0000914208-11-000467.txt : 20111012 0000914208-11-000467.hdr.sgml : 20111012 20111012163524 ACCESSION NUMBER: 0000914208-11-000467 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20111011 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20111012 DATE AS OF CHANGE: 20111012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 111137842 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8-k10112011.htm form8-k10112011.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): October 11, 2011
 

 
Invesco Ltd.
(Exact name of registrant as specified in its charter)
 
 

 
         
Bermuda
 
001-13908
 
 98-0557567
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
     
1555 Peachtree Street, NE, Atlanta, Georgia
 
30309
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 
 

 

 
 
Item 7.01
Regulation FD Disclosure.
 
On October 11, 2011, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended September 30, 2011. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
 
 
 
Item 9.01
  Financial Statements and Exhibits.
 
 
(d)
Exhibits.
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated October 11, 2011, issued by Invesco Ltd.
 
 
 

 
 

 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  Invesco Ltd.  
       
 
By:
/s/ Kevin M. Carome  
         Kevin M. Carome  
         Senior Managing Director and  
         General Counsel  
 
 
 
 
 
 
 
 
 
 
 
Date: October 12, 2011
 

 
 

 

 
Exhibit Index
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated October 11, 2011, issued by Invesco Ltd.
 
 
 
 
 
 
 
 
 
 
 
 
 
 

EX-99 2 exhibit9910112011.htm exhibit9910112011.htm


 
_____________________________________________________________________
Press Release
For immediate release
_____________________________________________________________________
Invesco Ltd. Announces September 30, 2011
Assets Under Management
 
Investor Relations Contact: Jordan Krugman         404-439-4605
Media Relations Contact: Doug Kidd                    404-479-2922
 
 
 
 
 
 
 
 
 
Atlanta, October 11, 2011 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management of $598.4 billion, a decrease of 4.9% month over month. The decrease was the result of negative market returns and foreign exchange. FX decreased AUM by $7.0 billion in the month. Long-term net flows, excluding ETF, UIT, and Passive AUM, were flat for the month of September. Total average assets for the quarter through September 30 were $632.7 billion and average assets excluding ETF, UIT and Passive for the quarter through September 30 were $541.3 billion.
 
 
Total Assets Under Management
 
(in billions)
 
Total
 
Equity
Fixed
Income
 
Balanced
Money
Market
 
Alternatives
September 30, 2011(a)
$598.4
$253.2
$146.7
$41.5
   $73.6 (b)
$83.4
August 31, 2011
$629.4
$276.4
$149.0
$43.4
$72.8
$87.8
July 31, 2011
$652.8
$299.8
$149.2
$44.8
$69.9
$89.1
June 30, 2011
$653.7
$301.9
$145.8
$44.5
$74.4
$87.1
Assets Under Management – Excluding ETF/UIT and Passive
 
(in billions)
 
Total
 
Equity
Fixed
Income
 
Balanced
Money
Market
 
Alternatives
September 30, 2011(a)
$511.0
$213.5
$117.2
$41.5
   $73.6 (b)
$65.2
August 31, 2011
$538.2
$233.6
$120.3
$43.4
$72.8
$68.1
July 31, 2011
$557.4
$252.3
$121.4
$44.8
$69.9
$69.0
June 30, 2011
$561.9
$256.2
$119.1
$44.5
$74.4
$67.7
Assets Under Management – ETF, UIT and Passive
 
(in billions)
 
Total
 
Equity
Fixed
Income
 
Balanced
Money
Market
Alternatives
September 30, 2011(a)
$87.4
$39.7
$29.5
$0.0
$0.0
$18.2
August 31, 2011
$91.2
$42.8
$28.7
$0.0
$0.0
$19.7
July 31, 2011
$95.4
$47.5
$27.8
$0.0
$0.0
$20.1
June 30, 2011
$91.8
$45.7
$26.7
$0.0
$0.0
$19.4
 
 
(a)
Preliminary – subject to adjustment.
(b)
Preliminary - ending money market AUM includes $69.1 billion in institutional money market AUM and $4.5 billion in retail money market AUM
 
 
 
 
 
 
 

 
 
 
 
 
Invesco is a leading independent global investment manager, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our retail, institutional and high net worth clients around the world. Operating in more than 20 countries, the company is listed on the New York Stock Exchange under the symbol IVZ.
 
###
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