-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StsZsl/cm+0vppIiARHviqELFbBbMCzYi3rSsYbZxGhmG+8Hm8LSMTCNPiFM3+aM 4f1g4AAff7eXxEYsWMm92g== 0001209191-08-010466.txt : 20080214 0001209191-08-010466.hdr.sgml : 20080214 20080214161612 ACCESSION NUMBER: 0001209191-08-010466 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAROME KEVIN M CENTRAL INDEX KEY: 0001228937 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 08615981 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: #100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7132141108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC/LONDON/ DATE OF NAME CHANGE: 20070529 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP PLC/LONDON/ DATE OF NAME CHANGE: 19991221 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2007-12-31 0 0 0 0000914208 Invesco Ltd. IVZ 0001228937 CAROME KEVIN M INVESCO LTD 1360 PEACHTREE STREET ATLANTA GA 30309 0 1 0 0 Senior Managing Director Ordinary Shares 2007-12-04 5 J 0 92991 0.00 D 0 D Common Shares 2007-12-04 5 J 0 46495 0.00 A 69534 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 77907 0.00 D 2006-04-30 2013-04-29 Ordinary Shares 77907 0 D Options to Purchase -Time Vesting 2007-12-04 5 J 0 38954 0.00 A 2006-04-30 2013-04-29 Common Shares 38954 38954 D Options to Purchase -Performance Vesting 2007-12-04 5 J 0 50000 0.00 D 2007-02-13 2013-12-15 Ordinary Shares 50000 0 D Options to Purchase -Performance Vesting 2007-12-04 5 J 0 25000 0.00 A 2007-02-13 2013-12-15 Common Shares 25000 25000 D This Form 5 reports a reclassification of securities in a transaction subject to Rule 16b-7 and a reverse stock split subject to Rule 16a-9. On December 4, 2007, INVESCO PLC effected a redomicile to Bermuda pursuant to a U.K. Scheme of Arrangement under which all shareholders received Common Shares in Invesco, Ltd., the new Bermuda parent company, in exchange for their Ordinary Shares, par value $0.10 per share, in INVESCO PLC (the "Redomicile"). Following the Redomicile, Invesco Ltd. effected a one-for-two reverse stock split, such that shareholders now hold Common Shares, par value $0.20 per share, in Invesco Ltd. All equity awards of the issuer were adjusted for these events, and the holdings described on this Form 5 represent the post-Redomicile holdings of the reporting person. Includes common shares acquired pursuant to the vesting of a deferred share award, which was previously reported on a Form 4 filed on December 4, 2007. Exercise Price=3.2200 Pounds Sterling per share Exercise Price=6.4400 Pounds Sterling per share Exercise Price=3.7400 Pounds Sterling per share Exercise Price=7.4800 Pounds Sterling per share /s/ Jonathan J. Doyle, as Attorney in Fact 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----