UNITED STATES
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SECURITIES AND EXCHANGE
COMMISSION
Washington,
D.C. 20549
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Bermuda
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001-13908
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98-0557567
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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1555 Peachtree Street, NE, Atlanta, Georgia
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30309
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(Address of principal executive offices)
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(Zip Code)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Shares, $0.20 par value per share
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IVZ
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New York Stock Exchange
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Item 5.02
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Departure of Directors or Principal Officers; Election of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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Name of Nominee
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Votes Cast “For”
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Votes Cast “Against”
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Abstentions
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Sarah E. Beshar
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267,781,459
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3,327,034
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727,958
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Joseph R. Canion
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253,593,239
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17,519,366
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723,846
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Martin L. Flanagan
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269,738,620
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1,497,803
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600,028
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C. Robert Henrikson
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265,418,945
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5,687,007
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730,499
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Denis Kessler
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186,847,306
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84,265,011
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724,134
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Sir Nigel Sheinwald
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267,023,728
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4,076,711
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736,012
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G. Richard Wagoner, Jr.
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267,085,155
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4,020,618
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730,678
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Phoebe A. Wood
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267,372,432
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3,745,324
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718,695
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Votes Cast “For”
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Votes Cast “Against”
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Abstentions
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254,674,946
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16,329,171
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832,334
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Votes Cast “For”
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Votes Cast “Against”
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Abstentions
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270,143,023
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1,239,699
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453,729
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Votes Cast “For”
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Votes Cast “Against”
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Abstentions
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240,920,398
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30,363,921
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552,132
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Votes Cast “For”
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Votes Cast “Against”
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Abstentions
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Item 8.01
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Other Events.
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Item 9.01
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Financial Statements and Exhibits.
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(d)
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Exhibits.
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Exhibit No.
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Description
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10.1
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10.2
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10.3
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10.4
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Invesco Ltd. |
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By:
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/s/ Robert H. Rigsby |
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Robert H. Rigsby |
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Managing Director - Corporate Legal |
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and Assistant Secretary |