-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCmE/UZo7D0n5YO/hvttB52pibxifGT7dLNecLxvT2vhgNQFXZo6+4dsGCksdeG3 Meq5ZstsA32jGGr7Ud1dqQ== 0000950129-99-005332.txt : 19991210 0000950129-99-005332.hdr.sgml : 19991210 ACCESSION NUMBER: 0000950129-99-005332 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991209 FILED AS OF DATE: 19991209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMVESCAP /LONDON/ CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: SEC FILE NUMBER: 001-13908 FILM NUMBER: 99771480 BUSINESS ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE CITY: LONDON ECEM 4YR STATE: X0 BUSINESS PHONE: 4401716263434 MAIL ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M CITY: ENGLAND FORMER COMPANY: FORMER CONFORMED NAME: AMVESCO PLC /LONDON/ DATE OF NAME CHANGE: 19970612 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC /LONDON DATE OF NAME CHANGE: 19940107 6-K 1 AMVESCAP PLC 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of December, 1999 -------------- AMVESCAP PLC ----------------------------------------------- (Translation of registrant's name into English) 11 DEVONSHIRE SQUARE, LONDON EC2M 4YR, ENGLAND ---------------------------------------------- (Address of principal executive offices) [Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ------- ------- [Indicate by check mark whether registrant by furnishing the Information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 Yes No X ------- ------- [If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- N/A ------- Description of document filed: DEALINGS BY DIRECTORS --------------------- 2 AMVESCAP PLC 631321 IMMEDIATE RELEASE 9 DECEMBER 1999 PLEASE CONFIRM RELEASE MICHAEL S. PERMAN TEL: 0171-454 3942 Disclosure of interests in shares or debentures and notifications of dealings under the Stock Exchange requirements.
DEALINGS BY DIRECTORS 1) NAME OF COMPANY 2) NAME OF DIRECTOR AMVESCAP PLC HUBERT HARRIS ............................................................................................................ 3) Please state whether 4) Name of the registered notification indicates holder(s) and, if more that it is in respect than one holder, the of holding of the number of shares held Director named in 2 by each of them. (If above or holding of notified). that person's spouse or children under the age of 18 or in respect of a non-beneficial interest. NOTIFICATION IS IN RESPECT OF THE DIRECTOR NAMED IN 2 - ABOVE. ............................................................................................................ 5) Please state whether notification 6) Please state the nature relates to a person(s) connected of the transaction and with the Director named the nature and extent of in 2 above and identify the directors interest the connected person(s). in the transaction. AS 3 ABOVE EXERCISE OF OPTIONS AND SALE OF SHARES. ............................................................................................................ 7) Number of shares/amount 8) (0.01%) of stock of issued Class 50,000 ............................................................................................................ 9) Number of shares/amount 10) (0.01%) of stock disposed of issued Class 50,000 ............................................................................................................ 11) Class of security 12) Price per share ORDINARY SHARES PURCHASE 94P SALE 657P ............................................................................................................
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13) Date of transaction 14) Date company informed 9 DECEMBER 1999 9 DECEMBER 1999 ............................................................................................................ 15) Total holding following 16) Total percentage holding this notification of issued class following this notification 116,200 0.02% ............................................................................................................ IF A DIRECTOR HAS BEEN GRANTED OPTIONS BY THE COMPANY PLEASE COMPLETE THE FOLLOWING BOXES ............................................................................................................ 17) Date of grant 18) Period during which or date on which exercisable - - ............................................................................................................ 19) Total amount paid (if any) 20) Description of shares or for grant of the option debentures involved: class, number - - ............................................................................................................ 21) Exercise price (if fixed 22) Total number of shares or at time of grant) or debentures over which indication that price is options held following to be fixed at time of this notification exercise - - ............................................................................................................ 23) Any additional information 24) Name of contact and tele- phone number for queries - MICHAEL S. PERMAN 0171-454 3942 ............................................................................................................ 25) Name and signature of MICHAEL S. PERMAN authorised company AMVESCAP PLC official responsible COMPANY SECRETARY for making this notification Date of Notification 9 DECEMBER 1999 ............................................................................................................
4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMVESCAP PLC --------------------------- (Registrant) Date 9 December, 1999 By MICHAEL S. PERMAN ----------------- --------------------------- (Signature) Michael S. Perman Company Secretary
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