0000914208-12-000428.txt : 20120611 0000914208-12-000428.hdr.sgml : 20120611 20120611164109 ACCESSION NUMBER: 0000914208-12-000428 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120611 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120611 DATE AS OF CHANGE: 20120611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 12900908 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8k06112012.htm form8k06112012.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 

FORM 8-K
 

CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 11, 2012
 

Invesco Ltd.
(Exact name of registrant as specified in its charter)
 

 
         
Bermuda
 
001-13908
 
 98-0557567
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
     
1555 Peachtree Street, NE, Atlanta, Georgia
 
30309
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 

 

 
 

Item 7.01
Regulation FD Disclosure.

On June 11, 2012, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended May 31, 2012. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.




Item 9.01
  Financial Statements and Exhibits.
 
 
(d)
Exhibits.
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated June 11, 2012, issued by Invesco Ltd.




 
 

 


SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  Invesco Ltd.  
       
 
By:
/s/  Kevin M. Carome  
    Kevin M. Carome  
    Senior Managing Director and  
    General Counsel   
 
 
 
 
 
 
 
 
 
Date: June 11, 2012
 

 
 

 


Exhibit Index
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated June 11, 2012, issued by Invesco Ltd.



 
 






EX-99 2 exhibit9906112012.htm exhibit9906112012.htm
 
 
_____________________________________________________________________
Press Release
For immediate release
_____________________________________________________________________
Invesco Ltd. Announces May 31, 2012
Assets Under Management
 
 
Invesco Relations Contact:  Jordan Krugman    404-439-4605
Media Relations Contact:    Doug Kidd            404-479-2922
 
 
 
Atlanta, June 11, 2012 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management of $632.1 billion, a decrease of 5.4% month over month. The decrease was largely the result of negative market returns and unfavorable foreign exchange.  FX decreased AUM by $7.1 billion in the month.   During the month, total net-long term flows were negative, driven largely by Passive outflows from the Powershares DB and Powershares QQQ products as well as a Stable Value client termination reported in Active fixed income.  Total average assets for the quarter through May 31 were $658.0 billion, and average active assets for the quarter through May 31 were $549.5 billion.

Total Assets Under Management
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
May 31, 2012(a)
$632.1
$273.7
$153.7
$49.4
$71.3(b)
$84.0
April 30, 2012
$668.4
$299.8
$155.5
$51.4
$74.0
$87.7
March 31, 2012
$672.8
$305.2
$155.0
$50.5
$74.5
$87.6
February 29, 2012
$667.6
$300.9
$153.3
$49.7
$75.2
$88.5
Active  (C)
(in billions)
Total
Equity
Fixed
Income
Balanced
Money
Market
Alternatives
May 31, 2012(a)
$528.6
$222.7
$119.9
$49.4
$71.3(b)
$65.3
April 30, 2012
$559.1
$244.2
$122.7
$51.4
$74.0
$66.8
March 31, 2012
$560.2
$246.2
$122.5
$50.5
$74.5
$66.5
February 29, 2012
$558.1
$244.8
$121.5
$49.7
$75.2
$66.9
Passive (C)
(in billions)
Total
Equity
Fixed Income
Balanced
Money Market
Alternatives
May 31, 2012(a)
$103.5
$51.0
$33.8
$0.0
$0.0
$18.7
April 30, 2012
$109.3
$55.6
$32.8
$0.0
$0.0
$20.9
March 31, 2012
$112.6
$59.0
$32.5
$0.0
$0.0
$21.1
February 29, 2012
$109.5
$56.1
$31.8
$0.0
$0.0
$21.6

 
(a)  Preliminary – subject to adjustment.
 
(b) Preliminary - ending money market AUM includes $67.2 billion in institutional money market AUM and $4.1 billion in retail money market AUM
 
(c) Passive AUM includes ETF’s, UIT’s, non-fee earning leverage, foreign exchange overlays and other passive mandates.  Active AUM is total AUM less Passive AUM.



 
 

 
 
About Invesco Ltd.
Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our retail, institutional and high net worth clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ.  Additional information is available at www.invesco.com.

###
 
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