0001127602-17-021785.txt : 20170619 0001127602-17-021785.hdr.sgml : 20170619 20170619172059 ACCESSION NUMBER: 0001127602-17-021785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170619 DATE AS OF CHANGE: 20170619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J M SMUCKER Co CENTRAL INDEX KEY: 0000091419 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 340538550 STATE OF INCORPORATION: OH FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: ONE STRAWBERRY LANE CITY: ORRVILLE STATE: OH ZIP: 44667 BUSINESS PHONE: 3306823000 MAIL ADDRESS: STREET 1: ONE STRAWBERRY LANE CITY: ORRVILLE STATE: OH ZIP: 44667 FORMER COMPANY: FORMER CONFORMED NAME: SMUCKER J M CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELGYA MARK R CENTRAL INDEX KEY: 0001251529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05111 FILM NUMBER: 17919258 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-15 0000091419 J M SMUCKER Co SJM 0001251529 BELGYA MARK R ONE STRAWBERRY LANE ORRVILLE OH 44667-0280 1 Vice Chair and CFO Common Shares 2017-06-15 4 A 0 8548 0 A 52520 D Common Shares 5060.002 I By 401(k) Common Shares 425 I by Daughter-Karli Common Shares 425 I by Daughter-Kristi Common Shares 4284.289 I By Esop Option Common Shares 111.86 2017-06-15 4 A 0 25000 0 A 2017-06-15 2025-03-19 Common Shares 25000 25000 D Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. I disclaim beneficial ownership of these shares. On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option of 75,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's "synergy realization" and EBITDA performance criteria for each of the years ending April 30, 2016, 2017 and 2018. The "synergy realization" target for the year ending April 30, 2017 was met, resulting in vesting of the option as to 25,000 shares. /s/ Jeannette L. Knudsen, POA 2017-06-19