-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdWKm9cqkovVruf/fzeyTwOgoXiTdxLMSWewNWF7VKxD9h/xbN/aOP6o9pcj82gz zUVrzmT/FUSYasZPZ7eS9g== 0000898432-99-001132.txt : 19991206 0000898432-99-001132.hdr.sgml : 19991206 ACCESSION NUMBER: 0000898432-99-001132 CONFORMED SUBMISSION TYPE: N-18F1 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN EQUITY ASSETS CENTRAL INDEX KEY: 0000914228 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133783592 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-18F1 SEC ACT: SEC FILE NUMBER: 811-08106 FILM NUMBER: 99768896 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10158-0006 BUSINESS PHONE: 2124768800 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER & BERMAN EQUITY ASSETS DATE OF NAME CHANGE: 19931028 N-18F1 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-18F-1 Notification of Election Pursuant to Rule 18f-1 Under the Investment Company Act of 1940 NEUBERGER BERMAN EQUITY ASSETS NOTIFICATION OF ELECTION The undersigned registered open-end investment company, on behalf of the following series: Neuberger Berman Socially Responsive Assets ("Series"), hereby notifies the Securities and Exchange Commission that Series elects to commit itself to pay in cash all redemptions by a shareholder of record as provided by Rule 18f-1 under the Investment Company Act of 1940. It is understood that this election is irrevocable while such Rule is in effect unless the Commission by order upon application permits the withdrawal of this Notification of Election. SIGNATURE Pursuant to the requirements of Rule 18f-1 under the Investment Company Act of 1940, the Registrant has caused this Notification of Election to be duly executed on its behalf in the County of New York and the State of New York on the 3rd day of December, 1999. NEUBERGER BERMAN EQUITY ASSETS By: /s/ Peter Sundman --------------------------- Name: Peter Sundman ------------------------- Title: Chairman of the Board and ------------------------- Chief Executive Officer Attest: /s/ Claudia A. Brandon - ------------------------ Claudia A. Brandon Secretary -----END PRIVACY-ENHANCED MESSAGE-----