0000914208-13-000322.txt : 20130312 0000914208-13-000322.hdr.sgml : 20130312 20130312162257 ACCESSION NUMBER: 0000914208-13-000322 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130311 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 13684435 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8k03122013.htm form8k03122013.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
FORM 8-K
 
 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): March 11, 2013
 
 
 
Invesco Ltd.
(Exact name of registrant as specified in its charter)
 
 
 
 
         
Bermuda
  
001-13908
  
 98-0557567
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(IRS Employer
Identification No.)
 
     
1555 Peachtree Street, NE, Atlanta, Georgia
  
30309
(Address of principal executive offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 
 

 
 

Item 7.01
Regulation FD Disclosure.
 
On March 11, 2013, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended February 28, 2013. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
 
 
 
Item 9.01
Financial Statements and Exhibits.
 
 
(d)
Exhibits.
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated March 11, 2013, issued by Invesco Ltd.
 
 


 
 
 


SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  Invesco Ltd.  
       
 
By:
/s/  Kevin M. Carome  
    Kevin M. Carome  
   
Senior Managing Director and
General Counsel
  
       
Date: March 12, 2013
 

 
 
 


Exhibit Index
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated March 11, 2013, issued by Invesco Ltd.

 
 EX-99 2 exhibit9903122013.htm exhibit9903122013.htm
 
 
 
Press Release
For immediate release
 
 
 
 
Invesco Ltd. Announces February 28, 2013
Assets Under Management
 
Invesco Relations Contact:  Jordan Krugman   404-439-4605
Media Relations Contact:  Bill Hensel              404-479-2886
 
 
 
 
 
Atlanta, March 11, 2013 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management of $713.8 billion, an increase of 0.2% month over month.  The increase was primarily due to favorable market returns and long-term flows.  FX decreased AUM by $5.8 billion during the month.  For the month long-term flows were driven primarily by active AUM.  Preliminary total average assets for the quarter through February 28 were $708.0 billion, and preliminary average active assets for the quarter through February 28 were $588.4 billion.
 
Total Assets Under Management
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
February 28, 2013(a)
$713.8
$311.3
$174.8
$66.8
$76.6(b)
$84.3
January 31, 2013
$712.6
$312.0
$174.2
$65.7
$76.2
$84.5
December 31, 2012
$687.7
$297.4
$171.9
$62.1
$73.3
$83.0
November 30, 2012
$683.8
$294.5
$171.0
$60.5
$73.8
$84.0
Active  (C)
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
February 28, 2013(a)
$593.0
$252.3
$132.1
$66.8
$76.6(b)
$65.2
January 31, 2013
$591.9
$252.2
$132.9
$65.7
$76.2
$64.9
December 31, 2012
$573.7
$241.9
$132.9
$62.1
$73.3
$63.5
November 30, 2012
$569.0
$238.8
$132.3
$60.5
$73.8
$63.6
Passive (C)
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
February 28, 2013(a)
$120.8
$59.0
$42.7
$0.0
$0.0
$19.1
January 31, 2013
$120.7
$59.8
$41.3
$0.0
$0.0
$19.6
December 31, 2012
$114.0
$55.5
$39.0
$0.0
$0.0
$19.5
November 30, 2012
$114.8
$55.7
$38.7
$0.0
$0.0
$20.4
 
(a)        Preliminary – subject to adjustment.
(b)
Preliminary - ending money market AUM includes $72.9 billion in institutional money market AUM and $3.7 billion in retail money market AUM.
(c)
Passive AUM includes ETF’s, UIT’s, non-fee earning leverage, foreign exchange overlays and other passive mandates.  Active AUM is Total AUM less Passive AUM.

 
 
 
About Invesco Ltd.
Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our retail, institutional and high net worth clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ.  Additional information is available at www.invesco.com.
 
###
 

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