-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CE9Rn7F7u7NsDetPVaeCvRMNQHrPHeSvL8K9Ygz++by7FXa33zV7T6xllC44Myzv li6elmzjJsX1mwL4a0wjwg== 0000950129-01-504196.txt : 20020411 0000950129-01-504196.hdr.sgml : 20020411 ACCESSION NUMBER: 0000950129-01-504196 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011116 FILED AS OF DATE: 20011119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMVESCAP PLC/LONDON/ CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 1795041 BUSINESS ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND STATE: X0 BUSINESS PHONE: 442076263434 MAIL ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCO PLC /LONDON/ DATE OF NAME CHANGE: 19970612 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC /LONDON DATE OF NAME CHANGE: 19940107 6-K 1 h91811pe6-k.txt AMVESCAP PLC - NOTIFICATION OF INTERESTS-CANION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November, 2001 ---------------- AMVESCAP PLC ----------------------------------------------- (Translation of registrant's name into English) 11 DEVONSHIRE SQUARE, LONDON EC2M 4YR, ENGLAND ----------------------------------------------- (Address of principal executive offices) [Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F _X_ Form 40-F ___ [Indicate by check mark whether registrant by furnishing the Information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 Yes ___ No _X_ [If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- N/A ------------ Description of document filed: NOTIFICATION OF INTERESTS OF DIRECTORS AND ------------------------------------------ CONNECTED PERSONS ----------------- AMVESCAP PLC 432437 IMMEDIATE RELEASE 16 NOVEMBER 2001 PLEASE CONFIRM RELEASE ANGELA TULLY TEL: 020 7454 3652 SCHEDULE 11 NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS - ------------------------------------------------------------------------------- 1) Name of company AMVESCAP PLC - ------------------------------------------------------------------------------- 2) Name of director JOSEPH CANION - ------------------------------------------------------------------------------- 3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person's spouse or children under the age of 18 or in respect of a non-beneficial interest. NOTIFICATION IS IN RESPECT OF THE DIRECTOR NAME IN 2 ABOVE. - ------------------------------------------------------------------------------- 4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified) - - ------------------------------------------------------------------------------- 5) Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s) AS 3 ABOVE - ------------------------------------------------------------------------------- 6) Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary PARTICIPATION IN THE AMVESCAP PLC DEFERRED FEES SHARE PLAN UNDER WHICH DIRECTORS ARE ENTITLED TO DEFER ALL OR PART OF THEIR FEE INTO AMVESCAP PLC ORDINARY SHARES. - ------------------------------------------------------------------------------- 7) Number of shares/amount of stock 1,723 acquired - ------------------------------------------------------------------------------- 8) Percentage of issued class 0.0002% - ------------------------------------------------------------------------------- 9) Number of shares/amount of - Stock disposed - ------------------------------------------------------------------------------- 10) Percentage of issues class -% - ------------------------------------------------------------------------------- 11) Class of security ORDINARY SHARES - ------------------------------------------------------------------------------- 12) Price per share (pounds sterling)10.13 - ------------------------------------------------------------------------------- 13) Date of transaction 15 NOVEMBER 2001 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 14) Date company informed 15 NOVEMBER 2001 - ------------------------------------------------------------------------------- 15) Total holding following this notification 12,373 - ------------------------------------------------------------------------------- 16) Total percentage holding of issued class following this notification 0.0016% - ------------------------------------------------------------------------------- IF A DIRECTOR HAS BEEN GRANTED OPTIONS BY THE COMPANY PLEASE COMPLETE THE FOLLOWING BOXES - ------------------------------------------------------------------------------- 17) Date of grant - - ------------------------------------------------------------------------------- 18) Period during which or date on which exercisable - - ------------------------------------------------------------------------------- 19) Total amount paid (if any) for grant of the option - - ------------------------------------------------------------------------------- 20) Description of shares or debentures involved: class, number - - ------------------------------------------------------------------------------- 21) Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise. - - ------------------------------------------------------------------------------- 22) Total number of shares or debentures over which options held following this notification. - - ------------------------------------------------------------------------------- 23) Any additional information - - ------------------------------------------------------------------------------- 24) Name of contact and telephone number for queries ANGELA TULLY 020 7454 3652 - ------------------------------------------------------------------------------- 25) Name and signature of authorised company official responsible for making this notification. ANGELA TULLY AMVESCAP PLC ASSISTANT COMPANY SECRETARY Date of Notification 16 NOVEMBER 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMVESCAP PLC ------------------------- (Registrant) Date 16 November, 2001 By /s/ ANGELA TULLY -------------------- ----------------------- (Signature) Angela Tully Assistant Company Secretary -----END PRIVACY-ENHANCED MESSAGE-----