-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kerz7lRFxnKK5QYeLj2DwmryHKoXk1CqO/WT82vNm4NLaffD0SKBkXVzq/pGtEvC k1j5li6ct/3nlZ93t3O2yw== 0001209191-08-010472.txt : 20080214 0001209191-08-010472.hdr.sgml : 20080214 20080214161749 ACCESSION NUMBER: 0001209191-08-010472 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC/LONDON/ DATE OF NAME CHANGE: 20070529 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP PLC/LONDON/ DATE OF NAME CHANGE: 19991221 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lo Andrew Tak Shing CENTRAL INDEX KEY: 0001407922 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 08616060 BUSINESS ADDRESS: BUSINESS PHONE: 852 3128 6000 MAIL ADDRESS: STREET 1: INVESCO HONG KONG LIMITED STREET 2: 32/F THREE PACIFIC PLACE,1 QUEEN'S ROAD CITY: HONG KONG STATE: F4 ZIP: 00000 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2007-12-31 0 0 0 0000914208 Invesco Ltd. IVZ 0001407922 Lo Andrew Tak Shing INVESCO, 32/F THREE PACIFIC PLACE 1 QUEENS ROAD EAST HONG KONG F4 00000 CHINA 0 1 0 0 Senior Managing Director Ordinary Shares 2007-12-04 5 J 0 1942.7233 0.00 D 0 D Common Shares 2007-12-04 5 J 0 971 0.00 A 176903 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 333333 0.00 D 2008-12-31 Ordinary Shares 333333 0 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 166666 0.00 A 2008-12-31 Common Shares 166666 166666 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 333333 0.00 D 2009-12-31 Ordinary Shares 333333 0 D Deferred Share Awards -Time Vesting 2007-12-04 5 J 0 166666 0.00 A 2009-12-31 Common Shares 166666 166666 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 25000 0.00 D 2001-10-30 2008-10-29 Ordinary Shares 25000 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 12500 0.00 A 2001-10-30 2008-10-29 Common Shares 12500 12500 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 25000 0.00 D 2002-12-09 2009-12-08 Ordinary Shares 25000 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 12500 0.00 A 2002-12-09 2009-12-08 Common Shares 12500 12500 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 150000 0.00 D 2004-12-04 2011-12-03 Ordinary Shares 150000 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 75000 0.00 A 2004-12-04 2011-12-03 Common Shares 75000 75000 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 42500 0.00 D 2003-12-01 2010-11-30 Ordinary Shares 42500 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 21250 0.00 A 2003-12-01 2010-11-30 Common Shares 21250 21250 D Options to Purchase -Performance Vesting -Vested 2007-12-04 5 J 0 50000 0.00 D 2007-02-13 2013-12-15 Ordinary Shares 50000 0 D Options to Purchase -Performance Vesting -Vested 2007-12-04 5 J 0 25000 0.00 A 2007-02-13 2013-12-15 Common Shares 25000 25000 D This Form 5 reports a reclassification of securities in a transaction subject to Rule 16b-7 and a reverse stock split subject to Rule 16a-9. On December 4, 2007, INVESCO PLC effected a redomicile to Bermuda pursuant to a U.K. Scheme of Arrangement under which all shareholders received Common Shares in Invesco, Ltd., the new Bermuda parent company, in exchange for their Ordinary Shares, par value $0.10 per share, in INVESCO PLC (the "Redomicile"). Following the Redomicile, Invesco Ltd. effected a one-for-two reverse stock split, such that shareholders now hold Common Shares, par value $0.20 per share, in Invesco Ltd. All equity awards of the issuer were adjusted for these events, and the holdings described on this Form 5 represent the post-Redomicile holdings of the reporting person. Includes common shares acquired pursuant to the vesting of deferred share awards, which were previously reported on Form 4s filed on December 4, 2007 and January 3, 2008. Not applicable Deferred share award expires upon failure to vest Exercise Price=4.1600 Pounds Sterling per share Exercise Price=8.3200 Pounds Sterling per share Exercise Price=6.6000 Pounds Sterling per share Exercise Price=13.2000 Pounds Sterling per share Exercise Price=9.5000 Pounds Sterling per share Exercise Price=19.0000 Pounds Sterling per share Exercise Price=11.0000 Pounds Sterling per share Exercise Price=22.0000 Pounds Sterling per share Exercise Price=3.7400 Pounds Sterling per share Exercise Price=7.48 Pounds Sterling per share /s/ Jonathan J. Doyle, as Attorney in Fact 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----