-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HO7LnSTzA3UrLN9roJV9joui3QqfNpckxddpRsPY6SfjFBxgbSDzfrMWMVj2fx9X a6PpQi3j3+9HFrxyEx7uyA== 0000914208-08-000087.txt : 20080520 0000914208-08-000087.hdr.sgml : 20080520 20080520111635 ACCESSION NUMBER: 0000914208-08-000087 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080514 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080520 DATE AS OF CHANGE: 20080520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 08847490 BUSINESS ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8k052008.htm INVESCO FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K




CURRENT REPORT

Pursuant to Section  13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  May 14, 2008

 


Invesco Ltd.

(Exact name of registrant as specified in its charter)

 



 

 

 

 

 

 

Bermuda

 

001-13908

 

98-0557567

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 

 

 

 

1360 Peachtree Street, N.E., Atlanta, Georgia

 

30309

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (404) 892-0896

n/a

(Former name or former address, if changed since last report.)

 



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

 

(e) At the Annual General Meeting of Shareholders of Invesco Ltd. (the “registrant”) held on May 14, 2008 (the “AGM”), the registrant's shareholders approved the adoption of the Invesco Ltd. 2008 Global Equity Incentive Plan (the “Equity Plan”) and the Invesco Ltd. Executive Incentive Bonus Plan (the “Bonus Plan”).

 

Under the terms of the Equity Plan, the registrant may make grants in the form of stock options, stock appreciation rights, restricted stock, restricted stock units, other stock-based awards or any combination of those awards to directors, officers, employees and consultants of the registrant and its affiliates. The total number of common shares issuable under the Equity Plan cannot exceed 20,000,000, plus up to 10,000,000 additional shares subject to forfeited awards that were outstanding under the registrant’s previously-existing equity plans.

 

Under the terms of the Bonus Plan, the registrant may pay performance-based compensation to any executive officer covered by Section 162(m) of the Code (“Covered Employees”) and take tax deductions for such payments, without regard to the limitations of Section 162(m) of the Code with respect to compensation of more than $1 million paid in any year. For each performance period under the Bonus Plan, a committee appointed by the registrant’s Board of Directors consisting of two or more “outside directors” (within the meaning of Section 162(m)) will establish performance goals for each participant, and participants will earn bonuses based upon the level of attainment of the applicable performance goals during the applicable performance period. Bonuses will be paid in cash or other consideration determined by the committee, including common shares or other equity awards, which may be subject to vesting conditions determined by the committee. Any common shares or equity awards granted in satisfaction of a bonus will be granted under the Equity Plan or another equity incentive plan of the registrant. The maximum bonus payable to a Covered Employee is $50 million.

 

These summaries of the Equity Plan and the Bonus Plan are qualified in their entirety by reference to the full texts of the Equity Plan and the Bonus Plan, respectively, copies of which are attached hereto as Exhibits 10.1 and 10.2 and incorporated herein by reference. More detailed summaries of the Equity Plan and the Bonus Plan can be found in the registrant's Proxy Statement filed with the Securities and Exchange Commission on April 1, 2008 (the “Proxy Statement”), and the terms of the Equity Plan and the Bonus Plan, together with the descriptions thereof included in the Proxy Statement, are incorporated in this Item 5.02(e) by reference.

 

 

 

Item 9.01

Financial Statements and Exhibits.

 

 

(d)

Exhibits.

 

 

 

 

Exhibit  No.

  

Description

 

10.1

  

 

Invesco Ltd. 2008 Global Equity Incentive Plan, incorporated by reference to Appendix B to Invesco’s Proxy Statement, filed with the Securities and Exchange Commission on April 1, 2008

 

10.2

  

Invesco Ltd. Executive Incentive Bonus Plan, incorporated by reference to Appendix C to Invesco’s Proxy Statement, filed with the Securities and Exchange Commission on April 1, 2008

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

   

Invesco Ltd.
   

By:

/s/ Kevin M. Carome

 

Kevin M. Carome

 

Senior Managing Director and
General Counsel






 

 

Date: May 20, 2008

 

 

Exhibit Index

 

 

 

 

Exhibit  No.

  

Description

 

10.1

  

 

 

Invesco Ltd. 2008 Global Equity Incentive Plan, incorporated by reference to Appendix B to Invesco’s Proxy Statement, filed with the Securities and Exchange Commission on April 1, 2008

 

10.2

  

Invesco Ltd. Executive Incentive Bonus Plan, incorporated by reference to Appendix C to Invesco’s Proxy Statement, filed with the Securities and Exchange Commission on April 1, 2008

 

 

 

 

 

 

 

 

 

 

 

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