0001209191-21-006210.txt : 20210129
0001209191-21-006210.hdr.sgml : 20210129
20210129180049
ACCESSION NUMBER: 0001209191-21-006210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210127
FILED AS OF DATE: 20210129
DATE AS OF CHANGE: 20210129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIAN FUND MANAGEMENT, L.P.
CENTRAL INDEX KEY: 0001345471
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13908
FILM NUMBER: 21573273
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3000
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER NAME:
FORMER CONFORMED NAME: Trian Fund Management, L.P.
DATE OF NAME CHANGE: 20051128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARDEN EDWARD P
CENTRAL INDEX KEY: 0001257864
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13908
FILM NUMBER: 21573274
MAIL ADDRESS:
STREET 1: 223 SUNSET AVENUE
STREET 2: SUITE 223
CITY: PALM BEACH
STATE: FL
ZIP: 33480
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Invesco Ltd.
CENTRAL INDEX KEY: 0000914208
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 980557567
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
BUSINESS PHONE: 404-892-0896
MAIL ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
FORMER COMPANY:
FORMER CONFORMED NAME: Invesco Ltd
DATE OF NAME CHANGE: 20080508
FORMER COMPANY:
FORMER CONFORMED NAME: Invesco PLC
DATE OF NAME CHANGE: 20080429
FORMER COMPANY:
FORMER CONFORMED NAME: Invesco Ltd.
DATE OF NAME CHANGE: 20071205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-27
0
0000914208
Invesco Ltd.
IVZ
0001257864
GARDEN EDWARD P
223 SUNSET AVENUE, SUITE 223
PALM BEACH
FL
33480
1
0
0
0
0001345471
TRIAN FUND MANAGEMENT, L.P.
280 PARK AVENUE, 41W
NEW YORK
NY
10017
1
0
0
0
Common Shares
2021-01-27
4
A
0
1098
0.00
A
1098
D
Common Shares
36739343
I
Please see explanation below
Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as
such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly
beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco.
(FN 1, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.
This Form 4 reports the acquisition by the reporting person of Common Shares resulting from a quarterly grant to the registrant's non-executive directors.
The shares which are reported on this Form 4 as being indirectly held by Mr. Garden and Trian Management through their relationship with Trian AM Holdco are also reported on the Form 4 filed by Nelson Peltz and Trian Management as being indirectly held by them, and represent the same shares.
Daniel R. Marx, Attorney-In-Fact for Edward P. Garden
2021-01-29
Daniel R. Marx, Attorney-In-Fact for Edward P. Garden, member of the general partner of Trian Fund Management, L.P.
2021-01-29