-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U45uSmsn92E7ww77Wg/Hf0l5L5y8cQaEjLIe8vi2jkj1mAAMM5K14MUjGsRVh9ge hH6gUUpotDlBxbNhWFOQYA== 0001209191-08-010478.txt : 20080214 0001209191-08-010478.hdr.sgml : 20080214 20080214161901 ACCESSION NUMBER: 0001209191-08-010478 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC/LONDON/ DATE OF NAME CHANGE: 20070529 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP PLC/LONDON/ DATE OF NAME CHANGE: 19991221 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Markwalter John S Jr CENTRAL INDEX KEY: 0001387951 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 08616156 BUSINESS ADDRESS: BUSINESS PHONE: 4048813414 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREET STREET 2: SUITE 2300 CITY: ATLANTA STATE: GA ZIP: 30309 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2007-12-31 0 0 0 0000914208 Invesco Ltd. IVZ 0001387951 Markwalter John S Jr ATLANTIC TRUST PRIVATE WEALTH 1170 PEACHTREE STREET, SUITE 2300 ATLANTA GA 30309 0 1 0 0 Senior Managing Director Ordinary Shares 2007-12-04 5 J 0 92759 0.00 D 0 D Common Shares 2007-12-04 5 J 0 46379 0.00 A 54136 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 333334 0.00 D 2009-01-01 Ordinary Shares 333334 0 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 166667 0.00 A 2009-01-01 Common Shares 166667 166667 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 333333 0.00 D 2010-01-01 Ordinary Shares 333333 0 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 166667 0.00 A 2010-01-01 Common Shares 166667 166667 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 333333 0.00 D 2011-01-01 Ordinary Shares 333333 0 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 166667 0.00 A 2011-01-01 Common Shares 166667 166667 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 127916 0.00 D 2005-02-15 2012-02-14 Ordinary Shares 127916 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 63958 0.00 A 2005-02-15 2012-02-14 Common Shares 63958 63958 D Options to Purchase -Performance Vested 2007-12-04 5 J 0 40000 0.00 D 2007-02-13 2013-12-15 Ordinary Shares 40000 0 D Options to Purchase -Performance Vested 2007-12-04 5 J 0 20000 0.00 A 2007-02-13 2013-12-15 Common Shares 20000 20000 D Options to Purchase -Performance Vested 2007-12-04 5 J 0 100000 0.00 D 2007-02-13 2012-02-14 Ordinary Shares 100000 0 D Options to Purchase -Performance Vested 2007-12-04 5 J 0 50000 0.00 A 2007-02-13 2012-02-14 Common Shares 50000 50000 D This Form 5 reports a reclassification of securities in a transaction subject to Rule 16b-7 and a reverse stock split subject to Rule 16a-9. On December 4, 2007, INVESCO PLC effected a redomicile to Bermuda pursuant to a U.K. Scheme of Arrangement under which all shareholders received Common Shares in Invesco, Ltd., the new Bermuda parent company, in exchange for their Ordinary Shares, par value $0.10 per share, in INVESCO PLC (the "Redomicile"). Following the Redomicile, Invesco Ltd. effected a one-for-two reverse stock split, such that shareholders now hold Common Shares, par value $0.20 per share, in Invesco Ltd. All equity awards of the issuer were adjusted for these events, and the holdings described on this Form 5 represent the post-Redomicile holdings of the reporting person. Includes common shares acquired pursuant to the vesting of deferred share awards, which was previously reported on a Form 4 filed on December 4, 2007. Not applicable Deferred Share Award expires upon failure to vest Exercise Price=8.9700 Pounds Sterling per share Exercise Price=17.94 Pounds Sterling per share Exercise Price=3.7400 Pounds Sterling per share Exercise Price=7.4800 Pounds Sterling per share Exercise Price=4.0050 Pounds Sterling per share Exercise Price=8.0100 Pounds Sterling per share /s/ Jonathan J. Doyle, as Attorney in Fact 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----