-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMNW2XtdeGYdCiEU3VquFqR8h9I+cdZXbNHdotBJqnxkeG3l9fCn5Et7h+XAfy75 YJokHrDqJJ1/40NLbeF3Ow== 0000914208-08-000052.txt : 20080319 0000914208-08-000052.hdr.sgml : 20080319 20080319142659 ACCESSION NUMBER: 0000914208-08-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071213 FILED AS OF DATE: 20080319 DATE AS OF CHANGE: 20080319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTLEY DAVID CENTRAL INDEX KEY: 0001192224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 08698981 MAIL ADDRESS: STREET 1: ONE MIDTOWN PLAZA STREET 2: 1360 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1360 PEACHTREE ST. NE CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC/LONDON/ DATE OF NAME CHANGE: 20070529 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP PLC/LONDON/ DATE OF NAME CHANGE: 19991221 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 4 1 hartleyform4-031908_ex.xml X0202 4 2007-12-13 0 0000914208 Invesco Ltd. IVZ 0001192224 HARTLEY DAVID INVESCO LTD 1360 PEACHTREE STREET ATLANTA GA 30309 0 1 0 0 Chief Accounting Officer Common Shares 2007-12-13 4 F 0 2650 27.36 D 100128 D On December 4, 2007, INVESCO PLC effected a redomicile to Bermuda pursuant to a U.K.Scheme of Arrangement under which shareholders received Common Shares in Invesco Ltd., the new Bermunda parent Company, in exchange for their Ordinary Shares, par value $0.10 per share in INVESCO PLC. Following the redomicile, Invesco Ltd. effected a one-for-two reverse stock split, such that shareholders now hold Common Shares, par value $0.20 per share. Shares were withheld from the total number that vested pursuant to a Deferred Share Award - Time Vesting with respect to 6,464 Common Shares in Invesco Ltd. The vesting was previously reported on a Form 4 filed by the reporting person on December 4, 2007. Includes 5,697 Common Shares subject to a Restricted Share Award. This Form 4 reports the witholding on December 13, 2007 of certain shares to pay taxes in connection with the vesting of certain Deferred Share Awards - Time Vesting on November 30, 2007. As explained in the footnotes hereto, on December 4, 2007, INVESCO PLC effected a redomicile to Bermuda pursuant to a U.K. Scheme of Arragement under which shareholders received Common Shares in Invesco Ltd., the new Bermuda parent company, in exchange for their Ordinary Shares, par value $0.10 per share, in INVESCO PLC. Following the redomicile, Invesco Ltd. effected a one-for-two reverse stock split, such that shareholders now hold Common Shares, par value $0.20 per share. /s/ Jonathan J. Doyle, as Attorney in Fact 2008-03-19 -----END PRIVACY-ENHANCED MESSAGE-----