0000914208-13-000448.txt : 20130812 0000914208-13-000448.hdr.sgml : 20130812 20130812163423 ACCESSION NUMBER: 0000914208-13-000448 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130812 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 131030130 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8k08122013.htm form8k08122013.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 

 
FORM 8-K
 
 

 
 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): August 12, 2013
 
 

 
 
Invesco Ltd.
(Exact name of registrant as specified in its charter)
 
 

 
 
         
Bermuda
 
001-13908
 
 98-0557567
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
     
1555 Peachtree Street, NE, Atlanta, Georgia
 
30309
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 
 

 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 

 

 
 

Item 7.01
  Regulation FD Disclosure.

On August 12, 2013, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended July 31, 2013. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 9.01
 Financial Statements and Exhibits.
 
 
(d)
Exhibits.
 
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated August 12, 2013, issued by Invesco Ltd.




 
 

 


SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  Invesco Ltd.  
       
 
By:
/s/  Kevin M. Carome  
    Kevin M. Carome  
    Senior Managing Director and  
     General Counsel  
 
Date: August 12, 2013
 

 
 

 


Exhibit Index
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated August 12, 2013, issued by Invesco Ltd.


 
EX-99 2 exhibit9908122013.htm exhibit9908122013.htm
 
ivzimage.jpg
________________________________________________________
 
Press Release
For immediate release
 
 
_________________________________________________
Invesco Ltd. Announces July 31, 2013
Assets Under Management
 
Investor Relations Contact:  Jordan Krugman   404-439-4605
Media Relations Contact:  Bill Hensel   404-479-2886


 
Atlanta, August 12, 2013 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management (AUM) of $729.4 billion, an increase of 3.4% month over month.  The increase was primarily due to favorable market returns, increases in money market AUM, positive long-term flows and net flows in the QQQ’s.  FX increased AUM by $0.9 billion during the month.  Long-term flows for the month were driven primarily by active AUM.  Preliminary average total AUM for the quarter through July 31 were $722.9 billion, and preliminary average active AUM for the quarter through July 31 were $596.9 billion.

Total Assets Under Management
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
July 31, 2013(a)
$729.4
$339.8
$172.2
$51.6
$80.6(b)
$85.2
June 30, 2013
$705.6
$321.4
$173.1
$49.7
$77.8
$83.6
May 31, 2013
$729.6
$330.7
$178.0
$51.7
$82.7
$86.5
April 30, 2013
$726.7
$326.2
$179.1
$51.8
$81.8
$87.8
Active  (c)
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
July 31, 2013(a)
$600.8
$268.2
$131.1
$51.6
$80.6(b)
$69.3
June 30, 2013
$581.9
$255.7
$130.6
$49.7
$77.8
$68.1
May 31, 2013
$600.4
$263.6
$133.5
$51.7
$82.7
$68.9
April 30, 2013
$599.2
$261.0
$135.4
$51.8
$81.8
$69.2
Passive (c)
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
July 31, 2013(a)
$128.6
$71.6
$41.1
$0.0
$0.0
$15.9
June 30, 2013
$123.7
$65.7
$42.5
$0.0
$0.0
$15.5
May 31, 2013
$129.2
$67.1
$44.5
$0.0
$0.0
$17.6
April 30, 2013
$127.5
$65.2
$43.7
$0.0
$0.0
$18.6

As previously announced, the company has entered into an agreement to sell Atlantic Trust Private Wealth Management which was accounted for as discontinued operations in our Q2 results.  The AUM for Atlantic Trust are excluded from all periods presented in the table above(d).
 
(a)  Preliminary – subject to adjustment.
(b)  Preliminary - ending money market AUM include $76.4 billion in institutional money market AUM and $4.2 billion in retail money market AUM.
(c)  Passive AUM include ETF’s, UIT’s, non-fee earning leverage, foreign exchange overlays and other passive mandates.  Active AUM are total AUM less passive AUM.
(d)  For the period ending July 31, 2013, the excluded Atlantic Trust total AUM were $22.4 billion with $21.9 billion in balanced and $0.5 billion in equity.

About Invesco Ltd.
Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ. Additional information is available at www.invesco.com.
 
###

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