-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FzP1A4KD0ml0Qu2dhnedpj1QbIfpg34d5mKH4EiPyXfA71XmZJ40cwLAuq07OfhN TuFgY1NfZRRkkqxoLBoRWQ== 0001209191-08-010484.txt : 20080214 0001209191-08-010484.hdr.sgml : 20080214 20080214162050 ACCESSION NUMBER: 0001209191-08-010484 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC/LONDON/ DATE OF NAME CHANGE: 20070529 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP PLC/LONDON/ DATE OF NAME CHANGE: 19991221 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robertson James CENTRAL INDEX KEY: 0001388336 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 08616321 BUSINESS ADDRESS: BUSINESS PHONE: 4047244268 MAIL ADDRESS: STREET 1: 1360 PEACHTREE STREET CITY: ATLANTA STATE: GA ZIP: 30309 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2007-12-31 0 0 0 0000914208 Invesco Ltd. IVZ 0001388336 Robertson James 1360 PEACHTREE STREET ATLANTA GA 30309 1 1 0 0 Senior Managing Director Common Shares 2007-12-04 5 J 0 501031 0.00 A 501031 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 150000 0.00 D 2002-12-09 2009-12-08 Ordinary Shares 150000 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 75000 0.00 A 2002-12-09 2009-12-08 Common Shares 75000 75000 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 150000 0.00 D 2004-12-04 2011-12-03 Ordinary Shares 150000 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 75000 0.00 A 2004-12-04 2011-12-03 Common Shares 75000 75000 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 100000 0.00 D 2003-12-01 2010-11-30 Ordinary Shares 100000 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 50000 0.00 A 2003-12-01 2010-11-30 Common Shares 50000 50000 D See Explanation of Responses. Includes 21189 Common Shares subject to a Restricted Share Award. Exercise price=6,6000 Pounds sterling per share. Exercise price=13.2000 Pounds sterling per share. Exercise price=9.500 Pounds sterling per share. Exercise price=19.000 Pounds sterling per share. Exercise price=11.0000 Pounds sterling per share. Exercise price=22.0000 Pounds sterling per share. This Form 5 reports a reclassification of securities in a transaction subject to Rule 16b-7 and a reverse stock split subject to Rule 16a-9. On December 4, 2007, INVESCO PLC effected a redomicile to Bermuda pursuant to a U.K. Scheme of Arrangement under which all shareholders received Common Shares in Invesco Ltd., the new Bermuda parent company, in exchange for their Ordinary Shares, par value $0.10 per share, in INVESCO PLC (the "Redomicile"). Following the Redomicile, Invesco Ltd. effected a one-for-two reverse stock split, such that shareholders now hold Common Shares, par value $0.20 per share, in Invesco Ltd. All equity awards of the issuer were adjusted for these events, and the holdings described on this Form 5 represent the post-Redomicile holdings of the reporting person. /s/ Jonathan J. Doyle, as Attorney in Fact 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----