0000914208-13-000396.txt : 20130520 0000914208-13-000396.hdr.sgml : 20130520 20130520171006 ACCESSION NUMBER: 0000914208-13-000396 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130516 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130520 DATE AS OF CHANGE: 20130520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 13859225 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8k05162013.htm form8k05162013.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 

 
FORM 8-K
 

 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): May 16, 2013
 
 

 
Invesco Ltd.
(Exact name of registrant as specified in its charter)
 
 

 
 
         
Bermuda
 
001-13908
 
 98-0557567
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
     
1555 Peachtree Street, N.E., Atlanta, Georgia
 
30309
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 

 


Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On May 16, 2013, the Board of Directors of Invesco Ltd. appointed G. Richard (“Rick”) Wagoner, Jr., age 60, as a new director, with a term commencing October 7, 2013. Mr. Wagoner served as chairman and chief executive officer of General Motors Corporation (“GM”) from May 2003 through March 2009, and had been president and chief executive officer since June 2000. Prior positions held at GM during his 32-year career with that company include executive vice president and president of North American operations, executive vice president, chief financial officer and head of worldwide purchasing, and president and managing director of General Motors do Brasil. On June 1, 2009, GM and its affiliates filed voluntary petitions in the United States Bankruptcy Court for the Southern District of New York, seeking relief under Chapter 11 of the U.S. Bankruptcy Code. Mr. Wagoner was not an executive officer or director of GM at the time of that filing. Mr. Wagoner is a member of the board of directors of The Washington Post Company and several privately-held companies. In addition, he is a member of the advisory boards of AEA Investors and Jefferies Investment Banking and Capital Markets Group, and he advises a number of start-up and early-stage ventures. Mr. Wagoner is chair of the board of trustees of Duke University and a member of Duke’s Fuqua School of Business Advisory Board. He is a member of the mayor of Shanghai, China’s International Business Leaders Advisory Council. Mr. Wagoner received his B.A. from Duke University and his M.B.A. from Harvard University.

In addition to being appointed to the Board, Mr. Wagoner has been appointed to the Audit Committee, the Compensation Committee and the Nomination and Corporate Governance Committee.

Mr. Wagoner will participate in the standard fee arrangements for non-executive directors, which are described in the company’s Proxy Statement for the 2013 Annual General Meeting of Shareholders under the caption “Director Compensation,” filed with the Securities and Exchange Commission on April 1, 2013.

A copy of the press release issued by the company in connection with the above is attached to this report as Exhibit 99.1 and is incorporated herein by reference.


Item 9.01
 Financial Statements and Exhibits.
 
 
(d)
Exhibits.
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated May 20, 2013, issued by Invesco Ltd.



 
 

 


 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  Invesco Ltd.  
       
 
By:
/s/  Kevin M. Carome  
    Kevin M. Carome  
   
Senior Managing Director and
General Counsel
 
       
 
Date: May 20, 2013
 


 
 

 


Exhibit Index
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated May 20, 2013, issued by Invesco Ltd.
     






EX-99 2 exhibit9905162013.htm exhibit9905162013.htm
 
logo3.jpg
 

Press Release
For immediate release
 

Invesco Elects G. Richard Wagoner, Jr. to
join Board of Directors in October 2013
 
CONTACT:  Bill Hensel   404-479-2886   bill.hensel@invesco.com
 

Atlanta, May 20, 2013  –  Invesco Ltd. today announced that G. Richard (“Rick”) Wagoner, Jr. has been elected a member of the Board of Directors, effective October 7, 2013.  Mr. Wagoner, 60, served as chairman and chief executive officer of General Motors Corporation from May 2003 through March 2009.
 
“We are extremely pleased to welcome Rick to the Invesco Board of Directors,” said Invesco Chairman of the Board Rex Adams.  “He brings tremendous experience and a wealth of knowledge to his new role.  His guidance will be invaluable as we work to further strengthen our ability to meet the investment needs of our clients across the globe.”
 
With the addition of Mr. Wagoner, the Board expands to 11 members – 10 of whom, including Mr. Wagoner, are independent.  Mr. Wagoner will also join the Audit, Compensation, and the Nomination and Corporate Governance committees.
 
Mr. Wagoner served as chairman and chief executive officer of General Motors Corporation (“GM”) from May 2003 through March 2009, and had been president and chief executive officer since June 2000. Prior positions held at GM during his 32-year career with that company include executive vice president and president of North American operations, executive vice president, chief financial officer and head of worldwide purchasing, and president and managing director of General Motors do Brasil. Mr. Wagoner is a member of the board of directors of The Washington Post Company and several privately held companies. In addition, he is a member of the advisory boards of AEA Investors and Jefferies Investment Banking and Capital Markets Group, and he advises a number of start-up and early-stage ventures. Mr. Wagoner is chair of the board of trustees of Duke University and a member of Duke’s Fuqua School of Business Advisory Board. He is a member of the mayor of Shanghai, China’s International Business Leaders Advisory Council. Mr. Wagoner received an MBA from Harvard Business School and a bachelor’s degree from Duke University.
 
 
 
 

 
About Invesco Ltd.
Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our retail, institutional and high net worth clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ. Additional information is available at www.invesco.com.
 

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