0000914208-12-000442.txt : 20120711 0000914208-12-000442.hdr.sgml : 20120711 20120711172813 ACCESSION NUMBER: 0000914208-12-000442 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120711 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120711 DATE AS OF CHANGE: 20120711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 12958270 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 a8k2qcoverpageaumrelease.htm 8K 2Q Cover Page. AUM Release


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 8-K
   


CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 11, 2012


Invesco Ltd.
(Exact name of registrant as specified in its charter)


 
 
 
 
 
Bermuda
 
001-13908
 
 98-0557567
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
 
 
 
 
 
 
 
1555 Peachtree Street, NE, Atlanta, Georgia
 
 
 
 
 
30309
(Address of principal executive offices)
 
 
 
 
 
(Zip Code)
 
Registrant࿽s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))







Item 7.01
Regulation FD Disclosure.

On July 11, 2012, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended June 30, 2012. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01
Financial Statements and Exhibits.
 
 
(d)
 
 
 
Exhibits.

 
 
 
Exhibit No.
  
Description
99.1
  
Press Release, dated July 11, 2012, issued by Invesco Ltd.








SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
Invesco Ltd.
 
 
 
 
 
 
 
 
By:
/s/  Kevin M. Carome
 
 
 
Kevin M. Carome
 
 
 
Senior Managing Director and
General Counsel
 
 
 
 
Date: July 11, 2012









Exhibit Index
 


 
 
 
Exhibit No.
  
Description
99.1
  
Press Release, dated July 11, 2012, issued by Invesco Ltd.



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Press Release
For immediate release 
Invesco Ltd. Announces June 30, 2012
Assets Under Management
 
Invesco Relations Contact:  Jordan Krugman    404-439-4605
Media Relations Contact:    Graham Galt          404-439-3070
   

 Atlanta, July 11, 2012 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management of $646.6 billion, an increase of 2.3% month over month. The increase was largely the result of positive market returns, foreign exchange, and long-term net inflows. For the month, FX increased AUM by $2.3 billion while active net-long term flows were flat. Preliminary total average assets for the quarter through June 30 were $651.2 billion, and preliminary average active assets for the quarter through June 30 were $542.9 billion.

Additionally, in the month of June the company completed the fund raising related to WLR Recovery Fund V. The customary revenue catch up payment resulting from the closure will be immaterial to the income statement for the quarter.
Total Assets Under Management
(in billions)
 
Total
 
Equity
 
Fixed
Income
 
Balanced
 
Money
Market
 
Alternatives
 
 
 
 
 
 
 
 
 
 
 
 
 
June 30, 2012(a)
 
$646.6
 
$283.8
 
$155.6
 
$51.5
 
$71.0(b)
 
$84.7
May 31, 2012
 
$632.1
 
$273.7
 
$153.7
 
$49.4
 
$71.3
 
$84.0
April 30, 2012
 
$668.4
 
$299.8
 
$155.5
 
$51.4
 
$74.0
 
$87.7
March 31, 2012
 
$672.8
 
$305.2
 
$155.0
 
$50.5
 
$74.5
 
$87.6
Active (c)
(in billions)
 
Total
 
Equity
 
Fixed
 Income
 
Balanced
 
Money
Market
 
Alternatives
 
 
 
 
 
 
 
 
 
 
 
 
 
June 30, 2012(a)
 
$539.0
 
$229.2
 
$121.7
 
$51.5
 
$71.0(b)
 
$65.6
May 31, 2012
 
$528.6
 
$222.7
 
$119.9
 
$49.4
 
$71.3
 
$65.3
April 30, 2012
 
$559.1
 
$244.2
 
$122.7
 
$51.4
 
$74.0
 
$66.8
March 31, 2012
 
$560.2
 
$246.2
 
$122.5
 
$50.5
 
$74.5
 
$66.5
Passive (c)
(in billions)
 
Total
 
Equity
 
Fixed
 Income
 
Balanced
 
Money
 Market
 
Alternatives
 
 
 
 
 
 
 
 
 
 
 
 
 
June 30, 2012(a)
 
$107.6
 
$54.6
 
$33.9
 
$—
 
$—
 
$19.1
May 31, 2012
 
$103.5
 
$51.0
 
$33.8
 
$—
 
$—
 
$18.7
April 30, 2012
 
$109.3
 
$55.6
 
$32.8
 
$—
 
$—
 
$20.9
March 31, 2012
 
$112.6
 
$59.0
 
$32.5
 
$—
 
$—
 
$21.1
 
(a)  Preliminary - subject to adjustment.
 
(b) Preliminary - ending money market AUM includes $67.0 billion in institutional money market AUM and $4.0 billion in retail money market AUM
 
(c) Passive AUM includes ETF's, UIT's, non-fee earning leverage, foreign exchange overlays and other passive mandates. Active AUM is total AUM less Passive AUM.






About Invesco Ltd.
Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our retail, institutional and high net worth clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ.  Additional information is available at www.invesco.com.

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