0000914208-11-000452.txt : 20110913 0000914208-11-000452.hdr.sgml : 20110913 20110913140942 ACCESSION NUMBER: 0000914208-11-000452 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20110912 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20110913 DATE AS OF CHANGE: 20110913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 111087743 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8k-09122011.htm form8k-09122011.htm
 
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 

 
FORM 8-K
 

 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): September 12, 2011
 

 
Invesco Ltd.
(Exact name of registrant as specified in its charter)
 
 

 
 
         
Bermuda
 
001-13908
 
 98-0557567
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
     
1555 Peachtree Street, NE, Atlanta, Georgia
 
30309
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

 
 

 
Item 7.01
Regulation FD Disclosure.
 
On September 12, 2011, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended August 31, 2011. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
 
 
 
Item 9.01
  Financial Statements and Exhibits.
 
 
(d)
Exhibits.
 
     
Exhibit No.
  
Description
99.1
  
Press Release, dated September 12, 2011, issued by Invesco Ltd.
 
 
 

 
 

 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
Invesco Ltd.
 
 
 
 
       
 
By:
/s/     Kevin M. Carome  
              Kevin M. Carome  
   
          Senior Managing Director and
          General Counsel
 
   
 
 
 
 
 
 
Date:  September 13, 2011
 
 

 

 
Exhibit Index
 
     
 
Exhibit No.
  
Description
99.1
  
Press Release, dated September 12, 2011, issued by Invesco Ltd.
 
 
 
 
 
 
 
 









 
 
 

EX-99 2 exhibit99-09122011.htm exhibit99-09122011.htm


 
_____________________________________________________________________
Press Release
For immediate release
_____________________________________________________________________
Invesco Ltd. Announces August 31, 2011
Assets Under Management
Investor Relations Contact: Jordan Krugman         404-439-4605
Media Relations Contact: Doug Kidd                    404-479-2922
 

 
Atlanta, September 12, 2011 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management of $629.4 billion, a decrease of 3.6% month over month. The decrease largely resulted from the effects of negative market returns. FX decreased AUM by $1.5 billion during the month. Long-term net flows, excluding ETF, UIT, and Passive AUM, were modestly positive for the month. Total average assets for the quarter through August 31 were $641.9 billion and average assets excluding ETF, UIT and Passive for the quarter through August 31 were $549.1 billion.
 
 

 
Total Assets Under Management
 
 
(in billions)
 
Total
   
Equity
   
                   Fixed
                   Income                                         Balanced
   
Money
Market
   
Alternatives
 
 
 
 
August 31, 2011(a)
  $ 629.4     $ 276.4     $ 149.0     $ 43.4     $ 72.8 (b)   $ 87.8    
July 31, 2011
  $ 652.8     $ 299.8     $ 149.2     $ 44.8     $ 69.9     $ 89.1    
June 30, 2011
  $ 653.7     $ 301.9     $ 145.8     $ 44.5     $ 74.4     $ 87.1    
May 31, 2011
  $ 661.4     $ 311.6     $ 144.1     $ 45.1     $ 74.9     $ 85.7    
 
Assets Under Management – Excluding ETF/UIT and Passive
 
 
(in billions)
 
Total
   
Equity
   
                    Fixed
                    Income                                        Balanced
   
Money
Market
                     Alternatives  
 
 
August 31, 2011(a)
  $ 538.2     $ 233.6     $ 120.3     $ 43.4     $ 72.8 (b)   $ 68.1    
July 31, 2011
  $ 557.4     $ 252.3     $ 121.4     $ 44.8     $ 69.9     $ 69.0    
June 30, 2011
  $ 561.9     $ 256.2     $ 119.1     $ 44.5     $ 74.4     $ 67.7    
May 31, 2011
  $ 568.0     $ 263.6     $ 118.8     $ 45.1     $ 74.9     $ 65.6    
 
Assets Under Management – ETF, UIT and Passive
 
(in billions)
 
Total
   
Equity
   
  Fixed
      Income
   
                                                                           Money
                 Balanced                                         Market 
   
Alternatives
 
 
August 31, 2011(a)
  $ 91.2     $ 42.8     $ 28.7     $ 0.0     $ 0.0     $ 19.7  
July 31, 2011
  $ 95.4     $ 47.5     $ 27.8     $ 0.0     $ 0.0     $ 20.1  
June 30, 2011
  $ 91.8     $ 45.7     $ 26.7     $ 0.0     $ 0.0     $ 19.4  
May 31, 2011
  $ 93.4     $ 48.0     $ 25.3     $ 0.0     $ 0.0     $ 20.1  
 
(a)
Preliminary – subject to adjustment.
(b)
Preliminary - ending money market AUM includes $68.3 billion in institutional money market
AUM and $4.5 billion in retail money market AUM

 

 
 

 

Invesco is a leading independent global investment manager, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our retail, institutional and high net worth clients around the world. Operating in more than 20 countries, the company is listed on the New York Stock Exchange under the symbol IVZ.
 
###
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