-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IrGzdUqZivjD0pNkSzCAevDM9DsLZRMj8UgsELY9eUccIXI5Yebg0mGcN0bM4qHK rz1BjhBFgiRxsKMa4l8q0g== 0000898432-99-000990.txt : 19991018 0000898432-99-000990.hdr.sgml : 19991018 ACCESSION NUMBER: 0000898432-99-000990 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN EQUITY ASSETS CENTRAL INDEX KEY: 0000914228 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133783592 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: SEC FILE NUMBER: 033-82568 FILM NUMBER: 99726668 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10158-0006 BUSINESS PHONE: 2124768800 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER & BERMAN EQUITY ASSETS DATE OF NAME CHANGE: 19931028 497 1 SUPPLEMENT TO THE PROSPECTUS DATED DECEMBER 30, 1998 Neuberger Berman, LLC ("NB LLC") and Neuberger Berman Management Inc. are wholly owned subsidiaries of Neuberger Berman Inc., a publicly held company. Individuals who were principals of NB LLC are now employees of NB LLC. This Supplement is dated October 11, 1999. SUPPLEMENT TO THE STATEMENT OF ADDITIONAL INFORMATION DATED DECEMBER 30, 1998 Neuberger Berman, LLC ("NB LLC") and Neuberger Berman Management Inc. ("NBMI") are wholly owned subsidiaries of Neuberger Berman Inc. ("NB Inc."), a publicly held company. Certain current and former directors and officers of NB Inc. and its subsidiaries ("principals") and their affiliated family limited partnerships and trusts ("family affiliates") own approximately 72% of NB Inc.'s outstanding shares. These principals and their family affiliates have agreed to vote their shares of NB Inc. in accordance with a majority of the shares held by all of the principals and their family affiliates cast in a preliminary vote held prior to any meeting of stockholders of NB Inc. Lawrence Zicklin and Richard Cantor have retired from NB LLC and are now the non-executive chairman and vice-chairman of NB Inc., respectively. They will also remain on the Board of Directors of NBMI. Mr. Zicklin remains in his position with the Trusts. Individuals who were principals of NB LLC are now employees of NB LLC. Stanley Egener has retired as president of NBMI, but remains in his position with the Trusts. Peter Sundman, formerly a senior vice president, has succeeded him. This Supplement is dated October 11, 1999. -----END PRIVACY-ENHANCED MESSAGE-----