8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 12, 2023

Invesco Ltd.

(Exact name of registrant as specified in its charter)

Bermuda				001-13908	98-0557567
(State or Other Jurisdiction of Incorporation or Organization)				(Commission File Number)	(I.R.S. Employer Identification No.)
1331 Spring Street,	Suite 2500,	Atlanta,	GA		30309
(Address of Principal Executive Offices)					(Zip Code)

(404) 892-0896

(Registrant’s telephone number, including area code)

1555 Peachtree Street, N.E., Suite 1800, Atlanta, GA

(Former name, former address and former fiscal year, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, $.20 par value	IVZ	New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

On July 12, 2023, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended June 30, 2023. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

Exhibit No.	Description
99.1	Press Release, dated July 12, 2023, issued by Invesco Ltd.
104	Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Invesco Ltd.
By:	/s/ L. Allison Dukes
	L. Allison Dukes
	Senior Managing Director and Chief Financial Officer

Date: July 13, 2023

EX-99.1

	Press Release For immediate release
	Invesco Ltd. Announces June 30, 2023 Assets Under Management
	Investor Relations Contacts: Media Relations Contact:	Greg Ketron Matt Seitz Graham Galt	404-724-4299 404-439-4853 404-439-3070

Atlanta, July 12, 2023(a) --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management (AUM) of $1,538.2 billion, an increase of 3.4% versus previous month-end. The firm delivered net long-term inflows of $2.9 billion in the month. Non-management fee earning net inflows were $0.9 billion and money market net inflows were $4.9 billion. AUM was positively impacted by favorable market returns which increased AUM by $41 billion. FX and reinvested distributions increased AUM by $0.7 billion. Preliminary average total AUM for the quarter through June 30 were $1,490.7 billion, and preliminary average active AUM for the quarter through June 30 were $1,001.9 billion.

Total Assets Under Management
(in billions)	Total	Equity	Fixed Income	Balanced	Money Market	Alternatives
June 30, 2023(a)	$1,538.2	$747.1	$319.0	$64.2	$225.7	$182.2
May 31, 2023	$1,487.6	$702.9	$319.3	$63.3	$221.2	$180.9
April 30, 2023	$1,484.3	$696.7	$322.2	$67.0	$212.8	$185.6
March 31, 2023	$1,483.0	$695.7	$321.8	$67.9	$211.5	$186.1
Active(b)
(in billions)	Total	Equity	Fixed Income	Balanced	Money Market	Alternatives
June 30, 2023(a)	$1,016.6	$300.6	$274.0	$63.4	$225.7	$152.9
May 31, 2023	$998.7	$289.5	$274.7	$62.5	$221.2	$150.8
April 30, 2023	$1,005.2	$295.1	$276.2	$66.2	$212.8	$154.9
March 31, 2023	$1,005.2	$294.3	$276.7	$67.1	$211.5	$155.6
Passive(b)
(in billions)	Total	Equity	Fixed  Income	Balanced	Money Market	Alternatives
June 30, 2023(a)	$521.6	$446.5	$45.0	$0.8	$—	$29.3
May 31, 2023	$488.9	$413.4	$44.6	$0.8	$—	$30.1
April 30, 2023	$479.1	$401.6	$46.0	$0.8	$—	$30.7
March 31, 2023	$477.8	$401.4	$45.1	$0.8	$—	$30.5

(a)	Preliminary - subject to adjustment.
(b)	Passive AUM includes index-based ETF’s, UIT’s, non-fee earning leverage, foreign exchange overlays and other passive mandates. Active AUM are total AUM less passive AUM.

About Invesco Ltd.

Invesco Ltd. (NYSE: IVZ) is a global independent investment management firm dedicated to delivering an investment experience that helps people get more out of life. With offices in more than 20 countries, our distinctive investment teams deliver a comprehensive range of active, passive and alternative investment capabilities. For more information, visit www.invesco.com/corporate.

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XML

Cover Page	Jul. 12, 2023
Cover [Abstract]
Document Type	8-K
Document Period End Date	Jul. 12, 2023
Entity Registrant Name	Invesco Ltd.
Entity Incorporation, State or Country Code	D0
Entity Tax Identification Number	98-0557567
Entity Address, Address Line One	1331 Spring Street,
Entity Address, Address Line Two	Suite 2500,
Entity Address, City or Town	Atlanta,
Entity Address, State or Province	GA
Entity Address, Postal Zip Code	30309
City Area Code	404
Local Phone Number	892-0896
Written Communications	false
Soliciting Material	false
Pre-commencement Tender Offer	false
Pre-commencement Issuer Tender Offer	false
Entity Emerging Growth Company	false
Title of 12(b) Security	Common stock, $.20 par value
Trading Symbol	IVZ
Security Exchange Name	NYSE
Entity Central Index Key	0000914208
Amendment Flag	false
Entity File Number	001-13908