0000899243-16-029572.txt : 20160921 0000899243-16-029572.hdr.sgml : 20160921 20160921134216 ACCESSION NUMBER: 0000899243-16-029572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160919 FILED AS OF DATE: 20160921 DATE AS OF CHANGE: 20160921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEI CO CENTRAL INDEX KEY: 0000914329 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 930621989 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5350 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 503-726-7500 MAIL ADDRESS: STREET 1: 5350 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDSON JAMES T CENTRAL INDEX KEY: 0001217193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22780 FILM NUMBER: 161895400 MAIL ADDRESS: STREET 1: 01396 SW MILITARY ROAD CITY: PORTLAND STATE: OR ZIP: 97219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-19 1 0000914329 FEI CO FEIC 0001217193 RICHARDSON JAMES T C/O FEI COMPANY 5350 NE DAWSON CREEK DRIVE HILLSBORO OR 97124-5793 1 0 0 0 Common Stock 2016-09-19 4 U 0 13555 D 0 D Stock Options 21.94 2016-09-19 4 D 0 3000 D 2011-04-30 2017-05-13 Common Stock 3000 0 D Stock Options 38.83 2016-09-19 4 D 0 3000 D 2012-04-30 2018-05-12 Common Stock 3000 0 D Stock Options 45.93 2016-09-19 4 D 0 3000 D 2013-04-30 2019-05-10 Common Stock 3000 0 D Stock Options 69.44 2016-09-19 4 D 0 2683 D 2014-04-30 2020-05-09 Common Stock 2683 0 D Stock Options 81.89 2016-09-19 4 D 0 2666 D 2015-04-30 2021-05-08 Common Stock 2666 0 D Stock Options 76.31 2016-09-19 4 D 0 3911 D 2016-04-30 2022-05-07 Common Stock 3911 0 D RSUs 0.00 2016-09-19 4 D 0 1685 D 2016-04-30 Common Stock 1685 0 D Disposed of at the effective time of the merger of Polpis Merger Sub Co. ("Merger Sub"), a wholly owned subsidiary of Thermo Fisher Scientific Inc. ("Thermo Fisher"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated May 26, 2016, between the Issuer, Thermo Fisher and Merger Sub (the "Merger Agreement"), in exchange for a cash payment of $107.50 per share. The option became fully vested on April 30, 2011. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. The option became fully vested on April 30, 2012. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. The option became fully vested on April 30, 2013. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. The option became fully vested on April 30, 2014. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. The option became fully vested on April 30, 2015. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. The option became fully vested on April 30, 2016. At or immediately prior to the effective time of the Merger, the unexercised portion of the option was cancelled in exchange for a cash payment equal to (x) the difference between $107.50 and the per share exercise price of the option, multiplied by (y) the number of shares subject to such portion of the option. Each of the restricted share units ("RSUs") represents the right to receive, following vesting, one share of the Issuer's common stock. These RSUs do not expire, unless forfeited under the terms of the RSUs. The RSUs became fully vested on April 30, 2016. At or immediately prior to the effective time of the Merger, each RSU was assumed by Thermo Fisher and converted into an award representing a right to receive a cash amount equal to $107.50. /s/ Bradley J. Thies, by power of attorney 2016-09-21