMMON 0889782 32,691 4,863,700 X 4,311,400 0 552,300 BINDVIEW DEV CORP COMMON 090327107 6,655 707,500 X 673,400 0 34,100 BIOGEN INC COMMON 090597105 26,306 437,970 X 381,870 0 56,100 BIOMARIN PHARMACEUTICAL COMMON 09061G101 172 17,800 X 17,800 0 0 BIOPURE CORP COMMON 09065H105 4,572 228,600 X 226,100 0 2,500 BIOSOURCE INTL INC COMMON 09066H104 1,495 97,600 X 71,300 0 26,300 BIOVAIL CORP COMMON 09067J109 38 986 X 826 0 160 BIOVAIL CORP PREFERD 09067J208 17,611 246,312 X 221,763 0 24,549 BLACK BOX CORP DEL COMMON 091826107 9,126 188,900 X 174,200 0 14,700 GLAXOSMITHKLINE PLC COMMON 0925288 6,970 246,883 X 246,883 0 0 EIDOS PLC COMMON 0934897 8,921 2,777,900 X 2,169,000 0 608,900 BLOCKBUSTER INC COMMON 093679108 460 54,900 X 54,900 0 0 BLUE WAVE SYS INC COMMON 096081104 110 25,400 X 18,600 0 6,800 BOEING CO COMMON 097023105 59,061 894,860 X 533,200 0 361,660 REGUS PLC COMMON 0974741 16,221 3,000,000 X 2,436,100 0 563,900 LATTICE GROUP PLC COMMON 0976640 35,519 15,748,460 X 13,776,300 0 1,972,160 BOMBARDIER INC COMMON 097751200 19,589 1,270,930 X 1,099,700 0 171,230 BOOKHAM TECHNOLOGY PLC ADR SPO COMMON 09856Q108 7 607 X 504 0 103 ASTRAZENECA GROUP PLC COMMON 0989529 2,949 58,500 X 58,500 0 0 BORON LEPORE & ASSOCS IN COMMON 10001P102 1,099 104,710 X 104,710 0 0 BOSTON COMMUNICATIONS GR COMMON 100582105 16,438 589,690 X 493,990 0 95,700 BOSTON PRIVATE FINL HLDG COMMON 101119105 1,791 90,100 X 69,500 0 20,600 AKTIEBOLAGET ELECTROLUX COMMON 10198208 2 80 X 80 0 0 AKZO N V COMMON 10199305 11,790 221,391 X 208,550 209 12,632 AFLAC INC COMMON 1055102 1,855 25,700 X 25,700 0 0 BRINKER INTL INC COMMON 109641100 12,768 302,200 X 294,200 0 8,000 BRISTOL MYERS SQUIBB CO COMMON 110122108 59,141 799,880 X A 268,400 0 527,780 BRITISH AWYS PLC ADR 2ND INST COMMON 110419306 4 67 X 0 0 67 BRITISH AMERN TOB PLC ADR SPON COMMON 110448107 11,954 756,006 X 693,270 10,939 51,797 BROADBASE SOFTWARE COMMON 11130R100 1,113 178,000 X 169,600 0 8,400 BROADCOM CORP COM COMMON 111320107 7,055 83,987 X 31,927 0 52,060 BROADVISION INC COM COMMON 111412102 847 71,710 X 239 0 71,471 BROCADE COMMUNICATIONS SYS ICO COMMON 111621108 246,750 2,687,553 X A 1,866,026 5,407 812,720 BROOKS AUTOMATION INC COMMON COMMON 11434A100 7,648 272,547 X 176,747 0 95,800 BROWN TOM INC COMMON 115660201 11,746 357,300 X 297,400 0 59,900 BRUSH ENGINEERED MATLS I COMMON 117421107 2,945 145,900 X 105,600 0 40,300
PORTVUE-SEC13F.LRP PAGE 7 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- BUSINESS OBJECTS ADR COMMON 12328X107 17,837 315,000 X 250,400 0 64,600 ALBANY MOLECULAR RESH INC COM COMMON 12423109 863 14,000 X 14,000 0 0 C&D TECHNOLOGIES INC COMMON 124661109 17,616 407,900 X 358,800 0 49,100 CBRL GROUP INC. COMMON 12489V106 4,263 234,400 X 33,300 0 201,100 CDW COMPUTER CTRS INC COM COMMON 125129106 30,198 1,083,350 X A 398,700 0 677,250 CIGNA CORP COMMON 125509109 344 2,600 X 2,600 0 0 CMGI INC COM COMMON 125750109 14 2,360 X 982 0 1,378 C-MAC INDS INC COM COMMON 125920108 10,747 242,172 X 191,252 0 50,920 CSG SYS INTL INC COM COMMON 126349109 10,293 219,300 X 72,700 0 146,600 CVS CORP COM COMMON 126650100 23,883 398,456 X 7,565 0 390,891 CV THERAPEUTICS INC COMMON 126667104 3,587 50,700 X 39,400 0 11,300 CABLEVISION SYS CORP CL A COMMON 12686C109 46,892 552,075 X 390,694 2,963 158,418 CABLE DESIGN TECHNOLOGIE COMMON 126924109 15,267 908,100 X 711,000 0 197,100 CACHEFLOW INC COM COMMON 126946102 8,281 485,351 X 369,137 0 116,214 CADBURY SCHWEPPES P L C ADR 10 COMMON 127209302 21,629 745,830 X 687,391 11,227 47,212 CADENCE DESIGNS SYS INC COM COMMON 127387108 8 290 X 0 0 290 CAL DIVE INTL INC COMMON 127914109 15,831 594,600 X 467,700 0 126,900 ALBERTA ENERGY LTD COM COMMON 12873105 22,652 469,488 X 442,729 441 26,318 CALIFORNIA PIZZA KITCHEN COMMON 13054D109 5,497 194,600 X 140,900 0 53,700 CALIPER TECHNOLOGIES COR COMMON 130876105 5,297 112,700 X 112,700 0 0 CALLAWAY GOLF CO COMMON 131193104 9,481 509,000 X 355,000 0 154,000 CALPINE CAP TRUST 5.75% 11/01/ CONVERT 131346207 110 690 X 0 0 690 CALPINE CORP COM COMMON 131347106 367,504 8,155,438 X C 5,384,175 10,349 2,754,614 CALPINE CAP TRUST II PREFERD 13134E309 28,478 304,575 X 276,199 0 28,376 CANADIAN PAC LTD NEW COM COMMON 135923100 10 335 X 0 0 335 ALCAN ALUMINIUM LTD COMMON 13716105 8 225 X 0 0 225 CANON INC ADR COMMON 138006309 72 2,131 X 0 2,114 17 ALCOA INC COM COMMON 13817101 75 2,258 X 1,304 0 954 ALCATEL ALSTHOM SPONSORED ADR COMMON 13904305 9,945 177,774 X 170,519 144 7,111 CAPITAL CITIES ABC INC COMMON 139859102 9 70 X 0 0 70 CAPITAL ONE FINL CORP COMMON 14040H105 86,988 1,321,753 X 991,324 4,885 325,544 CARDINAL HEALTH INC COM COMMON 14149Y108 75,684 759,690 X 204,726 1,239 553,725 CAREER EDUCATION CORP COMMON 141665109 9,333 238,550 X 199,900 0 38,650 CARRAMERICA RLTY CORP COMMON 144418100 443 14,160 X 14,160 0 0 CARREKER CORP COMMON 144433109 25,003 719,500 X 610,700 0 108,800 CATELLUS DEV CORP COM COMMON 149111106 12 704 X 505 0 199 CATERPILLAR INC DEL COMMON 149123101 2,754 58,200 X 41,000 0 17,200 CATO CORP NEW COMMON 149205106 492 35,770 X 35,770 0 0 CELERITEK INC COMMON 150926103 27,789 728,900 X 679,000 0 49,900 CELL THERAPEUTICS INC COMMON 150934107 23,189 514,600 X 430,000 0 84,600 CELESTICA INC SUB VTG SHS COMMON 15101Q108 24 450 X 428 0 22 CELESTICA INC 0% 08/01/20 CONVERT 15101QAA6 16,373 37,423,000 X 33,778,000 0 3,645,000 CELGENE CORP COM COMMON 151020104 15,353 472,400 X 51,700 0 420,700 CELLTECH GROUP PLC ADR SPONSOR COMMON 151158102 12,626 388,515 X 362,008 6,416 20,091
PORTVUE-SEC13F.LRP PAGE 8 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- CENDANT CORPORATION COMMON 151313103 1,216 126,284 X 79,300 0 46,984 CENTERPOINT PPTYS TR COMMON 151895109 371 7,850 X 7,850 0 0 CENTEX CORPORATION COMMON 152312104 56 1,494 X 1,434 0 60 CENTRAL GARDEN & PET CO COMMON 153527106 341 49,640 X 49,640 0 0 AK STEEL HOLDING CORP COMMON COMMON 1547108 1 78 X 34 0 44 CENTURYTEL INC COMMON 156700106 322 9,000 X 9,000 0 0 CEPHALON INC COMMON 156708109 981 15,500 X 3,900 0 11,600 CERNER CORP COMMON 156782104 18,990 410,600 X 301,800 0 108,800 CERUS CORP COMMON 157085101 5,328 70,800 X 68,200 0 2,600 CESKE RADIOKOMUNICACE A COMMON 157139106 5,464 161,900 X 161,900 0 0 CESKE RADIOKOMNIKCE REG COMMON 157139205 3,731 110,540 X 110,540 0 0 CHAMPIONSHIP AUTO RACING TEACO COMMON 158711101 443 21,100 X 4,700 0 16,400 CHARLES RIV LABS INTL IN COMMON 159864107 7,854 286,900 X 204,100 0 82,800 CHARTER COMMUNICATIONS INC DCL COMMON 16117M107 76,303 3,363,220 X 2,417,861 17,078 928,281 CHARTER COMM INC 144A CONVERT 16117MAA5 24,021 19,589,000 X 18,218,000 0 1,371,000 CHARTERED SEMICONDUCTOR MFG AD COMMON 16133R106 31 1,176 X 973 0 203 THE CHASE MANHATTEN CORPORATIO COMMON 16161A108 2,966 65,266 X 41 0 65,225 CHEESECAKE FACTORY INC COM COMMON 163072101 5,599 145,875 X 118,125 0 27,750 CHESAPEAKE ENERGY CORP COMMON 165167107 9,617 949,800 X 878,600 0 71,200 ALL NIPPON AWYS LTD ADR SPONSO COMMON 16630303 1,824 267,018 X 256,454 0 10,564 CHEUNG KONG HLDGS LTD ADR COMMON 166744201 13,920 1,088,457 X 992,329 15,415 80,713 CHEVRON CORPORATION COMMON 166751107 4,129 48,900 X 47,600 0 1,300 CHICOS FAS INC COMMON 168615102 17,473 837,050 X 649,700 0 187,350 CHIEFTAIN INTL INC COMMON 16867C101 1,638 59,300 X 35,300 0 24,000 CHINA MOBILE HONG KONG LTD ADR COMMON 16941M109 1,256 46,318 X 46,300 18 0 CHINA UNICOM LTD COMMON 16945R104 45,498 3,084,600 X 3,082,500 0 2,100 CHRISTOPHER & BANKS CORP COMMON 171046105 8,841 313,650 X 280,250 0 33,400 CHUBB CORP COMMON 171232101 40,497 468,198 X 180,941 1,400 285,857 CHURCH & DWIGHT INC COMMON 171340102 501 22,520 X 22,520 0 0 CIENA CORP COM COMMON 171779101 231,547 2,849,801 X A 2,259,143 4,067 505,891 CIMA LABS INC COMMON 171796105 7,326 112,600 X 80,900 0 31,700 CINCINNATI FINL CORP COM COMMON 172062101 756 19,097 X 19,097 0 0 CIPHERGEN BIOSYSTEMS INC COMMON 17252Y104 441 33,300 X 24,300 0 9,000 CIRCUIT CITY STORES INC COMMON 172737108 1 44 X 44 0 0 CIRRUS LOGIC INC COMMON 172755100 29,355 1,565,596 X 1,283,476 0 282,120 CISCO SYS INC COMMON 17275R102 290,062 7,583,280 X C 3,751,112 6,060 3,625,180 CITIGROUP INC. COMMON 172967101 353,640 6,925,604 X C 4,146,712 2,626 2,580,201 CITRIX SYS INC COM COMMON 177376100 40,980 1,821,355 X 1,681,717 0 139,638 CITY NATL CORP COMMON 178566105 9,819 253,000 X 238,000 0 15,000 CLARENT CORP DEL COM COMMON 180461105 9 823 X 796 0 27 ANC RENT CORP COM COMMON 1813104 0 8 X 0 0 8 CLEAR CHANNEL COMMUNICATIONSCO COMMON 184502102 86 1,781 X 1,675 0 106 CLEAR CHANNEL COMMUNICAT CONVERT 184502AB8 4,015 3,970,000 X 3,528,000 0 442,000 CLEAR CHANNEL CONVERT 184502AE2 10,548 11,704,000 X 10,677,000 0 1,027,000
PORTVUE-SEC13F.LRP PAGE 9 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- ALLERGAN INC COM COMMON 18490102 74,088 765,268 X 553,225 493 211,550 CLICK COMMERCE INC COMMON 18681D109 3,386 162,200 X 116,700 0 45,500 CLICK2LEARN COM INC COMMON 18681S106 4,124 423,000 X 305,100 0 117,900 COASTAL CORP COMMON 190441105 17 188 X 188 0 0 COASTAL CORP CV PFD 6.625% INC PREFERD 190441865 25,054 515,252 X 466,250 0 49,002 COCA COLA CO COMMON 191216100 3,823 62,742 X 0 0 62,742 COCA COLA ENTERPRISES INC COMMON 191219104 15 810 X 0 0 810 COCA-COLA FEMSA S A DE C COMMON 191241108 33,302 1,488,350 X 1,488,350 0 0 COGNIZANT TECHNOLOGY SOL COMMON 192446102 3,397 93,550 X 73,200 0 20,350 COGNOS INC COMMON COMMON 19244C109 14 718 X 658 0 60 COLDWATER CREEK INC COMMON 193068103 6,862 220,900 X 158,500 0 62,400 COLE KENNETH PRODTNS INC CL A COMMON 193294105 17,892 444,500 X 280,600 0 163,900 COLGATE PALMOLIVE CO COMMON 194162103 41,791 647,419 X 172,649 0 474,770 COLONIAL BANCGROUP INC COMMON 195493309 311 28,940 X 28,940 0 0 AT & T CORP. COMMON 1957109 8 445 X 445 0 0 LIBERTY MEDIA GROUP COMMON 1957208 530 39,109 X 38,184 626 299 COLONIAL PPTYS TR COMMON 195872106 319 12,230 X 12,230 0 0 COLUMBIA SPORTSWEAR CO COMMON 198516106 13,681 275,000 X 199,600 0 75,400 AMERICAN EAGLE OUTFITTERS INC. COMMON 2.55E+109 4 96 X 96 0 0 EDWARDS LIFESCIENCES CORP COM COMMON 2.82E+112 4 240 X 240 0 0 ALLSTATE CORP COMMON 20002101 2 43 X 43 0 0 COMCAST CORPORATION CLASS A COMMON 200300101 41 1,000 X 0 0 1,000 COMCAST CORP CL A SPL COMMON 200300200 44,024 1,054,486 X 409,745 2,654 642,087 COMDISCO INC COMMON 200336105 7,215 630,800 X 627,000 0 3,800 COMERICA INC COMMON 200340107 23,786 400,600 X 381,500 0 19,100 COMMERCE BANCSHARES INC COMMON 200525103 3,258 76,650 X 76,650 0 0 COMMERCE ONE INC DEL COM COMMON 200693109 6 234 X 128 0 106 AIMGLOBAL TECHNOLOGIES COMMON 2011077 557 126,800 X 125,500 0 1,300 ALBERTA ENERGY CO LTD COMMON 2012456 40,169 840,300 X 713,000 0 127,300 ANDERSON EXPLORATION LTD COMMON 2032421 71,255 3,143,160 X 2,635,000 0 508,160 COMMSCOPE INC COM COMMON 203372107 8,356 504,561 X 504,350 0 211 COMMUNITY BK SYS INC COMMON 203607106 416 16,810 X 16,810 0 0 COMMUNITY HEALTH SYS INC COMMON 203668108 26,487 756,760 X 659,660 0 97,100 COMPANHIA BRASILEIRA DE COMMON 20440T201 441 12,090 X 12,090 0 0 COMPAQ COMPUTER CORP COMMON 204493100 4 270 X 0 0 270 COMPUTER NETWORK TECH CORP COM COMMON 204925101 337 11,700 X 2,500 0 9,200 COMPUTER SCIENCES CORP COMMON 205363104 14 235 X 235 0 0 COMPUWARE CORP COMMON 205638109 32 5,150 X 1,750 0 3,400 COMSTOCK RES INC COMMON 205768203 17,057 1,156,400 X 964,100 0 192,300 COMVERSE TECHNOLOGY INC COMMON 205862402 191,437 1,762,365 X A 1,467,609 3,563 291,193 COMVERSE TECHNOLOGY INC 4.500% CONVERT 205862AG0 1,044 199,000 X 21,000 0 178,000 COMVERSE TECHNOLOGY INC CONVERT 205862AH8 35,056 30,717,000 X 28,578,000 0 2,139,000 CONCORD CAMERA CORP COMMON 206156101 24,560 1,488,500 X 1,306,000 0 182,500 CONCORD EFS INC COMMON 206197105 53,313 1,213,409 X 857,957 5,935 349,517
PORTVUE-SEC13F.LRP PAGE 10 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- CONCURRENT COMPUTER CORP COMMON 206710204 1,602 298,000 X 256,100 0 41,900 CONECTIV INC COMMON 206829103 479 23,900 X 23,900 0 0 TALISMAN ENERGY INC(CAD) COMMON 2068299 426 11,500 X 11,500 0 0 CONEXANT SYS INC COM COMMON 207142100 40 2,607 X 1,697 0 910 CONOCO INC CL A COMMON 208251306 5 184 X 0 0 184 CONOCO INC CL B COMMON 208251405 5,538 191,384 X 57,034 0 134,350 CONRAIL INC COMMON 208368100 12 100 X 0 0 100 CONSECO INC COMMON 208464107 4 332 X 0 0 332 CONSOL ENERGY INC COMMON 20854P109 11,957 428,000 X 388,300 0 39,700 BCE INC COMMON 2089933 343 11,915 X 11,915 0 0 BIOVAIL CORP COMMON 2098199 1,369 35,200 X 35,200 0 0 CONSOLIDATED STORES CORP COMMON 210149100 12 1,104 X 379 0 725 CONSTELLATION BRANDS INC COMMON 21036P108 14,752 251,100 X 228,800 0 22,300 CONSTELLATION ENERGY COR COMMON 210371100 2,339 51,900 X 51,900 0 0 CONTINENTAL AIRLS INC COMMON 210795308 30 588 X 496 0 92 CONVERA CORP COMMON 211919105 3,451 194,400 X 135,100 0 59,300 CONVERGYS CORP COM COMMON 212485106 4,372 96,489 X 76,807 0 19,682 WAL MART DE MEXICO SA DE COMMON 2135212 17,735 8,922,000 X 8,922,000 0 0 DESCARTES SYS GROUP INC COMMON 2141941 4,096 173,300 X 134,400 0 38,900 C-MAC INDUSTRIES INC COMMON 2158877 4,314 96,700 X 92,500 0 4,200 CAE INC COMMON 2162760 12,020 739,900 X 585,700 0 154,200 COOKSON GROUP PLC - SPON ADR COMMON 216379107 9,768 742,212 X 690,609 12,006 39,597 COOPER CAMERON CORP COM COMMON 216640102 659 9,980 X 9,944 0 36 COOPER COS INC COMMON 216648402 5,100 127,900 X 0 0 127,900 COORS ADOLPH COMPANY COMMON 217016104 3,582 44,597 X 32,151 0 12,446 COR THERAPEUTICS INC COMMON 217753102 52,304 1,486,430 X 1,376,380 0 110,050 CARSO TELECOM COMMON 2178336 21,113 11,025,000 X 11,025,000 0 0 CERTICOM CORP COMMON 2188476 15,134 757,700 X 622,200 0 135,500 CORINTHIAN COLLEGES INC COM COMMON 218868107 22,743 599,500 X 493,800 0 105,700 CORNING INC COM COMMON 219350105 180,808 3,423,564 X C 1,970,010 1,664 1,338,357 CORNING INC CONVERT 219350AJ4 20,501 28,473,000 X 25,799,000 0 2,674,000 WALMART DE MEXICO SA COMMON 2196208 6,915 3,754,000 X 3,754,000 0 0 CORPORATE EXECUTIVE BRD COMMON 21988R102 11,043 277,700 X 214,700 0 63,000 CAEMI MINERACAO METAL PF COMMON 2201953 425 3,600,000 X 3,600,000 0 0 COGNOS INC COMMON 2208307 1,191 63,900 X 63,900 0 0 CORUS BANKSHARES INC COMMON 220873103 1,277 25,800 X 23,300 0 2,500 CORUS GROUP COMMON 22087M101 2 200 X 0 0 200 CORVAS INTL INC COMMON 221005101 3,163 220,000 X 207,100 0 12,900 CORVIS CORP COM COMMON 221009103 147 6,177 X 5,976 102 99 COSTCO WHOLESALE CORP COMMON 22160K105 72 1,824 X 1,125 0 699 COUNTRYWIDE CREDIT INDS COMMON 222372104 338 6,720 X 6,500 0 220 CORP INTER AM ENTERTAIN COMMON 2224347 50,286 12,232,154 X 11,654,608 0 577,546 COVAD COMMUNICATIONS GRO COMMON 222814204 1,656 1,000,000 X 716,700 0 283,300 COVENTRY HEALTH CARE INC COMMON 222862104 13,835 518,400 X 293,050 0 225,350
PORTVUE-SEC13F.LRP PAGE 11 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- COX COMMUNICATIONS INC NEW CL COMMON 224044107 5 115 X 115 0 0 CREDENCE SYS CORP COMMON 225302108 20,925 909,800 X 749,800 0 160,000 CREO PRODS INC COMMON 225606102 1,065 52,600 X 38,900 0 13,700 ALZA CORP COMMON 22615108 61,226 1,440,583 X 1,049,999 920 389,664 CELESTICA INC COMMON 2263362 495 9,180 X 9,180 0 0 CRITICAL PATH INC COMMON 22674V100 5,517 179,400 X 177,100 0 2,300 CROSS TIMBERS OIL CO COMMON 227573102 30,669 1,105,200 X 928,200 0 177,000 CROSSMANN CMNTYS INC COMMON 22764E109 380 18,100 X 18,100 0 0 CROWN CASTLE INTL CORP COMMON 228227104 69,538 2,569,510 X A 2,270,510 0 299,000 CUBIST PHARMACEUTICALS I COMMON 229678107 11,588 399,600 X 322,500 0 77,100 CUMMINS ENGINE INC COMMON 231021106 2 47 X 47 0 0 CURAGEN CORP COM COMMON 23126R101 16,190 592,800 X 446,300 0 146,500 AMAZON COM INC COM COMMON 23135106 8 500 X 0 0 500 CUTTER & BUCK INC COMMON 232217109 2,459 322,550 X 271,950 0 50,600 CYBEAR GROUP COMMON 23243C102 0 288 X 244 0 44 CANADIAN HUNTER EXP LTD COMMON 2324418 16,183 591,400 X 468,100 0 123,300 CYBEROPTICS CORP COMMON 232517102 5,395 318,550 X 264,850 0 53,700 CYMER INC COMMON 232572107 21,480 834,700 X 713,600 0 121,100 CYMER INC CONVERT 232572AC1 12,830 13,852,000 X 12,785,000 0 1,067,000 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 13,145 667,714 X 667,161 0 553 CYPRESS SEMICONDUCTOR CORP 4.0 CONVERT 232806AE9 10,594 13,560,000 X 12,212,000 0 1,348,000 CYTYC CORP COMMON 232946103 2,740 43,800 X 43,800 0 0 DDI CORP COM COMMON 233162106 13,034 478,300 X 357,100 0 121,200 DMC STRATEX NETWORKS INC COM COMMON 23322L106 7,101 473,300 X 438,600 0 34,700 DST SYS INC DEL COMMON 233326107 2,874 42,900 X 39,800 0 3,100 DSP GROUP INC COMMON 23332B106 19,960 948,350 X 796,800 0 151,550 DANAHER CORP SHS BEN INT COMMON 235851102 5 73 X 0 0 73 AMEREN CORP COM COMMON 23608102 7 145 X 0 0 145 DANKA BUSINESS SYS PLC SPONSOR COMMON 236277109 0 909 X 479 0 430 DARDEN RESTAURANTS INC. COMMON 237194105 4,172 182,407 X 167,700 0 14,707 DATUM INC COMMON 238208102 1,020 46,100 X 35,800 0 10,300 DAVITA INC COMMON 23918K108 7,158 418,000 X 346,500 0 71,500 GRUPO FINANCIERO BANCOME COMMON 2402875 162 293,000 X 293,000 0 0 DEAN FOODS CO COM COMMON 242361103 59 1,931 X 818 0 1,113 CROWN CASTLE DECS TR V PREFERD 24366F203 16,992 644,244 X 578,990 0 65,254 METROMEDIA DEC TRST VI 6.25% 1 PREFERD 24366Q209 2,551 111,533 X 99,670 0 11,863 DEERE & CO. COMMON 244199105 1,951 42,590 X 27,290 0 15,300 AXA FINANCIAL COMMON 2451102 56 1,000 X 1,000 0 0 BANCO ITAU SA COMMON 2459581 17,662 186,170,000 X 1 86,170,000 0 0 DELL COMPUTER CORP COMMON 247025109 357 20,504 X 19,494 250 760 DELPHI AUTOMOTIVE SYS CO COMMON 247126105 368 32,700 X 32,700 0 0 DELPHI FINL GROUP INC COMMON 247131105 890 23,118 X 23,118 0 0 DELTA & PINE LD CO COMMON 247357106 454 21,700 X 21,700 0 0 DELTA AIRLINES INC COMMON 247361108 3,765 75,020 X 55,920 0 19,100
PORTVUE-SEC13F.LRP PAGE 12 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- DELTAGEN INC COMMON 24783R103 3,068 293,900 X 261,500 0 32,400 DELTEK SYS INC COMMON 24785A108 135 31,690 X 31,690 0 0 DENDREON CORP COMMON 24823Q107 2,172 144,800 X 106,300 0 38,500 DENTSPLY INTL INC NEW COMMON 249030107 1,565 40,000 X 34,900 0 5,100 KOOKMIN BK GDR REG S COMMON 2496373 256 20,400 X 20,400 0 0 DESCARTES SYS GROUP INC COM COMMON 249906108 8,531 355,455 X 300,514 0 54,941 DESCARTES SYS GP (LEGEND COMMON 249990102 2,309 97,700 X 80,000 0 17,700 LUFTHANSA-SPONS ADR COMMON 251561304 25,210 974,570 X 900,317 16,498 57,755 DEVON ENERGY CORP NEW COMMON 25179M103 1,884 30,900 X 19,700 0 11,200 DEVON ENERGY CORP NEW CONVERT 25179MAA1 10,549 11,032,000 X 9,978,000 0 1,054,000 DIAGEO PLC SPONSORED ADR COMMON 25243Q205 22,455 506,024 X 463,873 7,787 34,364 DIAGNOSTIC PRODS CORP COMMON 252450101 1,071 19,600 X 19,600 0 0 DIAL CORP NEW COM COMMON 25247D101 3 269 X 0 0 269 DIAMOND OFFSHORE DRILLIN COMMON 25271C102 39,464 986,610 X 895,410 0 91,200 DIAMOND OFFSHORE DRILLIN CONVERT 25271CAA0 16,540 15,020,000 X 13,536,000 0 1,484,000 DIAMONDCLUSTER INTL INC COMMON 25278P106 10,111 331,500 X 306,200 0 25,300 DIGEX INC DEL CL A COMMON 253756100 18 796 X 612 0 184 DIGIMARC CORP COMMON 253807101 1,077 65,300 X 46,200 0 19,100 DIGITAL LIGHTWAVE INC COM COMMON 253855100 18,419 581,284 X 472,834 0 108,450 INDUSTRIAL ALLIANCE LIFE COMMON 2543688 13,746 507,900 X 401,200 0 106,700 DISNEY WALT PRODTNS COMMON 254687106 123,437 4,265,596 X C 2,220,796 0 2,036,900 DIRECT FOCUS INC COMMON 254931108 5,927 176,600 X 83,200 0 93,400 DITECH COMMUNICATIONS CO COMMON 25500M103 4,729 294,400 X 207,200 0 87,200 DOCENT INC COMMON 25608L106 1,750 200,000 X 75,000 0 125,000 DOCUMENTUM INC COMMON 256159104 50,328 1,012,900 X 866,000 0 146,900 SUN LIFE FINANCIAL SVSC COMMON 2566124 1,212 45,501 X 45,501 0 0 DOLLAR GEN CORP COMMON 256669102 23 1,180 X 202 0 978 DOLLAR TREE STORES INC COM COMMON 256747106 890 36,314 X 35,842 0 472 DONCASTERS PLC ADR SPONSORED COMMON 257692103 4,250 212,506 X 169,443 2,121 40,942 DORAL FINL CORP COMMON 25811P100 5,072 209,700 X 191,700 0 18,000 NORTEL NETWORKS CORP COMMON 2583877 3,385 105,360 X 105,360 0 0 DOVER CORP COMMON 260003108 72,123 1,778,080 X A 661,700 0 1,103,980 DOW CHEM CO COMMON 260543103 1,937 52,900 X 33,700 0 19,200 DOW JONES & CO INC COMMON 260561105 2,135 37,700 X 27,000 0 10,700 DOWNEY FINL CORP COM COMMON 261018105 11,199 203,600 X 127,000 0 76,600 DRESDNER BK A G ADR SPONSORED COMMON 261561302 16 376 X 329 0 47 DRESS BARN INC COMMON 261570105 2,100 72,400 X 47,000 0 25,400 DREXLER TECHNOLOGY CORP COMMON 261876106 720 52,100 X 37,000 0 15,100 PIVOTAL CORP COMMON 2622899 6,538 198,400 X 166,000 0 32,400 DUKE PWR CO COMMON 264399106 2,829 33,190 X 0 0 33,190 AMERICAN HOME PRODS CORP COMMON 26609107 47,890 753,582 X 446,382 1,917 305,283 GRUPO FINANCIERO BANAMEX COMMON 2674339 52,566 31,967,400 X 31,967,400 0 0 DYAX CORP COMMON 26746E103 5,341 251,900 X 208,400 0 43,500 DYCOM INDS INC COM COMMON 267475101 30,658 853,090 X 713,615 0 139,475
PORTVUE-SEC13F.LRP PAGE 13 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- PENN WEST PETROLEUM LTD COMMON 2680165 5,640 226,500 X 179,800 0 46,700 DYNEGY INC NEW CL A COMMON 26816Q101 229,422 4,092,243 X A 3,146,618 3,374 932,451 ECI TELECOM LTD COMMON 268258100 3 190 X 0 0 190 EDP-ELECTRICIDADE DE PORTUGAAD COMMON 268353109 16,013 472,727 X 429,465 12,508 30,754 PETRO CANADA COMMON 2684316 30,347 1,194,800 X 940,100 0 254,700 E M C CORP MASS COMMON 268648102 262,051 3,940,617 X C 1,673,336 3,009 2,157,572 AMERICAN INTL GROUP INC COMMON 26874107 311 3,151 X 868 0 2,283 ENSCO INTL INC COM COMMON 26874Q100 109,788 3,223,122 X A 2,238,235 3,642 981,245 ENI S P A SPONSORED ADR COMMON 26874R108 11 165 X 165 0 0 EOG RESOURCES INC. COMMON 26875P101 97,331 1,781,798 X 1,274,776 8,896 498,126 EOP OPER LTD PARTNERSHIP CONVERT 268766BP6 18,178 17,271,000 X 15,991,000 0 1,280,000 EOP OPER LTD PARTNERSHIP CONVERT 268766BR2 701 666,000 X 231,000 0 435,000 E ON AG ADR SPONSORED COMMON 268780103 25,414 420,930 X 387,978 6,823 26,129 EPIX MEDICAL INC COMMON 26881Q101 306 36,500 X 36,500 0 0 E PIPHANY INC COM COMMON 26881V100 3,039 56,350 X 47,800 0 8,550 EVI INC PREFERD 268939402 17,867 359,132 X 325,417 0 33,715 E TRADE GROUP INC COM COMMON 269246104 0 1 X 1 0 0 RELIANCE INDS GDR REG S COMMON 2730598 10,657 648,800 X 648,800 0 0 EAST WEST BANCORP INC COMMON 27579R104 1,110 44,500 X 44,500 0 0 EASTMAN CHEM CO COM COMMON 277432100 5 110 X 0 0 110 EATON CORP COMMON 278058102 10 135 X 0 0 135 ECHOSTAR COMMUNICATIONS COMMON 278762109 14,525 638,452 X 114,255 0 524,197 ECHOSTAR COMMUNICATIONS CONVERT 278762AD1 12,348 16,036,000 X 14,452,000 0 1,584,000 ECOLAB INC COM COMMON 278865100 1,441 33,360 X 60 0 33,300 EDEN BIOSCIENCE CORP COMMON 279445100 1,530 51,100 X 37,200 0 13,900 EDISON INTL COMMON 281020107 325 20,800 X 20,800 0 0 EDWARDS AG INC COMMON 281760108 1,067 22,500 X 14,300 0 8,200 EFFICIENT NETWORKS INC COM COMMON 282056100 9,201 645,734 X 616,616 0 29,118 ABBOTT LABS COMMON 2824100 29,009 598,885 X 364,510 1,232 233,143 EL PASO ELEC CO COMMON 283677854 2,599 196,900 X 156,500 0 40,400 EL PASO ENERGY CORP DEL COMMON 283905107 2,748 38,370 X 0 0 38,370 ELAN FINANCE 0% COUPON 12/14/1 CONVERT 284129AC7 21,797 29,554,000 X 26,672,000 0 2,882,000 ELAN PLC ADR COMMON 284131208 56,225 1,201,075 X 1,079,694 1,815 119,566 ELANTEC SEMICONDUCTOR INC COM COMMON 284155108 5,000 180,200 X 155,900 0 24,300 ELECTRO SCIENTIFIC INDS COMMON 285229100 12,373 441,900 X 283,600 0 158,300 ELECTRONIC ARTS INC COMMON 285512109 27,638 648,390 X 564,590 0 83,800 AMERICAN NATL INSURANCE COMMON 28591105 4 55 X 0 0 55 ELECTRONICS FOR IMAGING INC CO COMMON 286082102 4 272 X 211 0 61 TESCO CORP COMMON 2884310 8,417 815,600 X 653,800 0 161,800 THOMSON CORP COMMON 2889371 588 15,375 X 15,375 0 0 ABERCROMBIE & FITCH CO CL A COMMON 2896207 352 17,602 X 4,298 0 13,304 AMERICAN PWR CONVERSION CORP COMMON 29066107 1 82 X 76 0 6 EMBARCADERO TECHNOLOGIES COMMON 290787100 7,398 164,400 X 121,400 0 43,000 EMBREX INC COM COMMON 290817105 349 22,700 X 4,800 0 17,900
PORTVUE-SEC13F.LRP PAGE 14 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- EMBRATEL PARTICIPACOES S COMMON 29081N100 60,163 3,835,100 X 3,691,300 0 143,800 EMCORE CORP COMMON 290846104 2,961 63,000 X 1,600 0 61,400 EMCOR GROUP INC COMMON 29084Q100 3,910 153,350 X 132,150 0 21,200 EMERSON ELEC CO COMMON 291011104 2 20 X 20 0 0 EMISPHERE TECHNOLOGIES I COMMON 291345106 573 22,900 X 14,400 0 8,500 EMULEX CORP COMMON 292475209 82,722 1,034,818 X A 842,330 0 192,488 ENDESA S A SPONSORED ADR COMMON 29258N107 2 139 X 0 0 139 ENDOCARE INC COMMON 29264P104 2,641 207,100 X 139,000 0 68,100 ENERGEN CORP COMMON 29265N108 2,829 87,880 X 87,880 0 0 ENERGY EAST CORP COMMON 29266M109 1,414 71,800 X 46,400 0 25,400 ENGELHARD CORP COMMON 292845104 2,393 117,470 X 117,470 0 0 ENGINEERED SUPPORT SYS I COMMON 292866100 5,751 264,400 X 215,400 0 49,000 ENHANCE FINL SVCS GROUP COMMON 293310108 299 19,360 X 19,360 0 0 ENRON CORP COMMON 293561106 96,585 1,161,925 X 1,030,908 76 20,041 ENZON INC COM COMMON 293904108 83,583 1,346,760 X 1,165,960 0 180,800 EQUITABLE RES INC COMMON 294549100 21,527 322,500 X 302,500 0 20,000 ERICSSON L M TEL CO ADR CL B S COMMON 294821400 105 9,413 X 816 8,208 389 WESTON (GEORGE) LIMITED COMMON 2956662 326 5,825 X 5,825 0 0 ESCO TECHNOLOGIES INC COMMON 296315104 1,812 87,600 X 80,100 0 7,500 ESPEED INC CL A COMMON 296643109 272 17,302 X 3,649 0 13,653 ESTERLINE TECHNOLOGIES C COMMON 297425100 5,246 199,830 X 199,830 0 0 ETHAN ALLEN INTERIORS INC COMMON 297602104 956 28,545 X 0 0 28,545 AMERICAN TOWER CORP CL A COMMON 29912201 83 2,197 X 1,918 0 279 EVERGREEN RES INC COMMON 299900308 9,822 254,300 X 180,100 0 74,200 AMVESCAP PLC ADR SPONSORED COMMON 3.24E+103 48 1,100 X 426 0 674 EXAR CORP COMMON 300645108 39,905 1,287,900 X 1,094,000 0 193,900 EXE TECHNOLOGIES INC COMMON 301504106 3,998 307,500 X 233,800 0 73,700 EXELON CORP COMMON 30161N101 3,589 51,116 X 21,302 51 29,763 EXTENDED SYSTEMS INC COMMON 301973103 1,926 164,800 X 163,500 0 1,300 EXODUS COMMUNICATIONS INC COM COMMON 302088109 1,574 78,688 X 78,314 0 374 EXODUS COMMUNICATIONS IN CONVERT 302088AJ8 10,284 13,509,000 X 12,212,000 0 1,297,000 EXPEDITORS INTL WASH INC COMMON 302130109 9,621 179,200 X 130,600 0 48,600 EXTENDED STAY AMER INC COMMON 30224P101 1,759 136,900 X 131,800 0 5,100 EXTREME NETWORKS INC COM COMMON 30226D106 41,840 1,069,419 X 849,306 3,546 216,567 EXXON MOBIL CORP COMMON 30231G102 75,613 869,740 X A 720,565 0 145,275 FMC CORP COM NEW COMMON 302491303 2,192 30,585 X 30,500 0 85 FNB CORP PA COMMON 302520101 421 20,036 X 20,036 0 0 FPL GROUP INC COMMON 302571104 6,182 86,156 X 22,600 0 63,556 FSI INTL INC COMMON 302633102 1,881 224,600 X 52,300 0 172,300 F Y I INC COMMON 302712104 3,946 107,020 X 14,520 0 92,500 FACTORY 2-U INC COMMON 303072102 11,448 345,600 X 291,200 0 54,400 FAIRCHILD SEMICONDUCTOR COMMON 303726103 2,781 192,600 X 164,200 0 28,400 ITC LTD EQTY LINKED NT COMMON 306990102 5,029 261,800 X 261,800 0 0 FAMILY DLR STORES INC COMMON 307000109 194 9,048 X 4,816 0 4,232
PORTVUE-SEC13F.LRP PAGE 15 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- INFOSYS EQTY LINKED NOTE COMMON 310990106 329 2,700 X 2,700 0 0 AMGEN INC COMMON 31162100 2,917 45,623 X 41,987 107 3,529 FEDERAL HOME LN MTG CORP COMMON 313400301 65,365 949,033 X 841,401 0 17,132 FEDERAL MOGUL CORP COM COMMON 313549107 1 480 X 290 0 190 FEDERAL NATL MTG ASSN COMMON 313586109 2,279 26,266 X 16,721 0 9,545 FEDERATED DEPT STORES IN COMMON 31410H101 6,430 183,700 X 62,800 0 120,900 FEDERATED INVS INC PA COMMON 314211103 7,674 263,500 X 263,500 0 0 FEDEX CORP COMMON 31428X106 2 40 X 40 0 0 FIDELITY NATL FINL INC COMMON 316326107 11,853 320,900 X 223,800 0 97,100 FINISAR COMMON 31787A101 34,914 1,203,940 X 1,062,540 0 141,400 FIRST AMERN CORP CALIF COMMON 318522307 11,759 357,700 X 234,000 0 123,700 FIRST FIN DATA CORP COMMON 319963104 26,212 497,500 X 15,100 0 482,400 FIRST ESSEX BANCORP INC COMMON 320103104 268 13,340 X 13,340 0 0 FIRST HORIZON PHARMACEUT COMMON 32051K106 6,132 199,400 X 141,100 0 58,300 AMPHENOL CORP NEW CL A COMMON 32095101 27 700 X 700 0 0 FIRST HEALTH GROUP CORP COMMON 320960107 16,620 356,929 X 351,916 0 5,013 AMSOUTH BANCORP COMMON 32165102 2 112 X 0 0 112 ANADARKO PETE CORP COMMON 32511107 77,127 1,085,076 X 725,371 1,819 357,886 ANALOG DEVICES INC COMMON 32654105 333 6,500 X 0 0 6,500 FIRST UNION CORP COMMON 337358105 825 29,660 X 29,400 0 260 FIRSTAR CORP NEW WIS COMMON 33763V109 3,104 133,500 X 84,800 0 48,700 FISERV INC COMMON COMMON 337738108 14,189 299,100 X A 170,300 0 123,400 FIRSTFED FINL CORP DEL COM COMMON 337907109 6,039 186,900 X 166,700 0 20,200 FIRSTMERIT CORP COMMON 337915102 491 18,380 X 18,380 0 0 FLAMEL TECHNOLOGIES SA SPONSOR COMMON 338488109 532 73,300 X 20,500 0 52,800 FLEETBOSTON FINL CORP COMMON 339030108 27,603 734,856 X 616,580 0 118,276 FLOWERS INDS INC COMMON 343496105 1 85 X 0 0 85 FOCAL COMMUNICATIONS COR COMMON 344155106 1,733 247,500 X 156,900 0 90,600 FOMENTO ECONOMICO MEXICA COMMON 344419106 5,847 195,700 X 154,100 0 41,600 FORD MOTOR COMMON 345370100 11 230 X 0 0 230 FORD MTR CO DEL COM PAR $0.01 COMMON 345370860 1,696 72,374 X 46,050 0 26,324 ANDRX CORP COM COMMON 34551101 11 121 X 121 0 0 ANDRX CORPORATION COMMON SHARE COMMON 34553107 41,586 718,569 X 517,744 475 200,350 FOREST LABS INC COM COMMON 345838106 222,981 1,866,178 X A 986,835 6,278 873,065 FOREST OIL CORP COMMON 346091705 8,942 242,500 X 224,500 0 18,000 FORRESTER RESH INC COMMON 346563109 16,901 337,600 X 180,600 0 157,000 FORTIS NL ADR SPONSORED COMMON 34956J101 1 22 X 0 0 22 FORTUNE BRANDS INC COM COMMON 349631101 1 25 X 25 0 0 FORWARD AIR CORP COMMON 349853101 17,059 457,200 X 382,550 0 74,650 FOX ENTMT GROUP INC CL A COMMON 35138T107 1,841 102,986 X 65,600 0 37,386 ANHEUSER BUSCH COS INC COMMON 35229103 0 8 X 0 0 8 FRANKLIN RES INC COMMON 354613101 10 265 X 0 0 265 FRONTIER AIRLINES INC NE COMMON 359065109 27,140 877,260 X 612,560 0 264,700 FUJITSU LTD ADR 5 COM COMMON 359590304 3 41 X 35 6 0
PORTVUE-SEC13F.LRP PAGE 16 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- FURNITURE BRANDS INTL INC COM COMMON 360921100 17 790 X 480 0 310 FURUKAWA ELEC LTD ADR COMMON 361118102 9,235 52,921 X 48,716 875 3,330 ANNTAYLOR STORES CORP. COMMON 36115103 2 61 X 0 0 61 GBC BANCORP CALIF COMMON 361475106 1,884 49,100 X 40,300 0 8,800 GABELLI ASSET MGMT INC COMMON 36239Y102 2,363 71,200 X 68,500 0 2,700 GALLAGHER ARTHUR J & CO COMMON 363576109 8,182 128,600 X 121,300 0 7,300 GANNETT INC DEL COMMON 364730101 8,836 140,125 X A 41,000 0 95,725 G A P INC COMMON 364760108 13 522 X 0 0 522 GARTNER GROUP INC NEW CL A COMMON 366651107 1 150 X 0 0 150 GASONICS INTL CORP COMMON 367278108 11,124 605,400 X 406,500 0 198,900 GATEWAY INC. COMMON 367626108 6 352 X 92 0 260 GEMSTAR TV GUIDE INTERNATIONAL COMMON 36866W106 833 18,046 X 17,375 283 388 GENENTECH INC COM NEW COMMON 368710406 143,336 1,758,729 X 1,237,293 1,965 424,471 GENERAL DYNAMICS CORP COMMON 369550108 5,257 67,400 X 67,400 0 0 GENERAL ELEC CO COMMON 369604103 448,046 9,346,437 X C 5,378,234 5,823 3,784,015 GENERAL MLS INC COMMON 370334104 1,092 24,500 X 15,500 0 9,000 GENERAL MTRS CORP COMMON 370442105 14,814 290,834 X 290,158 0 676 GENERAL MOTORS CLASS H COMMON 370442832 7 285 X 285 0 0 GENEREX BIOTECHNOLOGY CP COMMON 371485103 1,110 97,600 X 71,100 0 26,500 GENESCO INC COMMON 371532102 20,919 856,000 X 499,800 0 356,200 GENTEX CORP COM COMMON 371901109 1 80 X 6 0 74 GENOMIC SOLUTIONS INC COMMON 37243R109 1,696 222,400 X 163,700 0 58,700 GENSET SA SPONSORED ADR COMMON 37244T104 0 12 X 0 0 12 GENTNER COMMUNICATIONS C COMMON 37245J105 1,146 97,500 X 72,300 0 25,200 GENZYME TRANSGENICS CORP COMMON 37246E105 7,119 497,400 X 484,400 0 13,000 GENZYME CORP COMMON 372917104 49,601 551,500 X 416,000 0 135,500 GENZYME CORP CONVERT 372917AF1 11,938 5,000,000 X 4,529,000 0 471,000 GEORGIA GULF CORP COMMON 373200203 8,939 523,900 X 449,300 0 74,600 GEORGIA PAC CORP COMMON 373298108 23 753 X 715 0 38 GERBER SCIENTIFIC INC COMMON 373730100 456 53,310 X 53,310 0 0 APACHE CORP COMMON 37411105 68 975 X 940 0 35 GETTY IMAGES INC COMMON 374276103 14,054 439,200 X 345,700 0 93,500 GILEAD SCIENCES INC COMMON 375558103 32,046 386,379 X 345,730 0 40,649 GILDAN ACTIVEWEAR INC COMMON 375916103 3,576 91,400 X 78,600 0 12,800 APOLLO GROUP INC COMMON 37604105 65 1,312 X 0 0 1,312 GLATFELTER P H CO COMMON 377316104 523 42,000 X 42,000 0 0 GLAXO PLC COMMON 37733W105 21 375 X 0 0 375 APPLE COMPUTER INC COMMON 37833100 602 40,500 X 40,500 0 0 GLIMCHER RLTY TR COMMON 379302102 259 20,680 X 20,680 0 0 APRIA HEALTHCARE GROUP INC COMMON 37933108 488 16,400 X 3,500 0 12,900 GLOBAL INDS LTD COMMON 379336100 16,863 1,232,000 X 917,500 0 314,500 GLOBAL MARINE INC NEW COMMON 379352404 35,470 1,250,040 X 1,091,260 0 158,780 GLOBECOMM SYSTEMS INC COMMON 37956X103 1,778 241,100 X 139,200 0 101,900 GLOBESPAN INC COM COMMON 379571102 5,455 198,336 X 178,800 0 19,536
PORTVUE-SEC13F.LRP PAGE 17 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- GLOBIX CORP COMMON 37957F101 618 224,700 X 204,600 0 20,100 APPLERA CORPORATION APPLIED BI COMMON 38020103 79,270 842,747 X 608,589 504 233,654 APPLERA CORPORATION CELERA GEN COMMON 38020202 26 715 X 573 0 142 GOLDEN WEST FINL CORP DEL COM COMMON 381317106 86,343 1,279,157 X 1,055,583 3,783 219,791 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 37,156 347,462 X 337,396 100 9,966 GOLF TR AMER INC COMMON 38168B103 137 18,850 X 18,850 0 0 APPLIED MATLS INC COMMON 38222105 312 8,171 X 7,809 146 216 ACACIA RESH CORP COM COMMON 3881109 296 16,600 X 3,200 0 13,400 GRANT PRIDECO INC COM COMMON 38821G101 2 90 X 0 0 90 GREATER BAY BANCORP COMMON 391648102 15,414 375,960 X 249,460 0 126,500 ABITIBI-CONSOLIDATED INC COM COMMON 3924107 16 1,765 X 1,341 0 424 GREEN MTN COFFEE INC COM COMMON 393122106 240 4,800 X 900 0 3,900 ARCH COAL INC COM COMMON 39380100 0 25 X 0 0 25 ARCHER DANIELS MIDLAND COMMON 39483102 5 344 X 0 0 344 GROUPE DANONE COMMON 399449107 2,434 79,270 X 64,539 158 14,573 GRUPO TELEVISA SA DE CV COMMON 40049J206 21,152 470,700 X 470,700 0 0 ALLEANZA ASSICURAZ COMMON 4015970 51,435 3,228,280 X 2,851,000 0 377,280 GUIDANT CORP COMMON 401698105 55 1,034 X 860 0 174 GUILFORD PHARMACEUTICALS COMMON 401829106 4,887 271,500 X 260,500 0 11,000 ALLIED IRISH BANKS COMMON 4020684 38,867 3,352,000 X 2,862,300 0 489,700 ALTRAN TECHNOLOGIES COMMON 4021869 25,897 114,450 X 95,250 0 19,200 GULF ISLAND FABRICATION COMMON 402307102 487 26,760 X 26,760 0 0 VIVENDI ENVIRONNEMENT COMMON 4031879 55,753 1,277,050 X 1,099,550 0 177,500 AGF ASSUR GEN DE FRANCE COMMON 4034737 40,763 586,718 X 514,718 0 72,000 H & CB COMMON 404008203 129 11,500 X 11,500 0 0 EGIS COMMON 4040499 4,096 108,595 X 108,595 0 0 HCA-HEALTHCARE CO COMMON 404119109 4,476 101,700 X 101,700 0 0 HCC INS HLDGS INC COMMON 404132102 6,524 242,200 X 141,300 0 100,900 GEDEON RICHTER COMMON 4042387 13,161 222,900 X 222,900 0 0 HNC SOFTWARE INC COMMON 40425P107 7,707 259,600 X 257,400 0 2,200 HSBC HOLDINGS PLC COMMON 404280406 15,091 205,046 X 187,927 3,148 13,971 HS RES INC COMMON 404297103 4,979 117,500 X 113,200 0 4,300 ASSICURAZIONI GENERALI COMMON 4056719 2,219 55,879 X 55,879 0 0 L'OREAL COMMON 4057808 335 3,906 X 3,906 0 0 HALL KINION ASSOCIATES I COMMON 406069104 11,550 573,900 X 477,400 0 96,500 HALLIBURTON COMPANY COMMON 406216101 3 83 X 0 0 83 LOGITECH INTERNATIONAL COMMON 4066848 8,693 34,360 X 27,450 0 6,910 ARNOLDO MONDADORI EDITOR COMMON 4084895 12,123 1,304,300 X 1,031,500 0 272,800 UNILABS COMMON 4088187 2,716 2,700 X 2,700 0 0 HANCOCK JOHN FINL SVCS INC COM COMMON 41014S106 2,980 79,200 X 69,400 0 9,800 HANDLEMAN CO DEL COMMON 410252100 1,085 144,610 X 144,610 0 0 ELECTRICIDADE D PORTUGAL COMMON 4103596 42,216 12,773,800 X 11,032,900 0 1,740,900 HANSON PLC ADR SPONSORED COMMON 411352404 0 13 X 0 0 13 HARLEY DAVIDSON INC COMMON 412822108 81,078 2,039,683 X 1,574,869 6,458 458,356
PORTVUE-SEC13F.LRP PAGE 18 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- HARLEYSVILLE GROUP INC COMMON 412824104 1,887 64,500 X 62,100 0 2,400 HARMAN INTL INDS INC COMMON 413086109 15,053 412,400 X 348,100 0 64,300 HARRIS CORP DEL COMMON 413875105 2,533 82,700 X 72,900 0 9,800 JM AB B SHS COMMON 4155508 11,204 505,800 X 402,400 0 103,400 ANADOLU EFES BIRACILIK COMMON 4164418 4,560 94,045,000 X 94,045,000 0 0 HARTFORD FINANCIAL SERVICES COMMON 416515104 2 23 X 23 0 0 HARVARD BIOSCIENCE INC COMMON 416906105 6,914 700,200 X 585,000 0 115,200 HASBRO INC COMMON 418056107 512 48,200 X 48,200 0 0 COFLEXIP SA COMMON 4181741 28,005 220,300 X 187,100 0 33,200 HEALTHSOUTH CORP COMMON 421924101 4,342 266,200 X 168,900 0 97,300 HEALTH MGMT ASSOC INC NEW CL A COMMON 421933102 84 4,040 X 2,459 0 1,581 HEALTH MGMT ASSOC 144A CONVERT 421933AA0 15,050 20,201,000 X 18,776,000 0 1,425,000 HEARTLAND EXPRESS INC COMMON 422347104 513 22,500 X 22,500 0 0 HEIDRICK & STRUGGLES INT COMMON 422819102 10,352 246,100 X 194,400 0 51,700 HEINEKEN N V ADR COMMON 423012202 12,227 201,292 X 188,686 3,656 8,950 HELIX TECHNOLOGY CORP COMMON 423319102 9,698 409,700 X 312,800 0 96,900 HELLENIC TELECOM ORGANIZ COMMON 423325307 447 61,700 X 61,700 0 0 HELLER FINL INC CL A COMMON 423328103 7,098 231,300 X 139,300 0 92,000 HELMERICH & PAYNE INC COMMON 423452101 23,368 532,600 X 368,200 0 164,400 ALPHA CREDIT BANK COMMON 423586E 36,524 1,060,500 X 994,900 0 65,600 CUKUROVA ELEKTRIK AS COMMON 4239800 0 85,000 X 85,000 0 0 HENRY JACK & ASSOC INC COMMON 426281101 23,644 380,600 X 347,700 0 32,900 ARROW ELECTRONICS COMMON 42735100 20 700 X 700 0 0 HERLEY INDS INC DEL COMMON 427398102 2,494 150,000 X 109,600 0 40,400 HERTZ CORP CL A COMMON 428040109 1 18 X 0 0 18 HEWLETT PACKARD CO COMMON 428236103 764 24,200 X 15,000 0 9,200 HEWLETT PACKARD CO 0.000% 10/1 CONVERT 428236AC7 9,535 17,739,000 X 15,961,000 0 1,778,000 HIGHWOODS PPTYS INC COMMON 431284108 343 13,800 X 13,800 0 0 KUDELSKI SA BEARER COMMON 4329422 16,017 14,420 X 11,600 0 2,820 HIMACHAL FUTURISTIC EQ COMMON 432990109 2,197 80,300 X 80,300 0 0 FUGRO MCCLELLAND COMMON 4332895 15,827 245,200 X 197,000 0 48,200 FINANSBANK AS COMMON 4340821 7,605 4,338,551 X 4,338,551 0 0 DEPFA DEUTSCHE PFANDBFBK COMMON 4355063 6,586 88,800 X 70,200 0 18,600 HOME DEPOT INC COMMON 437076102 27 593 X 170 0 423 HON HAI PREC GDR 144A COMMON 438090102 715 62,163 X 62,163 0 0 HON INDS INC COM COMMON 438092108 12 480 X 340 0 140 HONEYWELL INTL INC COMMON 438516106 2,127 44,940 X 28,400 0 16,540 HOT TOPIC INC COMMON 441339108 11,072 673,600 X 536,400 0 137,200 HOTJOBS COM INC COMMON 441474103 6,968 609,200 X 375,000 0 234,200 HOUSEHOLD INTL CORP COMMON 441815107 26 465 X 0 0 465 ASHLAND INC. COMMON 44204105 4 105 X 0 0 105 HOUSTON EXPL CO COMMON 442120101 3,511 92,100 X 88,700 0 3,400 ENI SPA COMMON 4436399 50,164 7,857,371 X 6,865,781 0 991,590 ITC LTD GDR REG S COMMON 4438094 4,323 221,700 X 221,700 0 0
PORTVUE-SEC13F.LRP PAGE 19 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- HUMAN GENOME SCIENCES INC COM COMMON 444903108 156,851 2,262,962 X A 1,615,096 5,156 641,110 INDRA SISTEMAS SA COMMON 4476210 5,301 561,800 X 529,700 0 32,100 HUTCHISON WHAMPOA LTD ADR COMMON 448415208 9,989 160,221 X 147,497 2,428 10,296 ICN PHARMACEUTICALS INC COMMON 448924100 1,690 55,068 X 36,010 0 19,058 ICOS CORP COM COMMON 449295104 40,802 785,589 X A 688,570 0 97,019 IDEC PHARMACEUTICALS CORCOMMON COMMON 449370105 184,491 986,764 X A 792,266 5,059 189,439 I-MANY INC COMMON 44973Q103 4,128 331,900 X 184,500 0 147,400 IMS HEALTH INC COMMON 449934108 3,291 121,900 X 121,900 0 0 GN STORE NORD COMMON 4501093 14,668 838,900 X 704,900 0 134,000 ITC LTD GDR 144A COMMON 450318100 790 40,500 X 40,500 0 0 IXIA COMMON 45071R109 7,013 306,600 X 271,600 0 35,000 IDACORP INC COMMON 451107106 3,109 63,370 X 10,670 0 52,700 HANNOVER RUECKVERSICHER COMMON 4511809 15,472 175,000 X 137,800 0 37,200 ILEX ONCOLOGY INC COMMON 451923106 3,923 149,100 X 134,100 0 15,000 ILLINOIS TOOL WORKS INC COMMON 452308109 3 45 X 0 0 45 ILLUMINET HLDGS INC CDT-COM COMMON 452334105 2 100 X 0 0 100 IMMUNEX CORP NEW COM COMMON 452528102 66,939 1,647,756 X A 1,468,726 0 179,030 IMMUNOGEN INC COMMON 45253H101 17,491 815,900 X 750,900 0 65,000 IMPERIAL BANCORP COM COMMON 452556103 452 17,200 X 16,886 0 314 IMMUNOMEDICS INC COMMON 452907108 6,052 281,500 X 252,400 0 29,100 IMPSAT FIBER NETWORKS IN COMMON 45321T103 271 62,000 X 62,000 0 0 SYNTHES STRATEC INC. COMMON 4532673 26,163 35,420 X 29,300 0 6,120 INCYTE PHARMACEUTICALS INC COM COMMON 45337C102 2,576 103,528 X 97,592 0 5,936 INDEPENDENT ENERGY HLDGS PLCAD COMMON 45384X108 0 33 X 1 0 32 SUEZ LYONNAISE DES EAUX COMMON 4540438 57,870 316,900 X 279,200 0 37,700 INDYMAC BANCORP INC COMMON 456607100 3,711 125,800 X 121,700 0 4,100 INFINEON TECHNOLOGIES AG ADR S COMMON 45662N103 1 15 X 0 0 15 INET TECHNOLOGIES INC COM COMMON 45662V105 10,996 271,500 X 201,900 0 69,600 INFOSYS TECHNOLOGIES LTD ADR S COMMON 456788108 1 11 X 0 0 11 INFOSPACE COM INC COM COMMON 45678T102 127 14,378 X 2,912 0 11,466 ING GROEP N.V. ADR COMMON 456837103 26,951 336,358 X 311,180 4,485 20,693 INGERSOLL-RAND COMPANY COMMON 456866102 166 3,953 X 3,011 0 942 INHALE THERAPEUTIC SYS I COMMON 457191104 37,428 741,140 X 661,940 0 79,200 INKTOMI CORP COM COMMON 457277101 2 88 X 88 0 0 INPUT/OUTPUT INC COMMON 457652105 432 42,400 X 36,400 0 6,000 INSIGHT ENTERPRISES INC COM COMMON 45765U103 9,387 523,365 X 318,148 0 205,217 INSITUFORM TECHNOLOGIES CL A COMMON 457667103 9,618 241,200 X 200,500 0 40,700 INNOGY HLDGS PLC ADR SPONSORED COMMON 45769A103 4 131 X 108 23 0 INSILICON CORP COMMON 45769H108 1,468 239,700 X 152,300 0 87,400 INNOVATIVE SOLUTIONS & S COMMON 45769N105 1,103 63,000 X 45,700 0 17,300 INRANGE TECHNOLOGIES COR COMMON 45769V206 2,993 176,700 X 176,700 0 0 INNKEEPERS USA TR COMMON 4576J0104 349 31,590 X 31,590 0 0 INSPIRE PHARMACEUTICALS COMMON 457733103 2,520 96,700 X 71,500 0 25,200 INTEGRATED MEASUREMENT S COMMON 457923100 130 16,400 X 16,400 0 0
PORTVUE-SEC13F.LRP PAGE 20 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- INTEGRA LIFESCIENCES HLD COMMON 457985208 176 12,900 X 12,900 0 0 INTEGRATED DEVICE TECHNO COMMON 458118106 46,011 1,389,023 X A 334,157 0 1,047,566 INTEGRATED SILICON SOLUT COMMON 45812P107 11,332 788,300 X 686,500 0 101,800 INTEL CORP COMMON 458140100 25,028 832,527 X 161,960 552 670,015 INTEGRATED TELECOM EXPRE COMMON 45817U101 250 52,200 X 52,200 0 0 INTERCEPT GROUP INC COMMON 45845L107 5,474 205,100 X 147,800 0 57,300 INTERFACE INC COMMON 458665106 1,768 203,500 X 194,000 0 9,500 SMEDVIG ASA B COMMON 4587189 17,970 2,232,000 X 1,775,900 0 456,100 INTERLINK ELECTRS COMMON 458751104 3,835 302,300 X 233,500 0 68,800 INTERMAGNETICS GEN CORP COMMON 458771102 5,181 309,318 X 249,832 0 59,486 AT HOME CORP COM SER A COMMON 45919107 0 23 X 0 0 23 INTERNATIONAL BUSINESS M COMMON 459200101 1,778 20,913 X 12,915 0 7,998 INTERNATIONAL FIBERCOM I COMMON 45950T101 4,362 883,500 X 602,800 0 280,700 INTERNATIONAL GAME TECHN COMMON 459902102 24,211 504,400 X 396,700 0 107,700 INTERNATIONAL PAPER CO COMMON 460146103 18 430 X 0 0 430 INTERNATIONAL POWER PLC COMMON 46018M104 19,758 564,510 X 512,602 14,616 37,292 INTL RECTIFIER CORP COMMON 460254105 32,321 1,077,350 X 686,350 0 391,000 INTL RECTIFIER CORP 144A CONVERT 460254AD7 8,562 12,756,000 X 11,841,000 0 915,000 INTERNATIONAL RECTIFIER CONVERT 460254AE5 322 480,000 X 98,000 0 382,000 INTERNET CAPITAL GROUP INC COM COMMON 46059C106 3 814 X 729 0 85 INTERNET SEC SYS INC COM COMMON 46060X107 33,572 428,000 X 324,100 0 103,900 INTRANET SOLUTIONS INC COMMON 460939309 24,016 470,900 X 397,600 0 73,300 INTERTAN INC COMMON 461120107 5,348 460,050 X 439,200 0 20,850 INTERWOVEN INC COM COMMON 46114T102 101,403 2,104,583 X 1,664,484 3,451 436,648 INTIMATE BRANDS INC CL A COMMON 461156101 1,753 116,854 X 113,284 0 3,570 INTRABIOTICS PHARMACEUTI COMMON 46116T100 470 48,800 X 35,600 0 13,200 INTUIT INC COMMON 461202103 62,164 1,576,260 X 1,232,100 5,063 339,097 INVENSYS PLC ADR SPONSORED COMMON 461204109 1 162 X 0 0 162 NETAS TELEKOMUNIK COMMON 4612423 3,668 35,635,000 X 35,635,000 0 0 INVERNESS MED TECHNOLOGY COMMON 461268104 12,914 331,650 X 325,500 0 6,150 NESTLE SA COMMON 4616696 35,493 15,216 X 13,360 0 1,856 INVITROGEN CORP COM COMMON 46185R100 200,219 2,318,030 X A 1,995,106 1,705 321,219 IOMEGA CORP COMMON 462030107 731 218,200 X 208,100 0 10,100 IONA TECHNOLOGIES PLC COMMON 46206P109 21,400 319,400 X 248,900 0 70,500 GAMESA COMMON 4623384 12,775 531,500 X 422,000 0 109,500 ASTRA ZENECA PLC ADR COMMON 46353108 17,654 342,797 X 323,626 317 18,854 I2 TECHNOLOGIES INC COM COMMON 465754109 76,718 1,410,920 X A 1,073,728 5,027 327,565 I2 TECHNOLOGIES INC CONVERT 465754AF6 15,669 9,554,000 X 8,614,000 0 940,000 IVAX CORP COMMON 465823102 108,492 2,832,687 X A 1,867,566 6,005 951,116 IXOS SOFTWARE AG ADR SPON REP COMMON 46600V108 0 11 X 11 0 0 JDS UNIPHASE CORP COMMON 46612J101 52,190 1,251,931 X A 411,867 0 831,464 JDA SOFTWARE GROUP INC COMMON 46612K108 4,025 308,100 X 308,100 0 0 J JILL GROUP INC COMMON 466189107 1,172 75,600 X 62,600 0 13,000 JNI CORP COM COMMON 46622G105 143 6,300 X 1,200 0 5,100
PORTVUE-SEC13F.LRP PAGE 21 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- J P MORGAN CHASE & CO COMMON 46625H100 936 20,600 X 13,200 0 7,400 JACK IN THE BOX INC COMMON 466367109 19,220 652,900 X 426,100 0 226,800 ASCOM HOLDING AG R100 COMMON 4697378 12,085 184,750 X 147,750 0 37,000 JAPAN AIR LINES LTD ADR COMMON 471034306 3 296 X 0 0 296 JAPAN TELECOM SPON ADR COMMON 471104109 8 367 X 302 0 65 RENAULT (REGIE NTL COMMON 4712798 886 16,998 X 16,998 0 0 PARMALAT FINANZ COMMON 4714404 23,759 14,670,200 X 11,653,500 0 3,016,700 RAS SPA COMMON 4718246 48,942 3,138,350 X 2,751,450 0 386,900 NOVO NORDISK AS SER B COMMON 4728900 42,204 235,450 X 207,150 0 28,300 TOMRA SYSTEMS ASA COMMON 4730875 30,085 1,551,470 X 1,250,970 0 300,500 AVENTIS SA EUR3.82 COMMON 4736817 48,339 550,653 X 493,640 0 57,013 MERCK KGAA COMMON 4741844 12,197 276,400 X 219,700 0 56,700 ROCHE HLDG AG COMMON 4745772 1,284 126 X 126 0 0 JEFFERSON PILOT CORP COMMON 475070108 15,997 214,000 X 204,600 0 9,400 INTERBREW COMMON 4755317 29,993 860,600 X 797,800 0 62,800 GEMPLUS INTL SA COMMON 4764001 1,378 154,500 X 152,700 0 1,800 EDISON SPA COMMON 4764465 40,399 3,615,867 X 3,138,967 0 476,900 SAIPEM ITL1000 COMMON 4768768 26,986 4,947,100 X 4,147,000 0 800,100 JOHNSON & JOHNSON COMMON 478160104 108,988 1,037,368 X A 544,850 0 487,318 JOHNSON CTLS INC COMMON 478366107 15,293 294,100 X 280,100 0 14,000 JONES APPAREL GROUP INC COMMON 480074103 26 812 X 485 0 327 SGL CARBON AG COMMON 4818351 20,302 379,700 X 324,600 0 55,100 JUNIPER NETWORKS INC COM COMMON 48203R104 148,115 1,174,929 X A 777,702 112 341,715 JUNIPER NETWORKS CONVERT 48203RAA2 14,273 13,675,000 X 12,409,000 0 1,266,000 KLA INSTRS CORP COMMON 482480100 30 897 X 684 0 213 SCHNEIDER ELECTRIC SA COMMON 4834108 38,992 534,490 X 465,890 0 68,600 VIVENDI UNIVERSAL SA COMMON 4834777 1,888 28,687 X 28,687 0 0 KAMAN CORP COMMON 483548103 747 44,290 X 44,290 0 0 SCHERING AG COMMON 4845757 2,437 42,900 X 42,900 0 0 UNION BANK OF NORWAY COMMON 4848820 15,866 544,400 X 432,100 0 112,300 STOREBRAND ASA COMMON 4852832 15,164 2,139,600 X 1,698,500 0 441,100 KAUFMAN & BROAD HOME CORP COMMON 486168107 10 295 X 0 0 295 KAUF&BROAD HOMES PREFERD 486168503 15,491 1,578,725 X 1,439,970 0 138,755 SVENSKA CELLULOSA AB B COMMON 4865379 14,511 682,900 X 541,700 0 141,200 KEANE INC COMMON 486665102 1 60 X 0 0 60 KEEBLER FOODS CO COM COMMON 487256109 644 15,537 X 15,500 0 37 KEITHLEY INSTRS INC COMMON 487584104 39,586 919,270 X 806,370 0 112,900 TELECOM ITALIA MOBILE COMMON 4876746 1,348 168,862 X 168,862 0 0 KEMET CORP COMMON 488360108 13,145 869,100 X 834,500 0 34,600 TOTAL FINA ELF SA COMMON 4905413 60,300 405,462 X 366,511 0 38,951 KENT ELECTRS CORP COMMON 490553104 8,509 515,700 X 338,800 0 176,900 CIE NATIONAL AIR FRANCE COMMON 4916039 17,149 730,600 X 576,400 0 154,200 KERR-MCGEE CORP COMMON 492386107 738 11,025 X 10,900 0 125 KERR MCGEE CORP CONVERT 492386AP2 17,920 14,194,000 X 12,861,000 0 1,333,000
PORTVUE-SEC13F.LRP PAGE 22 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- KEY ENERGY SVCS INC COMMON 492914106 2,563 245,600 X 168,300 0 77,300 KEY PRODTN INC COMMON 493138101 7,229 215,400 X 197,100 0 18,300 KEYNOTE SYS INC COMMON 493308100 1,094 77,100 X 70,700 0 6,400 SAMSUNG ELCR II REG S COMMON 4942818 1,040 14,600 X 14,600 0 0 E.ON AG COMMON 4942904 48,105 790,686 X 692,986 0 97,700 KIMBERLY CLARK CORP COMMON 494368103 70,200 993,053 X 904,966 0 88,087 PECHINEY SA COMMON 4943792 19,346 423,200 X 331,300 0 91,900 ATMEL CORP COMMON 49513104 2 170 X 170 0 0 KING PHARMACEUTICALS INC COM COMMON 495582108 134,929 2,610,451 X A 2,132,221 4,186 474,044 KNIGHT TRADING GROUP INC COM COMMON 499063105 28 2,011 X 1,730 0 281 KOHLS CORP COMMON 500255104 219,540 3,598,984 X C 2,314,115 2,789 1,276,580 KOHLS CORP 0% 06/12/2020 CONVERT 500255AJ3 19,913 32,576,000 X 29,417,000 0 3,159,000 KOMATSU LTD ADR NEW COMMON 500458401 13 711 X 611 0 100 KONINKLIJKE AHOLD NV ADR SPONS COMMON 500467303 12,403 381,609 X 350,168 6,099 25,342 KONINKLIJKE PHILIPS ELECTRS SP COMMON 500472303 2,236 61,693 X 58,825 2,788 80 KOREA ELEC PWR CO COMMON 500631106 5 536 X 380 0 156 KOREA TELECOM COMMON 50063P103 4,470 144,200 X 144,200 0 0 KORN FERRY INTL COMMON 500643200 7,784 366,300 X 352,500 0 13,800 KUBOTA LTD CORP COMMON 501173207 1 13 X 13 0 0 KYOCERA CORP COMMON 501556203 1 13 X 0 0 13 LSI LOGIC CORP COMMON 502161102 1 50 X 50 0 0 LTX CORP COMMON 502392103 10,042 775,250 X 657,200 0 118,050 L-3 COMMUNICATIONS HLDGS CONVERT 502424AA2 16,706 15,050,000 X 13,989,000 0 1,061,000 NOVARTIS AG COMMON 5047831 2,302 1,302 X 1,302 0 0 SWEDISH MATCH AB COMMON 5048566 12,823 3,287,700 X 2,678,200 0 609,500 LABORATORY CORP AMER HLDGS COM COMMON 50540R409 64,064 364,000 X 275,600 0 88,400 ING GROEP NV COMMON 5058877 64,093 802,369 X 703,769 0 98,600 LAGARDERE GROUPE S C A ADR SPO COMMON 507069102 2 45 X 0 0 45 HENKEL KGAA COMMON 5076705 19,819 304,600 X 242,100 0 62,500 BASF AG COMMON 5086577 417 9,217 X 9,217 0 0 LAM RESEARCH CORP COMMON 512807108 55 3,774 X 3,108 0 666 LAMAR ADVERTISING CO CONVERT 512815AF8 14,597 14,241,000 X 12,877,000 0 1,364,000 LARGE SCALE BIOLOGY CORP COMMON 517053104 3,536 372,200 X 349,500 0 22,700 PLIVA D.D. GDR REG S COMMON 5174706 8,402 715,100 X 715,100 0 0 FRANCE TELECOM S.A. COMMON 5176177 2,430 28,143 X 28,143 0 0 LAUDER ESTEE COS INC CL A COMMON 518439104 3,153 71,962 X 70,437 0 1,525 ROYAL DUTCH PETROLEUM COMMON 5202704 1,107 18,074 X 18,074 0 0 LEAR CORP COM COMMON 521865105 3 105 X 0 0 105 LEARNING TREE INTL INC COMMON COMMON 522015106 32,715 660,900 X 509,700 0 151,200 ALLIANZ AG (RGD) COMMON 5231485 2,274 6,076 X 6,076 0 0 LEGATO SYS INC COMMON COMMON 524651106 30 4,000 X 0 0 4,000 LEHMAN BROS HLDGS INC COMMON 524908100 2,272 33,600 X 25,800 0 7,800 AHOLD (KON) NV COMMON 5252602 32,238 999,317 X 871,467 0 127,850 AUTOGRILL SPA COMMON 5256206 24,463 1,989,000 X 1,576,500 0 412,500
PORTVUE-SEC13F.LRP PAGE 23 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- LENNAR CORP COMMON 526057104 743 20,500 X 4,300 0 16,200 LENNAR CORP CONVERT 526057AA2 18,319 32,713,000 X 29,472,000 0 3,241,000 ALTANA AG COMMON 5273131 29,191 187,300 X 147,600 0 39,700 AUTODESK INC COMMON 52769106 10 380 X 230 0 150 DEUTSCHE LUFTHANSA AG COMMON 5287488 69,336 2,690,350 X 2,352,550 0 337,800 MUENCHENER RUCKVER REG COMMON 5294121 39,291 109,821 X 96,221 0 13,600 LEXMARK INTL GROUP INC CL A COMMON 529771107 8 165 X 78 0 87 LIBERTY ALL STAR EQUITY FD COMMON 530158104 0 26 X 26 0 0 LIBERTY MEDIA CORP CONVERT 530715AG6 6,926 10,416,000 X 9,403,000 0 1,013,000 SWISSLOG HOLDING CHF20 COMMON 5310715 15,611 35,630 X 29,130 0 6,500 LIBERTY SATELLITE & TECH COMMON 531182103 411 130,100 X 130,100 0 0 TGS NOPEC GEOPHYSICAL COMMON 5321676 13,550 1,138,000 X 909,000 0 229,000 LIFEPOINT HOSPS INC COM COMMON 53219L109 28,732 573,200 X 434,500 0 138,700 LIGHTBRIDGE INC COMMON 532226107 3,296 251,100 X 47,800 0 203,300 LILLY ELI AND COMPANY COMMON 532457108 10,070 108,205 X 86,300 0 21,905 BROADCASTING CORP COMMON 532763109 5 40 X 0 0 40 LINCARE HLDGS INC COMMON 532791100 14,937 261,773 X 189,518 1,392 70,863 DASSAULT SYSTEMES SA COMMON 5330047 33,186 484,200 X 425,200 0 59,000 AMB AACHENER MUENCHENER COMMON 5335075 12,258 134,600 X 105,900 0 28,700 LINCOLN NATL CORP IND COMMON 534187109 22,937 484,800 X 68,600 0 416,200 AVAYA INC COM COMMON 53499109 0 45 X 0 0 45 AVENTIS ADR SPONSORED COMMON 53561106 43 509 X 475 0 34 LINEAR TECHNOLOGY CORP COMMON 535678106 65 1,412 X 1,226 0 186 AVERY DENNISON CORP COMMON 53611109 19 349 X 109 0 240 LION BIOSCIENCE AKTIENGESELLAD COMMON 536191109 18,113 240,325 X 223,285 3,395 13,645 LITHIA MTRS INC COMMON 536797103 960 77,200 X 55,600 0 21,600 LITTELFUSE INC COMMON 537008104 1,511 52,800 X 52,800 0 0 PROKOM SOFTWARE COMMON 5372878 8,640 205,200 X 205,200 0 0 ERGO VERSICHERUNGS GRP COMMON 5377947 38,464 227,600 X 197,800 0 29,800 NORDEA AB COMMON 5380031 47,434 6,259,670 X 5,538,700 0 720,970 AVOCENT CORP COM COMMON 53893103 677 25,060 X 7,058 0 18,002 LIZ CLAIBORNE INC COMMON 539320101 916 22,019 X 7,124 0 14,895 LLOYDS TSB GROUP ADR SPON COMMON 539439109 11,040 260,667 X 237,594 3,908 19,165 LOCKHEED MARTIN CORP COMMON 539830109 9 260 X 0 0 260 KONINKLIJKE NUMICO NV COMMON 5402601 46,314 920,311 X 816,051 0 104,260 LOEWS CORP COMMON 540424108 9 85 X 0 0 85 LOEWEN GROUP INC COM COMMON 54042L100 0 800 X 800 0 0 LOGITECH INTL S A SPONSORED AD COMMON 541419107 21 889 X 824 0 65 LONDON PAC GROUP LTD COMMON 542073101 359 47,500 X 24,000 0 23,500 LONE STAR TECHNOLOGIES I COMMON 542312103 5,517 143,300 X 141,600 0 1,700 AVON PRODUCTS INC COMMON 54303102 50,635 1,057,660 X 766,000 662 290,998 ALTADIS SA COMMON 5444012 344 22,200 X 22,200 0 0 AKZO NOBEL NLG5 COMMON 5458314 47,459 883,720 X 785,420 0 98,300 LOUIS DREYFUS NAT GAS CO COMMON 546011107 19,200 419,100 X 267,300 0 151,800
PORTVUE-SEC13F.LRP PAGE 24 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- SKANDIA FORSAKRINGS AB COMMON 5461572 251 15,440 X 15,440 0 0 AXYS PHARMACEUTICALS INC COM COMMON 54635107 366 65,000 X 13,800 0 51,200 STRAUMANN HOLDINGS AG COMMON 5464355 15,757 8,805 X 7,005 0 1,800 RHODIA SA COMMON 5474688 17,025 1,099,000 X 871,700 0 227,300 ALSTOM COMMON 5474978 209 8,100 X 8,100 0 0 CESKE RADIOKOMUNIKACE COMMON 5479207 437 12,760 X 12,760 0 0 INTRACOM COMMON 548202D 10,734 475,665 X 475,665 0 0 LUCENT TECHNOLOGIES INC COM COMMON 549463107 8 568 X 0 0 568 REXEL COMMON 5499335 15,579 184,370 X 147,470 0 36,900 DOGAN YAYIN HLDG AS COMMON 5510377 200 28,838,900 X 28,838,900 0 0 LYNX THERAPEUTICS INC COM NEW COMMON 551812308 194 21,600 X 3,700 0 17,900 LYONDELL PETROCHEMICAL COMMON 552078107 3 215 X 0 0 215 BASF AG ADR NEW COMMON 55262406 2 40 X 40 0 0 BASF AG ADR NEW COMMON 55262505 12,339 277,646 X 259,375 273 17,998 MBIA INC PINES 8% 12/40 PREFERR 55262C308 13 500 X 0 0 500 MBNA CORP COMMON 55262L100 43,877 1,187,862 X A 125,625 0 1,049,437 MCSI INC COMMON 55270M108 2,289 107,100 X 79,600 0 27,500 MEMC ELECTR MATLS INC COMMON 552715104 2,085 215,200 X 137,900 0 77,300 MGIC INVT CORP WIS COMMON 552848103 21 303 X 58 0 245 MGI PHARMA INC COMMON 552880106 3,546 214,900 X 158,500 0 56,400 MGI PROPERTIES COM COMMON 552885105 0 100 X 100 0 0 MGM MIRAGE COMMON 552953101 68,407 2,426,860 X 2,157,034 0 27,926 MRV COMMUNICATIONS INC COMMON 553477100 5,105 381,700 X 296,000 0 85,700 BG PLC ADR FNL INSTLLM COMMON 55434203 14,214 697,605 X 656,577 666 40,362 MACERICH CO COMMON 554382101 272 14,160 X 14,160 0 0 CNP ASSURANCES COMMON 5543986 16,662 415,700 X 329,100 0 86,600 BJ SVCS CO COMMON COMMON 55482103 2,194 31,857 X 31,595 0 262 TELEKOMUNIKACJA POLSKA COMMON 5552551 19,710 2,951,100 X 2,951,100 0 0 MACROVISION CORP COM COMMON 555904101 49,191 664,600 X 573,700 0 90,900 MACROMEDIA INC COMMON COMMON 556100105 5,926 97,541 X 85,879 0 11,662 MACRONIX INTL LTD ADR SPONSORE COMMON 556103109 1 56 X 0 0 56 FRONTLINE LTD COMMON 5561052 10,382 769,375 X 610,113 0 159,262 BP AMOCO ADS COMMON 55622104 798 16,674 X 16,594 0 80 MADDEN STEVEN LTD COMMON 556269108 256 33,520 X 33,520 0 0 CLASS EDITORI COMMON 5574878 7,864 697,953 X 549,753 0 148,200 TECIS HOLDING AG COMMON 5575268 11,467 177,000 X 143,500 0 33,500 GRUPO ACCIONA SA COMMON 5579107 17,100 467,000 X 374,700 0 92,300 BMC SOFTWARE INC COMMON 55921100 27 1,911 X 178 0 1,733 MAGNA ENTMT CORP SUB VTG CL A COMMON 559211107 0 29 X 0 0 29 MAGNA INTL INC CL A COMMON 559222401 15 363 X 188 0 175 FORTIS B STRIP VVPR COMMON 5596623 0 10,269 X 10,269 0 0 UCB SA COMMON 5596991 476 12,840 X 12,840 0 0 MAGYAR TAVKOZLESI RT ADR SPONS COMMON 559776109 1 28 X 0 0 28 SENATOR FILM AG COMMON 5602713 4,170 890,026 X 704,026 0 186,000
PORTVUE-SEC13F.LRP PAGE 25 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- MAIL-WELL INC CONVERT 560321AD3 2,220 3,000,000 X 3,000,000 0 0 MANHATTAN ASSOCS INC COM COMMON 562750109 32,798 769,450 X 556,350 0 213,100 MANPOWER INC COMMON 56418H100 7 180 X 0 0 180 MANUFACTURED HOME CMNTYS COMMON 564682102 390 13,450 X 13,450 0 0 MANUGISTICS GROUP INC COMMON 565011103 73,922 1,296,880 X 1,052,580 0 244,300 MANULIFE FINL CORP COM COMMON 56501R106 71,197 2,269,277 X 1,981,391 14,649 273,237 MAPINFO CORP COMMON 565105103 2,684 56,800 X 51,100 0 5,700 ABB LTD COMMON 5661190 3,283 30,800 X 30,800 0 0 MARCHFIRST INC COM COMMON 566244109 2 1,537 X 661 0 876 MARCONI PLC ADR SPONSORED COMMON 566306205 11 569 X 353 165 51 SANOFI SYNTHELABO COMMON 5671735 47,922 718,900 X 622,900 0 96,000 MARINE DRILLING COS INC COM PA COMMON 568240204 46,190 1,726,710 X 1,279,310 0 447,400 GRUPO DRAGADOS SA COMMON 5687000 18,529 1,701,300 X 1,330,500 0 370,800 TECAN AG COMMON 5696200 16,473 15,880 X 12,980 0 2,900 PERLOS OYJ COMMON 5703133 11,720 567,400 X 476,800 0 90,600 SVENSKA HANDELSBANKEN AB COMMON 5703661 47,561 2,778,700 X 2,447,300 0 331,400 GALERIES LAFAYETTE COMMON 5704556 13,350 69,700 X 55,900 0 13,800 NEG MICON A/S COMMON 5705593 19,977 337,900 X 270,200 0 67,700 MARSH & MCLENNAN COS INC COMMON 571748102 6,432 54,973 X 0 0 54,973 MARRIOTT INTL INC NEW CL A COMMON 571903202 7 160 X 0 0 160 BAKER HUGHES INC COMMON 57224107 74,003 1,780,520 X 1,287,668 1,247 491,605 AUSTRIA TECHNOLOGIE & SY COMMON 5724112 7,849 268,200 X 208,000 0 60,200 SIEMENS AG COMMON 5727973 42,875 328,060 X 292,260 0 35,800 QIAGEN NV COMMON 5732825 27,728 767,100 X 675,900 0 91,200 MARUBENI CORP ADR COMMON 573810207 1 40 X 0 0 40 MARUI LTD ADR NEW COMMON 573814308 4 126 X 29 0 97 SOL MELIA SA COMMON 5738298 9,978 965,300 X 911,400 0 53,900 BAYER MOTOREN WERK COMMON 5756029 57,031 1,740,507 X 1,520,827 0 219,680 HON HAI PREC GDR REG S COMMON 5758218 1,123 97,647 X 97,647 0 0 MASSEY ENERGY CORP COMMON 576206106 4,460 349,800 X 349,800 0 0 MASTEC INC COM COMMON 576323109 18,961 948,079 X 755,390 0 192,689 MATRIX PHARMACEUTICAL IN COMMON 576844104 8,713 508,800 X 399,400 0 109,400 MATRIXONE INC COMMON 57685P304 7,595 417,600 X 275,400 0 142,200 MAXIM INTEGRATED PRODS INC COMMON 57772K101 50 1,056 X 772 0 284 MAVERICK TUBE CORP COMMON 577914104 5,837 257,988 X 222,288 0 35,700 MAYTAG CORP COM COMMON 578592107 3 118 X 82 0 36 MCCORMICK & CO INC COMMON 579780206 4,468 123,900 X 123,900 0 0 MCDONALDS CORP COMMON 580135101 789 23,200 X 23,200 0 0 DRESDNER BANK AG COMMON 5801628 48,487 1,111,810 X 979,170 0 132,640 MCGRAW HILL COS INC COMMON 580645109 3,887 66,300 X 66,300 0 0 F SECURE OYJ COMMON 5806850 3,391 694,500 X 538,400 0 156,100 COMPAL ELECTRONICS REG S COMMON 5810367 6,011 843,600 X 843,600 0 0 DIREKT ANLAGE BANK AG COMMON 5811928 6,681 179,100 X 173,900 0 5,200 MCKESSON HBOC COMMON 58155Q103 22 612 X 144 0 468
PORTVUE-SEC13F.LRP PAGE 26 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- MCLEODUSA INC COM COMMON 582266102 22,480 1,591,471 X 1,386,893 0 204,577 MCLEODUSA INC PREFERD 582266201 14,860 37,098 X 33,655 0 3,443 SCHNEIDER RUNDFUNKWERKE COMMON 5824272 9,505 253,100 X 200,900 0 52,200 MEDAREX INC COM COMMON 583916101 26,969 661,833 X 447,904 2,712 211,217 MED-DESIGN CORP COMMON 583926100 1,532 96,500 X 70,500 0 26,000 MEDICIS PHARMACEUTICAL C COMMON 584690309 44,567 753,773 X 612,287 0 141,486 MEDIMMUNE INC COMMON COMMON 584699102 150,136 3,148,357 X 1,459,882 7,953 1,680,522 MEDTRONIC INC COMMON 585055106 2,098 34,750 X 34,750 0 0 ACCOR SA COMMON 5852842 33,625 795,870 X 695,450 0 100,420 MELLON FINL CORP COMMON 58551A108 3,787 77,000 X 59,500 0 17,500 INFOGRAMES COMMON 5859702 7,827 434,200 X 343,900 0 90,300 FINMECCANICA SPA COMMON 5859951 20,876 18,285,280 X 15,975,900 0 2,309,380 MENS WEARHOUSE INC COMMON 587118100 18,694 686,000 X 483,750 0 202,250 MENTOR GRAPHICS CORP COMMON 587200106 25,710 937,000 X 692,300 0 244,700 MERCANTILE BANKSHARES CO COMMON 587405101 2,561 59,300 X 50,100 0 9,200 NORDEA AB FDR COMMON 5888115 974 123,450 X 123,450 0 0 MERCK & CO INC COMMON 589331107 275,176 2,939,130 X C 1,687,750 0 1,178,680 MERCURY GEN CORP NEW COMMON 589400100 14 328 X 230 0 98 MERCURY INTERACTIVE CORPCOMMON COMMON 589405109 167,721 1,858,394 X A 1,508,372 2,833 347,189 MERCURY INTERACT 144A CONVERT 589405AA7 15,441 13,787,000 X 12,782,000 0 1,005,000 MERCURY INTERACTIVE CONVERT 589405AB5 629 562,000 X 188,000 0 374,000 MEREDITH CORP COM COMMON 589433101 14 442 X 0 0 442 MERIX CORP COMMON 590049102 5,238 391,600 X 297,400 0 94,200 MERRILL LYNCH & CO INC COMMON 590188108 5,879 86,221 X 17,100 0 69,121 NOKIA OYJ COMMON 5902941 2,919 65,463 X 65,463 0 0 METHODE ELECTRS INC COMMON 591520200 1,548 67,500 X 59,900 0 7,600 METLIFE INC EQTY SEC UNIT CONVERT 59156R207 126 1,150 X 0 0 1,150 METRIS COS INC COM COMMON 591598107 30,985 1,177,577 X 941,077 0 236,500 METRO GOLDWYN MAYER INC COMMON 591610100 866 53,092 X 53,092 0 0 METRO ONE TELECOMMUNICAT COMMON 59163F105 8,650 346,000 X 296,500 0 49,500 METROMEDIA FIBER NETWORK INCCL COMMON 591689104 34 3,365 X 2,830 0 535 METTLER-TOLEDO INTL INC COM COMMON 592688105 12,376 227,600 X 197,500 0 30,100 AEGON NLG 0.50 COMMON 5927375 3,422 82,715 X 82,715 0 0 BALTIMORE TECHNOLOGIES PLC ADR COMMON 59284109 4 356 X 270 0 86 THIEL LOGISTIK AG COMMON 5928776 18,670 157,200 X 123,900 0 33,300 MICHAEL FOOD INC NEW COMMON 594079105 2,139 71,000 X 71,000 0 0 MICHAELS STORES INC COMMON 594087108 4,942 186,500 X 186,500 0 0 BANCO BRADESCO S A ADR SPONS P COMMON 59460105 12 1,623 X 1,451 0 172 MICREL INC COMMON 594793101 14,792 439,100 X 348,500 0 90,600 MICROSOFT CORP COMMON 594918104 77,676 1,790,814 X 598,115 3,564 1,189,135 MICROMUSE INC COM COMMON 595094103 96,097 1,592,069 X 1,313,433 3,775 274,861 MICRON TECHNOLOGY INC COMMON 595112103 766 21,560 X 21,000 0 560 TELELOGIC AB COMMON 5951266 7,565 1,346,700 X 1,033,000 0 313,700 MICROSEMI CORP COMMON 595137100 21,499 773,000 X 575,500 0 197,500
PORTVUE-SEC13F.LRP PAGE 27 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- MICROTUNE INC DEL COM COMMON 59514P109 3,380 204,100 X 173,000 0 31,100 MID ATLANTIC MED SVCS IN COMMON 59523C107 12,648 638,400 X 460,300 0 178,100 ISS DC COMMON 5952816 22,613 332,300 X 266,700 0 65,600 MIDCAP SPDR TR UNIT SER 1 COMMON 595635103 360 3,813 X 3,813 0 0 ERICSSON LM TEL COMMON 5959378 1,550 136,050 X 136,050 0 0 UBS AG COMMON 5962354 46,247 283,339 X 250,199 0 33,140 VESTAS WIND SYSTEMS A/S COMMON 5964651 42,205 780,300 X 628,900 0 151,400 SOCIETE GENERALE COMMON 5966516 1,121 18,031 X 18,031 0 0 HIQ INTERNATIONAL AB COMMON 5972494 8,335 1,123,500 X 891,900 0 231,600 ALCATEL COMMON 5975006 53,268 937,785 X 834,585 0 103,200 DANONE COMMON 5981810 35,676 236,602 X 204,012 0 32,590 ZURICH FINANCIAL SVCS COMMON 5983816 44,349 73,560 X 63,690 0 9,870 ENEA DATA AB COMMON 5985191 10,543 2,645,800 X 2,081,200 0 564,600 MILLENNIUM PHARMACTCLS INC COM COMMON 599902103 8,734 141,167 X 39,897 0 101,270 NAVISTAR INTL CORP COMMON 6.39E+112 10 387 X 367 0 20 BARCLAYS PLC ADR COMMON 6.74E+207 16 125 X 0 0 125 OCEAN ENERGY INC. COMMON 6.75E+110 26 1,500 X 1,500 0 0 MILLER HERMAN INC COMMON 600544100 19 652 X 464 0 188 AEON CREDIT SERVICE LTD COMMON 6008321 9 29,400 X 29,400 0 0 MILLIPORE CORP COMMON 601073109 9,064 143,876 X 37,345 0 106,531 CHINA SOUTHERN AIRLINES COMMON 6013693 5,987 19,661,000 X 19,661,000 0 0 ALL NIPPON AIRWAYS CO COMMON 6014908 12,011 3,517,000 X 2,775,000 0 742,000 ALPS ELECTRIC CO COMMON 6021500 18,823 1,234,000 X 984,000 0 250,000 AMANO COMMON 6027304 685 90,000 X 0 0 90,000 CRESCO LIMITED 4674JP COMMON 6036009 482 10,000 X 0 0 10,000 NET ONE SYSTEMS CO7518JP COMMON 6036548 973 39 X 5 0 34 MINIMED INC COMMON COMMON 60365K108 13 302 X 188 0 114 MINNESOTA MNG & MFG CO COMMON 604059105 59,992 497,860 X C 28,500 0 467,660 MIPS TECHNOLOGIES INC COMMON 604567107 12,871 482,300 X 367,800 0 114,500 MITSUBISHI ELEC CORP ADR COMMON 606776201 9 152 X 131 0 21 CHINA MOBILE (HONG KONG) COMMON 6073556 68,005 12,451,500 X 12,451,500 0 0 BANK HAPOALIM LTD COMMON 6075808 387 133,500 X 133,500 0 0 MODERN TIMES GROUP MTG AB ADR COMMON 607698107 54 431 X 0 422 9 MODIS PROFESSIONAL SERVICES IN COMMON 607830106 1 100 X 0 0 100 BEIJING DATANG PWR-H SHS COMMON 6080716 4,938 19,020,000 X 19,020,000 0 0 MOHAWK INDS INC COMMON 608190104 20 721 X 519 0 202 SUNPLUS TECHNOLOGY CO COMMON 6084503 282 71,000 X 71,000 0 0 MORITEX CORPORATION 7714 COMMON 6086769 2,872 67,200 X 49,200 0 18,000 TELSTRA CORP COMMON 6087289 4,805 1,346,239 X 1,330,939 0 15,300 MOMENTUM BUSINESS APPLICATIOCL COMMON 60877P108 0 11 X 0 0 11 MONACO COACH CORP COMMON 60886R103 8,062 455,798 X 340,711 0 115,087 RELIANCE INDUSTRY DEMAT COMMON 6099626 6,483 892,700 X 892,700 0 0 HUANENG POWER INTL INC COMMON 6099671 5,465 11,292,000 X 11,292,000 0 0 BSES LTD DEMAT COMMON 6099853 282 66,400 X 66,400 0 0
PORTVUE-SEC13F.LRP PAGE 28 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- TELSON ELECTRONICS LTD COMMON 6108748 2,465 575,430 X 575,430 0 0 POWERCHIP SEMICONDUCTOR COMMON 6108997 97 195,000 X 195,000 0 0 HINDUSTAN LEVER EQ LK NT COMMON 610990103 7,840 1,773,700 X 1,773,700 0 0 COMPUTER & TECHNOLOGIES COMMON 6115113 2,553 4,714,000 X 4,668,000 0 46,000 MONTANA PWR CO COM COMMON 612085100 6 303 X 206 0 97 NIIT LIMITED DEMAT COMMON 6121518 2,084 61,175 X 61,175 0 0 CCT TELECOM HOLDINGS LTD COMMON 6122276 43 390,000 X 390,000 0 0 TREND MICRO COMMON 6125286 9,161 126,500 X 113,000 0 13,500 FUJITSU SUPPORT &SERVICE COMMON 6127130 18,856 279,300 X 239,700 0 39,600 NTT DOMOCO INC. COMMON 6129277 21,529 1,248 X 1,069 0 179 HANARO TELECOM INC COMMON 6134817 108 59,913 X 59,913 0 0 QUANTA COMPUTER INC COMMON 6141011 4,555 1,732,000 X 1,732,000 0 0 SHANDONG INTL PWR H COMMON 6142780 188 1,194,000 X 1,194,000 0 0 BROKEN HILL ORD COMMON 6144690 299 28,397 X 28,397 0 0 VIA TECHNOLOGIES INC COMMON 6146823 95 17,500 X 17,500 0 0 DATATEC LTD COMMON 6149479 391 81,900 X 81,900 0 0 SIAM COMMERCIAL BK CONV PREFERD 6153726 16,647 33,588,600 X 33,588,600 0 0 HSBC HOLDINGS PLC COMMON 6158163 30,617 2,067,622 X 1,876,022 0 191,600 CKD CORP COMMON 6160050 461 70,000 X 40,000 0 30,000 NEW WORLD CHINA LAND LTD COMMON 6163929 105 371,200 X 371,200 0 0 PAC CENTURY CYBERWORKS COMMON 6164007 2,840 4,387,000 X 4,336,000 0 51,000 MORGAN STANLEY DEAN WITTER DIS COMMON 617446448 2,953 37,264 X 30,900 0 6,364 MORGAN STANLEY (CISCO) CONVERT 617446CY3 8,949 4,676,000 X 4,272,000 0 404,000 OBIC BUSINESS CONSULT LT COMMON 6174620 3,588 42,900 X 30,900 0 12,000 KOREA TOBACCO & GINSENG COMMON 6175076 294 19,600 X 19,600 0 0 DBS HOLDINGS COMMON 6175203 7,105 628,578 X 628,578 0 0 CHEUNG KONG (HOLDINGS) COMMON 6190273 25,731 2,012,000 X 1,812,000 0 200,000 I CABLE COMMUNICATIONS COMMON 6193937 1,901 4,494,000 X 4,450,000 0 44,000 CITIC PACIFIC COMMON 6196152 7,965 2,247,000 X 2,033,000 0 214,000 CITIZEN WATCH CO COMMON 6197304 22,860 3,134,000 X 2,404,000 0 730,000 MOTIENT CORP COMMON 619908106 1,820 454,900 X 454,900 0 0 ITOCHU TECHNO SCIENCE COMMON 6200194 48,559 261,700 X 228,600 0 33,100 MOTOROLA INC COMMON 620076109 697 34,417 X 31,975 0 2,442 INFOSYS TECH DEMAT COMMON 6205122 3,826 31,300 X 31,300 0 0 SEMBCORP MARINE LIMITED COMMON 6205133 168 415,000 X 415,000 0 0 HIMACHAL FUTURISTIC COMMON 6208411 4,147 151,591 X 151,591 0 0 TANAKA CHAEMICAL CORP COMMON 6214203 191 11,000 X 0 0 11,000 COMMONWEALTH BK OF AUST COMMON 6215035 483 28,100 X 28,100 0 0 LEGEND HOLDINGS LTD COMMON 6218089 248 394,000 X 394,000 0 0 RESMED INC COMMON 6221667 252 62,300 X 62,300 0 0 SK TELECOM CO LTD COMMON 6224871 37,227 186,135 X 186,135 0 0 COMPAL ELECTRONICS COMMON 6225744 2,002 1,475,000 X 1,475,000 0 0 PETROCHINA CO LTD COMMON 6226576 57,958 347,742,600 X 3 30,245,600 0 17,497,000 SATYAM COMPUTER DEMAT COMMON 6241041 289 41,800 X 41,800 0 0
PORTVUE-SEC13F.LRP PAGE 29 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- SATYAM COMPUTER SVCS DMT COMMON 6241858 1,197 172,900 X 172,900 0 0 MOVADO GROUP INC COMMON 624580106 738 48,400 X 48,400 0 0 DATACRAFT ASIA COMMON 6246831 19,860 4,207,576 X 4,207,576 0 0 MUELLER INDS INC COMMON 624756102 393 14,660 X 14,660 0 0 DAIICHI PHARM CO COMMON 6250218 32,571 1,094,000 X 848,000 0 246,000 DAIKIN KOGYO CO COMMON 6250724 30,476 1,582,000 X 1,361,000 0 221,000 DATAPULSE TECH COMMON 6253206 263 1,139,000 X 1,139,000 0 0 MULTEX COM INC COMMON 625367107 3,218 242,900 X 204,300 0 38,600 HINDUSTAN LEVER DEMAT COMMON 6260284 2,716 614,400 X 614,400 0 0 HINDUSTAN LEVER DEMAT COMMON 6261674 4,363 986,900 X 986,900 0 0 DENWAY INVESTMENT LTD COMMON 6263766 982 5,630,000 X 5,630,000 0 0 KOOKMIN CREDIT CARD COMMON 6263799 7,169 325,030 X 325,030 0 0 DIMENSION DATA HLDGS PLC COMMON 6264639 18,994 2,797,308 X 2,797,308 0 0 MURPHY OIL CORP COMMON 626717102 3,100 51,300 X 1,000 0 50,300 GIORDANO INTL LIMITED COMMON 6282040 4,459 9,660,000 X 9,660,000 0 0 MUTUAL RISK MGMT LTD COM COMMON 628351108 15 1,020 X 620 0 400 PT INDOFOOD SUKSES MAK COMMON 6283979 43 534,500 X 534,500 0 0 MYRIAD GENETICS INC COMMON 62855J104 22,036 266,300 X 243,300 0 23,000 LI & FUNG LTD COMMON 6286257 4,728 2,597,000 X 2,597,000 0 0 NBTY INC COMMON 628782104 1,635 344,200 X 303,500 0 40,700 NCI BUILDING SYS INC COMMON 628852105 369 19,600 X 19,600 0 0 NEC CORP ADR ORD COMMON 629050204 15 169 X 142 0 27 REMGRO LTD COMMON 6290689 516 75,400 X 75,400 0 0 NL INDS INC COMMON 629156407 2,658 109,600 X 106,800 0 2,800 NPS PHARMACEUTICALS INC COMMON 62936P103 26,736 557,000 X 542,800 0 14,200 NRG ENERGY INC COM COMMON 629377102 41,323 1,485,781 X A 1,295,654 0 190,127 NTL INC 7.00% 12/15/2008 CONVERT 629407AL1 37 47,000 X 0 0 47,000 NTL INC 144A CONVERT 629407AN7 7,620 15,671,000 X 14,404,000 0 1,267,000 NTL DEL INC / NTL INC CONVERT 62940TAA7 1,155 2,376,000 X 1,914,000 0 462,000 NTT DOCOMO INC COMMON 62942M201 1 16 X 0 0 16 NUI CORP COMMON 629430109 334 10,390 X 10,390 0 0 NVR INC COMMON COMMON 62944T105 6,315 51,100 X 45,800 0 5,300 NABORS INDS INC COMMON 629568106 64,398 1,088,723 X 923,769 0 164,954 NABORS INDUSTRIES INC 0% 6/20/ CONVERT 629568AD8 22,722 29,654,000 X 26,751,000 0 2,903,000 NACCO INDS INC COMMON 629579103 440 10,080 X 10,080 0 0 EAST JPN RAILWAY COMMON 6298542 575 98 X 98 0 0 NANOMETRICS INC COMMON 630077105 2,850 206,300 X 88,100 0 118,200 NANOPHASE TCHNOLOGIES CO COMMON 630079101 301 27,400 X 27,400 0 0 FAST RETAILING CO 9983 COMMON 6332439 32,962 168,200 X 143,200 0 25,000 NATIONAL BK GREECE S A ADR SPO COMMON 633643408 11,462 1,594,683 X 1,462,835 22,180 109,668 COSCO PACIFIC COMMON 6354251 21,085 27,184,000 X 23,812,000 0 3,372,000 NATIONAL COMM BANCORP COMMON 635449101 1,794 72,500 X 72,500 0 0 FUJIKURA COMMON 6356707 12,413 1,656,000 X 1,319,000 0 337,000 FUJISAWA PHARMACEUTICAL COMMON 6356804 993 30,000 X 30,000 0 0
PORTVUE-SEC13F.LRP PAGE 30 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- FURUKAWA ELECTRIC COMMON 6357562 27,462 1,572,000 X 1,378,000 0 194,000 NATIONAL GRID GROUP PLC ADR SP COMMON 636274102 18,804 414,429 X 381,762 6,753 25,914 NATIONAL INSTRS CORP COMMON 636518102 14,217 292,750 X 256,850 0 35,900 PT GUDANG GARAM COMMON 6366999 2,757 2,052,000 X 1,557,000 0 495,000 NATIONAL-OILWELL INC COMMON 637071101 54,915 1,419,450 X A 1,200,850 0 218,600 NATIONAL R V HLDGS INC COMMON 637277104 300 25,960 X 25,960 0 0 NIIT LTD EQTY LK NOTE COMMON 637990102 2,334 68,500 X 68,500 0 0 GUANGSHEN RAILWAY CO. COMMON 6388700 495 3,982,000 X 3,982,000 0 0 NATURAL MICROSYSTEMS COR COMMON 638882100 545 55,200 X 12,600 0 42,600 NAUTICA ENTERPRISES INC COMMON 639089101 8 550 X 340 0 210 NAVISTAR INTL CORP NEW COMMON 63934E108 510 19,470 X 19,470 0 0 NAVIGANT CONSULTING INC COM COMMON 63935N107 0 151 X 151 0 0 PT HANJA MANDA SAMPOERNA COMMON 6400325 3,437 2,232,000 X 1,682,000 0 550,000 HALLA CLIMATE CONTROL COMMON 6404316 248 15,820 X 15,820 0 0 NEON COMMUNICATIONS INC COMMON 640506101 1,407 216,500 X 156,300 0 60,200 NEORX CORP COMMON 640520300 3,418 651,000 X 534,900 0 116,100 BANK NEW YORK INC COMMON 64057102 39 705 X 25 0 680 HANKUK ELECTRIC GLASS CO COMMON 6409162 278 6,020 X 6,020 0 0 NEOPHARM INC COMMON 640919106 13,025 343,900 X 300,800 0 43,100 NESTLE S A SPON ADR REG COMMON 641069406 21,328 182,859 X 168,480 2,988 11,391 NETEGRITY INC COMMON 64110P107 25,915 476,600 X 388,600 0 88,000 NETIQ CORP COM COMMON 64115P102 25,322 289,806 X 227,674 0 62,132 NETWORK APPLIANCE INC COMMON COMMON 64120L104 172,558 2,688,343 X A 2,018,128 212 577,103 NETWORK SOLUTIONS INC DEL CL A COMMON 64121Q102 1 5 X 5 0 0 NEUROGEN CORP COMMON 64124E106 4,254 121,100 X 106,100 0 15,000 CHINA MERCHANTS (HLDGS) COMMON 6416139 4,327 5,974,000 X 5,974,000 0 0 QQQ JAN 90 CALLS COMMON 641990205 7 104,000 X 104,000 0 0 HIMACHAL FUTURISTIC COMM COMMON 6428178 2,281 83,384 X 83,384 0 0 HINDALCO INDUSTRIES COMMON 6428350 316 20,000 X 20,000 0 0 HIROSE ELECTRIC6806JP COMMON 6428725 337 3,500 X 0 0 3,500 HITACHI CABLE 5812JP COMMON 6429148 7,590 835,000 X 663,000 0 172,000 HONGKONG LAND HOLDINGS COMMON 6434915 2,029 914,000 X 914,000 0 0 HONGKONG ELECTRIC HLDS COMMON 6435327 9,763 2,644,000 X 2,644,000 0 0 HONG KONG&CHINA GAS COMMON 6436557 10,472 7,134,000 X 7,134,000 0 0 HON HAI PRECISION COMMON 6438564 194 38,300 X 38,300 0 0 NEW FOCUS INC COMMON 644383101 2,509 72,200 X 71,400 0 800 HUTCHISON WHAMPOA COMMON 6448068 69,235 5,552,992 X 5,053,392 0 499,600 CHINA EVERBRIGHT LIMITED COMMON 6455143 17 16,000 X 16,000 0 0 ITC LIMITED COMMON 6456027 6,166 321,000 X 321,000 0 0 IMPALA PLATINUM HOLDINGS COMMON 6457804 33,993 667,000 X 667,000 0 0 INDAH KIAT PULP & PAPER COMMON 6462422 37 435,500 X 435,500 0 0 JAPAN AIRLINES CO LTD COMMON 6471871 26,626 5,814,000 X 4,960,000 0 854,000 KAWASAKI STEEL CORP COMMON 6484664 8,059 7,799,000 X 6,209,000 0 1,590,000 KEYENCE CORP 6861JP COMMON 6490995 964 3,930 X 3,860 0 70
PORTVUE-SEC13F.LRP PAGE 31 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- NEW WORLD DEVELOP SPONS ADR COMMON 649274305 7,916 3,266,789 X 3,075,332 19,861 171,596 KIRIN BREWERY COMMON 6493745 3,359 375,000 X 375,000 0 0 KOMATSU (6301) COMMON 6496584 20,899 4,726,000 X 4,098,000 0 628,000 KONAMI CO LTD COMMON 6496681 55,300 736,900 X 653,900 0 83,000 KYOCERA CORP COMMON 6499260 218 2,000 X 2,000 0 0 NEW YORK TIMES CO CL A COMMON 650111107 7 170 X 0 0 170 HOUSING & COM BANK KOREA COMMON 6503020 7,470 329,270 X 329,270 0 0 KOREA TELECOM CORP COMMON 6505316 22,904 432,450 X 432,450 0 0 NEWFIELD EXPL CO COM COMMON 651290108 6,385 134,600 X 129,000 0 5,600 NEWPARK RES INC COMMON 651718504 468 48,990 X 48,990 0 0 NEWPORT CORP COM COMMON 651824104 130,418 1,659,067 X A 1,085,137 2,601 568,529 NEWPORT NEWS SHIPBLDG COMMON 652228107 443 8,520 X 8,520 0 0 NEWS AMER HLDGS INC CONVERT 652478AS7 12,846 19,193,000 X 17,370,000 0 1,823,000 NEWS COPR LTD ADR COMMON 652487703 0 15 X 0 0 15 NEXTEL COMMUNICATIONS INC CL A COMMON 65332V103 34 1,387 X 1,153 0 234 NEXTEL COMMUNICATIONS IN CONVERT 65332VAY9 18,611 25,407,000 X 23,009,000 0 2,398,000 NEXT LEVEL COMMUNICATIONS INCO COMMON 65333U104 2 190 X 169 0 21 NICHOLAS APPLEGATE GRW EQ FDCL MUTUAL 653698308 3 174 X 174 0 0 NIKE INC CLASS B COMMON 654106103 40,643 728,206 X 514,034 3,935 210,237 NINTENDO LTD ADR NEW COMMON 654445303 1 55 X 10 0 45 NISSAN MTRS COMMON 654744408 13,264 1,205,922 X 1,104,858 18,127 82,937 NOBLE AFFILIATES INC COMMON 654894104 5,522 120,040 X 111,040 0 9,000 NOKIA CORP COMMON 654902204 136,980 3,148,968 X 2,393,815 4,965 627,588 NOBLE DRILLING CORP COMMON 655042109 109,360 2,517,652 X 1,906,139 9,266 602,247 NOMURA SECS LTD JAPAN ADR 10 C COMMON 655361301 12,322 68,472 X 60,425 719 7,328 MAEDA CORP COMMON 6554705 317 92,000 X 92,000 0 0 MALAYAN BANKING COMMON 6556325 20,271 5,706,000 X 5,706,000 0 0 NORTEK INC COMMON 656559101 490 20,670 X 20,670 0 0 NORTEL NETWORKS CORP NEW COM COMMON 656568102 62,745 1,956,943 X 1,697,253 7,896 251,794 MATSUSHITA COMM COMMON 6572666 1,336 10,632 X 10,632 0 0 MANILA ELECTRIC COMPANY COMMON 6574833 1,752 1,769,700 X 1,769,700 0 0 MEITEC 9744JP COMMON 6576356 20,204 630,400 X 473,200 0 157,200 CREDIT SAISON 8253JP COMMON 6591809 10,598 495,000 X 381,000 0 114,000 NORTH FORK BANCORP INC N Y COMMON 659424105 77 3,150 X 0 0 3,150 MITSUBISHI CHEMICAL CORP COMMON 6597001 448 170,000 X 170,000 0 0 MITSUBISHI ELECTRIC COMMON 6597045 20,813 3,381,000 X 2,909,000 0 472,000 MITSUI FUDOSAN 8801JP COMMON 6597603 41,236 4,149,000 X 3,585,000 0 564,000 SAKURA BANK COMMON 6598714 604 100,000 X 100,000 0 0 MURATA MANUFACTNG6981JP COMMON 6610403 1,537 13,100 X 13,100 0 0 NGK INSULATORS COMMON 6619507 33,228 2,508,000 X 1,966,000 0 542,000 NIIT LIMITED COMMON 6628804 2,456 72,100 X 72,100 0 0 NEW WORLD INFRASTRUCTURE COMMON 6631590 151 250,000 X 250,000 0 0 NEW WORLD DEVEL COMMON 6633767 13,579 11,208,000 X 8,809,000 0 2,399,000 NIPPON SYS DEV COMMON 6639602 17,051 194,720 X 154,720 0 40,000
PORTVUE-SEC13F.LRP PAGE 32 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- NEC CORP COMMON 6640400 18,704 1,022,000 X 889,000 0 133,000 JAPAN ENERGY CORPORATION COMMON 6641209 394 254,000 X 0 0 254,000 NIPPON TEL & TEL COMMON 6641373 24,503 3,400 X 2,976 0 424 NIPPON SHEET GLASS COMMON 6641447 20,556 1,684,000 X 1,483,000 0 201,000 NITTO DENKO CORPORATION COMMON 6641801 7,370 271,500 X 215,300 0 56,200 NIKON CORP JPY50 COMMON 6642321 161 15,000 X 15,000 0 0 NOK CORPORATION COMMON 6642428 12,271 1,078,000 X 776,000 0 302,000 NIPPON STEEL COMMON 6642569 17,808 10,760,000 X 9,513,000 0 1,247,000 NISSAN MOTORS COMMON 6642860 432 75,000 X 75,000 0 0 NOMURA SECURITIES COMMON 6643108 35,809 1,989,964 X 1,760,964 0 229,000 OKI ELECTRIC IND JPY50 COMMON 6657682 8,481 1,899,000 X 1,547,000 0 352,000 NORTHERN TR CORP COM COMMON 665859104 94,545 1,159,178 X 928,070 3,329 227,779 OMRON CORP COMMON 6659428 499 24,000 X 24,000 0 0 ONO PHARMACEUTICAL COMMON 6660107 12,017 307,000 X 249,000 0 58,000 DAIBIRU CORPORATION 8806 COMMON 6661672 227 32,000 X 32,000 0 0 O U B OVERSEAS UN BK COMMON 6663838 11,342 2,428,000 X 1,937,000 0 491,000 PIONEER ELEC CORP COMMON 6688745 22,595 846,000 X 725,000 0 121,000 POHANG IRON & STEEL COMMON 6693233 484 8,000 X 8,000 0 0 NOVA CORP GA COMMON 669784100 4,490 225,195 X 165,955 0 59,240 NU HORIZONS ELECTRS CORP COMMON 669908105 2,618 292,900 X 214,450 0 78,450 NOVADIGM INC COMMON 669937104 1,431 226,700 X 173,400 0 53,300 NUANCE COMMUNICATIONS IN COMMON 669967101 13,998 324,600 X 277,500 0 47,100 NOVELL INC COMMON 670006105 15 2,922 X 359 0 2,563 NOVELLUS SYSTEMS INC COMMON 670008101 11,618 323,281 X 7,100 0 316,181 NOVEN PHARMACEUTICALS IN COMMON 670009109 29,096 778,500 X 630,400 0 148,100 NOVO-NORDISK A S ADR COMMON 670100205 14,265 161,185 X 148,621 2,472 10,092 PICVUE ELECTRONICS LTD COMMON 6703284 20 22,000 X 22,000 0 0 PROMISE CO (8574) COMMON 6703295 525 7,400 X 7,400 0 0 PETRONAS GAS BERHAD COMMON 6703972 452 266,000 X 266,000 0 0 NVIDIA CORP COM COMMON 67066G104 2,549 77,800 X 70,100 0 7,700 OM GROUP INC COMMON 670872100 574 10,500 X 10,500 0 0 OSI PHARMACEUTICALS INC COMMON 671040103 49,317 615,500 X 538,600 0 76,900 OYO GEOSPACE CORP COMMON 671074102 3,479 154,600 X 111,700 0 42,900 OAK INDUSTRIES 4.875% 3/01/200 CONVERT 671400AL3 4,194 1,197,000 X 1,068,000 0 129,000 Q.P. CORP COMMON 6714509 374 45,000 X 45,000 0 0 OAK TECHNOLOGY INC COMMON 671802106 6,284 723,300 X 650,800 0 72,500 PT RAMAYANA LESTARI COMMON 6725136 109 200,000 X 200,000 0 0 OAKLEY INC COMMON 673662102 20,438 1,513,900 X 1,320,400 0 193,500 OCCIDENTAL PETE CORP DEL COMMON 674599105 15,260 629,300 X 619,000 0 10,300 OCEAN ENERGY INC TEX COMMON 67481E106 15,146 871,700 X 793,650 0 78,050 OCEANFIRST FINL CORP COMMON 675234108 603 24,500 X 24,500 0 0 OFFSHORE LOGISTICS INC COMMON 676255102 3,034 140,800 X 127,100 0 13,700 SAMSUNG ELECTRONICS COMMON 6771720 24,249 194,143 X 194,143 0 0 SANYO ELECTRIC CO COMMON 6776769 30,871 3,711,000 X 3,140,000 0 571,000
PORTVUE-SEC13F.LRP PAGE 33 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- LUKOIL SPONSD ADR COMMON 677862104 8 209 X 154 16 39 SEVEN ELEVEN JAPAN8183JP COMMON 6797179 342 6,000 X 6,000 0 0 SHIN SATELLITE PB CO LTD COMMON 6799573 8 11,500 X 11,500 0 0 SHIN ETSU CHEM CO4063JP COMMON 6804585 308 8,000 X 8,000 0 0 SHIZUOKA BANK LTD COMMON 6805328 628 69,000 X 25,000 0 44,000 SHINHAN BANK COMMON 6805986 431 52,450 X 52,450 0 0 SILICONWARE PRECISION IN COMMON 6808877 27 49,140 X 49,140 0 0 SHANGHAI INDUSTRIAL HLDG COMMON 6810010 15,012 8,246,000 X 8,246,000 0 0 SINGAPORE AIRLINES LTD COMMON 6811734 34,608 3,489,000 X 3,104,000 0 385,000 OMNICARE INC COMMON 681904108 374 17,310 X 17,310 0 0 OMNICOM GROUP COMMON 681919106 296 3,576 X 1,665 0 1,911 OMNICOM GROUP INC CONVERT 681919AG1 19,325 11,138,000 X 10,038,000 0 1,100,000 OMNISKY CORP COMMON 68213L103 2,214 266,300 X 249,300 0 17,000 SONY CORP 6758JP COMMON 6821506 41,700 602,800 X 537,300 0 65,500 ON ASSIGNMENT INC COMMON 682159108 6,296 220,900 X 107,500 0 113,400 ONI SYSTEMS CORP COMMON 68273F103 18,590 469,890 X 409,540 0 60,350 ONYX PHARMACEUTICALS INC COMMON 683399109 6,002 403,500 X 390,000 0 13,500 OPENWAVE SYSTEMS INC COMMON 683718100 6,510 135,810 X 135,810 0 0 OPNET TECHNOLOGIES INC COMMON 683757108 2,940 195,200 X 142,100 0 53,100 OPTICNET INC. RESTRICTED COMMON 683868103 16 201,700 X 158,900 0 42,800 OPTIMAL ROBOTICS CORP COMMON 68388R208 11,582 345,100 X 256,400 0 88,700 ORACLE SYS CORP COMMON 68389X105 145,358 5,001,560 X C 1,821,570 534 3,152,056 BARRETT RES CORP COMMON 68480201 625 11,000 X 1,900 0 9,100 ADELPHIA COMMUNICATIONS CORPCL COMMON 6848105 13 253 X 253 0 0 ORAPHARMA INC COMMON 68554E106 1,295 97,700 X 71,500 0 26,200 SUMITOMO OSAKA CEMENT CO COMMON 6858548 7,954 2,378,000 X 1,844,000 0 534,000 SUMITOMO CHEMICAL CO COMMON 6858560 1,842 371,000 X 371,000 0 0 SUMITOMO RLTY 8830JP COMMON 6858902 8,026 1,594,000 X 1,270,000 0 324,000 ORIX CORP ADR SPONSORED COMMON 686330101 11 229 X 169 0 60 TAKEDA CHEMICAL IND4502J COMMON 6870445 62,687 1,059,000 X 924,000 0 135,000 ORTHODONTIC CTRS AMER IN COMMON 68750P103 4,553 145,700 X 140,300 0 5,400 TIMAH TBK COMMON 6875730 10 72,000 X 72,000 0 0 OSCA INC COMMON 687836106 1,585 93,600 X 68,000 0 25,600 TELEVISION BROADCASTS COMMON 6881674 258 49,000 X 49,000 0 0 OSHKOSH TRUCK CORP COMMON 688239201 11,264 256,000 X 256,000 0 0 OSICOM TECHNOLOGIES INC COMMON 688271501 1,775 110,500 X 108,000 0 2,500 KOOKMIN BANK COMMON 6885881 12,871 1,092,770 X 1,092,770 0 0 NEWS CORP ORD COMMON 6886925 276 35,497 X 35,497 0 0 THAI FARMERS BK FOREIGN COMMON 6888794 9,316 18,796,400 X 18,796,400 0 0 TAIWAN SEMICONDUCTOR COMMON 6889106 9,278 3,860,755 X 3,860,755 0 0 TOHO GAS CO COMMON 6895222 23 13,000 X 13,000 0 0 TOKYO ELEC PWR COMMON 6895404 1,130 45,500 X 45,500 0 0 TOKYU CORP COMMON 6896548 1,386 257,000 X 257,000 0 0 OUTBACK STEAKHOUSE INC COMMON 689899102 255 9,879 X 9,700 0 179
PORTVUE-SEC13F.LRP PAGE 34 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- TOYOTA MOTOR COMMON 6900643 1,099 34,400 X 34,400 0 0 TINGY(CAYMAN)HOLDING COR COMMON 6903556 268 2,326,000 X 2,326,000 0 0 OVERSEAS SHIPHOLDING GRO COMMON 690368105 5,771 251,600 X 220,600 0 31,000 TENAGA NASIONAL BHD COMMON 6904612 43,189 14,148,000 X 14,148,000 0 0 OWENS & MINOR INC NEW COM COMMON 690732102 5,061 285,100 X 264,700 0 20,400 OWENS ILLINOIS NEW COMMON 690768403 3 496 X 259 0 237 OXFORD HEALTH PLANS INC COMMON 691471106 8,490 214,928 X 67,978 0 146,950 UNITED MICROELECTRONICS COMMON 6916628 430 296,000 X 296,000 0 0 P & O PRINCESS CRUISES P L CAD COMMON 693070104 0 15 X 0 15 0 PE BIOSYSTEMS GROUP COM COMMON 69332S102 38 435 X 435 0 0 P F CHANGS CHINA BISTRO COMMON 69333Y108 2,436 77,500 X 74,800 0 2,700 PMC-SIERRA INC COM COMMON 69344F106 39,581 503,414 X A 192,043 0 308,571 PMI GROUP INC COMMON 69344M101 34,480 509,400 X 435,000 0 74,400 PACCAR INC COMMON 693718108 8 160 X 100 0 60 PACKARD BIOSCIENCE INC COMMON 695172205 1,323 113,800 X 108,500 0 5,300 PAIN THERATEUTICS INC COMMON 69562K100 2,393 160,900 X 118,000 0 42,900 PALM INC COM COMMON 696642107 140,756 4,971,513 X A 4,218,261 8,762 585,290 WING TAI HLDGS COMMON 6972385 201 277,000 X 277,000 0 0 CHINA RESOURCES COMMON 6972459 18 14,000 X 14,000 0 0 WORLD CO COMMON 6977971 9,987 264,000 X 202,600 0 61,400 PANERA BREAD CO COMMON 69840W108 8,390 367,800 X 308,200 0 59,600 YAMATAKE CORP COMMON 6985543 802 83,000 X 0 0 83,000 YAMATO TRANSPORT COMMON 6985565 772 42,000 X 42,000 0 0 ZHEJIANG EXPRESS-H SHS COMMON 6990763 764 4,806,000 X 4,806,000 0 0 LIFETEC GROUP COMMON 6991197 10 362,000 X 362,000 0 0 PARAMETRIC TECHNOLOGY CORP COMMON 699173100 5 380 X 0 0 380 PETROCHINA CO LTD SPONSORED AD COMMON 7.16E+104 8 491 X 446 0 45 QUANTA SVCS INC COM COMMON 7.48E+106 59 1,837 X 1,610 0 227 PARK ELECTROCHEMICAL COR COMMON 700416209 2,363 77,000 X 66,100 0 10,900 SAMPO LEONIA INSURANCE COMMON 7004492 23,505 435,400 X 350,600 0 84,800 PARK PL ENTMT CORP COM COMMON 700690100 1,308 109,543 X 109,543 0 0 PARKER HANNIFIN CORP COMMON 701094104 438 9,935 X 9,600 0 335 PARKVALE FINL CORP COMMON 701492100 261 12,640 X 12,640 0 0 PATINA OIL & GAS CORP COMMON 703224105 13,003 541,800 X 461,400 0 80,400 PATTERSON DENTAL CO COMMON 703412106 474 14,000 X 14,000 0 0 PATTERSON ENERGY INC COM COMMON 703414102 42,577 1,143,000 X 826,600 0 316,400 PAXAR CORP COMMON 704227107 589 57,840 X 57,840 0 0 PAYCHEX INC COMMON 704326107 117,587 2,418,258 X A 1,051,202 4,156 1,354,400 PEARSON PLC SPONSORED ADR COMMON 705015105 2 106 X 0 0 106 PECHINEY ADR SPONSORED COMMON 705151207 12 540 X 450 0 90 PECO II INC COMMON 705221109 4,991 192,900 X 156,400 0 36,500 PECOM ENERGIA S A ADR SPONS COMMON 70570522M 3 350 X 350 0 0 PENINSULAR & ORIENTAL STEAM AD COMMON 707190401 0 30 X 0 30 0 PENN NATL GAMING INC COMMON 707569109 343 33,700 X 25,800 0 7,900
PORTVUE-SEC13F.LRP PAGE 35 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- PENN VA CORP COMMON 707882106 1,022 30,800 X 21,800 0 9,000 PENNZOIL-QUAKER STATE CO COMMON 709323109 493 38,320 X 38,320 0 0 PENTON MEDIA INC COMMON 709668107 13,513 502,800 X 308,000 0 194,800 PEOPLESOFT INC COMMON 712713106 100,695 2,707,839 X A 2,242,080 5,937 459,822 PEPSI BOTTLING GROUP INC COM COMMON 713409100 13,811 346,900 X 332,400 0 14,500 PEPSICO INC COMMON 713448108 108,497 2,189,096 X C 589,700 0 1,585,696 PEREGRINE SYSTEMS INC COMMON 71366Q101 3,128 158,400 X 156,000 0 2,400 PERICOM SEMICONDUCTOR CO COMMON 713831105 21,958 1,186,900 X 983,700 0 203,200 PERKINELMER INC COM COMMON 714046109 99,807 950,544 X 597,325 3,547 349,672 PERKINELMER INC CONVERT 714046AA7 18,182 25,653,000 X 23,259,000 0 2,394,000 P T TELEKOMUNIKASI INDONESIASP COMMON 715684106 0 29 X 29 0 0 PETROLEO BRASILEIRO SA P COMMON 71654V408 70,015 2,772,866 X 2,644,922 0 127,944 PFIZER INC COMMON 717081103 292,043 6,348,732 X C 3,556,403 3,398 2,574,781 PHARMACEUTICAL PROD DEV COMMON 717124101 11,895 239,400 X 221,000 0 18,400 PHARMACOPEIA INC COMMON 71713B104 1,403 64,300 X 0 0 64,300 PHARMACIA CORP COMMON 71713U102 17,020 279,028 X 225,700 0 53,328 PHELPS DODGE CORP COMMON 717265102 5 90 X 0 0 90 BAXTER INTL INC COMMON 71813109 124 1,400 X 0 0 1,400 PHILIP MORRIS COS INS COMMON 718154107 2,736 62,190 X 38,600 0 23,590 PHILLIPS PETROLEUM COMPANY COMMON 718507106 4,545 79,900 X 74,100 0 5,800 PHILLIPS VAN HEUSEN CORP COMMON 718592108 1,897 145,900 X 99,600 0 46,300 PHYSIOMETRIX INC COMMON 718928104 763 47,900 X 36,100 0 11,800 PHOTON DYNAMICS INC COMMON 719364101 13,104 582,400 X 480,000 0 102,400 PHOTRONICS INC COMMON 719405102 6,827 291,300 X 241,000 0 50,300 PHYCOR INC COMMON 71940F100 0 65 X 0 0 65 PIER 1 IMPORTS INC COMMON COMMON 720279108 25,262 2,449,680 X 2,100,940 0 348,740 PINNACLE HLDGS INC COMMON 72346N101 490 54,100 X 47,300 0 6,800 PIONEER CORP JAPAN ADR SPONSOR COMMON 723646105 15,981 610,274 X 560,259 9,139 40,876 PIONEER NAT RES CO COMMON 723787107 854 43,400 X 43,400 0 0 PIONEER STD ELECTRS INC COMMON 723877106 359 32,600 X 32,600 0 0 PITNEY BOWES INC COMMON 724479100 1 20 X 20 0 0 PIXELWORKS INC COM COMMON 72581M107 9,368 418,700 X 407,900 0 10,800 PIVOTAL CORP COMMON 72581R106 9,966 268,900 X 241,500 0 27,400 PLAINS RES INC COMMON 726540503 1,728 81,800 X 64,100 0 17,700 PLANAR SYS INC COMMON 726900103 6,114 245,800 X 202,800 0 43,000 PLANTRONICS INC NEW COMMON COMMON 727493108 20,854 443,700 X 415,100 0 28,600 PLATO LEARNING INC COMMON 72764Y100 2,907 193,000 X 141,400 0 51,600 PLEXUS CORP COMMON 729132100 10,600 348,800 X 264,800 0 84,000 PLIVA D D 144A COMMON 72917Q103 1,671 140,800 X 140,800 0 0 POGO PRODUCING CO COMMON 730448107 4,373 140,500 X 30,900 0 109,600 POLYCOM INC COM COMMON 73172K104 12,804 397,800 X 302,200 0 95,600 POLYMEDICA CORP COMMON 731738100 17,282 517,800 X 479,500 0 38,300 POMEROY COMPUTER RES COMMON 731822102 1,188 77,900 X 49,200 0 28,700 BEA SYS INC COM COMMON 73325102 48,286 717,330 X 515,940 485 200,905
PORTVUE-SEC13F.LRP PAGE 36 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- PORTAL SOFTWARE INC COM COMMON 736126103 4,219 537,843 X 516,684 0 21,159 PORTUGAL TELECOM S A SPONSORED COMMON 737273102 1 117 X 0 0 117 BEAR STEARNS COS INC COMMON 73902108 59 1,158 X 270 0 888 POWER INTEGRATIONS INC COMMON 739276103 4,301 374,000 X 183,600 0 190,400 POWER-ONE INC COM COMMON 739308104 24,114 613,368 X 440,014 3,069 170,285 POWERWAVE TECHNOLOGIES I COMMON 739363109 68,108 1,164,240 X 926,240 0 238,000 POWERTEL INC COMMON 73936C109 18,042 291,300 X 270,300 0 21,000 POZEN INC COMMON 73941U102 3,986 218,400 X 161,000 0 57,400 PRAECIS PHARMACEUTICALS INC CO COMMON 739421105 8,653 295,814 X 239,314 0 56,500 PRAXAIR INC COMMON 74005P104 2,106 47,445 X 30,000 0 17,445 PRE PAID LEGAL SVCS INC COMMON COMMON 740065107 2,751 107,900 X 98,800 0 9,100 PRECISION CASTPARTS CORP COMMON 740189105 9,250 219,900 X 192,700 0 27,200 PRECISION DRILLING CORP CL A S COMMON 74022D100 62,959 1,676,126 X 1,422,600 0 253,526 PRESSTEK INC COMMON 741113104 310 29,500 X 21,000 0 8,500 PRICE COMMUNICATIONS CORP COM COMMON 741437305 10,555 627,820 X 586,652 0 41,168 PRIMACOM AG ADR SPONSORED COMMON 74154N108 0 33 X 0 0 33 PRIMA ENERGY CORP COMMON 741901201 6,447 184,200 X 157,450 0 26,750 PRIME HOSPITALITY CORP COMMON 741917108 3,100 266,700 X 254,300 0 12,400 PRIDE INTL INC COMMON 741932107 14,285 580,100 X 375,200 0 204,900 PRIORITY HEALTHCARE CORP CL B COMMON 74264T102 34,719 850,700 X 586,300 0 264,400 PROCTER & GAMBLE CO COMMON 742718109 7,212 91,942 X 20,500 0 71,442 PROPERTY CAP TR INC COM COMMON 74343M102 0 8 X 8 0 0 PROSOFT TRAINING COM COM COMMON 743477101 424 35,000 X 10,000 0 25,000 PROTECTIVE LIFE CORP COMMON 743674103 492 15,250 X 15,250 0 0 PROTEIN DESIGN LABS INC COM COMMON 74369L103 85,445 983,537 X A 827,509 974 151,454 PROVIDENT FINL GROUP INC COMMON 743866105 501 13,350 X 13,350 0 0 PROVIDIAN FINL CORP COM COMMON 74406A102 70,678 1,229,162 X A 1,153,792 0 68,170 PSINET INC COM COMMON 74437C101 0 318 X 318 0 0 PSI TECHNOLOGIES HLDGS I COMMON 74438Q109 996 189,700 X 176,200 0 13,500 PUBLIC SVC CO N MEX COMMON 744499104 799 29,800 X 29,800 0 0 PUBLIC STORAGE INC DEP SH 1/10 COMMON 74460D729 0 3 X 3 0 0 PUBLICIS GROUPE S A NEW ADR SP COMMON 74463M106 2 47 X 0 0 47 PULTE CORP COMMON 745867101 6,661 157,900 X 34,700 0 123,200 PUMA TECHNOLOGY INC COMMON 745887109 2,318 557,800 X 530,400 0 27,400 PURCHASEPRO COM COMMON 746144104 17,308 989,000 X 800,900 0 188,100 QLT PHOTOTHERAPEUTICS INC COM COMMON 746927102 0 17 X 0 0 17 QLOGIC CORP COM COMMON 747277101 80,349 1,043,516 X 810,125 2,815 230,576 QUAKER OATS CO COM COMMON 747402105 46,535 477,900 X 472,500 0 5,400 QUALCOMM INC COMMON 747525103 111,377 1,355,155 X 989,314 1,068 284,573 QUANEX CORP COMMON 747620102 260 12,930 X 12,930 0 0 QUANTA SVCS INC COMMON 74762E102 16,511 512,950 X 322,600 0 190,350 QUANTUM CORP DSSG COM COMMON 747906204 469 35,418 X 35,230 0 188 QUANTUM CORP HDDG COM COMMON 747906303 1 94 X 0 0 94 QUEST DIAGNOSTICS INC COM COMMON 74834L100 12,425 87,500 X A 77,500 0 8,000
PORTVUE-SEC13F.LRP PAGE 37 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- QUESTAR CORP COMMON 748356102 2,709 90,100 X 86,800 0 3,300 QUINTILES TRANSNATIONAL CORPCO COMMON 748767100 3 150 X 0 0 150 QWEST COMMUNICATIONS INTL INCO COMMON 749121109 119,804 2,930,989 X 2,574,078 0 180,611 QWEST COMM TRENDS 144A PREFERD 74912L105 14,968 216,531 X 200,947 0 15,584 R H DONNELLEY CORP COMMON 74955W307 4,228 173,900 X 146,100 0 27,800 RSA SEC INC COMMON 749719100 19,950 377,300 X 315,500 0 61,800 RMH TELESERVICES INC COMMON 749938106 1,990 215,100 X 158,700 0 56,400 RF MICRO DEVICES INC COM COMMON 749941100 2,167 78,985 X 78,939 0 46 RADIAN GROUP INC COMMON 750236101 2,132 28,400 X 28,400 0 0 RADIO ONE INC COMMON 75040P405 5,601 509,200 X 492,800 0 16,400 RADIOSHACK CORP COMMON 750438103 13,408 313,179 X 38,942 249 273,988 RADISYS CORP COMMON COMMON 750459109 334 12,900 X 2,850 0 10,050 RADYNE COMSTREAM INC COMMON 750611402 1,749 329,200 X 205,800 0 123,400 RAINBOW TECHNOLOGIES INC COMMON 750862104 2,268 143,400 X 112,000 0 31,400 RALCORP HLDGS INC NEW COMMON 751028101 386 23,600 X 23,600 0 0 RATIONAL SOFTWARE CORP COM NEW COMMON 75409P202 8,994 230,986 X 100,436 0 130,550 RATIONAL SOFTWARE CORP CONVERT 75409PAC7 13,195 10,209,000 X 9,254,000 0 955,000 READ-RITE CORP COMMON 755246105 1,573 390,100 X 285,400 0 104,700 READERS DIGEST ASSN INC CL A N COMMON 755267101 6 158 X 158 0 0 REALNETWORKS INC COM COMMON 75605L104 12 1,396 X 1,143 0 253 REDBACK NETWORKS INC COM COMMON 757209101 39,917 973,611 X 879,727 98 93,786 REDBACK NETWORKS INC CONVERT 757209AB7 4,165 7,165,000 X 6,512,000 0 653,000 REEBOK INTL LTD COMMON 758110100 15,251 557,830 X 473,000 0 84,830 ADVO INC COM COMMON 7585102 613 13,800 X 2,500 0 11,300 REGENT COMMUNICATIONS IN COMMON 758865109 1,838 309,600 X 224,900 0 84,700 REGENERON PHARMACEUTICAL COMMON 75886F107 6,189 175,500 X 153,300 0 22,200 BECTON DICKINSON & CO COMMON 75887109 8 230 X 0 0 230 BED BATH & BEYOND INC COM COMMON 75896100 42,841 1,914,621 X 1,387,294 1,240 526,087 REGUS PLC ADR SPONSORED COMMON 759144108 21,924 783,007 X 718,826 12,695 51,486 REHABCARE GROUP INC COM COMMON 759148109 14,888 289,800 X 255,400 0 34,400 REINSURANCE GROUP AMER I COMMON 759351109 608 17,140 X 17,140 0 0 RELIANCE INDS LTD COMMON 759470107 12,749 776,200 X 776,200 0 0 RELIANT ENERGY INC COMMON 75952J108 33,888 782,400 X 773,700 0 8,700 REMEC INC COMMON 759543101 3,644 378,600 X 313,850 0 64,750 RENT A CTR INC NEW COMMON 76009N100 13,117 380,200 X 307,200 0 73,000 RESEARCH IN MOTION LTD COM COMMON 760975102 31,699 396,237 X 355,826 201 40,210 RESPIRONICS INC COMMON 761230101 1,981 69,500 X 66,300 0 3,200 RETEK INC COMMON 76128Q109 9,677 396,999 X 322,217 0 74,781 REUTERS GROUP PLC-SPONS ADR COMMON 76132M102 33,809 343,237 X 299,150 0 44,087 REYNOLDS & REYNOLDS CO COMMON 761695105 6,105 301,500 X 258,400 0 43,100 RHODIA ADR SPONSORED COMMON 762397107 4 247 X 0 69 178 RICHARDSON ELECTRS LTD COMMON 763165107 271 19,700 X 14,700 0 5,000 ROBERT HALF INTL INC COMMON 770323103 36,522 1,378,220 X 702,500 0 675,720 ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 1 10 X 0 10 0
PORTVUE-SEC13F.LRP PAGE 38 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- ROCHE HLDGS/ GENENTECH CONVERT 771196AG7 20,096 21,903,000 X 20,340,000 0 1,563,000 ROCKWELL INTL CORP NEW COM COMMON 773903109 15 305 X 305 0 0 ROGERS CORP COMMON 775133101 2,488 60,600 X 0 0 60,600 ROLLS-ROYCE PLC SPONSORED ADR COMMON 775781206 1 59 X 0 0 59 ROSS STORES INC COMMON 778296103 21 1,260 X 1,260 0 0 ROWAN COS INC COM COMMON 779382100 66,209 2,452,169 X A 2,232,457 0 219,712 ROYAL PTT NEDERLAND N V SPONSO COMMON 780641205 0 36 X 0 0 36 RURAL CELLULAR CORP CL A COMMON 781904107 492 16,600 X 3,200 0 13,400 RYANAIR HLDGS PLC SPONSORED AD COMMON 783513104 18,315 328,886 X 302,409 5,433 21,044 SBC COMMUNICATIONS INC COMMON 78387G103 48,721 1,020,345 X 550,167 0 470,178 SBA COMMUNICATIONS CORP CL A COMMON 78388J106 295 7,200 X 1,500 0 5,700 SCI SYS INC COMMON 783890106 13 486 X 280 0 206 SCP POOL CORP COMMON 784028102 10,133 337,075 X 264,825 0 72,250 SDL INC COMMON COMMON 784076101 122,547 826,972 X A 523,465 1,241 300,166 SEI INVESTMENTS CO COMMON 784117103 42,661 380,900 X 377,000 0 3,900 SOUTHERN ENERGY PREFERD 78411Y104 10,706 172,670 X 156,541 0 16,129 SK TELECOM LTD COMMON 78440P108 4,981 211,390 X 211,390 0 0 SPS TECHNOLOGIES INC COMMON 784626103 446 8,130 X 8,130 0 0 SABA SOFTWARE INC COMMON 784932105 2,197 139,500 X 135,100 0 4,400 SAFEGUARD SCIENTIFICS INC. COMMON 786449108 6 870 X 697 0 173 SAFEWAY INC NEW COMMON 786514208 48,098 769,575 X 672,093 0 97,482 ADVANCED MICRO DEVICES COMMON 7903107 122 8,800 X 0 0 8,800 ST MARY LD & EXPL CO COMMON 792228108 4,161 124,900 X 95,700 0 29,200 ADVENT SOFTWARE INC COMMON COMMON 7974108 432 10,800 X 2,100 0 8,700 BELLSOUTH CORP COMMON 79860102 197 4,800 X 0 0 4,800 SAN PAOLO-MII S P A COMMON 799175104 20 619 X 556 0 63 STORAGENETWORKS INC OC-COM COMMON 8.62E+107 5 193 X 134 0 59 TARGET CORP COMMON 8.76E+110 12 380 X 0 0 380 TOTAL S A SPONSORED ADR COMMON 8.92E+113 11,232 154,526 X 148,566 125 5,835 SANDISK CORP COMMON COMMON 80004C101 10,544 379,950 X 362,700 0 17,250 SANGAMO BIOSCIENCES INC COMMON 800677106 3,165 162,300 X 117,200 0 45,100 SANMINA CORP COMMON COMMON 800907107 144,681 2,044,994 X A 1,367,878 8,097 669,019 SANMINA CORP 4.250% 05/01/04 CONVERT 800907AB3 17,583 9,447,000 X 8,509,000 0 938,000 SANGSTAT MED CORP COMMON 801003104 6,322 532,400 X 473,900 0 58,500 SANYO ELEC LTD COMMON 803038306 12,310 293,995 X 273,570 1,109 19,316 SAP AG SPONSORED ADR COMMON 803054204 17 504 X 219 0 285 SAPIENT CORP COM COMMON 803062108 16 1,324 X 1,208 0 116 SATCON TECHNOLOGY CORP COMMON 803893106 593 60,100 X 49,100 0 11,000 SCANSOURCE INC COMMON 806037107 7,484 191,900 X 148,500 0 43,400 SCHEIN HENRY INC COMMON 806407102 10,498 303,200 X 192,800 0 110,400 SCHERING PLOUGH CORP COMMON 806605101 17,191 302,915 X 302,915 0 0 SCHLUMBERGER LTD COMMON 806857108 60,093 751,756 X 631,775 3,668 116,313 SCHOLASTIC CORP COMMON 807066105 7,764 87,600 X 80,600 0 7,000 SCHWAB CHARLES CORP NEW COMMON 808513105 5 204 X 0 0 204
PORTVUE-SEC13F.LRP PAGE 39 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- SCIENT CORP COM COMMON 80864H109 0 20 X 20 0 0 SCIENTIFIC ATLANTA INC COMMON 808655104 22,052 677,221 X 251,629 0 425,592 SCIENTIFIC LEARNING CORP COMMON 808760102 352 83,400 X 59,600 0 23,800 SEACHANGE INTL INC COMMON 811699107 3,096 152,400 X 131,800 0 20,600 AETNA INC PFD CL C 6.25% CONVERT 8117202 1 9 X 0 0 9 SEALED AIR CORP NEW COM COMMON 81211K100 3 95 X 95 0 0 SEALED AIR CORP NEW PFD CONV A PREFERD 81211K209 10,368 321,481 X 290,208 0 31,273 SEARS ROEBUCK & CO COMMON 812387108 1,918 55,200 X 35,100 0 20,100 SECURE COMPUTING CORP COMMON 813705100 7,454 754,800 X 670,600 0 84,200 SEITEL INC COMMON 816074306 3,374 183,000 X 162,000 0 21,000 SEMTECH CORP COM COMMON 816850101 27,307 1,237,700 X 901,500 0 336,200 SEMITOOL INC COMMON 816909105 4,016 414,600 X 236,600 0 178,000 SEPRACOR INC COMMON COMMON 817315104 49,029 611,901 X 525,529 0 86,372 SERENA SOFTWARE INC COMMON 817492101 29,962 875,200 X 748,700 0 126,500 SERONO S A SPONSORED ADR COMMON 81752M101 15 624 X 555 0 69 SERVICE CORP COMMON 817565104 1 335 X 0 0 335 SHARPER IMAGE CORP COMMON 820013100 1,770 115,100 X 81,400 0 33,700 SHAW GROUP INC COM COMMON 820280105 37,906 758,112 X A 647,012 0 111,100 SHAW INDS INC COMMON 820286102 1 68 X 0 0 68 SHIRE PHARMACEUTICALS GROUP AD COMMON 82481R106 559 12,116 X 2,700 0 9,416 SHUFFLE MASTER INC COMMON 825549108 3,448 217,200 X 159,300 0 57,900 SHURGARD STORAGE CTRS IN COMMON 82567D104 289 11,820 X 11,820 0 0 SICOR INC COMMON 825846108 5,146 356,400 X 314,900 0 41,500 SIEBEL SYSTEMS INC COMMON 826170102 114,270 1,689,754 X A 1,182,697 1,721 414,836 SIEBEL SYSTEMS 5.500% 09/15/06 CONVERT 826170AC6 17,471 5,814,000 X 5,259,000 0 555,000 SIEMENS A G ADR NEW COMMON 826197402 1 8 X 0 0 8 SIERRA PAC RES NEW COMMON 826428104 504 31,360 X 31,360 0 0 SIERRA WIRELESS INC COMMON 826516106 5,980 128,600 X 128,600 0 0 SILICON STORAGE TECHNOLO COMMON 827057100 7,142 604,600 X 462,200 0 142,400 SILICON VY BANCSHARES COMMON 827064106 18,171 525,750 X 411,600 0 114,150 SIME DARBY BERHAD ADR COMMON 828617209 3 2,489 X 2,489 0 0 SIMPSON MANUFACTURING CO COMMON 829073105 5,064 99,300 X 79,100 0 20,200 SKECHERS U S A INC COMMON 830566105 6,439 415,400 X 272,100 0 143,300 SKILLSOFT CORP COMMON 83066P101 1,208 64,400 X 47,400 0 17,000 SKYWEST INC COMMON 830879102 24,664 857,834 X 514,100 0 343,734 SMARTFORCE PUB LTD CO COMMON 83170A206 7,256 193,164 X 132,364 0 60,800 SMITH INTL INC COMMON 832110100 90,192 1,209,623 X A 1,112,523 0 97,100 SMITHFIELD FOODS COMMON 832248108 28 937 X 0 0 937 SMTC CORP COMMON 832682108 699 51,300 X 51,300 0 0 SMURFIT-STONE CONTAINER CORPCO COMMON 832727101 25 1,691 X 1,564 0 127 SODEXHO MARRIOTT SVCS INC COM COMMON 833793102 0 19 X 0 0 19 SOLECTRON CORP COMMON COMMON 834182107 2,561 75,537 X 4,632 0 70,905 SOLECTRON CONVERT 834182AK3 15,537 27,378,000 X 24,835,000 0 2,543,000 SOLECTRON ZERO 11/20/20 CONVERT 834182AL1 15,342 29,647,000 X 26,865,000 0 2,782,000
PORTVUE-SEC13F.LRP PAGE 40 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- SONERA CORP - SPON ADR COMMON 835433202 1 39 X 20 0 19 SONIC CORP COMMON 835451105 353 15,150 X 3,600 0 11,550 SONIC AUTOMOTIVE INC COMMON 83545G102 2,954 429,600 X 287,900 0 141,700 SONICBLUE INC COMMON 83546Q109 1,957 474,500 X 341,400 0 133,100 SONICWALL INC COMMON 835470105 7,477 460,100 X 409,200 0 50,900 SONY CORP 6758JP COMMON 835699307 8,451 121,602 X 108,613 1,785 11,204 SONUS NETWORKS INC COMMON 835916107 25,169 996,780 X 880,580 0 116,200 SOUTHERN ENERGY INC DEL COMMON 842816100 26,811 946,980 X 825,680 0 121,300 SOUTHTRUST CORP COMMON 844730101 11 279 X 0 0 279 SOUTHWEST AIRLS CO COMMON 844741108 42,255 1,260,223 X 922,029 6,368 331,826 SOUTHWEST BANCORPORATION TEXCO COMMON 84476R109 12,812 298,400 X 270,200 0 28,200 SOUTHWESTERN ENERGY CO COMMON 845467109 460 44,300 X 44,300 0 0 SPECTRALINK CORP COMMON 847580107 9,867 683,419 X 570,319 0 113,100 SPECTRUM CTL INC COMMON 847615101 1,768 175,700 X 157,800 0 17,900 SPEECHWORKS INTL INC COMMON 84764M101 5,888 120,000 X 81,500 0 38,500 SPRINT CORP COMMON 852061100 815 40,100 X 25,100 0 15,000 SPRINT CORP PCS COM SER 1 COMMON 852061506 347 16,951 X 12,889 262 3,800 STANCORP FINL GROUP INC COMMON 852891100 8,285 173,500 X 143,900 0 29,600 STANDARD MICROSYSTEMS CO COMMON 853626109 4,951 244,500 X 204,500 0 40,000 STANDARD PAC CORP NEW COMMON 85375C101 2,230 95,400 X 92,100 0 3,300 STANFORD MICRODEVICES IN COMMON 854399102 6,782 188,400 X 131,500 0 56,900 STANLEY WKS COM COMMON 854616109 5 160 X 0 0 160 STARBUCKS CORP COM COMMON 855244109 92,711 2,095,151 X 1,715,055 5,137 374,959 STARWOOD HOTELS&RESORTS COMMON 85590A203 670 19,000 X 19,000 0 0 STATE STR CORP COMMON 857477103 19,756 159,052 X 112,000 0 47,052 STEELCASE INC COMMON 858155203 1,930 139,100 X 139,100 0 0 STEIN MART INC COMMON 858375108 1,711 147,200 X 140,400 0 6,800 STEWART & STEVENSON SVCS COMMON 860342104 438 19,300 X 19,300 0 0 STILLWATER MNG CO COMMON 86074Q102 9,389 238,600 X 236,000 0 2,600 STILWELL FINL INC COM COMMON 860831106 21 539 X 387 0 152 STMICROELECTRONICS N V SHS-N Y COMMON 861012102 4 94 X 61 0 33 STONE ENERGY CORP COMMON 861642106 29,990 464,600 X 388,400 0 76,200 STRIDE RITE CORP COMMON 863314100 9 1,270 X 780 0 490 SUIZA FOODS CORP COMMON 865077101 2,179 45,400 X 20,300 0 25,100 BEST BUY INC COMMON 86516101 1,063 35,958 X 32,674 0 3,284 SUMMIT PPTYS INC COMMON 866239106 427 16,410 X 16,410 0 0 SUN MICROSYSTEMS INC COMMON 866810104 133,573 4,791,834 X C 2,268,495 458 2,429,231 SUNGARD DATA SYS INC COMMON 867363103 34,762 737,622 X 540,362 3,278 193,982 SUNGLASS HUT INTL INC COMMON 86736F106 1,316 256,740 X 210,340 0 46,400 SUNPOINT SECS INC COM COMMON 867649105 0 2 X 2 0 0 SUNRISE ASSISTED LIVING COMMON 86768K106 1,170 46,800 X 29,500 0 17,300 SUPERCONDUCTOR TECHNOLOG COMMON 867931107 355 97,800 X 61,700 0 36,100 SUPPORT COM INC COMMON 868587106 3,483 172,000 X 126,500 0 45,500 SURGUTNEFTEGAS JSC COMMON 868861204 18,368 1,766,200 X 1,766,200 0 0
PORTVUE-SEC13F.LRP PAGE 41 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- SURMODICS INC COMMON 868873100 2,985 81,100 X 54,900 0 26,200 SWEDISH MATCH AB ADR SPONS COMMON 870309507 11,100 296,015 X 276,702 5,765 13,548 SWIFT ENERGY CO COMMON 870738101 20,141 535,300 X 424,200 0 111,100 SWIFT TRANSN CO COMMON 870756103 2,566 129,525 X 39,450 0 90,075 SWISS RE INS CO ADR SPONSORED COMMON 870887205 23,692 197,646 X 181,813 3,190 12,643 SYBASE INC COMMON 871130100 21,138 1,066,900 X 848,300 0 218,600 SYCAMORE NETWORKS COMMON 871206108 34 919 X 379 0 540 SYMANTEC CORP COMMON 871503108 26 758 X 654 0 104 SYMMETRICOM INC COMMON 871543104 3,658 375,150 X 360,750 0 14,400 SYNOPSYS INC COMMON 871607107 19 390 X 390 0 0 SYNGENTA AG ADR SPONSORED COMMON 87160A100 4 403 X 395 0 8 SYNGENTA AG ADR SPONSORED COMMON 87160A209 0 28 X 28 0 0 SYSCO CORPORATION COMMON 871829107 67,758 2,258,598 X A 2,209,754 0 36,444 TCF FINL CORP COMMON 872275102 3,552 79,700 X 79,700 0 0 TDK CORP COMMON 872351408 64 660 X 0 641 19 TECO ENERGY INC COMMON 872375100 3,739 115,500 X 115,500 0 0 TJX COMPANIES INC (NEW) COMMON 872540109 233 8,416 X 4,680 0 3,736 T / R SYS INC COMMON 87263U102 112 17,500 X 13,300 0 4,200 TRW INC COMMON 872649108 1,228 31,700 X 19,100 0 12,600 TMP WORLDWIDE INC COM COMMON 872941109 41,719 758,500 X 307,800 0 450,700 TAIWAN SEMICONDUCTOR MFG COMMON 874039100 8,207 475,792 X 475,792 0 0 TAIYO YUDEN LTD ADR COMMON 874047202 1 8 X 0 0 8 TALBOTS INC COM COMMON 874161102 7,856 172,200 X 82,500 0 89,700 TALX CORP COMMON 874918105 1,200 30,000 X 21,500 0 8,500 TAIWAN SEMICOND EQTY LK COMMON 874990104 6,907 2,878,000 X 2,878,000 0 0 TANOX INC COMMON 87588Q109 3,605 92,000 X 92,000 0 0 TAUBMAN CTRS INC COMMON 876664103 302 27,610 X 27,610 0 0 TAYCO DEVS INC COM COMMON 876791104 0 66 X 66 0 0 TECH DATA CORP COMMON 878237106 1 40 X 0 0 40 TECH SQUARED INC ESCROW COMMON 878302991 0 283,600 X 213,900 0 69,700 TECHNE CORP COMMON 878377100 9,427 261,400 X 241,200 0 20,200 TECHNITROL INC COM COMMON 878555101 35,350 859,600 X 663,800 0 195,800 TEKTRONIX INC COMMON 879131100 58,048 1,723,152 X 1,224,960 9,505 488,687 TELE DANMARK A/S SPONS ADR CL COMMON 879242105 1 64 X 17 0 47 TELE NORTE LESTE PARTICIPACOAD COMMON 879246106 56,515 2,477,369 X 2,385,762 0 91,607 TELECOM ITALIA SPA-SP ADR COMMON 87927W106 1 8 X 0 0 8 TELECOMUNICACOES BRASILE COMMON 879287308 41,665 571,730 X 571,730 0 0 TELEDYNE TECHNOLOGIES IN COMMON 879360105 8,600 364,000 X 207,600 0 156,400 TELEFONICA DE ESPANA SA ADR COMMON 879382208 1 18 X 0 0 18 TELEFONOS DE MEXICO S A COMMON 879403780 38,636 856,203 X 789,577 1,135 65,491 TELESP CELULAR PARTICIPACOESAD COMMON 87952L108 8,174 302,720 X 302,700 0 20 TELLABS INC COMMON 879664100 4,205 74,413 X 73,759 0 654 TELSTRA LTD ADR SPON FL INT COMMON 87969N204 2 116 X 116 0 0 TEMPLE INLAND INC COMMON 879868107 0 5 X 5 0 0
PORTVUE-SEC13F.LRP PAGE 42 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- TELETECH HOLDINGS INC COMMON 879939106 5,968 324,800 X 198,500 0 126,300 TEMPLETON GROWTH FD INC CL I MUTUAL 880199104 0 3 X 0 0 3 TENET HEALTHCARE CORP COMMON 88033G100 70,000 1,575,278 X 1,176,627 6,937 391,714 TERADYNE INC COMMON 880770102 34 922 X 723 0 199 TEREX CORP NEW COMMON 880779103 508 31,400 X 31,400 0 0 TESCO PLC ADR SPONSORED COMMON 881575302 24,464 2,001,973 X 1,843,032 31,904 127,037 TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 109,330 1,492,556 X 1,374,864 4,244 113,448 TETRA TECHNOLOGIES INC D COMMON 88162F105 688 44,400 X 44,400 0 0 TEVA PHARMACEUTICAL 144A CONVERT 88163VAA7 20,406 18,530,000 X 17,231,000 0 1,299,000 TEXAS BIOTECHNOLOGY CORP COMMON 88221T104 1,139 132,600 X 78,000 0 54,600 TEXAS INSTRUMENTS INC COMMON 882508104 38,869 820,451 X 294,875 1,908 523,668 TEXTRON INC COMMON 883203101 1,140 24,518 X 15,018 0 9,500 THERMA-WAVE INC COMMON 88343A108 1,037 74,100 X 74,100 0 0 THERMO ELECTRON CORP COMMON COMMON 883556102 2 58 X 0 0 58 THREE FIVE SYS INC COMMON 88554L108 11,568 642,649 X 596,849 0 45,800 ADC TELECOMMUNICATION INC COMMON 886101 3 150 X 150 0 0 TIBCO SOFTWARE INC COM COMMON 88632Q103 51,945 1,083,618 X 995,359 131 88,128 TIDEWATER INC COMMON 886423102 204 4,581 X 2,742 0 1,839 TIFFANY & CO NEW COM COMMON 886547108 54,999 1,739,139 X 1,035,285 5,829 698,025 TIMBERLAND CO CL A COMMON 887100105 61,349 917,360 X 727,260 0 190,100 TIME WARNER INC COMMON 887315109 4 67 X 0 0 67 TIME WARNER TELECOM INC CL A COMMON 887319101 108,489 1,710,164 X 1,263,237 5,323 441,604 TIMKEN CO COMMON 887389104 6 392 X 280 0 112 TITAN PHARMACEUTICALS IN COMMON 888314101 20,815 588,500 X 460,400 0 128,100 TOLLGRADE COMMUNICATIONS COMMON 889542106 16,582 454,300 X 357,200 0 97,100 TOMRA SYS A / S COMMON 889905204 31,917 1,636,688 X 1,509,650 24,780 102,258 TOO INC COM COMMON 890333107 392 31,300 X 7,100 0 24,200 TORCHMARK CORP COMMON 891027104 1,257 32,700 X 21,300 0 11,400 TORO CO COMMON 891092108 463 12,630 X 12,630 0 0 TOSCO CORP COM NEW COMMON 891490302 89 2,622 X 623 0 1,999 TOTAL S A SPONSORED ADR COMMON 89151E109 320 4,404 X 0 2,412 1,992 TOYOTA MTR LTD ADR NEW COMMON 892331307 0 7 X 0 0 7 TRANSACTION SYS ARCHITEC COMMON 893416107 2,015 174,300 X 133,400 0 40,900 TRANSGENOMIC INC COMMON 89365K206 990 94,300 X 69,800 0 24,500 TRANSOCEAN SEDCO CONVERT 893830AA7 17,518 29,692,000 X 26,929,000 0 2,763,000 TRANSWITCH CORP COMMON COMMON 894065101 88,726 2,267,760 X 1,760,152 7,134 500,474 TRANSWITCH CORP 144A CONVERT 894065AA9 4,619 5,190,000 X 4,830,000 0 360,000 TRANSWITCH CORP CONVERT 894065AB7 203 228,000 X 80,000 0 148,000 TRAVELERS INC COMMON 894190107 2 70 X 70 0 0 TRIAD HOSPITALS INC COMMON 89579K109 26,175 803,850 X 708,750 0 95,100 TRIAD GTY INC COMMON 895925105 914 27,600 X 27,600 0 0 TRIBUNE CO COMMON 896047107 83 1,967 X 1,818 0 149 TRICO MARINE SERVICES IN COMMON 896106101 5,256 340,500 X 311,200 0 29,300 TRICORD SYSTEMS INC COMMON 896121100 1,855 223,100 X 163,400 0 59,700
PORTVUE-SEC13F.LRP PAGE 43 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- TRIKON TECHNOLOGIES INC COMMON 896187408 4,658 465,800 X 363,800 0 102,000 TRIGON HEALTHCARE INC COM COMMON 89618L100 17,165 220,600 X 180,200 0 40,400 TRIMERIS INC COMMON 896263100 16,270 296,500 X 228,900 0 67,600 TRIPATH TECHNOLOGY INC COMMON 89672P104 4,279 299,000 X 294,400 0 4,600 TRIQUINT SEMICONDUCTOR ICOMMON COMMON 89674K103 66,905 1,531,463 X 1,209,915 5,067 316,481 TUBOS DE ACERO DE MEXICO COMMON 898592506 11,187 782,300 X 782,300 0 0 TULARIK INC COMMON 899165104 486 16,507 X 16,507 0 0 VERISIGN INC COM COMMON 9.23E+106 428 5,778 X 5,366 88 324 WESTERN WIRELESS CORP CL A COMMON 9.60E+208 2 45 X 0 0 45 TV AZTECA S A DE C V COMMON 901145102 42,674 4,294,200 X 4,294,200 0 0 BILLITON PLC ADR COMMON 90171109 13 3,247 X 2,754 0 493 II VI INC COMMON 902104108 5,963 392,600 X 268,300 0 124,300 TYCO INTL LTD NEW COM COMMON 902124106 74,528 1,342,874 X A 489,444 2,479 846,351 UGI CORP NEW COMMON 902681105 570 22,500 X 22,500 0 0 USX MARATHON GROUP COMMON 902905827 2,531 91,200 X 57,900 0 33,300 BINDLEY WESTN INDS INC COM COMMON 90324104 1,035 24,900 X 6,300 0 18,600 USG CORP COM NEW COMMON 903293405 7 300 X 214 0 86 UTI ENERGY CORP COM COMMON 903387108 71,931 2,188,000 X A 1,845,600 0 342,400 ULTICOM INC COMMON 903844108 2,340 68,700 X 68,700 0 0 ULTIMATE ELECTRS INC COMMON 903849107 2,167 98,800 X 91,400 0 7,400 USA ED INC COM COMMON 90390U102 25,827 379,808 X 268,773 1,830 109,205 ULTRAMAR DIAMOND SHAMROC COMMON 904000106 2,427 78,600 X 78,600 0 0 UNIBANCO-UNIAO DE BANCOS COMMON 90458E107 19,236 653,440 X 653,440 0 0 UNILEVER N V NEW YORK SHS N COMMON 904784709 1 15 X 15 0 0 UNION CARBIDE CORP COMMON 905581104 22 406 X 219 0 187 BIOGEN N V COMMON 90597105 132 2,193 X 783 0 1,410 UNISYS CORP COM COMMON 909214108 37 2,524 X 344 0 2,180 UNIT CORP COMMON 909218109 11,092 585,700 X 420,700 0 165,000 UNITED MICROELECTRONICS COMMON 910873207 4,851 587,960 X 587,960 0 0 UNITED NAT FOODS INC COMMON 911163103 455 25,800 X 25,800 0 0 UNITED PAN-EUROPE COMMUNICATAD COMMON 911300200 0 25 X 0 0 25 U S AIR GROUP INC COMMON 911905107 18 440 X 190 0 250 UNITED STATIONERS INC COMMON 913004107 11,634 467,700 X 354,300 0 113,400 UNITED TECHNOLOGIES CORP COMMON 913017109 36,909 469,430 X 93,889 0 375,541 UNITEDGLOBALCOM PFD CV 1/20 DS CONVERT 913247201 24 1,150 X 0 0 1,150 UNITEDHEALTH GROUP INC COMMON 91324P102 94,750 1,543,792 X 1,230,013 3,958 309,821 UNIVERSAL COMPRESSION HL COMMON 913431102 3,784 100,400 X 100,400 0 0 UNIVERSAL CORP VA COMMON 913456109 637 18,200 X 18,200 0 0 UNIVERSAL ELECTRS INC COMMON 913483103 8,588 556,300 X 410,200 0 146,100 UNIVERSAL HLTH SVCS INC COMMON 913903100 16,740 149,800 X 139,100 0 10,700 UNIVERSAL HEALTH SV 144A CONVERT 913903AJ9 25,734 36,994,000 X 34,191,000 0 2,803,000 UNIVERSAL HEALTH SERVICES 0.42 CONVERT 913903AL4 2,376 3,416,000 X 2,300,000 0 1,116,000 UNIVISION COMMUNICATIONS INCCL COMMON 914906102 759 18,553 X A 12,171 176 406 UNOCAL CORP COMMON 915289102 3,000 77,543 X 0 0 77,543
PORTVUE-SEC13F.LRP PAGE 44 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- AIR PRODS & CHEMS INC COMMON 9158106 276 6,725 X 6,725 0 0 VALASSIS COMMUNICATIONS INC CO COMMON 918866104 687 21,760 X 21,389 0 371 VALENCE TECHNOLOGY INC COMMON 918914102 2,914 312,900 X 215,300 0 97,600 VALERO REFNG & MARKETING CO CO COMMON 91913Y100 26,104 701,960 X 629,710 0 72,250 VARCO INTL INC DEL COMMON 922122106 16,032 737,126 X 591,668 0 145,458 VARIAGENICS INC COMMON 922196100 974 82,100 X 60,400 0 21,700 VARIAN INC COM COMMON 922206107 22,463 663,100 X 569,200 0 93,900 VARIAN SEMICONDUCTOR EQU COMMON 922207105 22,401 943,200 X 755,200 0 188,000 VARIAN MED SYS INC COMMON 92220P105 10,619 156,300 X 150,400 0 5,900 VASTERA INC COMMON 92239N109 930 58,100 X 58,100 0 0 VEECO INSTRS INC DEL COMMON 922417100 11,095 276,500 X 183,200 0 93,300 VENATOR GROUP INC COMMON 922944103 575 37,100 X 37,100 0 0 VERITAS SOFTWARE CO COMMON COMMON 923436109 223,484 2,554,117 X C 1,332,780 1,657 1,144,805 VERITAS SOFTWARE CO CONVERT 923436AB5 18,304 1,978,000 X 1,780,000 0 198,000 VERITY INC COMMON 92343C106 15,056 625,700 X 476,600 0 149,100 VERISIGN INC COMMON 92343E102 71,862 968,658 X 686,358 0 227,805 VERITAS SOFTWARE CORP / CONVERT 92343RAA1 5,256 2,039,000 X 1,854,000 0 185,000 VERIZON COMMUNICATIONS COMMON 92343V104 5,599 111,709 X 79,246 25 32,438 VERSATA INC COMMON 925298101 1,927 215,600 X 135,400 0 80,200 VERSATEL TELECOM B V ADR SPONS COMMON 925301103 12 1,423 X 0 1,407 16 VERTEX PHARMACEUTICALS INC COMMON 92532F100 96,761 1,353,311 X 1,116,604 3,532 233,175 VERTEX PHARM 144A CONVERT 92532FAC4 17,924 17,444,000 X 16,197,000 0 1,247,000 VIACOM INC COM COMMON 925524100 62,986 1,340,146 X 1,190,606 246 15,294 VIACOM INC COM NON VTG COMMON 925524308 1,044 22,322 X 22,024 0 298 VIASAT INC COMMON 92552V100 7,466 568,800 X 417,100 0 151,700 VIGNETTE CORP COM COMMON 926734104 15,603 866,825 X 755,825 0 111,000 VINTAGE PETE INC COMMON 927460105 30,969 1,440,400 X 1,131,000 0 309,400 VIROLOGIC INC OC-COM COMMON 92823R201 387 42,500 X 9,100 0 33,400 VISHAY INTERTECHNOLOGY I COMMON 928298108 4,076 269,523 X 254,673 0 14,850 VISTEON CORP COM COMMON 92839U107 0 37 X 7 0 30 VISX INC DEL COMMON COMMON 92844S105 1 97 X 76 0 21 VITESSE SEMICONDUCTOR COCOMMON COMMON 928497106 91,719 1,658,211 X A 1,376,401 3,645 278,165 VITRIA TECHNOLOGY INC COM COMMON 92849Q104 488 62,939 X 62,486 114 339 VIVENDI UNIVERSAL COMMON 92851S204 6 95 X 76 0 19 VODAFONE GROUP PLC COMMON 92857W100 123 3,428 X 2,999 0 429 VOICESTREAM WIRELESS COMMON 928615103 125 1,244 X 1,042 0 202 W-H ENERGY SVCS INC COMMON 92925E108 3,800 193,000 X 141,600 0 51,400 WJ COMMUNICATIONS INC COMMON 929284107 1,576 110,600 X 53,400 0 57,200 WMS INDS INC COMMON 929297109 8,388 416,800 X 338,200 0 78,600 WAL MART STORES INC COMMON 931142103 38,057 716,380 X A 641,860 289 61,931 WAL MART DE MEXICO SA DE COMMON 93114W107 398 20,000 X 20,000 0 0 BLOCKBUSTER INC CL A COMMON 93679108 1 140 X 140 0 0 ABN AMRO HLDG N V SPONSORED AD COMMON 937102 5 215 X 215 0 0 WASHINGTON MUT INC COMMON 939322103 78,024 1,470,389 X 603,385 3,546 863,458
PORTVUE-SEC13F.LRP PAGE 45 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- WASTE CONNECTIONS INC COMMON 941053100 16,700 505,100 X 406,500 0 98,600 WASTE MGMT INC DEL COMMON 94106L109 2,615 94,248 X 66,800 0 27,448 WATCHGUARD TECHNOLOGIES COMMON 941105108 19,298 610,200 X 534,300 0 75,900 WATERS CORP COM COMMON 941848103 279,464 3,346,887 X A 2,157,469 2,976 1,186,442 WAVECOM S A COMMON 943531103 12,885 185,400 X 145,000 0 40,400 WEATHERFORD INTL INC COMMON 947074100 32,833 694,890 X 630,900 0 9,090 WEBMETHODS INC COMMON 94768C108 32,149 361,480 X 322,480 0 39,000 WEBTRENDS CORP COMMON 94844D104 10,380 358,700 X 298,100 0 60,600 WELLPOINT HEALTH NTWRKS NEW CO COMMON 94973H108 92,809 805,295 X 562,072 854 242,369 WELLS FARGO NEW COMMON 949746101 475 8,539 X 8,539 0 0 WEST COAST BANCORP ORE N COMMON 952145100 338 34,700 X 34,700 0 0 WESTERN GAS RES INC COMMON 958259103 14,280 423,900 X 292,000 0 131,900 WESTVACO CORP COMMON 961548104 7 225 X 0 0 225 WESTWOOD ONE INC COMMON 961815107 7,516 389,200 X 389,200 0 0 WILLIAMS CO COMMON 969457100 3 65 X 0 0 65 WILLIAMS CLAYTON ENERGY COMMON 969490101 1,426 52,800 X 41,400 0 11,400 WILLIAMS SONOMA INC COMMON 969904101 13 647 X 0 0 647 BOEING CO COMMON 97023105 18 279 X 0 0 279 WILSON GREATBATCH TECHNO COMMON 972232102 2,243 79,400 X 58,000 0 21,400 WILSONS THE LEATHER EXPE COMMON 972463103 710 50,700 X 31,300 0 19,400 BOISE CASCADE CORP COMMON 97383103 13 381 X 381 0 0 WINNEBAGO INDS INC COMMON 974637100 5,019 285,800 X 263,700 0 22,100 WINSTAR COMMUNICATIONS CV PFD PREFERD 975515602 483 22,020 X 17,394 0 4,626 WINSTAR COMM PFD 7% PREFERD 975515875 3,831 156,384 X 141,107 0 15,277 LATTICE GROUP ORD COMMON 9766402 2,741 1,213,535 X 1,076,255 2,160 135,120 WOODHEAD INDS INC COMMON 979438108 714 36,400 X 36,400 0 0 WORLD COLOR PRESS INC DE CONVERT 981443AA2 9,140 8,633,000 X 7,801,000 0 832,000 WORLDCOM INC GA NEW COM COMMON 98157D106 1,381 98,176 X 78,173 0 20,003 XM SATELLITE RADIO HLDGS COMMON 983759101 5,313 330,800 X 310,800 0 20,000 XO COMMUNICATIONS INC COMMON 983764101 19,946 1,119,790 X 1,027,990 0 91,800 XCEL ENERGY INC COMMON 98389B100 2,508 86,300 X 55,100 0 31,200 XILINX INC COMMON 983919101 60 1,299 X 1,084 0 215 XIRCOM INC COM COMMON 983922105 12 752 X 668 0 84 YAHOO INC COM COMMON 984332106 314 10,459 X 9,008 187 1,264 Z TEL TECHNOLOGIES INC COMMON 988792107 317 61,100 X 61,100 0 0 ZALE CORP NEW COM COMMON 988858106 1,465 50,440 X 3,240 0 47,200 ZURICH FINL SVCS ADR SPONSORED COMMON 98982M107 28,382 477,009 X 436,437 7,397 33,175 ZYGO CORP COMMON 989855101 6,827 241,400 X 206,200 0 35,200 DAIMLERCHRYSLER AG ORD COMMON D1668R123 3 83 X 0 0 83 ACE LTD COMMON G0070K103 12,247 288,617 X 266,779 938 20,900 AMDOCS LTD ORD COMMON G02602103 275 4,161 X 3,994 0 167 EVEREST RE GROUP LTD COMMON G3223R108 13,064 182,400 X 144,900 0 37,500 FRUIT OF THE LOOM LTD CL A ORD COMMON G3682L105 0 215 X 0 0 215 GLOBAL CROSSING LTD COMMON G3921A100 774 54,100 X 54,100 0 0
PORTVUE-SEC13F.LRP PAGE 46 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------- ------- ---------- ---------- ------------ ----- ------ ------ --- ---------- ---------- ---------- GLOBAL CROSSING CV PFD PREFERD G3921A126 5,498 105,216 X 95,961 0 9,255 KNIGHTSBRIDGE TANKERS LT COMMON G5299G106 2,343 106,800 X 106,800 0 0 OPENTV CORP COMMON G67543101 3,704 357,058 X 285,666 0 71,392 ORIENT-EXPRESS HOTELS LT COMMON G67743107 5,248 243,400 X 180,800 0 62,600 O2MICRO INTERNATIONAL LI COMMON G6797E106 1,204 160,500 X 143,100 0 17,400 RSL COMMUNICATIONS LTD / PLCOR COMMON G7702U102 0 60 X 0 0 60 SANTA FE INTL CORP ORD COMMON G7805C108 59,419 1,853,241 X 1,641,801 8,495 202,945 HILFIGER TOMMY CORP COMMON G8915Z102 7,612 775,700 X 703,000 0 72,700 TRANSOCEAN SEDCO FOREX INC COMMON G90078109 66,125 1,437,541 X 1,294,235 6,043 137,263 VODAFONE AIRTOUCH PLC ORD COMMON G9387S105 16 4,554 X 4,486 68 0 XL CAPITAL LTD CL A COMMON G98255105 47,236 540,615 X 487,043 2,630 50,942 XOMA LTD COMMON G9825R107 9,540 978,500 X 764,800 0 213,700 METRO INTL S A CLASS A COMMON L63631102 4 626 X 0 626 0 METRO INTL S A CLASS B COMMON L63631110 12 1,473 X 0 1,473 0 SBS BROADCASTING SA COMMON L8137F102 6,206 237,000 X 237,000 0 0 BACKWEB TECHNOLOGIES LTD COMMON M15633106 821 121,700 X 58,400 0 63,300 BREEZECOM LTD COMMON M20385106 3,820 266,900 X 250,500 0 16,400 CHECK POINT SOFTWARE TECH LTOR COMMON M22465104 176,800 1,323,721 X A 1,107,984 3,666 210,271 PRECISE SOFTWARE SOLUTIONS LCO COMMON M41450103 6,326 255,600 X 210,600 0 45,000 GALILEO TECHNOLOGY LTD COMMON M47298100 5,254 389,200 X 310,800 0 78,400 M SYS FLASH DISK PIONEER COMMON M7061C100 8,153 585,000 X 517,700 0 67,300 ORBOTECH LTD COMMON M75253100 6,224 166,800 X 166,800 0 0 TARO PHARMACEUTICAL INDS COMMON M8737E108 2,199 70,800 X 70,800 0 0 ASM INTL N V COMMON N07045102 3,236 347,500 X 347,500 0 0 ASM LITHOGRAPHY HOLDING N V OR COMMON N07059111 101 4,465 X 309 4,020 136 ORTHOFIX INTL N V COMMON N6748L102 195 10,200 X 10,200 0 0 QIAGEN NV ORD COMMON N72482107 4,958 143,328 X 121,243 3,808 18,277 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 42 1,600 X 0 0 1,600 ASE TEST LTD COMMON Y02516105 399 46,900 X 46,900 0 0 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 28,141 987,407 X 876,379 0 111,028 TEEKAY SHIPPING MARSHALL COMMON Y8564W103 24,787 652,300 X 622,300 0 30,000 TOTAL 32,343,128
PORTVUE-SEC13F.LRP PAGE 1 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- LOEWEN GROUP INC COMMON 00 0 800 800 AAR CORP COMMON 000361105 466 36,900 36,900 A D C TELECOMMUNICATIO COMMON 000886101 30,327 1,673,240 1,673,240 ACT MFG INC COMMON 000973107 7,716 489,900 489,900 AES TRUST VII PREFERD 00103V305 18,219 264,526 264,526 AFLAC INC COMMON 001055102 31,604 437,800 437,800 AGL RES INC COMMON 001204106 1,341 60,800 60,800 AES CORP COM COMMON 00130H105 100,929 1,822,639 1,822,639 AES CORP 4.500% 08/15/ CONVERT 00130HAN5 90 43,000 43,000 KIDDE PLC COMMON 0015402 13,846 12,874,900 12,874,900 AMR CORP COMMON 001765106 1,999 51,000 51,000 AT&T CORP COMMON 001957109 1,023 59,300 59,300 AT&T CORP COMMON 001957208 1,446 106,624 106,624 AVT CORP COMMON 002420107 188 37,910 37,910 AVX CORP NEW COMMON 002444107 5,125 313,000 313,000 AXT INC COMMON 00246W103 12,078 365,300 365,300 ABBOTT LABS COMMON 002824100 28,095 580,035 580,035 ABERCROMBIE & FITCH CO COMMON 002896207 39,895 1,994,760 1,994,760 ABGENIX INC COM COMMON 00339B107 22,499 380,936 380,936 ACACIA RESH CORP COMMON 003881109 2,522 141,600 141,600 ACCOR S A SPONSORED AD COMMON 00435F101 18,686 881,326 881,326 ACCREDO HEALTH INC COM COMMON 00437V104 939 18,700 18,700 ACLARA BIOSCIENCES INC COMMON 00461P106 1,037 95,400 95,400 SAFEWAY PLC COMMON 0049241 28,745 6,436,300 6,436,300 ACTIVISION INC NEW COMMON 004930202 3,373 223,000 223,000 ACTEL CORP COMMON 004934105 6,490 268,300 268,300 ACTERNA CORP COMMON 00503U105 7,902 585,300 585,300 ACTIVE POWER INC COMMON 00504W100 1,590 72,500 72,500 ACTRADE FINL TECHNOLOG COMMON 00507P102 5,516 250,000 250,000 ADAPTEC INC COMMON 00651F108 0 2 2 ADAPTEC INC CONVERT 00651FAC2 2,393 3,000,000 3,000,000 BAA ORD COMMON 0067340 38,837 4,207,300 4,207,300 BBA GROUP ORD COMMON 0067748 12,875 2,329,600 2,329,600 ADEPT TECHNOLOGY INC COMMON 006854103 6,603 455,400 455,400 ADMINISTAFF INC COMMON 007094105 6,618 243,300 243,300 ADOBE SYS INC COM COMMON 00724F101 74,811 1,285,685 1,285,685 ADVANCE PARADIGM INC COMMON 007491103 12,931 284,200 284,200 ADVANCED TECHNICAL PRO COMMON 007548100 3,548 545,800 545,800 ADVANCED SWITCHING COM COMMON 00757V106 561 115,000 115,000 ADVO INC COMMON 007585102 20,315 457,800 457,800 AEROFLEX INC COMMON 007768104 23,757 824,100 824,100 BARCLAYS ORD COMMON 0078201 735 23,745 23,745 ADVANCED MICRO DEVICES COMMON 007903107 2,941 212,900 212,900 AETNA U S HEALTHCARE I COMMON 00817Y108 1 28 28
PORTVUE-SEC13F.LRP PAGE 2 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- AFFILIATED COMPUTER SE COMMON 008190100 15,761 259,700 259,700 AFFYMETRIX INC OC-CAP COMMON 00826T108 387 5,201 5,201 AGILENT TECHNOLOGIES I COMMON 00846U101 4 67 67 AGILE SOFTWARE CORP DE COMMON 00846X105 31,140 630,690 630,690 AIR PRODS & CHEMS INC COMMON 009158106 37,347 910,900 910,900 AIRGATE PCS INC COMMON 009367103 3,397 95,700 95,700 AIRNET COMMUNICATIONS COMMON 00941P106 1,401 207,500 207,500 AKAMAI TECHNOLOGIES IN COMMON 00971T101 13 595 595 AKTIEBOLAGET ELECTROLU COMMON 010198208 2 90 90 AKZO N V COMMON 010199305 153 2,879 2,879 ALAMOSA PCS HOLDINGS COMMON 011593100 3,362 420,200 420,200 ALBANY MOLECULAR RESH COMMON 012423109 43,168 700,500 700,500 ALBERTA ENERGY LTD COM COMMON 012873105 607 12,579 12,579 BRITISH AIRWAYS ORD COMMON 0129057 253 43,400 43,400 ALCAN ALUMINIUM LTD NE COMMON 013716105 779 22,800 22,800 ALCOA INC COMMON 013817101 2,559 76,400 76,400 ALCATEL ALSTHOM SPONSO COMMON 013904305 1,094 19,555 19,555 BRITISH TELECOM ORD COMMON 0140843 1,535 179,684 179,684 BRITISH SKY BROADCASTI COMMON 0141192 1,433 85,600 85,600 ALEXION PHARMACEUTICAL COMMON 015351109 18,267 281,300 281,300 CABLE & WIRELESS COMMON 0162557 236 17,500 17,500 ALL NIPPON AWYS LTD AD COMMON 016630303 311 45,518 45,518 CAPITA GROUP ORD GBP COMMON 0173474 22,719 3,042,100 3,042,100 ALLEGHENY ENERGY INC COMMON 017361106 7,214 149,700 149,700 CELLTECH GROUP PLC. COMMON 0182276 13,922 787,900 787,900 CRH PLC COMMON 0182704 974 52,319 52,319 ALLERGAN INC COM COMMON 018490102 160,120 1,653,914 1,650,514 ALLERGAN INC CONVERT 018490AA0 711 1,020,000 1,020,000 ALLERGAN INC 144A CONVERT 018490AB8 19,531 28,002,000 28,002,000 ALLIANT CORP COMMON 018802108 494 15,490 15,490 ALLIANT TECHSYSTEMS IN COMMON 018804104 3,898 58,395 58,395 ALLMERICA FINL CORP COMMON 019754100 1,624 22,400 22,400 ALLSTATE CORP COMMON 020002101 1,028 23,600 23,600 ALPHA INDS INC COMMON 020753109 25,197 681,000 681,000 CGNU PLC COMMON 0216238 393 24,300 24,300 ALZA CORP DEL COMMON 022615108 131,310 3,089,628 3,081,828 ALZA CORP 0% 07/28/202 CONVERT 02261WAB5 21,524 30,748,000 30,748,000 AMBAC FINL GROUP INC COMMON 023139108 6,744 115,650 115,650 AMEREN CORP COMMON 023608102 5,284 114,100 114,100 AMERICA ONLINE INC DEL COMMON 02364J104 24,758 711,414 711,414 AMERICA ONLINE 0% 12/0 CONVERT 02364JAC8 10,874 22,892,000 22,892,000 DIAGEO PLC COMMON 0237400 38,248 3,414,300 3,414,300 NATIONAL GRID ORD 11 COMMON 0242824 48,980 5,389,000 5,389,000 AMERICAN CAPITAL STRAT COMMON 024937104 5,002 198,600 198,600
PORTVUE-SEC13F.LRP PAGE 3 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- AMERICAN EAGLE OUTFITT COMMON 02553E106 84,764 2,006,260 2,006,260 AMERICAN EXPRESS CO COMMON 025816109 69,944 1,273,150 1,273,150 MATALAN PLC COMMON 0259426 22,592 2,160,800 2,160,800 AMERICAN FREIGHTWAYS C COMMON 02629V108 6,417 229,700 229,700 BAE SYSTEMS PLC COMMON 0263494 35,186 6,166,798 6,166,798 AMERICAN GREETINGS COR COMMON 026375105 501 53,100 53,100 OXFORD GLYCOSCIENCES P COMMON 0264732 950 42,100 42,100 AMERICAN HOME PRODS CO COMMON 026609107 51,713 813,728 813,728 AMERICAN INTL GROUP IN COMMON 026874107 163,168 1,655,476 1,655,476 BRITISH AMER TOBACCO P COMMON 0287580 29,706 3,901,500 3,901,500 AMERICAN STD COS INC D COMMON 029712106 2,027 41,100 41,100 AMERICAN TOWER CORP COMMON 029912201 11,177 295,100 295,100 AMERICAN TOWER 5.000% CONVERT 029912AF9 16,274 17,810,000 17,810,000 AMERICAN SUPERCONDUCTO COMMON 030111108 9,000 315,100 315,100 AMERICREDIT CORP COMMON 03060R101 19,059 699,400 699,400 AMERON INTL INC COMMON 030710107 391 10,510 10,510 AMERISOURCE HEALTH COR COMMON 03071P102 31,441 622,600 622,600 AMERUS GROUP CO COMMON 03072M108 3,509 108,400 108,400 AMGEN INC COMMON 031162100 1,503 23,500 23,500 AMKOR TECHNOLOGY INC CONVERT 031652AH3 5,792 8,793,000 8,793,000 ENTERPRISE OIL COMMON 0318866 20,056 2,368,200 2,368,200 AMPHENOL CORP NEW COMMON 032095101 27,723 707,450 707,450 AMYLIN PHARMACEUTICALS COMMON 032346108 2,018 256,200 256,200 AMVESCAP PLC ADR SPONS COMMON 03235E100 137 3,157 3,157 ANADARKO PETE CORP COMMON 032511107 62,064 873,154 870,254 ANADARKO PETE CORP CONVERT 032511AP2 24,233 26,851,000 26,851,000 ANALOG DEVICES INC COMMON 032654105 54,930 1,073,100 1,073,100 ANALOG DEVICES INC 144 CONVERT 032654AC9 1,780 2,028,000 2,028,000 ANAREN MICROWAVE INC COMMON 032744104 28,709 427,300 427,300 FKI COMMON 0329459 14,799 4,503,500 4,503,500 ANCHOR GAMING COMMON 033037102 22,226 569,900 569,900 ANDREW CORP COMMON 034425108 7,395 340,000 340,000 ANDRX GROUP COMMON 034553107 43,009 743,131 740,631 ANGIOTECH PHARMACEUTIC COMMON 034918102 2,889 62,800 62,800 ANHEUSER BUSCH COS INC COMMON 035229103 7,062 155,200 155,200 ANIXTER INTL INC COMMON 035290105 13,981 646,500 646,500 ANSOFT CORP COMMON 036384105 593 87,800 87,800 APACHE CORP COMMON 037411105 41,197 588,000 588,000 APRIA HEALTHCARE GROUP COMMON 037933108 16,205 544,700 544,700 APPLERA CORPORATION AP COMMON 038020103 114,252 1,214,633 1,210,033 APPLERA CORP CELERA GE COMMON 038020202 9,382 259,700 259,700 APPLIED FILMS CORP COMMON 038197109 5,690 278,400 278,400 APPLIED INDL TECHNOLOG COMMON 03820C105 1,719 83,600 83,600 APPLIED MICRO CIRCUITS COMMON 03822W109 272,335 3,628,862 3,622,062
PORTVUE-SEC13F.LRP PAGE 4 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- APPLIED SCIENCE & TECH COMMON 038236105 587 48,900 48,900 APPLIED MOLECULAR EVOL COMMON 03823E108 1,734 101,600 101,600 CMG PLC GBP COMMON 0384737 26,297 1,967,159 1,967,159 ARACRUZ CELULOSE S A COMMON 038496204 357 23,900 23,900 ARADIGM CORP COMMON 038505103 7,523 514,400 514,400 ARCHER DANIELS MIDLAND COMMON 039483102 459 30,600 30,600 AREMISSOFT CORP DEL COMMON 040026106 18,657 437,050 437,050 ARGOSY GAMING CO COMMON 040228108 2,798 145,800 145,800 ARIAD PHARMACEUTICALS COMMON 04033A100 787 165,600 165,600 ARIBA INC COM COMMON 04033V104 59,276 1,105,350 1,102,350 ARKANSAS BEST CORP DEL COMMON 040790107 7,042 384,540 384,540 ARQULE INC COMMON 04269E107 9,402 293,800 293,800 ARRAY BIOPHARMA INC COMMON 04269X105 2,909 325,500 325,500 ARROW ELECTRS INC COMMON 042735100 641 22,400 22,400 ART TECHNOLOGY GROUP I COMMON 04289L107 18,864 617,238 617,238 ASPECT COMMUNICATIONS COMMON 04523Q102 17 2,130 2,130 ASPEN TECHNOLOGY INC COMMON 045327103 32,528 978,300 978,300 ASSOCIATED BANC CORP COMMON 045487105 483 15,900 15,900 IMPERIAL CHEM INDS COMMON 0459497 19,004 2,304,900 2,304,900 ASTORIA FINL CORP COMMON 046265104 674 12,410 12,410 ASTRA ZENECA PLC ADR COMMON 046353108 428 8,302 8,302 ASTROPOWER INC COMMON 04644A101 8,710 277,600 277,600 ASYST TECHNOLOGY CORP COMMON 04648X107 1,090 81,100 81,100 IRISH LIFE & PERMANENT COMMON 0467865 22,684 1,835,300 1,835,300 SPIRENT PLC COMMON 0472609 18,042 1,980,179 1,980,179 JOHNSON MATTHEY COMMON 0476407 11,672 740,700 740,700 ATLANTIC COAST AIRLINE COMMON 048396105 13,485 329,900 329,900 ATLAS AIR INC COMMON 049164106 10,639 326,100 326,100 ATMEL CORP COMMON 049513104 14,514 1,248,500 1,248,500 ATWOOD OCEANICS INC COMMON 050095108 6,935 158,300 158,300 COOKSON GROUP COMMON 0508407 12,357 4,727,600 4,727,600 AURORA BIOSCIENCES COR COMMON 051920106 2,236 71,130 71,130 LOGICA PLC COMMON 0522708 929 35,559 35,559 AUTOMATIC DATA PROCESS COMMON 053015103 3,198 50,506 50,506 AUTOMATIC DATA PROCESS CONVERT 053015AC7 23,438 14,205,000 14,205,000 AUTONATION COMMON 05329W102 0 65 65 AVANEX CORP COMMON 05348W109 34,581 580,590 580,590 AVAX TECHNOLOGIES INC COMMON 053495305 529 141,100 141,100 AVANTGO INC COMMON 05349M100 413 66,000 66,000 AVENTIS ADR SPONSORED COMMON 053561106 6 75 75 AVID TECHNOLOGY INC COMMON 05367P100 2,060 112,800 112,800 AVIRON COMMON 053762100 59,364 888,520 888,520 AVNET INC COMMON 053807103 572 26,600 26,600 AVOCENT CORP COMMON 053893103 4,259 157,725 157,725
PORTVUE-SEC13F.LRP PAGE 5 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- HSBC HOLDINGS PLC COMMON 0540528 6,038 410,418 410,418 AVON PRODUCTS INC COMMON 054303102 883 18,438 18,438 AXA SA SPONSORED ADR COMMON 054536107 123 1,712 1,712 AWARE INC MASS COMMON 05453N100 5,352 301,500 301,500 AZTAR CORP COMMON 054802103 5,271 407,400 407,400 BAA PLC ADR SPONSORED COMMON 05518L206 21,515 2,327,950 2,327,950 BAE SYS PLC SPONSORED COMMON 05523R107 23,497 1,028,226 1,028,226 BASF AG ADR NEW COMMON 055262505 313 7,054 7,054 BEI TECHNOLOGIES INC COMMON 05538P104 9,248 795,500 795,500 BG PLC ADR FNL INSTLLM COMMON 055434203 345 16,946 16,946 BISYS GROUP INC COMMON 055472104 2,914 55,900 55,900 BJ SVCS CO COMMON 055482103 98,972 1,436,970 1,432,170 BJS WHOLESALE CLUB INC COMMON 05548J106 5,768 150,300 150,300 BAKER HUGHES INC COMMON 057224107 58,259 1,401,723 1,401,723 CENTRICA PLC COMMON 0573438 64,581 16,677,759 16,677,759 UNILEVER PLC COMMON 0574873 279 32,600 32,600 BALLARD PWR SYS INC CO COMMON 05858H104 48,366 765,801 765,801 BSCH BANCO SANTANDER COMMON 05964H105 12 1,103 1,103 BANCWEST CORP NEW COMMON 059790105 1,871 71,600 71,600 BANK OF AMERICA CORP COMMON 060505104 1,986 43,300 43,300 BBH JAN 170 PUTS COMMON 060990207 257 26,400 26,400 INTERNATIONAL POWER PL COMMON 0632016 10,287 2,743,800 2,743,800 BANK ONE CORP COMMON 06423A103 2,976 81,251 81,251 BANKNORTH GROUP INC NE COMMON 06646R107 533 26,710 26,710 BARNES & NOBLE INC COMMON 067774109 466 17,600 17,600 BARR LABS INC COMMON 068306109 22,611 310,000 310,000 BARRA INC COMMON 068313105 13,815 293,150 293,150 BARRETT RES CORP COMMON 068480201 14,572 256,500 256,500 BASIN EXPL INC COMMON 070107107 8,843 346,800 346,800 BAXTER INTL INC COMMON 071813109 43,246 489,690 489,690 VODAFONE AIRTOUCH PLC COMMON 0719210 78,604 21,436,117 21,436,117 RECKITT BENCKISER PLC COMMON 0727871 47,549 3,452,700 3,452,700 RENTOKIL INITIAL PLC COMMON 0732712 190 55,000 55,000 BE AEROSPACE INC COMMON 073302101 1,846 115,400 115,400 BEA SYS INC COM COMMON 073325102 168,480 2,502,933 2,501,633 BEA SYSTEMS INC 4.000% CONVERT 073325AD4 22,890 10,305,000 10,305,000 BRITISH ENERGY PLC COMMON 0738293 23,501 6,098,300 6,098,300 ROYAL BK SCOT GRP COMMON 0754783 46,646 1,974,038 1,974,038 BEAZER HOMES USA INC COMMON 07556Q105 702 17,540 17,540 BED BATH & BEYOND INC COMMON 075896100 1,198 53,535 53,535 SAINSBURY (J) COMMON 0767640 110 18,634 18,634 BELDEN INC COMMON 077459105 2,332 91,900 91,900 BELL MICROPRODUCTS INC COMMON 078137106 3,188 200,850 200,850 BP AMOCO PLC COMMON 0798059 30,348 3,762,592 3,762,592
PORTVUE-SEC13F.LRP PAGE 6 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- BELLSOUTH CORP COMMON 079860102 68,360 1,669,867 1,669,867 SHELL TRNSPT&TRDG COMMON 0803414 30,013 3,660,104 3,660,104 CORUS GROUP ORD COMMON 0828053 39,146 37,174,700 37,174,700 DIMENSION DATA HLDGS COMMON 0843540 226 33,522 33,522 BEST BUY INC COMMON 086516101 23,792 804,800 804,800 BG GROUP PLC COMMON 0876289 40,304 10,299,160 10,299,160 MARCONI PLC COMMON 0877431 9,763 909,100 909,100 TESCO PLC COMMON 0884709 46,956 11,525,936 11,525,936 ENERGIS PLC COMMON 0889782 32,691 4,863,700 4,863,700 BINDVIEW DEV CORP COMMON 090327107 6,655 707,500 707,500 BIOGEN INC COMMON 090597105 26,306 437,970 437,970 BIOMARIN PHARMACEUTICA COMMON 09061G101 172 17,800 17,800 BIOPURE CORP COMMON 09065H105 4,572 228,600 228,600 BIOSOURCE INTL INC COMMON 09066H104 1,495 97,600 97,600 BIOVAIL CORP COMMON 09067J109 38 986 986 BIOVAIL CORP PREFERD 09067J208 17,611 246,312 246,312 BLACK BOX CORP DEL COMMON 091826107 9,126 188,900 188,900 GLAXOSMITHKLINE PLC COMMON 0925288 6,970 246,883 246,883 EIDOS PLC COMMON 0934897 8,921 2,777,900 2,777,900 BLOCKBUSTER INC COMMON 093679108 460 54,900 54,900 BLUE WAVE SYS INC COMMON 096081104 110 25,400 25,400 BOEING CO COMMON 097023105 59,061 894,860 894,860 REGUS PLC COMMON 0974741 16,221 3,000,000 3,000,000 LATTICE GROUP PLC COMMON 0976640 35,519 15,748,460 15,748,460 BOMBARDIER INC COMMON 097751200 19,589 1,270,930 1,270,930 BOOKHAM TECHNOLOGY PLC COMMON 09856Q108 7 607 607 ASTRAZENECA GROUP PLC COMMON 0989529 2,949 58,500 58,500 BORON LEPORE & ASSOCS COMMON 10001P102 1,099 104,710 104,710 BOSTON COMMUNICATIONS COMMON 100582105 16,438 589,690 589,690 BOSTON PRIVATE FINL HL COMMON 101119105 1,791 90,100 90,100 AKTIEBOLAGET ELECTROLU COMMON 10198208 2 80 80 AKZO N V COMMON 10199305 11,790 221,391 221,391 AFLAC INC COMMON 1055102 1,855 25,700 25,700 BRINKER INTL INC COMMON 109641100 12,768 302,200 302,200 BRISTOL MYERS SQUIBB C COMMON 110122108 59,141 799,880 799,880 BRITISH AWYS PLC ADR 2 COMMON 110419306 4 67 67 BRITISH AMERN TOB PLC COMMON 110448107 11,954 756,006 756,006 BROADBASE SOFTWARE COMMON 11130R100 1,113 178,000 178,000 BROADCOM CORP COM COMMON 111320107 7,055 83,987 83,987 BROADVISION INC COM COMMON 111412102 847 71,710 71,710 BROCADE COMMUNICATIONS COMMON 111621108 246,750 2,687,553 2,683,153 BROOKS AUTOMATION INC COMMON 11434A100 7,648 272,547 272,547 BROWN TOM INC COMMON 115660201 11,746 357,300 357,300 BRUSH ENGINEERED MATLS COMMON 117421107 2,945 145,900 145,900
PORTVUE-SEC13F.LRP PAGE 7 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- BUSINESS OBJECTS ADR COMMON 12328X107 17,837 315,000 315,000 ALBANY MOLECULAR RESH COMMON 12423109 863 14,000 14,000 C&D TECHNOLOGIES INC COMMON 124661109 17,616 407,900 407,900 CBRL GROUP INC. COMMON 12489V106 4,263 234,400 234,400 CDW COMPUTER CTRS INC COMMON 125129106 30,198 1,083,350 1,083,350 CIGNA CORP COMMON 125509109 344 2,600 2,600 CMGI INC COM COMMON 125750109 14 2,360 2,360 C-MAC INDS INC COM COMMON 125920108 10,747 242,172 242,172 CSG SYS INTL INC COM COMMON 126349109 10,293 219,300 219,300 CVS CORP COM COMMON 126650100 23,883 398,456 398,456 CV THERAPEUTICS INC COMMON 126667104 3,587 50,700 50,700 CABLEVISION SYS CORP C COMMON 12686C109 46,892 552,075 552,075 CABLE DESIGN TECHNOLOG COMMON 126924109 15,267 908,100 908,100 CACHEFLOW INC COM COMMON 126946102 8,281 485,351 485,351 CADBURY SCHWEPPES P L COMMON 127209302 21,629 745,830 745,830 CADENCE DESIGNS SYS IN COMMON 127387108 8 290 290 CAL DIVE INTL INC COMMON 127914109 15,831 594,600 594,600 ALBERTA ENERGY LTD COM COMMON 12873105 22,652 469,488 469,488 CALIFORNIA PIZZA KITCH COMMON 13054D109 5,497 194,600 194,600 CALIPER TECHNOLOGIES C COMMON 130876105 5,297 112,700 112,700 CALLAWAY GOLF CO COMMON 131193104 9,481 509,000 509,000 CALPINE CAP TRUST 5.75 CONVERT 131346207 110 690 690 CALPINE CORP COM COMMON 131347106 367,504 8,155,438 8,143,438 CALPINE CAP TRUST II PREFERD 13134E309 28,478 304,575 304,575 CANADIAN PAC LTD NEW C COMMON 135923100 10 335 335 ALCAN ALUMINIUM LTD COMMON 13716105 8 225 225 CANON INC ADR COMMON 138006309 72 2,131 2,131 ALCOA INC COM COMMON 13817101 75 2,258 2,258 ALCATEL ALSTHOM SPONSO COMMON 13904305 9,945 177,774 177,774 CAPITAL CITIES ABC INC COMMON 139859102 9 70 70 CAPITAL ONE FINL CORP COMMON 14040H105 86,988 1,321,753 1,321,753 CARDINAL HEALTH INC CO COMMON 14149Y108 75,684 759,690 759,690 CAREER EDUCATION CORP COMMON 141665109 9,333 238,550 238,550 CARRAMERICA RLTY CORP COMMON 144418100 443 14,160 14,160 CARREKER CORP COMMON 144433109 25,003 719,500 719,500 CATELLUS DEV CORP COM COMMON 149111106 12 704 704 CATERPILLAR INC DEL COMMON 149123101 2,754 58,200 58,200 CATO CORP NEW COMMON 149205106 492 35,770 35,770 CELERITEK INC COMMON 150926103 27,789 728,900 728,900 CELL THERAPEUTICS INC COMMON 150934107 23,189 514,600 514,600 CELESTICA INC SUB VTG COMMON 15101Q108 24 450 450 CELESTICA INC 0% 08/01 CONVERT 15101QAA6 16,373 37,423,000 37,423,000 CELGENE CORP COM COMMON 151020104 15,353 472,400 472,400 CELLTECH GROUP PLC ADR COMMON 151158102 12,626 388,515 388,515
PORTVUE-SEC13F.LRP PAGE 8 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- CENDANT CORPORATION COMMON 151313103 1,216 126,284 126,284 CENTERPOINT PPTYS TR COMMON 151895109 371 7,850 7,850 CENTEX CORPORATION COMMON 152312104 56 1,494 1,494 CENTRAL GARDEN & PET C COMMON 153527106 341 49,640 49,640 AK STEEL HOLDING CORP COMMON 1547108 1 78 78 CENTURYTEL INC COMMON 156700106 322 9,000 9,000 CEPHALON INC COMMON 156708109 981 15,500 15,500 CERNER CORP COMMON 156782104 18,990 410,600 410,600 CERUS CORP COMMON 157085101 5,328 70,800 70,800 CESKE RADIOKOMUNICACE COMMON 157139106 5,464 161,900 161,900 CESKE RADIOKOMNIKCE RE COMMON 157139205 3,731 110,540 110,540 CHAMPIONSHIP AUTO RACI COMMON 158711101 443 21,100 21,100 CHARLES RIV LABS INTL COMMON 159864107 7,854 286,900 286,900 CHARTER COMMUNICATIONS COMMON 16117M107 76,303 3,363,220 3,363,220 CHARTER COMM INC 144A CONVERT 16117MAA5 24,021 19,589,000 19,589,000 CHARTERED SEMICONDUCTO COMMON 16133R106 31 1,176 1,176 THE CHASE MANHATTEN CO COMMON 16161A108 2,966 65,266 65,266 CHEESECAKE FACTORY INC COMMON 163072101 5,599 145,875 145,875 CHESAPEAKE ENERGY CORP COMMON 165167107 9,617 949,800 949,800 ALL NIPPON AWYS LTD AD COMMON 16630303 1,824 267,018 267,018 CHEUNG KONG HLDGS LTD COMMON 166744201 13,920 1,088,457 1,088,457 CHEVRON CORPORATION COMMON 166751107 4,129 48,900 48,900 CHICOS FAS INC COMMON 168615102 17,473 837,050 837,050 CHIEFTAIN INTL INC COMMON 16867C101 1,638 59,300 59,300 CHINA MOBILE HONG KONG COMMON 16941M109 1,256 46,318 46,318 CHINA UNICOM LTD COMMON 16945R104 45,498 3,084,600 3,084,600 CHRISTOPHER & BANKS CO COMMON 171046105 8,841 313,650 313,650 CHUBB CORP COMMON 171232101 40,497 468,198 468,198 CHURCH & DWIGHT INC COMMON 171340102 501 22,520 22,520 CIENA CORP COM COMMON 171779101 231,547 2,849,801 2,845,801 CIMA LABS INC COMMON 171796105 7,326 112,600 112,600 CINCINNATI FINL CORP C COMMON 172062101 756 19,097 19,097 CIPHERGEN BIOSYSTEMS I COMMON 17252Y104 441 33,300 33,300 CIRCUIT CITY STORES IN COMMON 172737108 1 44 44 CIRRUS LOGIC INC COMMON 172755100 29,355 1,565,596 1,565,596 CISCO SYS INC COMMON 17275R102 290,062 7,583,280 7,583,280 CITIGROUP INC. COMMON 172967101 353,640 6,925,604 6,925,604 CITRIX SYS INC COM COMMON 177376100 40,980 1,821,355 1,821,355 CITY NATL CORP COMMON 178566105 9,819 253,000 253,000 CLARENT CORP DEL COM COMMON 180461105 9 823 823 ANC RENT CORP COM COMMON 1813104 0 8 8 CLEAR CHANNEL COMMUNIC COMMON 184502102 86 1,781 1,781 CLEAR CHANNEL COMMUNIC CONVERT 184502AB8 4,015 3,970,000 3,970,000 CLEAR CHANNEL CONVERT 184502AE2 10,548 11,704,000 11,704,000
PORTVUE-SEC13F.LRP PAGE 9 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- ALLERGAN INC COM COMMON 18490102 74,088 765,268 765,268 CLICK COMMERCE INC COMMON 18681D109 3,386 162,200 162,200 CLICK2LEARN COM INC COMMON 18681S106 4,124 423,000 423,000 COASTAL CORP COMMON 190441105 17 188 188 COASTAL CORP CV PFD 6. PREFERD 190441865 25,054 515,252 515,252 COCA COLA CO COMMON 191216100 3,823 62,742 62,742 COCA COLA ENTERPRISES COMMON 191219104 15 810 810 COCA-COLA FEMSA S A DE COMMON 191241108 33,302 1,488,350 1,488,350 COGNIZANT TECHNOLOGY S COMMON 192446102 3,397 93,550 93,550 COGNOS INC COMMON COMMON 19244C109 14 718 718 COLDWATER CREEK INC COMMON 193068103 6,862 220,900 220,900 COLE KENNETH PRODTNS I COMMON 193294105 17,892 444,500 444,500 COLGATE PALMOLIVE CO COMMON 194162103 41,791 647,419 647,419 COLONIAL BANCGROUP INC COMMON 195493309 311 28,940 28,940 AT & T CORP. COMMON 1957109 8 445 445 LIBERTY MEDIA GROUP COMMON 1957208 530 39,109 39,109 COLONIAL PPTYS TR COMMON 195872106 319 12,230 12,230 COLUMBIA SPORTSWEAR CO COMMON 198516106 13,681 275,000 275,000 AMERICAN EAGLE OUTFITT COMMON 2.55E+109 4 96 96 EDWARDS LIFESCIENCES C COMMON 2.82E+112 4 240 240 ALLSTATE CORP COMMON 20002101 2 43 43 COMCAST CORPORATION CL COMMON 200300101 41 1,000 1,000 COMCAST CORP CL A SPL COMMON 200300200 44,024 1,054,486 1,054,486 COMDISCO INC COMMON 200336105 7,215 630,800 630,800 COMERICA INC COMMON 200340107 23,786 400,600 400,600 COMMERCE BANCSHARES IN COMMON 200525103 3,258 76,650 76,650 COMMERCE ONE INC DEL C COMMON 200693109 6 234 234 AIMGLOBAL TECHNOLOGIES COMMON 2011077 557 126,800 126,800 ALBERTA ENERGY CO LTD COMMON 2012456 40,169 840,300 840,300 ANDERSON EXPLORATION L COMMON 2032421 71,255 3,143,160 3,143,160 COMMSCOPE INC COM COMMON 203372107 8,356 504,561 504,561 COMMUNITY BK SYS INC COMMON 203607106 416 16,810 16,810 COMMUNITY HEALTH SYS I COMMON 203668108 26,487 756,760 756,760 COMPANHIA BRASILEIRA D COMMON 20440T201 441 12,090 12,090 COMPAQ COMPUTER CORP COMMON 204493100 4 270 270 COMPUTER NETWORK TECH COMMON 204925101 337 11,700 11,700 COMPUTER SCIENCES CORP COMMON 205363104 14 235 235 COMPUWARE CORP COMMON 205638109 32 5,150 5,150 COMSTOCK RES INC COMMON 205768203 17,057 1,156,400 1,156,400 COMVERSE TECHNOLOGY IN COMMON 205862402 191,437 1,762,365 1,758,565 COMVERSE TECHNOLOGY IN CONVERT 205862AG0 1,044 199,000 199,000 COMVERSE TECHNOLOGY IN CONVERT 205862AH8 35,056 30,717,000 30,717,000 CONCORD CAMERA CORP COMMON 206156101 24,560 1,488,500 1,488,500 CONCORD EFS INC COMMON 206197105 53,313 1,213,409 1,213,409
PORTVUE-SEC13F.LRP PAGE 10 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- CONCURRENT COMPUTER CO COMMON 206710204 1,602 298,000 298,000 CONECTIV INC COMMON 206829103 479 23,900 23,900 TALISMAN ENERGY INC(CA COMMON 2068299 426 11,500 11,500 CONEXANT SYS INC COM COMMON 207142100 40 2,607 2,607 CONOCO INC CL A COMMON 208251306 5 184 184 CONOCO INC CL B COMMON 208251405 5,538 191,384 191,384 CONRAIL INC COMMON 208368100 12 100 100 CONSECO INC COMMON 208464107 4 332 332 CONSOL ENERGY INC COMMON 20854P109 11,957 428,000 428,000 BCE INC COMMON 2089933 343 11,915 11,915 BIOVAIL CORP COMMON 2098199 1,369 35,200 35,200 CONSOLIDATED STORES CO COMMON 210149100 12 1,104 1,104 CONSTELLATION BRANDS I COMMON 21036P108 14,752 251,100 251,100 CONSTELLATION ENERGY C COMMON 210371100 2,339 51,900 51,900 CONTINENTAL AIRLS INC COMMON 210795308 30 588 588 CONVERA CORP COMMON 211919105 3,451 194,400 194,400 CONVERGYS CORP COM COMMON 212485106 4,372 96,489 96,489 WAL MART DE MEXICO SA COMMON 2135212 17,735 8,922,000 8,922,000 DESCARTES SYS GROUP IN COMMON 2141941 4,096 173,300 173,300 C-MAC INDUSTRIES INC COMMON 2158877 4,314 96,700 96,700 CAE INC COMMON 2162760 12,020 739,900 739,900 COOKSON GROUP PLC - SP COMMON 216379107 9,768 742,212 742,212 COOPER CAMERON CORP CO COMMON 216640102 659 9,980 9,980 COOPER COS INC COMMON 216648402 5,100 127,900 127,900 COORS ADOLPH COMPANY COMMON 217016104 3,582 44,597 44,597 COR THERAPEUTICS INC COMMON 217753102 52,304 1,486,430 1,486,430 CARSO TELECOM COMMON 2178336 21,113 11,025,000 11,025,000 CERTICOM CORP COMMON 2188476 15,134 757,700 757,700 CORINTHIAN COLLEGES IN COMMON 218868107 22,743 599,500 599,500 CORNING INC COM COMMON 219350105 180,808 3,423,564 3,423,564 CORNING INC CONVERT 219350AJ4 20,501 28,473,000 28,473,000 WALMART DE MEXICO SA COMMON 2196208 6,915 3,754,000 3,754,000 CORPORATE EXECUTIVE BR COMMON 21988R102 11,043 277,700 277,700 CAEMI MINERACAO METAL COMMON 2201953 425 3,600,000 3,600,000 COGNOS INC COMMON 2208307 1,191 63,900 63,900 CORUS BANKSHARES INC COMMON 220873103 1,277 25,800 25,800 CORUS GROUP COMMON 22087M101 2 200 200 CORVAS INTL INC COMMON 221005101 3,163 220,000 220,000 CORVIS CORP COM COMMON 221009103 147 6,177 6,177 COSTCO WHOLESALE CORP COMMON 22160K105 72 1,824 1,824 COUNTRYWIDE CREDIT IND COMMON 222372104 338 6,720 6,720 CORP INTER AM ENTERTAI COMMON 2224347 50,286 12,232,154 12,232,154 COVAD COMMUNICATIONS G COMMON 222814204 1,656 1,000,000 1,000,000 COVENTRY HEALTH CARE I COMMON 222862104 13,835 518,400 518,400
PORTVUE-SEC13F.LRP PAGE 11 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- COX COMMUNICATIONS INC COMMON 224044107 5 115 115 CREDENCE SYS CORP COMMON 225302108 20,925 909,800 909,800 CREO PRODS INC COMMON 225606102 1,065 52,600 52,600 ALZA CORP COMMON 22615108 61,226 1,440,583 1,440,583 CELESTICA INC COMMON 2263362 495 9,180 9,180 CRITICAL PATH INC COMMON 22674V100 5,517 179,400 179,400 CROSS TIMBERS OIL CO COMMON 227573102 30,669 1,105,200 1,105,200 CROSSMANN CMNTYS INC COMMON 22764E109 380 18,100 18,100 CROWN CASTLE INTL CORP COMMON 228227104 69,538 2,569,510 2,561,210 CUBIST PHARMACEUTICALS COMMON 229678107 11,588 399,600 399,600 CUMMINS ENGINE INC COMMON 231021106 2 47 47 CURAGEN CORP COM COMMON 23126R101 16,190 592,800 592,800 AMAZON COM INC COM COMMON 23135106 8 500 500 CUTTER & BUCK INC COMMON 232217109 2,459 322,550 322,550 CYBEAR GROUP COMMON 23243C102 0 288 288 CANADIAN HUNTER EXP LT COMMON 2324418 16,183 591,400 591,400 CYBEROPTICS CORP COMMON 232517102 5,395 318,550 318,550 CYMER INC COMMON 232572107 21,480 834,700 834,700 CYMER INC CONVERT 232572AC1 12,830 13,852,000 13,852,000 CYPRESS SEMICONDUCTOR COMMON 232806109 13,145 667,714 667,714 CYPRESS SEMICONDUCTOR CONVERT 232806AE9 10,594 13,560,000 13,560,000 CYTYC CORP COMMON 232946103 2,740 43,800 43,800 DDI CORP COM COMMON 233162106 13,034 478,300 478,300 DMC STRATEX NETWORKS I COMMON 23322L106 7,101 473,300 473,300 DST SYS INC DEL COMMON 233326107 2,874 42,900 42,900 DSP GROUP INC COMMON 23332B106 19,960 948,350 948,350 DANAHER CORP SHS BEN I COMMON 235851102 5 73 73 AMEREN CORP COM COMMON 23608102 7 145 145 DANKA BUSINESS SYS PLC COMMON 236277109 0 909 909 DARDEN RESTAURANTS INC COMMON 237194105 4,172 182,407 182,407 DATUM INC COMMON 238208102 1,020 46,100 46,100 DAVITA INC COMMON 23918K108 7,158 418,000 418,000 GRUPO FINANCIERO BANCO COMMON 2402875 162 293,000 293,000 DEAN FOODS CO COM COMMON 242361103 59 1,931 1,931 CROWN CASTLE DECS TR V PREFERD 24366F203 16,992 644,244 644,244 METROMEDIA DEC TRST VI PREFERD 24366Q209 2,551 111,533 111,533 DEERE & CO. COMMON 244199105 1,951 42,590 42,590 AXA FINANCIAL COMMON 2451102 56 1,000 1,000 BANCO ITAU SA COMMON 2459581 17,662 186,170,000 186,170,000 DELL COMPUTER CORP COMMON 247025109 357 20,504 20,504 DELPHI AUTOMOTIVE SYS COMMON 247126105 368 32,700 32,700 DELPHI FINL GROUP INC COMMON 247131105 890 23,118 23,118 DELTA & PINE LD CO COMMON 247357106 454 21,700 21,700 DELTA AIRLINES INC COMMON 247361108 3,765 75,020 75,020
PORTVUE-SEC13F.LRP PAGE 12 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- DELTAGEN INC COMMON 24783R103 3,068 293,900 293,900 DELTEK SYS INC COMMON 24785A108 135 31,690 31,690 DENDREON CORP COMMON 24823Q107 2,172 144,800 144,800 DENTSPLY INTL INC NEW COMMON 249030107 1,565 40,000 40,000 KOOKMIN BK GDR REG S COMMON 2496373 256 20,400 20,400 DESCARTES SYS GROUP IN COMMON 249906108 8,531 355,455 355,455 DESCARTES SYS GP (LEGE COMMON 249990102 2,309 97,700 97,700 LUFTHANSA-SPONS ADR COMMON 251561304 25,210 974,570 974,570 DEVON ENERGY CORP NEW COMMON 25179M103 1,884 30,900 30,900 DEVON ENERGY CORP NEW CONVERT 25179MAA1 10,549 11,032,000 11,032,000 DIAGEO PLC SPONSORED A COMMON 25243Q205 22,455 506,024 506,024 DIAGNOSTIC PRODS CORP COMMON 252450101 1,071 19,600 19,600 DIAL CORP NEW COM COMMON 25247D101 3 269 269 DIAMOND OFFSHORE DRILL COMMON 25271C102 39,464 986,610 986,610 DIAMOND OFFSHORE DRILL CONVERT 25271CAA0 16,540 15,020,000 15,020,000 DIAMONDCLUSTER INTL IN COMMON 25278P106 10,111 331,500 331,500 DIGEX INC DEL CL A COMMON 253756100 18 796 796 DIGIMARC CORP COMMON 253807101 1,077 65,300 65,300 DIGITAL LIGHTWAVE INC COMMON 253855100 18,419 581,284 581,284 INDUSTRIAL ALLIANCE LI COMMON 2543688 13,746 507,900 507,900 DISNEY WALT PRODTNS COMMON 254687106 123,437 4,265,596 4,265,596 DIRECT FOCUS INC COMMON 254931108 5,927 176,600 176,600 DITECH COMMUNICATIONS COMMON 25500M103 4,729 294,400 294,400 DOCENT INC COMMON 25608L106 1,750 200,000 200,000 DOCUMENTUM INC COMMON 256159104 50,328 1,012,900 1,012,900 SUN LIFE FINANCIAL SVS COMMON 2566124 1,212 45,501 45,501 DOLLAR GEN CORP COMMON 256669102 23 1,180 1,180 DOLLAR TREE STORES INC COMMON 256747106 890 36,314 36,314 DONCASTERS PLC ADR SPO COMMON 257692103 4,250 212,506 212,506 DORAL FINL CORP COMMON 25811P100 5,072 209,700 209,700 NORTEL NETWORKS CORP COMMON 2583877 3,385 105,360 105,360 DOVER CORP COMMON 260003108 72,123 1,778,080 1,778,080 DOW CHEM CO COMMON 260543103 1,937 52,900 52,900 DOW JONES & CO INC COMMON 260561105 2,135 37,700 37,700 DOWNEY FINL CORP COM COMMON 261018105 11,199 203,600 203,600 DRESDNER BK A G ADR SP COMMON 261561302 16 376 376 DRESS BARN INC COMMON 261570105 2,100 72,400 72,400 DREXLER TECHNOLOGY COR COMMON 261876106 720 52,100 52,100 PIVOTAL CORP COMMON 2622899 6,538 198,400 198,400 DUKE PWR CO COMMON 264399106 2,829 33,190 33,190 AMERICAN HOME PRODS CO COMMON 26609107 47,890 753,582 753,582 GRUPO FINANCIERO BANAM COMMON 2674339 52,566 31,967,400 31,967,400 DYAX CORP COMMON 26746E103 5,341 251,900 251,900 DYCOM INDS INC COM COMMON 267475101 30,658 853,090 853,090
PORTVUE-SEC13F.LRP PAGE 13 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- PENN WEST PETROLEUM LT COMMON 2680165 5,640 226,500 226,500 DYNEGY INC NEW CL A COMMON 26816Q101 229,422 4,092,243 4,087,843 ECI TELECOM LTD COMMON 268258100 3 190 190 EDP-ELECTRICIDADE DE P COMMON 268353109 16,013 472,727 472,727 PETRO CANADA COMMON 2684316 30,347 1,194,800 1,194,800 E M C CORP MASS COMMON 268648102 262,051 3,940,617 3,940,617 AMERICAN INTL GROUP IN COMMON 26874107 311 3,151 3,151 ENSCO INTL INC COM COMMON 26874Q100 109,788 3,223,122 3,216,422 ENI S P A SPONSORED AD COMMON 26874R108 11 165 165 EOG RESOURCES INC. COMMON 26875P101 97,331 1,781,798 1,781,798 EOP OPER LTD PARTNERSH CONVERT 268766BP6 18,178 17,271,000 17,271,000 EOP OPER LTD PARTNERSH CONVERT 268766BR2 701 666,000 666,000 E ON AG ADR SPONSORED COMMON 268780103 25,414 420,930 420,930 EPIX MEDICAL INC COMMON 26881Q101 306 36,500 36,500 E PIPHANY INC COM COMMON 26881V100 3,039 56,350 56,350 EVI INC PREFERD 268939402 17,867 359,132 359,132 E TRADE GROUP INC COM COMMON 269246104 0 1 1 RELIANCE INDS GDR REG COMMON 2730598 10,657 648,800 648,800 EAST WEST BANCORP INC COMMON 27579R104 1,110 44,500 44,500 EASTMAN CHEM CO COM COMMON 277432100 5 110 110 EATON CORP COMMON 278058102 10 135 135 ECHOSTAR COMMUNICATION COMMON 278762109 14,525 638,452 638,452 ECHOSTAR COMMUNICATION CONVERT 278762AD1 12,348 16,036,000 16,036,000 ECOLAB INC COM COMMON 278865100 1,441 33,360 33,360 EDEN BIOSCIENCE CORP COMMON 279445100 1,530 51,100 51,100 EDISON INTL COMMON 281020107 325 20,800 20,800 EDWARDS AG INC COMMON 281760108 1,067 22,500 22,500 EFFICIENT NETWORKS INC COMMON 282056100 9,201 645,734 645,734 ABBOTT LABS COMMON 2824100 29,009 598,885 598,885 EL PASO ELEC CO COMMON 283677854 2,599 196,900 196,900 EL PASO ENERGY CORP DE COMMON 283905107 2,748 38,370 38,370 ELAN FINANCE 0% COUPON CONVERT 284129AC7 21,797 29,554,000 29,554,000 ELAN PLC ADR COMMON 284131208 56,225 1,201,075 1,201,075 ELANTEC SEMICONDUCTOR COMMON 284155108 5,000 180,200 180,200 ELECTRO SCIENTIFIC IND COMMON 285229100 12,373 441,900 441,900 ELECTRONIC ARTS INC COMMON 285512109 27,638 648,390 648,390 AMERICAN NATL INSURANC COMMON 28591105 4 55 55 ELECTRONICS FOR IMAGIN COMMON 286082102 4 272 272 TESCO CORP COMMON 2884310 8,417 815,600 815,600 THOMSON CORP COMMON 2889371 588 15,375 15,375 ABERCROMBIE & FITCH CO COMMON 2896207 352 17,602 17,602 AMERICAN PWR CONVERSIO COMMON 29066107 1 82 82 EMBARCADERO TECHNOLOGI COMMON 290787100 7,398 164,400 164,400 EMBREX INC COM COMMON 290817105 349 22,700 22,700
PORTVUE-SEC13F.LRP PAGE 14 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- EMBRATEL PARTICIPACOES COMMON 29081N100 60,163 3,835,100 3,835,100 EMCORE CORP COMMON 290846104 2,961 63,000 63,000 EMCOR GROUP INC COMMON 29084Q100 3,910 153,350 153,350 EMERSON ELEC CO COMMON 291011104 2 20 20 EMISPHERE TECHNOLOGIES COMMON 291345106 573 22,900 22,900 EMULEX CORP COMMON 292475209 82,722 1,034,818 1,030,618 ENDESA S A SPONSORED A COMMON 29258N107 2 139 139 ENDOCARE INC COMMON 29264P104 2,641 207,100 207,100 ENERGEN CORP COMMON 29265N108 2,829 87,880 87,880 ENERGY EAST CORP COMMON 29266M109 1,414 71,800 71,800 ENGELHARD CORP COMMON 292845104 2,393 117,470 117,470 ENGINEERED SUPPORT SYS COMMON 292866100 5,751 264,400 264,400 ENHANCE FINL SVCS GROU COMMON 293310108 299 19,360 19,360 ENRON CORP COMMON 293561106 96,585 1,161,925 1,161,925 ENZON INC COM COMMON 293904108 83,583 1,346,760 1,346,760 EQUITABLE RES INC COMMON 294549100 21,527 322,500 322,500 ERICSSON L M TEL CO AD COMMON 294821400 105 9,413 9,413 WESTON (GEORGE) LIMITE COMMON 2956662 326 5,825 5,825 ESCO TECHNOLOGIES INC COMMON 296315104 1,812 87,600 87,600 ESPEED INC CL A COMMON 296643109 272 17,302 17,302 ESTERLINE TECHNOLOGIES COMMON 297425100 5,246 199,830 199,830 ETHAN ALLEN INTERIORS COMMON 297602104 956 28,545 28,545 AMERICAN TOWER CORP CL COMMON 29912201 83 2,197 2,197 EVERGREEN RES INC COMMON 299900308 9,822 254,300 254,300 AMVESCAP PLC ADR SPONS COMMON 3.24E+103 48 1,100 1,100 EXAR CORP COMMON 300645108 39,905 1,287,900 1,287,900 EXE TECHNOLOGIES INC COMMON 301504106 3,998 307,500 307,500 EXELON CORP COMMON 30161N101 3,589 51,116 51,116 EXTENDED SYSTEMS INC COMMON 301973103 1,926 164,800 164,800 EXODUS COMMUNICATIONS COMMON 302088109 1,574 78,688 78,688 EXODUS COMMUNICATIONS CONVERT 302088AJ8 10,284 13,509,000 13,509,000 EXPEDITORS INTL WASH I COMMON 302130109 9,621 179,200 179,200 EXTENDED STAY AMER INC COMMON 30224P101 1,759 136,900 136,900 EXTREME NETWORKS INC C COMMON 30226D106 41,840 1,069,419 1,069,419 EXXON MOBIL CORP COMMON 30231G102 75,613 869,740 869,740 FMC CORP COM NEW COMMON 302491303 2,192 30,585 30,585 FNB CORP PA COMMON 302520101 421 20,036 20,036 FPL GROUP INC COMMON 302571104 6,182 86,156 86,156 FSI INTL INC COMMON 302633102 1,881 224,600 224,600 F Y I INC COMMON 302712104 3,946 107,020 107,020 FACTORY 2-U INC COMMON 303072102 11,448 345,600 345,600 FAIRCHILD SEMICONDUCTO COMMON 303726103 2,781 192,600 192,600 ITC LTD EQTY LINKED N COMMON 306990102 5,029 261,800 261,800 FAMILY DLR STORES INC COMMON 307000109 194 9,048 9,048
PORTVUE-SEC13F.LRP PAGE 15 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- INFOSYS EQTY LINKED NO COMMON 310990106 329 2,700 2,700 AMGEN INC COMMON 31162100 2,917 45,623 45,623 FEDERAL HOME LN MTG CO COMMON 313400301 65,365 949,033 949,033 FEDERAL MOGUL CORP COM COMMON 313549107 1 480 480 FEDERAL NATL MTG ASSN COMMON 313586109 2,279 26,266 26,266 FEDERATED DEPT STORES COMMON 31410H101 6,430 183,700 183,700 FEDERATED INVS INC PA COMMON 314211103 7,674 263,500 263,500 FEDEX CORP COMMON 31428X106 2 40 40 FIDELITY NATL FINL INC COMMON 316326107 11,853 320,900 320,900 FINISAR COMMON 31787A101 34,914 1,203,940 1,203,940 FIRST AMERN CORP CALIF COMMON 318522307 11,759 357,700 357,700 FIRST FIN DATA CORP COMMON 319963104 26,212 497,500 497,500 FIRST ESSEX BANCORP IN COMMON 320103104 268 13,340 13,340 FIRST HORIZON PHARMACE COMMON 32051K106 6,132 199,400 199,400 AMPHENOL CORP NEW CL A COMMON 32095101 27 700 700 FIRST HEALTH GROUP COR COMMON 320960107 16,620 356,929 356,929 AMSOUTH BANCORP COMMON 32165102 2 112 112 ANADARKO PETE CORP COMMON 32511107 77,127 1,085,076 1,085,076 ANALOG DEVICES INC COMMON 32654105 333 6,500 6,500 FIRST UNION CORP COMMON 337358105 825 29,660 29,660 FIRSTAR CORP NEW WIS COMMON 33763V109 3,104 133,500 133,500 FISERV INC COMMON COMMON 337738108 14,189 299,100 299,100 FIRSTFED FINL CORP DEL COMMON 337907109 6,039 186,900 186,900 FIRSTMERIT CORP COMMON 337915102 491 18,380 18,380 FLAMEL TECHNOLOGIES SA COMMON 338488109 532 73,300 73,300 FLEETBOSTON FINL CORP COMMON 339030108 27,603 734,856 734,856 FLOWERS INDS INC COMMON 343496105 1 85 85 FOCAL COMMUNICATIONS C COMMON 344155106 1,733 247,500 247,500 FOMENTO ECONOMICO MEXI COMMON 344419106 5,847 195,700 195,700 FORD MOTOR COMMON 345370100 11 230 230 FORD MTR CO DEL COM PA COMMON 345370860 1,696 72,374 72,374 ANDRX CORP COM COMMON 34551101 11 121 121 ANDRX CORPORATION COMM COMMON 34553107 41,586 718,569 718,569 FOREST LABS INC COM COMMON 345838106 222,981 1,866,178 1,863,978 FOREST OIL CORP COMMON 346091705 8,942 242,500 242,500 FORRESTER RESH INC COMMON 346563109 16,901 337,600 337,600 FORTIS NL ADR SPONSORE COMMON 34956J101 1 22 22 FORTUNE BRANDS INC COM COMMON 349631101 1 25 25 FORWARD AIR CORP COMMON 349853101 17,059 457,200 457,200 FOX ENTMT GROUP INC CL COMMON 35138T107 1,841 102,986 102,986 ANHEUSER BUSCH COS INC COMMON 35229103 0 8 8 FRANKLIN RES INC COMMON 354613101 10 265 265 FRONTIER AIRLINES INC COMMON 359065109 27,140 877,260 877,260 FUJITSU LTD ADR 5 COM COMMON 359590304 3 41 41
PORTVUE-SEC13F.LRP PAGE 16 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- FURNITURE BRANDS INTL COMMON 360921100 17 790 790 FURUKAWA ELEC LTD ADR COMMON 361118102 9,235 52,921 52,921 ANNTAYLOR STORES CORP. COMMON 36115103 2 61 61 GBC BANCORP CALIF COMMON 361475106 1,884 49,100 49,100 GABELLI ASSET MGMT INC COMMON 36239Y102 2,363 71,200 71,200 GALLAGHER ARTHUR J & C COMMON 363576109 8,182 128,600 128,600 GANNETT INC DEL COMMON 364730101 8,836 140,125 140,125 G A P INC COMMON 364760108 13 522 522 GARTNER GROUP INC NEW COMMON 366651107 1 150 150 GASONICS INTL CORP COMMON 367278108 11,124 605,400 605,400 GATEWAY INC. COMMON 367626108 6 352 352 GEMSTAR TV GUIDE INTER COMMON 36866W106 833 18,046 18,046 GENENTECH INC COM NEW COMMON 368710406 143,336 1,758,729 1,758,729 GENERAL DYNAMICS CORP COMMON 369550108 5,257 67,400 67,400 GENERAL ELEC CO COMMON 369604103 448,046 9,346,437 9,346,437 GENERAL MLS INC COMMON 370334104 1,092 24,500 24,500 GENERAL MTRS CORP COMMON 370442105 14,814 290,834 290,834 GENERAL MOTORS CLASS H COMMON 370442832 7 285 285 GENEREX BIOTECHNOLOGY COMMON 371485103 1,110 97,600 97,600 GENESCO INC COMMON 371532102 20,919 856,000 856,000 GENTEX CORP COM COMMON 371901109 1 80 80 GENOMIC SOLUTIONS INC COMMON 37243R109 1,696 222,400 222,400 GENSET SA SPONSORED AD COMMON 37244T104 0 12 12 GENTNER COMMUNICATIONS COMMON 37245J105 1,146 97,500 97,500 GENZYME TRANSGENICS CO COMMON 37246E105 7,119 497,400 497,400 GENZYME CORP COMMON 372917104 49,601 551,500 551,500 GENZYME CORP CONVERT 372917AF1 11,938 5,000,000 5,000,000 GEORGIA GULF CORP COMMON 373200203 8,939 523,900 523,900 GEORGIA PAC CORP COMMON 373298108 23 753 753 GERBER SCIENTIFIC INC COMMON 373730100 456 53,310 53,310 APACHE CORP COMMON 37411105 68 975 975 GETTY IMAGES INC COMMON 374276103 14,054 439,200 439,200 GILEAD SCIENCES INC COMMON 375558103 32,046 386,379 386,379 GILDAN ACTIVEWEAR INC COMMON 375916103 3,576 91,400 91,400 APOLLO GROUP INC COMMON 37604105 65 1,312 1,312 GLATFELTER P H CO COMMON 377316104 523 42,000 42,000 GLAXO PLC COMMON 37733W105 21 375 375 APPLE COMPUTER INC COMMON 37833100 602 40,500 40,500 GLIMCHER RLTY TR COMMON 379302102 259 20,680 20,680 APRIA HEALTHCARE GROUP COMMON 37933108 488 16,400 16,400 GLOBAL INDS LTD COMMON 379336100 16,863 1,232,000 1,232,000 GLOBAL MARINE INC NEW COMMON 379352404 35,470 1,250,040 1,250,040 GLOBECOMM SYSTEMS INC COMMON 37956X103 1,778 241,100 241,100 GLOBESPAN INC COM COMMON 379571102 5,455 198,336 198,336
PORTVUE-SEC13F.LRP PAGE 17 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- GLOBIX CORP COMMON 37957F101 618 224,700 224,700 APPLERA CORPORATION AP COMMON 38020103 79,270 842,747 842,747 APPLERA CORPORATION CE COMMON 38020202 26 715 715 GOLDEN WEST FINL CORP COMMON 381317106 86,343 1,279,157 1,279,157 GOLDMAN SACHS GROUP IN COMMON 38141G104 37,156 347,462 347,462 GOLF TR AMER INC COMMON 38168B103 137 18,850 18,850 APPLIED MATLS INC COMMON 38222105 312 8,171 8,171 ACACIA RESH CORP COM COMMON 3881109 296 16,600 16,600 GRANT PRIDECO INC COM COMMON 38821G101 2 90 90 GREATER BAY BANCORP COMMON 391648102 15,414 375,960 375,960 ABITIBI-CONSOLIDATED I COMMON 3924107 16 1,765 1,765 GREEN MTN COFFEE INC C COMMON 393122106 240 4,800 4,800 ARCH COAL INC COM COMMON 39380100 0 25 25 ARCHER DANIELS MIDLAND COMMON 39483102 5 344 344 GROUPE DANONE COMMON 399449107 2,434 79,270 79,270 GRUPO TELEVISA SA DE C COMMON 40049J206 21,152 470,700 470,700 ALLEANZA ASSICURAZ COMMON 4015970 51,435 3,228,280 3,228,280 GUIDANT CORP COMMON 401698105 55 1,034 1,034 GUILFORD PHARMACEUTICA COMMON 401829106 4,887 271,500 271,500 ALLIED IRISH BANKS COMMON 4020684 38,867 3,352,000 3,352,000 ALTRAN TECHNOLOGIES COMMON 4021869 25,897 114,450 114,450 GULF ISLAND FABRICATIO COMMON 402307102 487 26,760 26,760 VIVENDI ENVIRONNEMENT COMMON 4031879 55,753 1,277,050 1,277,050 AGF ASSUR GEN DE FRANC COMMON 4034737 40,763 586,718 586,718 H & CB COMMON 404008203 129 11,500 11,500 EGIS COMMON 4040499 4,096 108,595 108,595 HCA-HEALTHCARE CO COMMON 404119109 4,476 101,700 101,700 HCC INS HLDGS INC COMMON 404132102 6,524 242,200 242,200 GEDEON RICHTER COMMON 4042387 13,161 222,900 222,900 HNC SOFTWARE INC COMMON 40425P107 7,707 259,600 259,600 HSBC HOLDINGS PLC COMMON 404280406 15,091 205,046 205,046 HS RES INC COMMON 404297103 4,979 117,500 117,500 ASSICURAZIONI GENERALI COMMON 4056719 2,219 55,879 55,879 L'OREAL COMMON 4057808 335 3,906 3,906 HALL KINION ASSOCIATES COMMON 406069104 11,550 573,900 573,900 HALLIBURTON COMPANY COMMON 406216101 3 83 83 LOGITECH INTERNATIONAL COMMON 4066848 8,693 34,360 34,360 ARNOLDO MONDADORI EDIT COMMON 4084895 12,123 1,304,300 1,304,300 UNILABS COMMON 4088187 2,716 2,700 2,700 HANCOCK JOHN FINL SVCS COMMON 41014S106 2,980 79,200 79,200 HANDLEMAN CO DEL COMMON 410252100 1,085 144,610 144,610 ELECTRICIDADE D PORTUG COMMON 4103596 42,216 12,773,800 12,773,800 HANSON PLC ADR SPONSOR COMMON 411352404 0 13 13 HARLEY DAVIDSON INC COMMON 412822108 81,078 2,039,683 2,039,683
PORTVUE-SEC13F.LRP PAGE 18 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- HARLEYSVILLE GROUP INC COMMON 412824104 1,887 64,500 64,500 HARMAN INTL INDS INC COMMON 413086109 15,053 412,400 412,400 HARRIS CORP DEL COMMON 413875105 2,533 82,700 82,700 JM AB B SHS COMMON 4155508 11,204 505,800 505,800 ANADOLU EFES BIRACILIK COMMON 4164418 4,560 94,045,000 94,045,000 HARTFORD FINANCIAL SER COMMON 416515104 2 23 23 HARVARD BIOSCIENCE INC COMMON 416906105 6,914 700,200 700,200 HASBRO INC COMMON 418056107 512 48,200 48,200 COFLEXIP SA COMMON 4181741 28,005 220,300 220,300 HEALTHSOUTH CORP COMMON 421924101 4,342 266,200 266,200 HEALTH MGMT ASSOC INC COMMON 421933102 84 4,040 4,040 HEALTH MGMT ASSOC 144 CONVERT 421933AA0 15,050 20,201,000 20,201,000 HEARTLAND EXPRESS INC COMMON 422347104 513 22,500 22,500 HEIDRICK & STRUGGLES I COMMON 422819102 10,352 246,100 246,100 HEINEKEN N V ADR COMMON 423012202 12,227 201,292 201,292 HELIX TECHNOLOGY CORP COMMON 423319102 9,698 409,700 409,700 HELLENIC TELECOM ORGAN COMMON 423325307 447 61,700 61,700 HELLER FINL INC CL A COMMON 423328103 7,098 231,300 231,300 HELMERICH & PAYNE INC COMMON 423452101 23,368 532,600 532,600 ALPHA CREDIT BANK COMMON 423586E 36,524 1,060,500 1,060,500 CUKUROVA ELEKTRIK AS COMMON 4239800 0 85,000 85,000 HENRY JACK & ASSOC INC COMMON 426281101 23,644 380,600 380,600 ARROW ELECTRONICS COMMON 42735100 20 700 700 HERLEY INDS INC DEL COMMON 427398102 2,494 150,000 150,000 HERTZ CORP CL A COMMON 428040109 1 18 18 HEWLETT PACKARD CO COMMON 428236103 764 24,200 24,200 HEWLETT PACKARD CO 0.0 CONVERT 428236AC7 9,535 17,739,000 17,739,000 HIGHWOODS PPTYS INC COMMON 431284108 343 13,800 13,800 KUDELSKI SA BEARER COMMON 4329422 16,017 14,420 14,420 HIMACHAL FUTURISTIC EQ COMMON 432990109 2,197 80,300 80,300 FUGRO MCCLELLAND COMMON 4332895 15,827 245,200 245,200 FINANSBANK AS COMMON 4340821 7,605 4,338,551 4,338,551 DEPFA DEUTSCHE PFANDBF COMMON 4355063 6,586 88,800 88,800 HOME DEPOT INC COMMON 437076102 27 593 593 HON HAI PREC GDR 144A COMMON 438090102 715 62,163 62,163 HON INDS INC COM COMMON 438092108 12 480 480 HONEYWELL INTL INC COMMON 438516106 2,127 44,940 44,940 HOT TOPIC INC COMMON 441339108 11,072 673,600 673,600 HOTJOBS COM INC COMMON 441474103 6,968 609,200 609,200 HOUSEHOLD INTL CORP COMMON 441815107 26 465 465 ASHLAND INC. COMMON 44204105 4 105 105 HOUSTON EXPL CO COMMON 442120101 3,511 92,100 92,100 ENI SPA COMMON 4436399 50,164 7,857,371 7,857,371 ITC LTD GDR REG S COMMON 4438094 4,323 221,700 221,700
PORTVUE-SEC13F.LRP PAGE 19 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- HUMAN GENOME SCIENCES COMMON 444903108 156,851 2,262,962 2,259,362 INDRA SISTEMAS SA COMMON 4476210 5,301 561,800 561,800 HUTCHISON WHAMPOA LTD COMMON 448415208 9,989 160,221 160,221 ICN PHARMACEUTICALS IN COMMON 448924100 1,690 55,068 55,068 ICOS CORP COM COMMON 449295104 40,802 785,589 781,689 IDEC PHARMACEUTICALS C COMMON 449370105 184,491 986,764 984,964 I-MANY INC COMMON 44973Q103 4,128 331,900 331,900 IMS HEALTH INC COMMON 449934108 3,291 121,900 121,900 GN STORE NORD COMMON 4501093 14,668 838,900 838,900 ITC LTD GDR 144A COMMON 450318100 790 40,500 40,500 IXIA COMMON 45071R109 7,013 306,600 306,600 IDACORP INC COMMON 451107106 3,109 63,370 63,370 HANNOVER RUECKVERSICHE COMMON 4511809 15,472 175,000 175,000 ILEX ONCOLOGY INC COMMON 451923106 3,923 149,100 149,100 ILLINOIS TOOL WORKS IN COMMON 452308109 3 45 45 ILLUMINET HLDGS INC CD COMMON 452334105 2 100 100 IMMUNEX CORP NEW COM COMMON 452528102 66,939 1,647,756 1,641,056 IMMUNOGEN INC COMMON 45253H101 17,491 815,900 815,900 IMPERIAL BANCORP COM COMMON 452556103 452 17,200 17,200 IMMUNOMEDICS INC COMMON 452907108 6,052 281,500 281,500 IMPSAT FIBER NETWORKS COMMON 45321T103 271 62,000 62,000 SYNTHES STRATEC INC. COMMON 4532673 26,163 35,420 35,420 INCYTE PHARMACEUTICALS COMMON 45337C102 2,576 103,528 103,528 INDEPENDENT ENERGY HLD COMMON 45384X108 0 33 33 SUEZ LYONNAISE DES EAU COMMON 4540438 57,870 316,900 316,900 INDYMAC BANCORP INC COMMON 456607100 3,711 125,800 125,800 INFINEON TECHNOLOGIES COMMON 45662N103 1 15 15 INET TECHNOLOGIES INC COMMON 45662V105 10,996 271,500 271,500 INFOSYS TECHNOLOGIES L COMMON 456788108 1 11 11 INFOSPACE COM INC COM COMMON 45678T102 127 14,378 14,378 ING GROEP N.V. ADR COMMON 456837103 26,951 336,358 336,358 INGERSOLL-RAND COMPANY COMMON 456866102 166 3,953 3,953 INHALE THERAPEUTIC SYS COMMON 457191104 37,428 741,140 741,140 INKTOMI CORP COM COMMON 457277101 2 88 88 INPUT/OUTPUT INC COMMON 457652105 432 42,400 42,400 INSIGHT ENTERPRISES IN COMMON 45765U103 9,387 523,365 523,365 INSITUFORM TECHNOLOGIE COMMON 457667103 9,618 241,200 241,200 INNOGY HLDGS PLC ADR S COMMON 45769A103 4 131 131 INSILICON CORP COMMON 45769H108 1,468 239,700 239,700 INNOVATIVE SOLUTIONS & COMMON 45769N105 1,103 63,000 63,000 INRANGE TECHNOLOGIES C COMMON 45769V206 2,993 176,700 176,700 INNKEEPERS USA TR COMMON 4576J0104 349 31,590 31,590 INSPIRE PHARMACEUTICAL COMMON 457733103 2,520 96,700 96,700 INTEGRATED MEASUREMENT COMMON 457923100 130 16,400 16,400
PORTVUE-SEC13F.LRP PAGE 20 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- INTEGRA LIFESCIENCES H COMMON 457985208 176 12,900 12,900 INTEGRATED DEVICE TECH COMMON 458118106 46,011 1,389,023 1,389,023 INTEGRATED SILICON SOL COMMON 45812P107 11,332 788,300 788,300 INTEL CORP COMMON 458140100 25,028 832,527 832,527 INTEGRATED TELECOM EXP COMMON 45817U101 250 52,200 52,200 INTERCEPT GROUP INC COMMON 45845L107 5,474 205,100 205,100 INTERFACE INC COMMON 458665106 1,768 203,500 203,500 SMEDVIG ASA B COMMON 4587189 17,970 2,232,000 2,232,000 INTERLINK ELECTRS COMMON 458751104 3,835 302,300 302,300 INTERMAGNETICS GEN COR COMMON 458771102 5,181 309,318 309,318 AT HOME CORP COM SER A COMMON 45919107 0 23 23 INTERNATIONAL BUSINESS COMMON 459200101 1,778 20,913 20,913 INTERNATIONAL FIBERCOM COMMON 45950T101 4,362 883,500 883,500 INTERNATIONAL GAME TEC COMMON 459902102 24,211 504,400 504,400 INTERNATIONAL PAPER CO COMMON 460146103 18 430 430 INTERNATIONAL POWER PL COMMON 46018M104 19,758 564,510 564,510 INTL RECTIFIER CORP COMMON 460254105 32,321 1,077,350 1,077,350 INTL RECTIFIER CORP 14 CONVERT 460254AD7 8,562 12,756,000 12,756,000 INTERNATIONAL RECTIFIE CONVERT 460254AE5 322 480,000 480,000 INTERNET CAPITAL GROUP COMMON 46059C106 3 814 814 INTERNET SEC SYS INC C COMMON 46060X107 33,572 428,000 428,000 INTRANET SOLUTIONS INC COMMON 460939309 24,016 470,900 470,900 INTERTAN INC COMMON 461120107 5,348 460,050 460,050 INTERWOVEN INC COM COMMON 46114T102 101,403 2,104,583 2,104,583 INTIMATE BRANDS INC CL COMMON 461156101 1,753 116,854 116,854 INTRABIOTICS PHARMACEU COMMON 46116T100 470 48,800 48,800 INTUIT INC COMMON 461202103 62,164 1,576,260 1,576,260 INVENSYS PLC ADR SPONS COMMON 461204109 1 162 162 NETAS TELEKOMUNIK COMMON 4612423 3,668 35,635,000 35,635,000 INVERNESS MED TECHNOLO COMMON 461268104 12,914 331,650 331,650 NESTLE SA COMMON 4616696 35,493 15,216 15,216 INVITROGEN CORP COM COMMON 46185R100 200,219 2,318,030 2,315,430 IOMEGA CORP COMMON 462030107 731 218,200 218,200 IONA TECHNOLOGIES PLC COMMON 46206P109 21,400 319,400 319,400 GAMESA COMMON 4623384 12,775 531,500 531,500 ASTRA ZENECA PLC ADR COMMON 46353108 17,654 342,797 342,797 I2 TECHNOLOGIES INC CO COMMON 465754109 76,718 1,410,920 1,409,120 I2 TECHNOLOGIES INC CONVERT 465754AF6 15,669 9,554,000 9,554,000 IVAX CORP COMMON 465823102 108,492 2,832,687 2,832,687 IXOS SOFTWARE AG ADR S COMMON 46600V108 0 11 11 JDS UNIPHASE CORP COMMON 46612J101 52,190 1,251,931 1,251,931 JDA SOFTWARE GROUP INC COMMON 46612K108 4,025 308,100 308,100 J JILL GROUP INC COMMON 466189107 1,172 75,600 75,600 JNI CORP COM COMMON 46622G105 143 6,300 6,300
PORTVUE-SEC13F.LRP PAGE 21 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- J P MORGAN CHASE & CO COMMON 46625H100 936 20,600 20,600 JACK IN THE BOX INC COMMON 466367109 19,220 652,900 652,900 ASCOM HOLDING AG R100 COMMON 4697378 12,085 184,750 184,750 JAPAN AIR LINES LTD AD COMMON 471034306 3 296 296 JAPAN TELECOM SPON ADR COMMON 471104109 8 367 367 RENAULT (REGIE NTL COMMON 4712798 886 16,998 16,998 PARMALAT FINANZ COMMON 4714404 23,759 14,670,200 14,670,200 RAS SPA COMMON 4718246 48,942 3,138,350 3,138,350 NOVO NORDISK AS SER B COMMON 4728900 42,204 235,450 235,450 TOMRA SYSTEMS ASA COMMON 4730875 30,085 1,551,470 1,551,470 AVENTIS SA EUR3.82 COMMON 4736817 48,339 550,653 550,653 MERCK KGAA COMMON 4741844 12,197 276,400 276,400 ROCHE HLDG AG COMMON 4745772 1,284 126 126 JEFFERSON PILOT CORP COMMON 475070108 15,997 214,000 214,000 INTERBREW COMMON 4755317 29,993 860,600 860,600 GEMPLUS INTL SA COMMON 4764001 1,378 154,500 154,500 EDISON SPA COMMON 4764465 40,399 3,615,867 3,615,867 SAIPEM ITL1000 COMMON 4768768 26,986 4,947,100 4,947,100 JOHNSON & JOHNSON COMMON 478160104 108,988 1,037,368 1,037,368 JOHNSON CTLS INC COMMON 478366107 15,293 294,100 294,100 JONES APPAREL GROUP IN COMMON 480074103 26 812 812 SGL CARBON AG COMMON 4818351 20,302 379,700 379,700 JUNIPER NETWORKS INC C COMMON 48203R104 148,115 1,174,929 1,174,929 JUNIPER NETWORKS CONVERT 48203RAA2 14,273 13,675,000 13,675,000 KLA INSTRS CORP COMMON 482480100 30 897 897 SCHNEIDER ELECTRIC SA COMMON 4834108 38,992 534,490 534,490 VIVENDI UNIVERSAL SA COMMON 4834777 1,888 28,687 28,687 KAMAN CORP COMMON 483548103 747 44,290 44,290 SCHERING AG COMMON 4845757 2,437 42,900 42,900 UNION BANK OF NORWAY COMMON 4848820 15,866 544,400 544,400 STOREBRAND ASA COMMON 4852832 15,164 2,139,600 2,139,600 KAUFMAN & BROAD HOME C COMMON 486168107 10 295 295 KAUF&BROAD HOMES PREFERD 486168503 15,491 1,578,725 1,578,725 SVENSKA CELLULOSA AB B COMMON 4865379 14,511 682,900 682,900 KEANE INC COMMON 486665102 1 60 60 KEEBLER FOODS CO COM COMMON 487256109 644 15,537 15,537 KEITHLEY INSTRS INC COMMON 487584104 39,586 919,270 919,270 TELECOM ITALIA MOBILE COMMON 4876746 1,348 168,862 168,862 KEMET CORP COMMON 488360108 13,145 869,100 869,100 TOTAL FINA ELF SA COMMON 4905413 60,300 405,462 405,462 KENT ELECTRS CORP COMMON 490553104 8,509 515,700 515,700 CIE NATIONAL AIR FRANC COMMON 4916039 17,149 730,600 730,600 KERR-MCGEE CORP COMMON 492386107 738 11,025 11,025 KERR MCGEE CORP CONVERT 492386AP2 17,920 14,194,000 14,194,000
PORTVUE-SEC13F.LRP PAGE 22 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- KEY ENERGY SVCS INC COMMON 492914106 2,563 245,600 245,600 KEY PRODTN INC COMMON 493138101 7,229 215,400 215,400 KEYNOTE SYS INC COMMON 493308100 1,094 77,100 77,100 SAMSUNG ELCR II REG S COMMON 4942818 1,040 14,600 14,600 E.ON AG COMMON 4942904 48,105 790,686 790,686 KIMBERLY CLARK CORP COMMON 494368103 70,200 993,053 993,053 PECHINEY SA COMMON 4943792 19,346 423,200 423,200 ATMEL CORP COMMON 49513104 2 170 170 KING PHARMACEUTICALS I COMMON 495582108 134,929 2,610,451 2,606,251 KNIGHT TRADING GROUP I COMMON 499063105 28 2,011 2,011 KOHLS CORP COMMON 500255104 219,540 3,598,984 3,594,184 KOHLS CORP 0% 06/12/20 CONVERT 500255AJ3 19,913 32,576,000 32,576,000 KOMATSU LTD ADR NEW COMMON 500458401 13 711 711 KONINKLIJKE AHOLD NV A COMMON 500467303 12,403 381,609 381,609 KONINKLIJKE PHILIPS EL COMMON 500472303 2,236 61,693 61,693 KOREA ELEC PWR CO COMMON 500631106 5 536 536 KOREA TELECOM COMMON 50063P103 4,470 144,200 144,200 KORN FERRY INTL COMMON 500643200 7,784 366,300 366,300 KUBOTA LTD CORP COMMON 501173207 1 13 13 KYOCERA CORP COMMON 501556203 1 13 13 LSI LOGIC CORP COMMON 502161102 1 50 50 LTX CORP COMMON 502392103 10,042 775,250 775,250 L-3 COMMUNICATIONS HLD CONVERT 502424AA2 16,706 15,050,000 15,050,000 NOVARTIS AG COMMON 5047831 2,302 1,302 1,302 SWEDISH MATCH AB COMMON 5048566 12,823 3,287,700 3,287,700 LABORATORY CORP AMER H COMMON 50540R409 64,064 364,000 364,000 ING GROEP NV COMMON 5058877 64,093 802,369 802,369 LAGARDERE GROUPE S C A COMMON 507069102 2 45 45 HENKEL KGAA COMMON 5076705 19,819 304,600 304,600 BASF AG COMMON 5086577 417 9,217 9,217 LAM RESEARCH CORP COMMON 512807108 55 3,774 3,774 LAMAR ADVERTISING CO CONVERT 512815AF8 14,597 14,241,000 14,241,000 LARGE SCALE BIOLOGY CO COMMON 517053104 3,536 372,200 372,200 PLIVA D.D. GDR REG S COMMON 5174706 8,402 715,100 715,100 FRANCE TELECOM S.A. COMMON 5176177 2,430 28,143 28,143 LAUDER ESTEE COS INC C COMMON 518439104 3,153 71,962 71,962 ROYAL DUTCH PETROLEUM COMMON 5202704 1,107 18,074 18,074 LEAR CORP COM COMMON 521865105 3 105 105 LEARNING TREE INTL INC COMMON 522015106 32,715 660,900 660,900 ALLIANZ AG (RGD) COMMON 5231485 2,274 6,076 6,076 LEGATO SYS INC COMMON COMMON 524651106 30 4,000 4,000 LEHMAN BROS HLDGS INC COMMON 524908100 2,272 33,600 33,600 AHOLD (KON) NV COMMON 5252602 32,238 999,317 999,317 AUTOGRILL SPA COMMON 5256206 24,463 1,989,000 1,989,000
PORTVUE-SEC13F.LRP PAGE 23 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- LENNAR CORP COMMON 526057104 743 20,500 20,500 LENNAR CORP CONVERT 526057AA2 18,319 32,713,000 32,713,000 ALTANA AG COMMON 5273131 29,191 187,300 187,300 AUTODESK INC COMMON 52769106 10 380 380 DEUTSCHE LUFTHANSA AG COMMON 5287488 69,336 2,690,350 2,690,350 MUENCHENER RUCKVER REG COMMON 5294121 39,291 109,821 109,821 LEXMARK INTL GROUP INC COMMON 529771107 8 165 165 LIBERTY ALL STAR EQUIT COMMON 530158104 0 26 26 LIBERTY MEDIA CORP CONVERT 530715AG6 6,926 10,416,000 10,416,000 SWISSLOG HOLDING CHF20 COMMON 5310715 15,611 35,630 35,630 LIBERTY SATELLITE & TE COMMON 531182103 411 130,100 130,100 TGS NOPEC GEOPHYSICAL COMMON 5321676 13,550 1,138,000 1,138,000 LIFEPOINT HOSPS INC CO COMMON 53219L109 28,732 573,200 573,200 LIGHTBRIDGE INC COMMON 532226107 3,296 251,100 251,100 LILLY ELI AND COMPANY COMMON 532457108 10,070 108,205 108,205 BROADCASTING CORP COMMON 532763109 5 40 40 LINCARE HLDGS INC COMMON 532791100 14,937 261,773 261,773 DASSAULT SYSTEMES SA COMMON 5330047 33,186 484,200 484,200 AMB AACHENER MUENCHENE COMMON 5335075 12,258 134,600 134,600 LINCOLN NATL CORP IND COMMON 534187109 22,937 484,800 484,800 AVAYA INC COM COMMON 53499109 0 45 45 AVENTIS ADR SPONSORED COMMON 53561106 43 509 509 LINEAR TECHNOLOGY CORP COMMON 535678106 65 1,412 1,412 AVERY DENNISON CORP COMMON 53611109 19 349 349 LION BIOSCIENCE AKTIEN COMMON 536191109 18,113 240,325 240,325 LITHIA MTRS INC COMMON 536797103 960 77,200 77,200 LITTELFUSE INC COMMON 537008104 1,511 52,800 52,800 PROKOM SOFTWARE COMMON 5372878 8,640 205,200 205,200 ERGO VERSICHERUNGS GRP COMMON 5377947 38,464 227,600 227,600 NORDEA AB COMMON 5380031 47,434 6,259,670 6,259,670 AVOCENT CORP COM COMMON 53893103 677 25,060 25,060 LIZ CLAIBORNE INC COMMON 539320101 916 22,019 22,019 LLOYDS TSB GROUP ADR S COMMON 539439109 11,040 260,667 260,667 LOCKHEED MARTIN CORP COMMON 539830109 9 260 260 KONINKLIJKE NUMICO NV COMMON 5402601 46,314 920,311 920,311 LOEWS CORP COMMON 540424108 9 85 85 LOEWEN GROUP INC COM COMMON 54042L100 0 800 800 LOGITECH INTL S A SPON COMMON 541419107 21 889 889 LONDON PAC GROUP LTD COMMON 542073101 359 47,500 47,500 LONE STAR TECHNOLOGIES COMMON 542312103 5,517 143,300 143,300 AVON PRODUCTS INC COMMON 54303102 50,635 1,057,660 1,057,660 ALTADIS SA COMMON 5444012 344 22,200 22,200 AKZO NOBEL NLG5 COMMON 5458314 47,459 883,720 883,720 LOUIS DREYFUS NAT GAS COMMON 546011107 19,200 419,100 419,100
PORTVUE-SEC13F.LRP PAGE 24 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SKANDIA FORSAKRINGS AB COMMON 5461572 251 15,440 15,440 AXYS PHARMACEUTICALS I COMMON 54635107 366 65,000 65,000 STRAUMANN HOLDINGS AG COMMON 5464355 15,757 8,805 8,805 RHODIA SA COMMON 5474688 17,025 1,099,000 1,099,000 ALSTOM COMMON 5474978 209 8,100 8,100 CESKE RADIOKOMUNIKACE COMMON 5479207 437 12,760 12,760 INTRACOM COMMON 548202D 10,734 475,665 475,665 LUCENT TECHNOLOGIES IN COMMON 549463107 8 568 568 REXEL COMMON 5499335 15,579 184,370 184,370 DOGAN YAYIN HLDG AS COMMON 5510377 200 28,838,900 28,838,900 LYNX THERAPEUTICS INC COMMON 551812308 194 21,600 21,600 LYONDELL PETROCHEMICAL COMMON 552078107 3 215 215 BASF AG ADR NEW COMMON 55262406 2 40 40 BASF AG ADR NEW COMMON 55262505 12,339 277,646 277,646 MBIA INC PINES 8% 12/4 PREFERR 55262C308 13 500 500 MBNA CORP COMMON 55262L100 43,877 1,187,862 1,187,862 MCSI INC COMMON 55270M108 2,289 107,100 107,100 MEMC ELECTR MATLS INC COMMON 552715104 2,085 215,200 215,200 MGIC INVT CORP WIS COMMON 552848103 21 303 303 MGI PHARMA INC COMMON 552880106 3,546 214,900 214,900 MGI PROPERTIES COM COMMON 552885105 0 100 100 MGM MIRAGE COMMON 552953101 68,407 2,426,860 2,426,860 MRV COMMUNICATIONS INC COMMON 553477100 5,105 381,700 381,700 BG PLC ADR FNL INSTLLM COMMON 55434203 14,214 697,605 697,605 MACERICH CO COMMON 554382101 272 14,160 14,160 CNP ASSURANCES COMMON 5543986 16,662 415,700 415,700 BJ SVCS CO COMMON COMMON 55482103 2,194 31,857 31,857 TELEKOMUNIKACJA POLSKA COMMON 5552551 19,710 2,951,100 2,951,100 MACROVISION CORP COM COMMON 555904101 49,191 664,600 664,600 MACROMEDIA INC COMMON COMMON 556100105 5,926 97,541 97,541 MACRONIX INTL LTD ADR COMMON 556103109 1 56 56 FRONTLINE LTD COMMON 5561052 10,382 769,375 769,375 BP AMOCO ADS COMMON 55622104 798 16,674 16,674 MADDEN STEVEN LTD COMMON 556269108 256 33,520 33,520 CLASS EDITORI COMMON 5574878 7,864 697,953 697,953 TECIS HOLDING AG COMMON 5575268 11,467 177,000 177,000 GRUPO ACCIONA SA COMMON 5579107 17,100 467,000 467,000 BMC SOFTWARE INC COMMON 55921100 27 1,911 1,911 MAGNA ENTMT CORP SUB V COMMON 559211107 0 29 29 MAGNA INTL INC CL A COMMON 559222401 15 363 363 FORTIS B STRIP VVPR COMMON 5596623 0 10,269 10,269 UCB SA COMMON 5596991 476 12,840 12,840 MAGYAR TAVKOZLESI RT A COMMON 559776109 1 28 28 SENATOR FILM AG COMMON 5602713 4,170 890,026 890,026
PORTVUE-SEC13F.LRP PAGE 25 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- MAIL-WELL INC CONVERT 560321AD3 2,220 3,000,000 3,000,000 MANHATTAN ASSOCS INC C COMMON 562750109 32,798 769,450 769,450 MANPOWER INC COMMON 56418H100 7 180 180 MANUFACTURED HOME CMNT COMMON 564682102 390 13,450 13,450 MANUGISTICS GROUP INC COMMON 565011103 73,922 1,296,880 1,296,880 MANULIFE FINL CORP COM COMMON 56501R106 71,197 2,269,277 2,269,277 MAPINFO CORP COMMON 565105103 2,684 56,800 56,800 ABB LTD COMMON 5661190 3,283 30,800 30,800 MARCHFIRST INC COM COMMON 566244109 2 1,537 1,537 MARCONI PLC ADR SPONSO COMMON 566306205 11 569 569 SANOFI SYNTHELABO COMMON 5671735 47,922 718,900 718,900 MARINE DRILLING COS IN COMMON 568240204 46,190 1,726,710 1,726,710 GRUPO DRAGADOS SA COMMON 5687000 18,529 1,701,300 1,701,300 TECAN AG COMMON 5696200 16,473 15,880 15,880 PERLOS OYJ COMMON 5703133 11,720 567,400 567,400 SVENSKA HANDELSBANKEN COMMON 5703661 47,561 2,778,700 2,778,700 GALERIES LAFAYETTE COMMON 5704556 13,350 69,700 69,700 NEG MICON A/S COMMON 5705593 19,977 337,900 337,900 MARSH & MCLENNAN COS I COMMON 571748102 6,432 54,973 54,973 MARRIOTT INTL INC NEW COMMON 571903202 7 160 160 BAKER HUGHES INC COMMON 57224107 74,003 1,780,520 1,780,520 AUSTRIA TECHNOLOGIE & COMMON 5724112 7,849 268,200 268,200 SIEMENS AG COMMON 5727973 42,875 328,060 328,060 QIAGEN NV COMMON 5732825 27,728 767,100 767,100 MARUBENI CORP ADR COMMON 573810207 1 40 40 MARUI LTD ADR NEW COMMON 573814308 4 126 126 SOL MELIA SA COMMON 5738298 9,978 965,300 965,300 BAYER MOTOREN WERK COMMON 5756029 57,031 1,740,507 1,740,507 HON HAI PREC GDR REG S COMMON 5758218 1,123 97,647 97,647 MASSEY ENERGY CORP COMMON 576206106 4,460 349,800 349,800 MASTEC INC COM COMMON 576323109 18,961 948,079 948,079 MATRIX PHARMACEUTICAL COMMON 576844104 8,713 508,800 508,800 MATRIXONE INC COMMON 57685P304 7,595 417,600 417,600 MAXIM INTEGRATED PRODS COMMON 57772K101 50 1,056 1,056 MAVERICK TUBE CORP COMMON 577914104 5,837 257,988 257,988 MAYTAG CORP COM COMMON 578592107 3 118 118 MCCORMICK & CO INC COMMON 579780206 4,468 123,900 123,900 MCDONALDS CORP COMMON 580135101 789 23,200 23,200 DRESDNER BANK AG COMMON 5801628 48,487 1,111,810 1,111,810 MCGRAW HILL COS INC COMMON 580645109 3,887 66,300 66,300 F SECURE OYJ COMMON 5806850 3,391 694,500 694,500 COMPAL ELECTRONICS REG COMMON 5810367 6,011 843,600 843,600 DIREKT ANLAGE BANK AG COMMON 5811928 6,681 179,100 179,100 MCKESSON HBOC COMMON 58155Q103 22 612 612
PORTVUE-SEC13F.LRP PAGE 26 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- MCLEODUSA INC COM COMMON 582266102 22,480 1,591,471 1,591,471 MCLEODUSA INC PREFERD 582266201 14,860 37,098 37,098 SCHNEIDER RUNDFUNKWERK COMMON 5824272 9,505 253,100 253,100 MEDAREX INC COM COMMON 583916101 26,969 661,833 661,833 MED-DESIGN CORP COMMON 583926100 1,532 96,500 96,500 MEDICIS PHARMACEUTICAL COMMON 584690309 44,567 753,773 753,773 MEDIMMUNE INC COMMON COMMON 584699102 150,136 3,148,357 3,148,357 MEDTRONIC INC COMMON 585055106 2,098 34,750 34,750 ACCOR SA COMMON 5852842 33,625 795,870 795,870 MELLON FINL CORP COMMON 58551A108 3,787 77,000 77,000 INFOGRAMES COMMON 5859702 7,827 434,200 434,200 FINMECCANICA SPA COMMON 5859951 20,876 18,285,280 18,285,280 MENS WEARHOUSE INC COMMON 587118100 18,694 686,000 686,000 MENTOR GRAPHICS CORP COMMON 587200106 25,710 937,000 937,000 MERCANTILE BANKSHARES COMMON 587405101 2,561 59,300 59,300 NORDEA AB FDR COMMON 5888115 974 123,450 123,450 MERCK & CO INC COMMON 589331107 275,176 2,939,130 2,939,130 MERCURY GEN CORP NEW COMMON 589400100 14 328 328 MERCURY INTERACTIVE CO COMMON 589405109 167,721 1,858,394 1,854,894 MERCURY INTERACT 144A CONVERT 589405AA7 15,441 13,787,000 13,787,000 MERCURY INTERACTIVE CONVERT 589405AB5 629 562,000 562,000 MEREDITH CORP COM COMMON 589433101 14 442 442 MERIX CORP COMMON 590049102 5,238 391,600 391,600 MERRILL LYNCH & CO INC COMMON 590188108 5,879 86,221 86,221 NOKIA OYJ COMMON 5902941 2,919 65,463 65,463 METHODE ELECTRS INC COMMON 591520200 1,548 67,500 67,500 METLIFE INC EQTY SEC U CONVERT 59156R207 126 1,150 1,150 METRIS COS INC COM COMMON 591598107 30,985 1,177,577 1,177,577 METRO GOLDWYN MAYER IN COMMON 591610100 866 53,092 53,092 METRO ONE TELECOMMUNIC COMMON 59163F105 8,650 346,000 346,000 METROMEDIA FIBER NETWO COMMON 591689104 34 3,365 3,365 METTLER-TOLEDO INTL IN COMMON 592688105 12,376 227,600 227,600 AEGON NLG 0.50 COMMON 5927375 3,422 82,715 82,715 BALTIMORE TECHNOLOGIES COMMON 59284109 4 356 356 THIEL LOGISTIK AG COMMON 5928776 18,670 157,200 157,200 MICHAEL FOOD INC NEW COMMON 594079105 2,139 71,000 71,000 MICHAELS STORES INC COMMON 594087108 4,942 186,500 186,500 BANCO BRADESCO S A ADR COMMON 59460105 12 1,623 1,623 MICREL INC COMMON 594793101 14,792 439,100 439,100 MICROSOFT CORP COMMON 594918104 77,676 1,790,814 1,790,814 MICROMUSE INC COM COMMON 595094103 96,097 1,592,069 1,592,069 MICRON TECHNOLOGY INC COMMON 595112103 766 21,560 21,560 TELELOGIC AB COMMON 5951266 7,565 1,346,700 1,346,700 MICROSEMI CORP COMMON 595137100 21,499 773,000 773,000
PORTVUE-SEC13F.LRP PAGE 27 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- MICROTUNE INC DEL COM COMMON 59514P109 3,380 204,100 204,100 MID ATLANTIC MED SVCS COMMON 59523C107 12,648 638,400 638,400 ISS DC COMMON 5952816 22,613 332,300 332,300 MIDCAP SPDR TR UNIT SE COMMON 595635103 360 3,813 3,813 ERICSSON LM TEL COMMON 5959378 1,550 136,050 136,050 UBS AG COMMON 5962354 46,247 283,339 283,339 VESTAS WIND SYSTEMS A/ COMMON 5964651 42,205 780,300 780,300 SOCIETE GENERALE COMMON 5966516 1,121 18,031 18,031 HIQ INTERNATIONAL AB COMMON 5972494 8,335 1,123,500 1,123,500 ALCATEL COMMON 5975006 53,268 937,785 937,785 DANONE COMMON 5981810 35,676 236,602 236,602 ZURICH FINANCIAL SVCS COMMON 5983816 44,349 73,560 73,560 ENEA DATA AB COMMON 5985191 10,543 2,645,800 2,645,800 MILLENNIUM PHARMACTCLS COMMON 599902103 8,734 141,167 141,167 NAVISTAR INTL CORP COMMON 6.39E+112 10 387 387 BARCLAYS PLC ADR COMMON 6.74E+207 16 125 125 OCEAN ENERGY INC. COMMON 6.75E+110 26 1,500 1,500 MILLER HERMAN INC COMMON 600544100 19 652 652 AEON CREDIT SERVICE LT COMMON 6008321 9 29,400 29,400 MILLIPORE CORP COMMON 601073109 9,064 143,876 143,876 CHINA SOUTHERN AIRLINE COMMON 6013693 5,987 19,661,000 19,661,000 ALL NIPPON AIRWAYS CO COMMON 6014908 12,011 3,517,000 3,517,000 ALPS ELECTRIC CO COMMON 6021500 18,823 1,234,000 1,234,000 AMANO COMMON 6027304 685 90,000 90,000 CRESCO LIMITED 4674JP COMMON 6036009 482 10,000 10,000 NET ONE SYSTEMS CO7518 COMMON 6036548 973 39 39 MINIMED INC COMMON COMMON 60365K108 13 302 302 MINNESOTA MNG & MFG CO COMMON 604059105 59,992 497,860 497,860 MIPS TECHNOLOGIES INC COMMON 604567107 12,871 482,300 482,300 MITSUBISHI ELEC CORP A COMMON 606776201 9 152 152 CHINA MOBILE (HONG KON COMMON 6073556 68,005 12,451,500 12,451,500 BANK HAPOALIM LTD COMMON 6075808 387 133,500 133,500 MODERN TIMES GROUP MTG COMMON 607698107 54 431 431 MODIS PROFESSIONAL SER COMMON 607830106 1 100 100 BEIJING DATANG PWR-H S COMMON 6080716 4,938 19,020,000 19,020,000 MOHAWK INDS INC COMMON 608190104 20 721 721 SUNPLUS TECHNOLOGY CO COMMON 6084503 282 71,000 71,000 MORITEX CORPORATION 77 COMMON 6086769 2,872 67,200 67,200 TELSTRA CORP COMMON 6087289 4,805 1,346,239 1,346,239 MOMENTUM BUSINESS APPL COMMON 60877P108 0 11 11 MONACO COACH CORP COMMON 60886R103 8,062 455,798 455,798 RELIANCE INDUSTRY DEMA COMMON 6099626 6,483 892,700 892,700 HUANENG POWER INTL INC COMMON 6099671 5,465 11,292,000 11,292,000 BSES LTD DEMAT COMMON 6099853 282 66,400 66,400
PORTVUE-SEC13F.LRP PAGE 28 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- TELSON ELECTRONICS LTD COMMON 6108748 2,465 575,430 575,430 POWERCHIP SEMICONDUCTO COMMON 6108997 97 195,000 195,000 HINDUSTAN LEVER EQ LK COMMON 610990103 7,840 1,773,700 1,773,700 COMPUTER & TECHNOLOGIE COMMON 6115113 2,553 4,714,000 4,714,000 MONTANA PWR CO COM COMMON 612085100 6 303 303 NIIT LIMITED DEMAT COMMON 6121518 2,084 61,175 61,175 CCT TELECOM HOLDINGS L COMMON 6122276 43 390,000 390,000 TREND MICRO COMMON 6125286 9,161 126,500 126,500 FUJITSU SUPPORT &SERVI COMMON 6127130 18,856 279,300 279,300 NTT DOMOCO INC. COMMON 6129277 21,529 1,248 1,248 HANARO TELECOM INC COMMON 6134817 108 59,913 59,913 QUANTA COMPUTER INC COMMON 6141011 4,555 1,732,000 1,732,000 SHANDONG INTL PWR H COMMON 6142780 188 1,194,000 1,194,000 BROKEN HILL ORD COMMON 6144690 299 28,397 28,397 VIA TECHNOLOGIES INC COMMON 6146823 95 17,500 17,500 DATATEC LTD COMMON 6149479 391 81,900 81,900 SIAM COMMERCIAL BK CON PREFERD 6153726 16,647 33,588,600 33,588,600 HSBC HOLDINGS PLC COMMON 6158163 30,617 2,067,622 2,067,622 CKD CORP COMMON 6160050 461 70,000 70,000 NEW WORLD CHINA LAND L COMMON 6163929 105 371,200 371,200 PAC CENTURY CYBERWORKS COMMON 6164007 2,840 4,387,000 4,387,000 MORGAN STANLEY DEAN WI COMMON 617446448 2,953 37,264 37,264 MORGAN STANLEY (CISCO) CONVERT 617446CY3 8,949 4,676,000 4,676,000 OBIC BUSINESS CONSULT COMMON 6174620 3,588 42,900 42,900 KOREA TOBACCO & GINSEN COMMON 6175076 294 19,600 19,600 DBS HOLDINGS COMMON 6175203 7,105 628,578 628,578 CHEUNG KONG (HOLDINGS) COMMON 6190273 25,731 2,012,000 2,012,000 I CABLE COMMUNICATIONS COMMON 6193937 1,901 4,494,000 4,494,000 CITIC PACIFIC COMMON 6196152 7,965 2,247,000 2,247,000 CITIZEN WATCH CO COMMON 6197304 22,860 3,134,000 3,134,000 MOTIENT CORP COMMON 619908106 1,820 454,900 454,900 ITOCHU TECHNO SCIENCE COMMON 6200194 48,559 261,700 261,700 MOTOROLA INC COMMON 620076109 697 34,417 34,417 INFOSYS TECH DEMAT COMMON 6205122 3,826 31,300 31,300 SEMBCORP MARINE LIMITE COMMON 6205133 168 415,000 415,000 HIMACHAL FUTURISTIC COMMON 6208411 4,147 151,591 151,591 TANAKA CHAEMICAL CORP COMMON 6214203 191 11,000 11,000 COMMONWEALTH BK OF AUS COMMON 6215035 483 28,100 28,100 LEGEND HOLDINGS LTD COMMON 6218089 248 394,000 394,000 RESMED INC COMMON 6221667 252 62,300 62,300 SK TELECOM CO LTD COMMON 6224871 37,227 186,135 186,135 COMPAL ELECTRONICS COMMON 6225744 2,002 1,475,000 1,475,000 PETROCHINA CO LTD COMMON 6226576 57,958 347,742,600 347,742,600 SATYAM COMPUTER DEMA COMMON 6241041 289 41,800 41,800
PORTVUE-SEC13F.LRP PAGE 29 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SATYAM COMPUTER SVCS D COMMON 6241858 1,197 172,900 172,900 MOVADO GROUP INC COMMON 624580106 738 48,400 48,400 DATACRAFT ASIA COMMON 6246831 19,860 4,207,576 4,207,576 MUELLER INDS INC COMMON 624756102 393 14,660 14,660 DAIICHI PHARM CO COMMON 6250218 32,571 1,094,000 1,094,000 DAIKIN KOGYO CO COMMON 6250724 30,476 1,582,000 1,582,000 DATAPULSE TECH COMMON 6253206 263 1,139,000 1,139,000 MULTEX COM INC COMMON 625367107 3,218 242,900 242,900 HINDUSTAN LEVER DEMAT COMMON 6260284 2,716 614,400 614,400 HINDUSTAN LEVER DEMAT COMMON 6261674 4,363 986,900 986,900 DENWAY INVESTMENT LTD COMMON 6263766 982 5,630,000 5,630,000 KOOKMIN CREDIT CARD COMMON 6263799 7,169 325,030 325,030 DIMENSION DATA HLDGS P COMMON 6264639 18,994 2,797,308 2,797,308 MURPHY OIL CORP COMMON 626717102 3,100 51,300 51,300 GIORDANO INTL LIMITED COMMON 6282040 4,459 9,660,000 9,660,000 MUTUAL RISK MGMT LTD C COMMON 628351108 15 1,020 1,020 PT INDOFOOD SUKSES MAK COMMON 6283979 43 534,500 534,500 MYRIAD GENETICS INC COMMON 62855J104 22,036 266,300 266,300 LI & FUNG LTD COMMON 6286257 4,728 2,597,000 2,597,000 NBTY INC COMMON 628782104 1,635 344,200 344,200 NCI BUILDING SYS INC COMMON 628852105 369 19,600 19,600 NEC CORP ADR ORD COMMON 629050204 15 169 169 REMGRO LTD COMMON 6290689 516 75,400 75,400 NL INDS INC COMMON 629156407 2,658 109,600 109,600 NPS PHARMACEUTICALS IN COMMON 62936P103 26,736 557,000 557,000 NRG ENERGY INC COM COMMON 629377102 41,323 1,485,781 1,477,581 NTL INC 7.00% 12/15/20 CONVERT 629407AL1 37 47,000 47,000 NTL INC 144A CONVERT 629407AN7 7,620 15,671,000 15,671,000 NTL DEL INC / NTL INC CONVERT 62940TAA7 1,155 2,376,000 2,376,000 NTT DOCOMO INC COMMON 62942M201 1 16 16 NUI CORP COMMON 629430109 334 10,390 10,390 NVR INC COMMON COMMON 62944T105 6,315 51,100 51,100 NABORS INDS INC COMMON 629568106 64,398 1,088,723 1,088,723 NABORS INDUSTRIES INC CONVERT 629568AD8 22,722 29,654,000 29,654,000 NACCO INDS INC COMMON 629579103 440 10,080 10,080 EAST JPN RAILWAY COMMON 6298542 575 98 98 NANOMETRICS INC COMMON 630077105 2,850 206,300 206,300 NANOPHASE TCHNOLOGIES COMMON 630079101 301 27,400 27,400 FAST RETAILING CO 99 COMMON 6332439 32,962 168,200 168,200 NATIONAL BK GREECE S A COMMON 633643408 11,462 1,594,683 1,594,683 COSCO PACIFIC COMMON 6354251 21,085 27,184,000 27,184,000 NATIONAL COMM BANCORP COMMON 635449101 1,794 72,500 72,500 FUJIKURA COMMON 6356707 12,413 1,656,000 1,656,000 FUJISAWA PHARMACEUTICA COMMON 6356804 993 30,000 30,000
PORTVUE-SEC13F.LRP PAGE 30 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- FURUKAWA ELECTRIC COMMON 6357562 27,462 1,572,000 1,572,000 NATIONAL GRID GROUP PL COMMON 636274102 18,804 414,429 414,429 NATIONAL INSTRS CORP COMMON 636518102 14,217 292,750 292,750 PT GUDANG GARAM COMMON 6366999 2,757 2,052,000 2,052,000 NATIONAL-OILWELL INC COMMON 637071101 54,915 1,419,450 1,414,150 NATIONAL R V HLDGS INC COMMON 637277104 300 25,960 25,960 NIIT LTD EQTY LK NOT COMMON 637990102 2,334 68,500 68,500 GUANGSHEN RAILWAY CO. COMMON 6388700 495 3,982,000 3,982,000 NATURAL MICROSYSTEMS C COMMON 638882100 545 55,200 55,200 NAUTICA ENTERPRISES IN COMMON 639089101 8 550 550 NAVISTAR INTL CORP NEW COMMON 63934E108 510 19,470 19,470 NAVIGANT CONSULTING IN COMMON 63935N107 0 151 151 PT HANJA MANDA SAMPOER COMMON 6400325 3,437 2,232,000 2,232,000 HALLA CLIMATE CONTROL COMMON 6404316 248 15,820 15,820 NEON COMMUNICATIONS IN COMMON 640506101 1,407 216,500 216,500 NEORX CORP COMMON 640520300 3,418 651,000 651,000 BANK NEW YORK INC COMMON 64057102 39 705 705 HANKUK ELECTRIC GLASS COMMON 6409162 278 6,020 6,020 NEOPHARM INC COMMON 640919106 13,025 343,900 343,900 NESTLE S A SPON ADR RE COMMON 641069406 21,328 182,859 182,859 NETEGRITY INC COMMON 64110P107 25,915 476,600 476,600 NETIQ CORP COM COMMON 64115P102 25,322 289,806 289,806 NETWORK APPLIANCE INC COMMON 64120L104 172,558 2,688,343 2,686,999 NETWORK SOLUTIONS INC COMMON 64121Q102 1 5 5 NEUROGEN CORP COMMON 64124E106 4,254 121,100 121,100 CHINA MERCHANTS (HLDGS COMMON 6416139 4,327 5,974,000 5,974,000 QQQ JAN 90 CALLS COMMON 641990205 7 104,000 104,000 HIMACHAL FUTURISTIC CO COMMON 6428178 2,281 83,384 83,384 HINDALCO INDUSTRIES COMMON 6428350 316 20,000 20,000 HIROSE ELECTRIC6806JP COMMON 6428725 337 3,500 3,500 HITACHI CABLE 5812JP COMMON 6429148 7,590 835,000 835,000 HONGKONG LAND HOLDINGS COMMON 6434915 2,029 914,000 914,000 HONGKONG ELECTRIC HLDS COMMON 6435327 9,763 2,644,000 2,644,000 HONG KONG&CHINA GAS COMMON 6436557 10,472 7,134,000 7,134,000 HON HAI PRECISION COMMON 6438564 194 38,300 38,300 NEW FOCUS INC COMMON 644383101 2,509 72,200 72,200 HUTCHISON WHAMPOA COMMON 6448068 69,235 5,552,992 5,552,992 CHINA EVERBRIGHT LIMIT COMMON 6455143 17 16,000 16,000 ITC LIMITED COMMON 6456027 6,166 321,000 321,000 IMPALA PLATINUM HOLDIN COMMON 6457804 33,993 667,000 667,000 INDAH KIAT PULP & PAPE COMMON 6462422 37 435,500 435,500 JAPAN AIRLINES CO LTD COMMON 6471871 26,626 5,814,000 5,814,000 KAWASAKI STEEL CORP COMMON 6484664 8,059 7,799,000 7,799,000 KEYENCE CORP 6861JP COMMON 6490995 964 3,930 3,930
PORTVUE-SEC13F.LRP PAGE 31 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- NEW WORLD DEVELOP SPON COMMON 649274305 7,916 3,266,789 3,266,789 KIRIN BREWERY COMMON 6493745 3,359 375,000 375,000 KOMATSU (6301) COMMON 6496584 20,899 4,726,000 4,726,000 KONAMI CO LTD COMMON 6496681 55,300 736,900 736,900 KYOCERA CORP COMMON 6499260 218 2,000 2,000 NEW YORK TIMES CO CL A COMMON 650111107 7 170 170 HOUSING & COM BANK KOR COMMON 6503020 7,470 329,270 329,270 KOREA TELECOM CORP COMMON 6505316 22,904 432,450 432,450 NEWFIELD EXPL CO COM COMMON 651290108 6,385 134,600 134,600 NEWPARK RES INC COMMON 651718504 468 48,990 48,990 NEWPORT CORP COM COMMON 651824104 130,418 1,659,067 1,657,367 NEWPORT NEWS SHIPBLDG COMMON 652228107 443 8,520 8,520 NEWS AMER HLDGS INC CONVERT 652478AS7 12,846 19,193,000 19,193,000 NEWS COPR LTD ADR COMMON 652487703 0 15 15 NEXTEL COMMUNICATIONS COMMON 65332V103 34 1,387 1,387 NEXTEL COMMUNICATIONS CONVERT 65332VAY9 18,611 25,407,000 25,407,000 NEXT LEVEL COMMUNICATI COMMON 65333U104 2 190 190 NICHOLAS APPLEGATE GRW MUTUAL 653698308 3 174 174 NIKE INC CLASS B COMMON 654106103 40,643 728,206 728,206 NINTENDO LTD ADR NEW COMMON 654445303 1 55 55 NISSAN MTRS COMMON 654744408 13,264 1,205,922 1,205,922 NOBLE AFFILIATES INC COMMON 654894104 5,522 120,040 120,040 NOKIA CORP COMMON 654902204 136,980 3,148,968 3,148,968 NOBLE DRILLING CORP COMMON 655042109 109,360 2,517,652 2,517,652 NOMURA SECS LTD JAPAN COMMON 655361301 12,322 68,472 68,472 MAEDA CORP COMMON 6554705 317 92,000 92,000 MALAYAN BANKING COMMON 6556325 20,271 5,706,000 5,706,000 NORTEK INC COMMON 656559101 490 20,670 20,670 NORTEL NETWORKS CORP N COMMON 656568102 62,745 1,956,943 1,956,943 MATSUSHITA COMM COMMON 6572666 1,336 10,632 10,632 MANILA ELECTRIC COMPAN COMMON 6574833 1,752 1,769,700 1,769,700 MEITEC 9744JP COMMON 6576356 20,204 630,400 630,400 CREDIT SAISON 8253JP COMMON 6591809 10,598 495,000 495,000 NORTH FORK BANCORP INC COMMON 659424105 77 3,150 3,150 MITSUBISHI CHEMICAL CO COMMON 6597001 448 170,000 170,000 MITSUBISHI ELECTRIC COMMON 6597045 20,813 3,381,000 3,381,000 MITSUI FUDOSAN 8801JP COMMON 6597603 41,236 4,149,000 4,149,000 SAKURA BANK COMMON 6598714 604 100,000 100,000 MURATA MANUFACTNG6981J COMMON 6610403 1,537 13,100 13,100 NGK INSULATORS COMMON 6619507 33,228 2,508,000 2,508,000 NIIT LIMITED COMMON 6628804 2,456 72,100 72,100 NEW WORLD INFRASTRUCTU COMMON 6631590 151 250,000 250,000 NEW WORLD DEVEL COMMON 6633767 13,579 11,208,000 11,208,000 NIPPON SYS DEV COMMON 6639602 17,051 194,720 194,720
PORTVUE-SEC13F.LRP PAGE 32 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- NEC CORP COMMON 6640400 18,704 1,022,000 1,022,000 JAPAN ENERGY CORPORATI COMMON 6641209 394 254,000 254,000 NIPPON TEL & TEL COMMON 6641373 24,503 3,400 3,400 NIPPON SHEET GLASS COMMON 6641447 20,556 1,684,000 1,684,000 NITTO DENKO CORPORATIO COMMON 6641801 7,370 271,500 271,500 NIKON CORP JPY50 COMMON 6642321 161 15,000 15,000 NOK CORPORATION COMMON 6642428 12,271 1,078,000 1,078,000 NIPPON STEEL COMMON 6642569 17,808 10,760,000 10,760,000 NISSAN MOTORS COMMON 6642860 432 75,000 75,000 NOMURA SECURITIES COMMON 6643108 35,809 1,989,964 1,989,964 OKI ELECTRIC IND JPY50 COMMON 6657682 8,481 1,899,000 1,899,000 NORTHERN TR CORP COM COMMON 665859104 94,545 1,159,178 1,159,178 OMRON CORP COMMON 6659428 499 24,000 24,000 ONO PHARMACEUTICAL COMMON 6660107 12,017 307,000 307,000 DAIBIRU CORPORATION 88 COMMON 6661672 227 32,000 32,000 O U B OVERSEAS UN BK COMMON 6663838 11,342 2,428,000 2,428,000 PIONEER ELEC CORP COMMON 6688745 22,595 846,000 846,000 POHANG IRON & STEEL COMMON 6693233 484 8,000 8,000 NOVA CORP GA COMMON 669784100 4,490 225,195 225,195 NU HORIZONS ELECTRS CO COMMON 669908105 2,618 292,900 292,900 NOVADIGM INC COMMON 669937104 1,431 226,700 226,700 NUANCE COMMUNICATIONS COMMON 669967101 13,998 324,600 324,600 NOVELL INC COMMON 670006105 15 2,922 2,922 NOVELLUS SYSTEMS INC COMMON 670008101 11,618 323,281 323,281 NOVEN PHARMACEUTICALS COMMON 670009109 29,096 778,500 778,500 NOVO-NORDISK A S ADR COMMON 670100205 14,265 161,185 161,185 PICVUE ELECTRONICS LTD COMMON 6703284 20 22,000 22,000 PROMISE CO (8574) COMMON 6703295 525 7,400 7,400 PETRONAS GAS BERHAD COMMON 6703972 452 266,000 266,000 NVIDIA CORP COM COMMON 67066G104 2,549 77,800 77,800 OM GROUP INC COMMON 670872100 574 10,500 10,500 OSI PHARMACEUTICALS IN COMMON 671040103 49,317 615,500 615,500 OYO GEOSPACE CORP COMMON 671074102 3,479 154,600 154,600 OAK INDUSTRIES 4.875% CONVERT 671400AL3 4,194 1,197,000 1,197,000 Q.P. CORP COMMON 6714509 374 45,000 45,000 OAK TECHNOLOGY INC COMMON 671802106 6,284 723,300 723,300 PT RAMAYANA LESTARI COMMON 6725136 109 200,000 200,000 OAKLEY INC COMMON 673662102 20,438 1,513,900 1,513,900 OCCIDENTAL PETE CORP D COMMON 674599105 15,260 629,300 629,300 OCEAN ENERGY INC TEX COMMON 67481E106 15,146 871,700 871,700 OCEANFIRST FINL CORP COMMON 675234108 603 24,500 24,500 OFFSHORE LOGISTICS INC COMMON 676255102 3,034 140,800 140,800 SAMSUNG ELECTRONICS COMMON 6771720 24,249 194,143 194,143 SANYO ELECTRIC CO COMMON 6776769 30,871 3,711,000 3,711,000
PORTVUE-SEC13F.LRP PAGE 33 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- LUKOIL SPONSD ADR COMMON 677862104 8 209 209 SEVEN ELEVEN JAPAN8183 COMMON 6797179 342 6,000 6,000 SHIN SATELLITE PB CO L COMMON 6799573 8 11,500 11,500 SHIN ETSU CHEM CO4063J COMMON 6804585 308 8,000 8,000 SHIZUOKA BANK LTD COMMON 6805328 628 69,000 69,000 SHINHAN BANK COMMON 6805986 431 52,450 52,450 SILICONWARE PRECISION COMMON 6808877 27 49,140 49,140 SHANGHAI INDUSTRIAL HL COMMON 6810010 15,012 8,246,000 8,246,000 SINGAPORE AIRLINES LTD COMMON 6811734 34,608 3,489,000 3,489,000 OMNICARE INC COMMON 681904108 374 17,310 17,310 OMNICOM GROUP COMMON 681919106 296 3,576 3,576 OMNICOM GROUP INC CONVERT 681919AG1 19,325 11,138,000 11,138,000 OMNISKY CORP COMMON 68213L103 2,214 266,300 266,300 SONY CORP 6758JP COMMON 6821506 41,700 602,800 602,800 ON ASSIGNMENT INC COMMON 682159108 6,296 220,900 220,900 ONI SYSTEMS CORP COMMON 68273F103 18,590 469,890 469,890 ONYX PHARMACEUTICALS I COMMON 683399109 6,002 403,500 403,500 OPENWAVE SYSTEMS INC COMMON 683718100 6,510 135,810 135,810 OPNET TECHNOLOGIES INC COMMON 683757108 2,940 195,200 195,200 OPTICNET INC. RESTRICT COMMON 683868103 16 201,700 201,700 OPTIMAL ROBOTICS CORP COMMON 68388R208 11,582 345,100 345,100 ORACLE SYS CORP COMMON 68389X105 145,358 5,001,560 5,001,560 BARRETT RES CORP COMMON 68480201 625 11,000 11,000 ADELPHIA COMMUNICATION COMMON 6848105 13 253 253 ORAPHARMA INC COMMON 68554E106 1,295 97,700 97,700 SUMITOMO OSAKA CEMENT COMMON 6858548 7,954 2,378,000 2,378,000 SUMITOMO CHEMICAL CO COMMON 6858560 1,842 371,000 371,000 SUMITOMO RLTY 8830JP COMMON 6858902 8,026 1,594,000 1,594,000 ORIX CORP ADR SPONSORE COMMON 686330101 11 229 229 TAKEDA CHEMICAL IND450 COMMON 6870445 62,687 1,059,000 1,059,000 ORTHODONTIC CTRS AMER COMMON 68750P103 4,553 145,700 145,700 TIMAH TBK COMMON 6875730 10 72,000 72,000 OSCA INC COMMON 687836106 1,585 93,600 93,600 TELEVISION BROADCASTS COMMON 6881674 258 49,000 49,000 OSHKOSH TRUCK CORP COMMON 688239201 11,264 256,000 256,000 OSICOM TECHNOLOGIES IN COMMON 688271501 1,775 110,500 110,500 KOOKMIN BANK COMMON 6885881 12,871 1,092,770 1,092,770 NEWS CORP ORD COMMON 6886925 276 35,497 35,497 THAI FARMERS BK FOREIG COMMON 6888794 9,316 18,796,400 18,796,400 TAIWAN SEMICONDUCTOR COMMON 6889106 9,278 3,860,755 3,860,755 TOHO GAS CO COMMON 6895222 23 13,000 13,000 TOKYO ELEC PWR COMMON 6895404 1,130 45,500 45,500 TOKYU CORP COMMON 6896548 1,386 257,000 257,000 OUTBACK STEAKHOUSE INC COMMON 689899102 255 9,879 9,879
PORTVUE-SEC13F.LRP PAGE 34 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- TOYOTA MOTOR COMMON 6900643 1,099 34,400 34,400 TINGY(CAYMAN)HOLDING C COMMON 6903556 268 2,326,000 2,326,000 OVERSEAS SHIPHOLDING G COMMON 690368105 5,771 251,600 251,600 TENAGA NASIONAL BHD COMMON 6904612 43,189 14,148,000 14,148,000 OWENS & MINOR INC NEW COMMON 690732102 5,061 285,100 285,100 OWENS ILLINOIS NEW COMMON 690768403 3 496 496 OXFORD HEALTH PLANS IN COMMON 691471106 8,490 214,928 214,928 UNITED MICROELECTRONIC COMMON 6916628 430 296,000 296,000 P & O PRINCESS CRUISES COMMON 693070104 0 15 15 PE BIOSYSTEMS GROUP CO COMMON 69332S102 38 435 435 P F CHANGS CHINA BISTR COMMON 69333Y108 2,436 77,500 77,500 PMC-SIERRA INC COM COMMON 69344F106 39,581 503,414 503,414 PMI GROUP INC COMMON 69344M101 34,480 509,400 509,400 PACCAR INC COMMON 693718108 8 160 160 PACKARD BIOSCIENCE INC COMMON 695172205 1,323 113,800 113,800 PAIN THERATEUTICS INC COMMON 69562K100 2,393 160,900 160,900 PALM INC COM COMMON 696642107 140,756 4,971,513 4,962,513 WING TAI HLDGS COMMON 6972385 201 277,000 277,000 CHINA RESOURCES COMMON 6972459 18 14,000 14,000 WORLD CO COMMON 6977971 9,987 264,000 264,000 PANERA BREAD CO COMMON 69840W108 8,390 367,800 367,800 YAMATAKE CORP COMMON 6985543 802 83,000 83,000 YAMATO TRANSPORT COMMON 6985565 772 42,000 42,000 ZHEJIANG EXPRESS-H SHS COMMON 6990763 764 4,806,000 4,806,000 LIFETEC GROUP COMMON 6991197 10 362,000 362,000 PARAMETRIC TECHNOLOGY COMMON 699173100 5 380 380 PETROCHINA CO LTD SPON COMMON 7.16E+104 8 491 491 QUANTA SVCS INC COM COMMON 7.48E+106 59 1,837 1,837 PARK ELECTROCHEMICAL C COMMON 700416209 2,363 77,000 77,000 SAMPO LEONIA INSURANCE COMMON 7004492 23,505 435,400 435,400 PARK PL ENTMT CORP COM COMMON 700690100 1,308 109,543 109,543 PARKER HANNIFIN CORP COMMON 701094104 438 9,935 9,935 PARKVALE FINL CORP COMMON 701492100 261 12,640 12,640 PATINA OIL & GAS CORP COMMON 703224105 13,003 541,800 541,800 PATTERSON DENTAL CO COMMON 703412106 474 14,000 14,000 PATTERSON ENERGY INC C COMMON 703414102 42,577 1,143,000 1,143,000 PAXAR CORP COMMON 704227107 589 57,840 57,840 PAYCHEX INC COMMON 704326107 117,587 2,418,258 2,418,258 PEARSON PLC SPONSORED COMMON 705015105 2 106 106 PECHINEY ADR SPONSORED COMMON 705151207 12 540 540 PECO II INC COMMON 705221109 4,991 192,900 192,900 PECOM ENERGIA S A ADR COMMON 70570522M 3 350 350 PENINSULAR & ORIENTAL COMMON 707190401 0 30 30 PENN NATL GAMING INC COMMON 707569109 343 33,700 33,700
PORTVUE-SEC13F.LRP PAGE 35 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- PENN VA CORP COMMON 707882106 1,022 30,800 30,800 PENNZOIL-QUAKER STATE COMMON 709323109 493 38,320 38,320 PENTON MEDIA INC COMMON 709668107 13,513 502,800 502,800 PEOPLESOFT INC COMMON 712713106 100,695 2,707,839 2,701,939 PEPSI BOTTLING GROUP I COMMON 713409100 13,811 346,900 346,900 PEPSICO INC COMMON 713448108 108,497 2,189,096 2,189,096 PEREGRINE SYSTEMS INC COMMON 71366Q101 3,128 158,400 158,400 PERICOM SEMICONDUCTOR COMMON 713831105 21,958 1,186,900 1,186,900 PERKINELMER INC COM COMMON 714046109 99,807 950,544 950,544 PERKINELMER INC CONVERT 714046AA7 18,182 25,653,000 25,653,000 P T TELEKOMUNIKASI IND COMMON 715684106 0 29 29 PETROLEO BRASILEIRO SA COMMON 71654V408 70,015 2,772,866 2,772,866 PFIZER INC COMMON 717081103 292,043 6,348,732 6,348,732 PHARMACEUTICAL PROD DE COMMON 717124101 11,895 239,400 239,400 PHARMACOPEIA INC COMMON 71713B104 1,403 64,300 64,300 PHARMACIA CORP COMMON 71713U102 17,020 279,028 279,028 PHELPS DODGE CORP COMMON 717265102 5 90 90 BAXTER INTL INC COMMON 71813109 124 1,400 1,400 PHILIP MORRIS COS INS COMMON 718154107 2,736 62,190 62,190 PHILLIPS PETROLEUM COM COMMON 718507106 4,545 79,900 79,900 PHILLIPS VAN HEUSEN CO COMMON 718592108 1,897 145,900 145,900 PHYSIOMETRIX INC COMMON 718928104 763 47,900 47,900 PHOTON DYNAMICS INC COMMON 719364101 13,104 582,400 582,400 PHOTRONICS INC COMMON 719405102 6,827 291,300 291,300 PHYCOR INC COMMON 71940F100 0 65 65 PIER 1 IMPORTS INC COM COMMON 720279108 25,262 2,449,680 2,449,680 PINNACLE HLDGS INC COMMON 72346N101 490 54,100 54,100 PIONEER CORP JAPAN ADR COMMON 723646105 15,981 610,274 610,274 PIONEER NAT RES CO COMMON 723787107 854 43,400 43,400 PIONEER STD ELECTRS IN COMMON 723877106 359 32,600 32,600 PITNEY BOWES INC COMMON 724479100 1 20 20 PIXELWORKS INC COM COMMON 72581M107 9,368 418,700 418,700 PIVOTAL CORP COMMON 72581R106 9,966 268,900 268,900 PLAINS RES INC COMMON 726540503 1,728 81,800 81,800 PLANAR SYS INC COMMON 726900103 6,114 245,800 245,800 PLANTRONICS INC NEW CO COMMON 727493108 20,854 443,700 443,700 PLATO LEARNING INC COMMON 72764Y100 2,907 193,000 193,000 PLEXUS CORP COMMON 729132100 10,600 348,800 348,800 PLIVA D D 144A COMMON 72917Q103 1,671 140,800 140,800 POGO PRODUCING CO COMMON 730448107 4,373 140,500 140,500 POLYCOM INC COM COMMON 73172K104 12,804 397,800 397,800 POLYMEDICA CORP COMMON 731738100 17,282 517,800 517,800 POMEROY COMPUTER RES COMMON 731822102 1,188 77,900 77,900 BEA SYS INC COM COMMON 73325102 48,286 717,330 717,330
PORTVUE-SEC13F.LRP PAGE 36 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- PORTAL SOFTWARE INC CO COMMON 736126103 4,219 537,843 537,843 PORTUGAL TELECOM S A S COMMON 737273102 1 117 117 BEAR STEARNS COS INC COMMON 73902108 59 1,158 1,158 POWER INTEGRATIONS INC COMMON 739276103 4,301 374,000 374,000 POWER-ONE INC COM COMMON 739308104 24,114 613,368 613,368 POWERWAVE TECHNOLOGIES COMMON 739363109 68,108 1,164,240 1,164,240 POWERTEL INC COMMON 73936C109 18,042 291,300 291,300 POZEN INC COMMON 73941U102 3,986 218,400 218,400 PRAECIS PHARMACEUTICAL COMMON 739421105 8,653 295,814 295,814 PRAXAIR INC COMMON 74005P104 2,106 47,445 47,445 PRE PAID LEGAL SVCS IN COMMON 740065107 2,751 107,900 107,900 PRECISION CASTPARTS CO COMMON 740189105 9,250 219,900 219,900 PRECISION DRILLING COR COMMON 74022D100 62,959 1,676,126 1,676,126 PRESSTEK INC COMMON 741113104 310 29,500 29,500 PRICE COMMUNICATIONS C COMMON 741437305 10,555 627,820 627,820 PRIMACOM AG ADR SPONSO COMMON 74154N108 0 33 33 PRIMA ENERGY CORP COMMON 741901201 6,447 184,200 184,200 PRIME HOSPITALITY CORP COMMON 741917108 3,100 266,700 266,700 PRIDE INTL INC COMMON 741932107 14,285 580,100 580,100 PRIORITY HEALTHCARE CO COMMON 74264T102 34,719 850,700 850,700 PROCTER & GAMBLE CO COMMON 742718109 7,212 91,942 91,942 PROPERTY CAP TR INC CO COMMON 74343M102 0 8 8 PROSOFT TRAINING COM C COMMON 743477101 424 35,000 35,000 PROTECTIVE LIFE CORP COMMON 743674103 492 15,250 15,250 PROTEIN DESIGN LABS IN COMMON 74369L103 85,445 983,537 981,837 PROVIDENT FINL GROUP I COMMON 743866105 501 13,350 13,350 PROVIDIAN FINL CORP CO COMMON 74406A102 70,678 1,229,162 1,226,962 PSINET INC COM COMMON 74437C101 0 318 318 PSI TECHNOLOGIES HLDGS COMMON 74438Q109 996 189,700 189,700 PUBLIC SVC CO N MEX COMMON 744499104 799 29,800 29,800 PUBLIC STORAGE INC DEP COMMON 74460D729 0 3 3 PUBLICIS GROUPE S A NE COMMON 74463M106 2 47 47 PULTE CORP COMMON 745867101 6,661 157,900 157,900 PUMA TECHNOLOGY INC COMMON 745887109 2,318 557,800 557,800 PURCHASEPRO COM COMMON 746144104 17,308 989,000 989,000 QLT PHOTOTHERAPEUTICS COMMON 746927102 0 17 17 QLOGIC CORP COM COMMON 747277101 80,349 1,043,516 1,043,516 QUAKER OATS CO COM COMMON 747402105 46,535 477,900 477,900 QUALCOMM INC COMMON 747525103 111,377 1,355,155 1,355,155 QUANEX CORP COMMON 747620102 260 12,930 12,930 QUANTA SVCS INC COMMON 74762E102 16,511 512,950 512,950 QUANTUM CORP DSSG COM COMMON 747906204 469 35,418 35,418 QUANTUM CORP HDDG COM COMMON 747906303 1 94 94 QUEST DIAGNOSTICS INC COMMON 74834L100 12,425 87,500 87,500
PORTVUE-SEC13F.LRP PAGE 37 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- QUESTAR CORP COMMON 748356102 2,709 90,100 90,100 QUINTILES TRANSNATIONA COMMON 748767100 3 150 150 QWEST COMMUNICATIONS I COMMON 749121109 119,804 2,930,989 2,930,989 QWEST COMM TRENDS 144A PREFERD 74912L105 14,968 216,531 216,531 R H DONNELLEY CORP COMMON 74955W307 4,228 173,900 173,900 RSA SEC INC COMMON 749719100 19,950 377,300 377,300 RMH TELESERVICES INC COMMON 749938106 1,990 215,100 215,100 RF MICRO DEVICES INC C COMMON 749941100 2,167 78,985 78,985 RADIAN GROUP INC COMMON 750236101 2,132 28,400 28,400 RADIO ONE INC COMMON 75040P405 5,601 509,200 509,200 RADIOSHACK CORP COMMON 750438103 13,408 313,179 313,179 RADISYS CORP COMMON COMMON 750459109 334 12,900 12,900 RADYNE COMSTREAM INC COMMON 750611402 1,749 329,200 329,200 RAINBOW TECHNOLOGIES I COMMON 750862104 2,268 143,400 143,400 RALCORP HLDGS INC NEW COMMON 751028101 386 23,600 23,600 RATIONAL SOFTWARE CORP COMMON 75409P202 8,994 230,986 230,986 RATIONAL SOFTWARE CORP CONVERT 75409PAC7 13,195 10,209,000 10,209,000 READ-RITE CORP COMMON 755246105 1,573 390,100 390,100 READERS DIGEST ASSN IN COMMON 755267101 6 158 158 REALNETWORKS INC COM COMMON 75605L104 12 1,396 1,396 REDBACK NETWORKS INC C COMMON 757209101 39,917 973,611 973,611 REDBACK NETWORKS INC CONVERT 757209AB7 4,165 7,165,000 7,165,000 REEBOK INTL LTD COMMON 758110100 15,251 557,830 557,830 ADVO INC COM COMMON 7585102 613 13,800 13,800 REGENT COMMUNICATIONS COMMON 758865109 1,838 309,600 309,600 REGENERON PHARMACEUTIC COMMON 75886F107 6,189 175,500 175,500 BECTON DICKINSON & CO COMMON 75887109 8 230 230 BED BATH & BEYOND INC COMMON 75896100 42,841 1,914,621 1,914,621 REGUS PLC ADR SPONSORE COMMON 759144108 21,924 783,007 783,007 REHABCARE GROUP INC CO COMMON 759148109 14,888 289,800 289,800 REINSURANCE GROUP AMER COMMON 759351109 608 17,140 17,140 RELIANCE INDS LTD COMMON 759470107 12,749 776,200 776,200 RELIANT ENERGY INC COMMON 75952J108 33,888 782,400 782,400 REMEC INC COMMON 759543101 3,644 378,600 378,600 RENT A CTR INC NEW COMMON 76009N100 13,117 380,200 380,200 RESEARCH IN MOTION LTD COMMON 760975102 31,699 396,237 396,237 RESPIRONICS INC COMMON 761230101 1,981 69,500 69,500 RETEK INC COMMON 76128Q109 9,677 396,999 396,999 REUTERS GROUP PLC-SPON COMMON 76132M102 33,809 343,237 343,237 REYNOLDS & REYNOLDS CO COMMON 761695105 6,105 301,500 301,500 RHODIA ADR SPONSORED COMMON 762397107 4 247 247 RICHARDSON ELECTRS LTD COMMON 763165107 271 19,700 19,700 ROBERT HALF INTL INC COMMON 770323103 36,522 1,378,220 1,378,220 ROCHE HLDG LTD SPONSOR COMMON 771195104 1 10 10
PORTVUE-SEC13F.LRP PAGE 38 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- ROCHE HLDGS/ GENENTECH CONVERT 771196AG7 20,096 21,903,000 21,903,000 ROCKWELL INTL CORP NEW COMMON 773903109 15 305 305 ROGERS CORP COMMON 775133101 2,488 60,600 60,600 ROLLS-ROYCE PLC SPONSO COMMON 775781206 1 59 59 ROSS STORES INC COMMON 778296103 21 1,260 1,260 ROWAN COS INC COM COMMON 779382100 66,209 2,452,169 2,442,869 ROYAL PTT NEDERLAND N COMMON 780641205 0 36 36 RURAL CELLULAR CORP CL COMMON 781904107 492 16,600 16,600 RYANAIR HLDGS PLC SPON COMMON 783513104 18,315 328,886 328,886 SBC COMMUNICATIONS INC COMMON 78387G103 48,721 1,020,345 1,020,345 SBA COMMUNICATIONS COR COMMON 78388J106 295 7,200 7,200 SCI SYS INC COMMON 783890106 13 486 486 SCP POOL CORP COMMON 784028102 10,133 337,075 337,075 SDL INC COMMON COMMON 784076101 122,547 826,972 826,172 SEI INVESTMENTS CO COMMON 784117103 42,661 380,900 380,900 SOUTHERN ENERGY PREFERD 78411Y104 10,706 172,670 172,670 SK TELECOM LTD COMMON 78440P108 4,981 211,390 211,390 SPS TECHNOLOGIES INC COMMON 784626103 446 8,130 8,130 SABA SOFTWARE INC COMMON 784932105 2,197 139,500 139,500 SAFEGUARD SCIENTIFICS COMMON 786449108 6 870 870 SAFEWAY INC NEW COMMON 786514208 48,098 769,575 769,575 ADVANCED MICRO DEVICES COMMON 7903107 122 8,800 8,800 ST MARY LD & EXPL CO COMMON 792228108 4,161 124,900 124,900 ADVENT SOFTWARE INC CO COMMON 7974108 432 10,800 10,800 BELLSOUTH CORP COMMON 79860102 197 4,800 4,800 SAN PAOLO-MII S P A COMMON 799175104 20 619 619 STORAGENETWORKS INC OC COMMON 8.62E+107 5 193 193 TARGET CORP COMMON 8.76E+110 12 380 380 TOTAL S A SPONSORED AD COMMON 8.92E+113 11,232 154,526 154,526 SANDISK CORP COMMON COMMON 80004C101 10,544 379,950 379,950 SANGAMO BIOSCIENCES IN COMMON 800677106 3,165 162,300 162,300 SANMINA CORP COMMON COMMON 800907107 144,681 2,044,994 2,041,994 SANMINA CORP 4.250% 05 CONVERT 800907AB3 17,583 9,447,000 9,447,000 SANGSTAT MED CORP COMMON 801003104 6,322 532,400 532,400 SANYO ELEC LTD COMMON 803038306 12,310 293,995 293,995 SAP AG SPONSORED ADR COMMON 803054204 17 504 504 SAPIENT CORP COM COMMON 803062108 16 1,324 1,324 SATCON TECHNOLOGY CORP COMMON 803893106 593 60,100 60,100 SCANSOURCE INC COMMON 806037107 7,484 191,900 191,900 SCHEIN HENRY INC COMMON 806407102 10,498 303,200 303,200 SCHERING PLOUGH CORP COMMON 806605101 17,191 302,915 302,915 SCHLUMBERGER LTD COMMON 806857108 60,093 751,756 751,756 SCHOLASTIC CORP COMMON 807066105 7,764 87,600 87,600 SCHWAB CHARLES CORP NE COMMON 808513105 5 204 204
PORTVUE-SEC13F.LRP PAGE 39 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SCIENT CORP COM COMMON 80864H109 0 20 20 SCIENTIFIC ATLANTA INC COMMON 808655104 22,052 677,221 677,221 SCIENTIFIC LEARNING CO COMMON 808760102 352 83,400 83,400 SEACHANGE INTL INC COMMON 811699107 3,096 152,400 152,400 AETNA INC PFD CL C 6.2 CONVERT 8117202 1 9 9 SEALED AIR CORP NEW CO COMMON 81211K100 3 95 95 SEALED AIR CORP NEW PF PREFERD 81211K209 10,368 321,481 321,481 SEARS ROEBUCK & CO COMMON 812387108 1,918 55,200 55,200 SECURE COMPUTING CORP COMMON 813705100 7,454 754,800 754,800 SEITEL INC COMMON 816074306 3,374 183,000 183,000 SEMTECH CORP COM COMMON 816850101 27,307 1,237,700 1,237,700 SEMITOOL INC COMMON 816909105 4,016 414,600 414,600 SEPRACOR INC COMMON COMMON 817315104 49,029 611,901 611,901 SERENA SOFTWARE INC COMMON 817492101 29,962 875,200 875,200 SERONO S A SPONSORED A COMMON 81752M101 15 624 624 SERVICE CORP COMMON 817565104 1 335 335 SHARPER IMAGE CORP COMMON 820013100 1,770 115,100 115,100 SHAW GROUP INC COM COMMON 820280105 37,906 758,112 754,012 SHAW INDS INC COMMON 820286102 1 68 68 SHIRE PHARMACEUTICALS COMMON 82481R106 559 12,116 12,116 SHUFFLE MASTER INC COMMON 825549108 3,448 217,200 217,200 SHURGARD STORAGE CTRS COMMON 82567D104 289 11,820 11,820 SICOR INC COMMON 825846108 5,146 356,400 356,400 SIEBEL SYSTEMS INC COMMON 826170102 114,270 1,689,754 1,689,754 SIEBEL SYSTEMS 5.500% CONVERT 826170AC6 17,471 5,814,000 5,814,000 SIEMENS A G ADR NEW COMMON 826197402 1 8 8 SIERRA PAC RES NEW COMMON 826428104 504 31,360 31,360 SIERRA WIRELESS INC COMMON 826516106 5,980 128,600 128,600 SILICON STORAGE TECHNO COMMON 827057100 7,142 604,600 604,600 SILICON VY BANCSHARES COMMON 827064106 18,171 525,750 525,750 SIME DARBY BERHAD ADR COMMON 828617209 3 2,489 2,489 SIMPSON MANUFACTURING COMMON 829073105 5,064 99,300 99,300 SKECHERS U S A INC COMMON 830566105 6,439 415,400 415,400 SKILLSOFT CORP COMMON 83066P101 1,208 64,400 64,400 SKYWEST INC COMMON 830879102 24,664 857,834 857,834 SMARTFORCE PUB LTD CO COMMON 83170A206 7,256 193,164 193,164 SMITH INTL INC COMMON 832110100 90,192 1,209,623 1,206,123 SMITHFIELD FOODS COMMON 832248108 28 937 937 SMTC CORP COMMON 832682108 699 51,300 51,300 SMURFIT-STONE CONTAINE COMMON 832727101 25 1,691 1,691 SODEXHO MARRIOTT SVCS COMMON 833793102 0 19 19 SOLECTRON CORP COMMON COMMON 834182107 2,561 75,537 75,537 SOLECTRON CONVERT 834182AK3 15,537 27,378,000 27,378,000 SOLECTRON ZERO 11/20/2 CONVERT 834182AL1 15,342 29,647,000 29,647,000
PORTVUE-SEC13F.LRP PAGE 40 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SONERA CORP - SPON ADR COMMON 835433202 1 39 39 SONIC CORP COMMON 835451105 353 15,150 15,150 SONIC AUTOMOTIVE INC COMMON 83545G102 2,954 429,600 429,600 SONICBLUE INC COMMON 83546Q109 1,957 474,500 474,500 SONICWALL INC COMMON 835470105 7,477 460,100 460,100 SONY CORP 6758JP COMMON 835699307 8,451 121,602 121,602 SONUS NETWORKS INC COMMON 835916107 25,169 996,780 996,780 SOUTHERN ENERGY INC DE COMMON 842816100 26,811 946,980 946,980 SOUTHTRUST CORP COMMON 844730101 11 279 279 SOUTHWEST AIRLS CO COMMON 844741108 42,255 1,260,223 1,260,223 SOUTHWEST BANCORPORATI COMMON 84476R109 12,812 298,400 298,400 SOUTHWESTERN ENERGY CO COMMON 845467109 460 44,300 44,300 SPECTRALINK CORP COMMON 847580107 9,867 683,419 683,419 SPECTRUM CTL INC COMMON 847615101 1,768 175,700 175,700 SPEECHWORKS INTL INC COMMON 84764M101 5,888 120,000 120,000 SPRINT CORP COMMON 852061100 815 40,100 40,100 SPRINT CORP PCS COM SE COMMON 852061506 347 16,951 16,951 STANCORP FINL GROUP IN COMMON 852891100 8,285 173,500 173,500 STANDARD MICROSYSTEMS COMMON 853626109 4,951 244,500 244,500 STANDARD PAC CORP NEW COMMON 85375C101 2,230 95,400 95,400 STANFORD MICRODEVICES COMMON 854399102 6,782 188,400 188,400 STANLEY WKS COM COMMON 854616109 5 160 160 STARBUCKS CORP COM COMMON 855244109 92,711 2,095,151 2,095,151 STARWOOD HOTELS&RESORT COMMON 85590A203 670 19,000 19,000 STATE STR CORP COMMON 857477103 19,756 159,052 159,052 STEELCASE INC COMMON 858155203 1,930 139,100 139,100 STEIN MART INC COMMON 858375108 1,711 147,200 147,200 STEWART & STEVENSON SV COMMON 860342104 438 19,300 19,300 STILLWATER MNG CO COMMON 86074Q102 9,389 238,600 238,600 STILWELL FINL INC COM COMMON 860831106 21 539 539 STMICROELECTRONICS N V COMMON 861012102 4 94 94 STONE ENERGY CORP COMMON 861642106 29,990 464,600 464,600 STRIDE RITE CORP COMMON 863314100 9 1,270 1,270 SUIZA FOODS CORP COMMON 865077101 2,179 45,400 45,400 BEST BUY INC COMMON 86516101 1,063 35,958 35,958 SUMMIT PPTYS INC COMMON 866239106 427 16,410 16,410 SUN MICROSYSTEMS INC COMMON 866810104 133,573 4,791,834 4,791,834 SUNGARD DATA SYS INC COMMON 867363103 34,762 737,622 737,622 SUNGLASS HUT INTL INC COMMON 86736F106 1,316 256,740 256,740 SUNPOINT SECS INC COM COMMON 867649105 0 2 2 SUNRISE ASSISTED LIVIN COMMON 86768K106 1,170 46,800 46,800 SUPERCONDUCTOR TECHNOL COMMON 867931107 355 97,800 97,800 SUPPORT COM INC COMMON 868587106 3,483 172,000 172,000 SURGUTNEFTEGAS JSC COMMON 868861204 18,368 1,766,200 1,766,200
PORTVUE-SEC13F.LRP PAGE 41 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- SURMODICS INC COMMON 868873100 2,985 81,100 81,100 SWEDISH MATCH AB ADR S COMMON 870309507 11,100 296,015 296,015 SWIFT ENERGY CO COMMON 870738101 20,141 535,300 535,300 SWIFT TRANSN CO COMMON 870756103 2,566 129,525 129,525 SWISS RE INS CO ADR SP COMMON 870887205 23,692 197,646 197,646 SYBASE INC COMMON 871130100 21,138 1,066,900 1,066,900 SYCAMORE NETWORKS COMMON 871206108 34 919 919 SYMANTEC CORP COMMON 871503108 26 758 758 SYMMETRICOM INC COMMON 871543104 3,658 375,150 375,150 SYNOPSYS INC COMMON 871607107 19 390 390 SYNGENTA AG ADR SPONSO COMMON 87160A100 4 403 403 SYNGENTA AG ADR SPONSO COMMON 87160A209 0 28 28 SYSCO CORPORATION COMMON 871829107 67,758 2,258,598 2,258,598 TCF FINL CORP COMMON 872275102 3,552 79,700 79,700 TDK CORP COMMON 872351408 64 660 660 TECO ENERGY INC COMMON 872375100 3,739 115,500 115,500 TJX COMPANIES INC (NEW COMMON 872540109 233 8,416 8,416 T / R SYS INC COMMON 87263U102 112 17,500 17,500 TRW INC COMMON 872649108 1,228 31,700 31,700 TMP WORLDWIDE INC COM COMMON 872941109 41,719 758,500 758,500 TAIWAN SEMICONDUCTOR M COMMON 874039100 8,207 475,792 475,792 TAIYO YUDEN LTD ADR COMMON 874047202 1 8 8 TALBOTS INC COM COMMON 874161102 7,856 172,200 172,200 TALX CORP COMMON 874918105 1,200 30,000 30,000 TAIWAN SEMICOND EQTY COMMON 874990104 6,907 2,878,000 2,878,000 TANOX INC COMMON 87588Q109 3,605 92,000 92,000 TAUBMAN CTRS INC COMMON 876664103 302 27,610 27,610 TAYCO DEVS INC COM COMMON 876791104 0 66 66 TECH DATA CORP COMMON 878237106 1 40 40 TECH SQUARED INC ESCRO COMMON 878302991 0 283,600 283,600 TECHNE CORP COMMON 878377100 9,427 261,400 261,400 TECHNITROL INC COM COMMON 878555101 35,350 859,600 859,600 TEKTRONIX INC COMMON 879131100 58,048 1,723,152 1,723,152 TELE DANMARK A/S SPONS COMMON 879242105 1 64 64 TELE NORTE LESTE PARTI COMMON 879246106 56,515 2,477,369 2,477,369 TELECOM ITALIA SPA-SP COMMON 87927W106 1 8 8 TELECOMUNICACOES BRASI COMMON 879287308 41,665 571,730 571,730 TELEDYNE TECHNOLOGIES COMMON 879360105 8,600 364,000 364,000 TELEFONICA DE ESPANA S COMMON 879382208 1 18 18 TELEFONOS DE MEXICO S COMMON 879403780 38,636 856,203 856,203 TELESP CELULAR PARTICI COMMON 87952L108 8,174 302,720 302,720 TELLABS INC COMMON 879664100 4,205 74,413 74,413 TELSTRA LTD ADR SPON F COMMON 87969N204 2 116 116 TEMPLE INLAND INC COMMON 879868107 0 5 5
PORTVUE-SEC13F.LRP PAGE 42 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- TELETECH HOLDINGS INC COMMON 879939106 5,968 324,800 324,800 TEMPLETON GROWTH FD IN MUTUAL 880199104 0 3 3 TENET HEALTHCARE CORP COMMON 88033G100 70,000 1,575,278 1,575,278 TERADYNE INC COMMON 880770102 34 922 922 TEREX CORP NEW COMMON 880779103 508 31,400 31,400 TESCO PLC ADR SPONSORE COMMON 881575302 24,464 2,001,973 2,001,973 TEVA PHARMACEUTICAL IN COMMON 881624209 109,330 1,492,556 1,492,556 TETRA TECHNOLOGIES INC COMMON 88162F105 688 44,400 44,400 TEVA PHARMACEUTICAL 14 CONVERT 88163VAA7 20,406 18,530,000 18,530,000 TEXAS BIOTECHNOLOGY CO COMMON 88221T104 1,139 132,600 132,600 TEXAS INSTRUMENTS INC COMMON 882508104 38,869 820,451 820,451 TEXTRON INC COMMON 883203101 1,140 24,518 24,518 THERMA-WAVE INC COMMON 88343A108 1,037 74,100 74,100 THERMO ELECTRON CORP C COMMON 883556102 2 58 58 THREE FIVE SYS INC COMMON 88554L108 11,568 642,649 642,649 ADC TELECOMMUNICATION COMMON 886101 3 150 150 TIBCO SOFTWARE INC COM COMMON 88632Q103 51,945 1,083,618 1,083,618 TIDEWATER INC COMMON 886423102 204 4,581 4,581 TIFFANY & CO NEW COM COMMON 886547108 54,999 1,739,139 1,739,139 TIMBERLAND CO CL A COMMON 887100105 61,349 917,360 917,360 TIME WARNER INC COMMON 887315109 4 67 67 TIME WARNER TELECOM IN COMMON 887319101 108,489 1,710,164 1,710,164 TIMKEN CO COMMON 887389104 6 392 392 TITAN PHARMACEUTICALS COMMON 888314101 20,815 588,500 588,500 TOLLGRADE COMMUNICATIO COMMON 889542106 16,582 454,300 454,300 TOMRA SYS A / S COMMON 889905204 31,917 1,636,688 1,636,688 TOO INC COM COMMON 890333107 392 31,300 31,300 TORCHMARK CORP COMMON 891027104 1,257 32,700 32,700 TORO CO COMMON 891092108 463 12,630 12,630 TOSCO CORP COM NEW COMMON 891490302 89 2,622 2,622 TOTAL S A SPONSORED AD COMMON 89151E109 320 4,404 4,404 TOYOTA MTR LTD ADR NEW COMMON 892331307 0 7 7 TRANSACTION SYS ARCHIT COMMON 893416107 2,015 174,300 174,300 TRANSGENOMIC INC COMMON 89365K206 990 94,300 94,300 TRANSOCEAN SEDCO CONVERT 893830AA7 17,518 29,692,000 29,692,000 TRANSWITCH CORP COMMON COMMON 894065101 88,726 2,267,760 2,267,760 TRANSWITCH CORP 144A CONVERT 894065AA9 4,619 5,190,000 5,190,000 TRANSWITCH CORP CONVERT 894065AB7 203 228,000 228,000 TRAVELERS INC COMMON 894190107 2 70 70 TRIAD HOSPITALS INC COMMON 89579K109 26,175 803,850 803,850 TRIAD GTY INC COMMON 895925105 914 27,600 27,600 TRIBUNE CO COMMON 896047107 83 1,967 1,967 TRICO MARINE SERVICES COMMON 896106101 5,256 340,500 340,500 TRICORD SYSTEMS INC COMMON 896121100 1,855 223,100 223,100
PORTVUE-SEC13F.LRP PAGE 43 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- TRIKON TECHNOLOGIES IN COMMON 896187408 4,658 465,800 465,800 TRIGON HEALTHCARE INC COMMON 89618L100 17,165 220,600 220,600 TRIMERIS INC COMMON 896263100 16,270 296,500 296,500 TRIPATH TECHNOLOGY INC COMMON 89672P104 4,279 299,000 299,000 TRIQUINT SEMICONDUCTOR COMMON 89674K103 66,905 1,531,463 1,531,463 TUBOS DE ACERO DE MEXI COMMON 898592506 11,187 782,300 782,300 TULARIK INC COMMON 899165104 486 16,507 16,507 VERISIGN INC COM COMMON 9.23E+106 428 5,778 5,778 WESTERN WIRELESS CORP COMMON 9.60E+208 2 45 45 TV AZTECA S A DE C V COMMON 901145102 42,674 4,294,200 4,294,200 BILLITON PLC ADR COMMON 90171109 13 3,247 3,247 II VI INC COMMON 902104108 5,963 392,600 392,600 TYCO INTL LTD NEW COM COMMON 902124106 74,528 1,342,874 1,342,874 UGI CORP NEW COMMON 902681105 570 22,500 22,500 USX MARATHON GROUP COMMON 902905827 2,531 91,200 91,200 BINDLEY WESTN INDS INC COMMON 90324104 1,035 24,900 24,900 USG CORP COM NEW COMMON 903293405 7 300 300 UTI ENERGY CORP COM COMMON 903387108 71,931 2,188,000 2,180,800 ULTICOM INC COMMON 903844108 2,340 68,700 68,700 ULTIMATE ELECTRS INC COMMON 903849107 2,167 98,800 98,800 USA ED INC COM COMMON 90390U102 25,827 379,808 379,808 ULTRAMAR DIAMOND SHAMR COMMON 904000106 2,427 78,600 78,600 UNIBANCO-UNIAO DE BANC COMMON 90458E107 19,236 653,440 653,440 UNILEVER N V NEW YORK COMMON 904784709 1 15 15 UNION CARBIDE CORP COMMON 905581104 22 406 406 BIOGEN N V COMMON 90597105 132 2,193 2,193 UNISYS CORP COM COMMON 909214108 37 2,524 2,524 UNIT CORP COMMON 909218109 11,092 585,700 585,700 UNITED MICROELECTRONIC COMMON 910873207 4,851 587,960 587,960 UNITED NAT FOODS INC COMMON 911163103 455 25,800 25,800 UNITED PAN-EUROPE COMM COMMON 911300200 0 25 25 U S AIR GROUP INC COMMON 911905107 18 440 440 UNITED STATIONERS INC COMMON 913004107 11,634 467,700 467,700 UNITED TECHNOLOGIES CO COMMON 913017109 36,909 469,430 469,430 UNITEDGLOBALCOM PFD CV CONVERT 913247201 24 1,150 1,150 UNITEDHEALTH GROUP INC COMMON 91324P102 94,750 1,543,792 1,543,792 UNIVERSAL COMPRESSION COMMON 913431102 3,784 100,400 100,400 UNIVERSAL CORP VA COMMON 913456109 637 18,200 18,200 UNIVERSAL ELECTRS INC COMMON 913483103 8,588 556,300 556,300 UNIVERSAL HLTH SVCS IN COMMON 913903100 16,740 149,800 149,800 UNIVERSAL HEALTH SV 14 CONVERT 913903AJ9 25,734 36,994,000 36,994,000 UNIVERSAL HEALTH SERVI CONVERT 913903AL4 2,376 3,416,000 3,416,000 UNIVISION COMMUNICATIO COMMON 914906102 759 18,553 18,553 UNOCAL CORP COMMON 915289102 3,000 77,543 77,543
PORTVUE-SEC13F.LRP PAGE 44 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- AIR PRODS & CHEMS INC COMMON 9158106 276 6,725 6,725 VALASSIS COMMUNICATION COMMON 918866104 687 21,760 21,760 VALENCE TECHNOLOGY INC COMMON 918914102 2,914 312,900 312,900 VALERO REFNG & MARKETI COMMON 91913Y100 26,104 701,960 701,960 VARCO INTL INC DEL COMMON 922122106 16,032 737,126 737,126 VARIAGENICS INC COMMON 922196100 974 82,100 82,100 VARIAN INC COM COMMON 922206107 22,463 663,100 663,100 VARIAN SEMICONDUCTOR E COMMON 922207105 22,401 943,200 943,200 VARIAN MED SYS INC COMMON 92220P105 10,619 156,300 156,300 VASTERA INC COMMON 92239N109 930 58,100 58,100 VEECO INSTRS INC DEL COMMON 922417100 11,095 276,500 276,500 VENATOR GROUP INC COMMON 922944103 575 37,100 37,100 VERITAS SOFTWARE CO CO COMMON 923436109 223,484 2,554,117 2,554,117 VERITAS SOFTWARE CO CONVERT 923436AB5 18,304 1,978,000 1,978,000 VERITY INC COMMON 92343C106 15,056 625,700 625,700 VERISIGN INC COMMON 92343E102 71,862 968,658 968,658 VERITAS SOFTWARE CORP CONVERT 92343RAA1 5,256 2,039,000 2,039,000 VERIZON COMMUNICATIONS COMMON 92343V104 5,599 111,709 111,709 VERSATA INC COMMON 925298101 1,927 215,600 215,600 VERSATEL TELECOM B V A COMMON 925301103 12 1,423 1,423 VERTEX PHARMACEUTICALS COMMON 92532F100 96,761 1,353,311 1,353,311 VERTEX PHARM 144A CONVERT 92532FAC4 17,924 17,444,000 17,444,000 VIACOM INC COM COMMON 925524100 62,986 1,340,146 1,340,146 VIACOM INC COM NON VTG COMMON 925524308 1,044 22,322 22,322 VIASAT INC COMMON 92552V100 7,466 568,800 568,800 VIGNETTE CORP COM COMMON 926734104 15,603 866,825 866,825 VINTAGE PETE INC COMMON 927460105 30,969 1,440,400 1,440,400 VIROLOGIC INC OC-COM COMMON 92823R201 387 42,500 42,500 VISHAY INTERTECHNOLOGY COMMON 928298108 4,076 269,523 269,523 VISTEON CORP COM COMMON 92839U107 0 37 37 VISX INC DEL COMMON COMMON 92844S105 1 97 97 VITESSE SEMICONDUCTOR COMMON 928497106 91,719 1,658,211 1,654,311 VITRIA TECHNOLOGY INC COMMON 92849Q104 488 62,939 62,939 VIVENDI UNIVERSAL COMMON 92851S204 6 95 95 VODAFONE GROUP PLC COMMON 92857W100 123 3,428 3,428 VOICESTREAM WIRELESS COMMON 928615103 125 1,244 1,244 W-H ENERGY SVCS INC COMMON 92925E108 3,800 193,000 193,000 WJ COMMUNICATIONS INC COMMON 929284107 1,576 110,600 110,600 WMS INDS INC COMMON 929297109 8,388 416,800 416,800 WAL MART STORES INC COMMON 931142103 38,057 716,380 716,380 WAL MART DE MEXICO SA COMMON 93114W107 398 20,000 20,000 BLOCKBUSTER INC CL A COMMON 93679108 1 140 140 ABN AMRO HLDG N V SPON COMMON 937102 5 215 215 WASHINGTON MUT INC COMMON 939322103 78,024 1,470,389 1,470,389
PORTVUE-SEC13F.LRP PAGE 45 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- WASTE CONNECTIONS INC COMMON 941053100 16,700 505,100 505,100 WASTE MGMT INC DEL COMMON 94106L109 2,615 94,248 94,248 WATCHGUARD TECHNOLOGIE COMMON 941105108 19,298 610,200 610,200 WATERS CORP COM COMMON 941848103 279,464 3,346,887 3,340,287 WAVECOM S A COMMON 943531103 12,885 185,400 185,400 WEATHERFORD INTL INC COMMON 947074100 32,833 694,890 694,890 WEBMETHODS INC COMMON 94768C108 32,149 361,480 361,480 WEBTRENDS CORP COMMON 94844D104 10,380 358,700 358,700 WELLPOINT HEALTH NTWRK COMMON 94973H108 92,809 805,295 805,295 WELLS FARGO NEW COMMON 949746101 475 8,539 8,539 WEST COAST BANCORP ORE COMMON 952145100 338 34,700 34,700 WESTERN GAS RES INC COMMON 958259103 14,280 423,900 423,900 WESTVACO CORP COMMON 961548104 7 225 225 WESTWOOD ONE INC COMMON 961815107 7,516 389,200 389,200 WILLIAMS CO COMMON 969457100 3 65 65 WILLIAMS CLAYTON ENERG COMMON 969490101 1,426 52,800 52,800 WILLIAMS SONOMA INC COMMON 969904101 13 647 647 BOEING CO COMMON 97023105 18 279 279 WILSON GREATBATCH TECH COMMON 972232102 2,243 79,400 79,400 WILSONS THE LEATHER EX COMMON 972463103 710 50,700 50,700 BOISE CASCADE CORP COMMON 97383103 13 381 381 WINNEBAGO INDS INC COMMON 974637100 5,019 285,800 285,800 WINSTAR COMMUNICATIONS PREFERD 975515602 483 22,020 22,020 WINSTAR COMM PFD 7% PREFERD 975515875 3,831 156,384 156,384 LATTICE GROUP ORD COMMON 9766402 2,741 1,213,535 1,213,535 WOODHEAD INDS INC COMMON 979438108 714 36,400 36,400 WORLD COLOR PRESS INC CONVERT 981443AA2 9,140 8,633,000 8,633,000 WORLDCOM INC GA NEW CO COMMON 98157D106 1,381 98,176 98,176 XM SATELLITE RADIO HLD COMMON 983759101 5,313 330,800 330,800 XO COMMUNICATIONS INC COMMON 983764101 19,946 1,119,790 1,119,790 XCEL ENERGY INC COMMON 98389B100 2,508 86,300 86,300 XILINX INC COMMON 983919101 60 1,299 1,299 XIRCOM INC COM COMMON 983922105 12 752 752 YAHOO INC COM COMMON 984332106 314 10,459 10,459 Z TEL TECHNOLOGIES INC COMMON 988792107 317 61,100 61,100 ZALE CORP NEW COM COMMON 988858106 1,465 50,440 50,440 ZURICH FINL SVCS ADR S COMMON 98982M107 28,382 477,009 477,009 ZYGO CORP COMMON 989855101 6,827 241,400 241,400 DAIMLERCHRYSLER AG ORD COMMON D1668R123 3 83 83 ACE LTD COMMON G0070K103 12,247 288,617 288,617 AMDOCS LTD ORD COMMON G02602103 275 4,161 4,161 EVEREST RE GROUP LTD COMMON G3223R108 13,064 182,400 182,400 FRUIT OF THE LOOM LTD COMMON G3682L105 0 215 215 GLOBAL CROSSING LTD COMMON G3921A100 774 54,100 54,100
PORTVUE-SEC13F.LRP PAGE 46 RUN DATE: 02/09/01 02:27 PM NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AS OF DATE: 12/31/00 DISCRETIONARY OWNERSHIP FOR 13F (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) INVESTMENT DISCRETION --------------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ---------- ---------- ---------- GLOBAL CROSSING CV PFD PREFERD G3921A126 5,498 105,216 105,216 KNIGHTSBRIDGE TANKERS COMMON G5299G106 2,343 106,800 106,800 OPENTV CORP COMMON G67543101 3,704 357,058 357,058 ORIENT-EXPRESS HOTELS COMMON G67743107 5,248 243,400 243,400 O2MICRO INTERNATIONAL COMMON G6797E106 1,204 160,500 160,500 RSL COMMUNICATIONS LTD COMMON G7702U102 0 60 60 SANTA FE INTL CORP ORD COMMON G7805C108 59,419 1,853,241 1,853,241 HILFIGER TOMMY CORP COMMON G8915Z102 7,612 775,700 775,700 TRANSOCEAN SEDCO FOREX COMMON G90078109 66,125 1,437,541 1,437,541 VODAFONE AIRTOUCH PLC COMMON G9387S105 16 4,554 4,554 XL CAPITAL LTD CL A COMMON G98255105 47,236 540,615 540,615 XOMA LTD COMMON G9825R107 9,540 978,500 978,500 METRO INTL S A CLASS A COMMON L63631102 4 626 626 METRO INTL S A CLASS B COMMON L63631110 12 1,473 1,473 SBS BROADCASTING SA COMMON L8137F102 6,206 237,000 237,000 BACKWEB TECHNOLOGIES L COMMON M15633106 821 121,700 121,700 BREEZECOM LTD COMMON M20385106 3,820 266,900 266,900 CHECK POINT SOFTWARE T COMMON M22465104 176,800 1,323,721 1,323,721 PRECISE SOFTWARE SOLUT COMMON M41450103 6,326 255,600 255,600 GALILEO TECHNOLOGY LTD COMMON M47298100 5,254 389,200 389,200 M SYS FLASH DISK PIONE COMMON M7061C100 8,153 585,000 585,000 ORBOTECH LTD COMMON M75253100 6,224 166,800 166,800 TARO PHARMACEUTICAL IN COMMON M8737E108 2,199 70,800 70,800 ASM INTL N V COMMON N07045102 3,236 347,500 347,500 ASM LITHOGRAPHY HOLDIN COMMON N07059111 101 4,465 4,465 ORTHOFIX INTL N V COMMON N6748L102 195 10,200 10,200 QIAGEN NV ORD COMMON N72482107 4,958 143,328 143,328 ROYAL CARIBBEAN CRUISE COMMON V7780T103 42 1,600 1,600 ASE TEST LTD COMMON Y02516105 399 46,900 46,900 FLEXTRONICS INTL LTD O COMMON Y2573F102 28,141 987,407 987,407 TEEKAY SHIPPING MARSHA COMMON Y8564W103 24,787 652,300 652,300 TOTAL 32,343,128
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