-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAfwJXiwYN1gzfB3epBH/dbPr9uEj6tzONA81bpJSa6UQSDnx6WqMBClrxHn3z2o iRxJU/Yh5lV0+ax6uu5xWQ== 0000950144-07-006664.txt : 20070718 0000950144-07-006664.hdr.sgml : 20070718 20070718172553 ACCESSION NUMBER: 0000950144-07-006664 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070718 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070718 DATE AS OF CHANGE: 20070718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESCO PLC/LONDON/ CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 07987127 BUSINESS ADDRESS: STREET 1: 30 FINSBURY SQUARE STREET 2: LONDON EC2A 1AG CITY: ENGLAND STATE: X0 ZIP: EC2A 1AG BUSINESS PHONE: 442076380731 MAIL ADDRESS: STREET 1: 30 FINSBURY SQUARE STREET 2: LONDON EC2A 1AG CITY: ENGLAND STATE: X0 ZIP: EC2A 1AG FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP PLC/LONDON/ DATE OF NAME CHANGE: 19991221 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCO PLC /LONDON/ DATE OF NAME CHANGE: 19970612 8-K 1 g08417e8vk.htm INVESCO PLC INVESCO PLC
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 18, 2007
 
INVESCO PLC
(Exact name of registrant as specified in its charter)
 
         
England and Wales   001-13908   98-0407710
         
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)
     
1360 Peachtree Street, N.E., Atlanta, Georgia   30309
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (404) 892-0896
AMVESCAP PLC
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

     
Item 8.01 Other Events.  
On July 18, 2007, the company determined that it no longer satisfied the definition of “foreign private issuer” under the rules and regulations of the U.S. Securities and Exchange Commission (“SEC”). In consequence, the company has begun filing Current Reports on Form 8-K and will commence filing Quarterly Reports on Form 10-Q (beginning with the period ending September 30, 2007) and Annual Reports on Form 10-K (beginning with the annual report for fiscal year 2007), as well as proxy statements with respect to meetings of shareholders, with the SEC as if it were a fully domestic U.S. company. On July 18, 2007, the company issued a press release with respect to the above. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
     (d) Exhibits.
         
Exhibit No.   Description
  99.1    
Press Release, dated July 18, 2007 issued by INVESCO PLC

2


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  INVESCO PLC
 
 
  By:   /s/ Michael S. Perman    
    Michael S. Perman    
    Company Secretary   
 
Date: July 18, 2007

3


 

Exhibit Index
         
Exhibit No.   Description
  99.1    
Press Release, dated July 18, 2007 issued by INVESCO PLC

4

EX-99.1 2 g08417exv99w1.htm EX-99.1 PRESS RELEASE DATED JULY 18, 2007 EX-99.1 PRESS RELEASE DATED JULY 18, 2007
 

EXHIBIT 99.1
(Invesco logo)
For Immediate Release
     
Contact:  
Bill Hensel, Director, Media Relations
Phone:  
+1 404 479-2886
Contact:  
Michael S. Perman, Company Secretary
Phone:  
+44 (0) 20 7065 3942
 
INVESCO PLC Announces Loss of Foreign Private Issuer Status
London, July 18, 2007 -— INVESCO PLC today announced that it has determined it no longer satisfies the definition of a “foreign private issuer” under the rules and regulations of the U.S. Securities and Exchange Commission (SEC). The proportion of our voting securities currently held by U.S residents is approximately 53 per cent compared to approximately 48 per cent in April.
As a result, the company is required to file Current Reports on Form 8-K and will begin filing Quarterly Reports on Form 10-Q (beginning with the period ending September 30, 2007) and Annual Reports on Form 10-K (beginning with the annual report for fiscal year 2007), as well as proxy statements with respect to meetings of shareholders, with the SEC as if it were a fully domestic U.S. company.
“With the recent steady increase of U.S. beneficial ownership of our shares, we have diligently worked to be prepared to meet the additional U.S. reporting and accounting obligations we face as a result of this change of status,” said Loren M. Starr, Chief Financial Officer, INVESCO PLC.
As a U.K.-public company, listed on the London Stock Exchange, INVESCO will continue to file financial statements in the U.K. under International Financial Reporting Standards.
INVESCO PLC is one of the world’s largest independent investment management organizations dedicated to helping people worldwide build their financial security. Operating principally through the AIM, AIM Trimark, Atlantic Trust, INVESCO, Invesco Perpetual, PowerShares and WL Ross & Co. brands, INVESCO PLC strives to deliver outstanding performance and service across a comprehensive array of investment products for individuals and institutions around the world. For more information go to www.invesco.com.
# # #
This release may include statements that constitute “forward-looking statements” under the United States securities laws. Forward-looking statements include information concerning possible or assumed future results of our operations, earnings, liquidity, cash flow and capital expenditures, industry or market conditions, assets under management, acquisition activities and the effect of completed acquisitions, debt levels and the ability to obtain additional financing or make payments on our debt, regulatory developments, demand for and pricing of our products and other aspects of our business or general economic conditions. In addition, when used in this release, words such as “believes,” “expects,” “anticipates,” “intends,” “plans,” “estimates,” “projects” and future or conditional verbs such as “will,” “may,” “could,” “should,” and “would” and any other statement that necessarily depends on future events, are intended to identify forward-looking statements.
Forward-looking statements are not guarantees of performance. They involve risks, uncertainties and assumptions. Although we make such statements based on assumptions that we believe to be reasonable, there can be no assurance that actual results will not differ materially from our expectations. We caution investors not to rely unduly on any forward-looking statements. In connection with any forward-looking statements, you should carefully consider the areas of risk described in our most recent Annual Report on Form 20-F, as filed with the United States Securities and Exchange Commission (“SEC”). You may obtain these reports from the SEC’s Web site at www.sec.gov.

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