UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Item 5.07 Submissions of Matters to a Vote of Security Holders.
On June 9, 2021, UFP Technologies, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”). As of the close of business on April 12, 2021, the record date for the Meeting, there were 7,524,479 shares of the Company’s common stock outstanding, with each share entitled to one vote. During the Meeting, the Company’s stockholders voted on the matters set forth below.
Proposal 1
The five director nominees named in our proxy statement were elected, each for a one-year term as set forth in the Company’s proxy statement dated April 27, 2021. The following table sets forth the vote of the stockholders at the Meeting with respect to the election of directors:
Nominee | For | Against | Abstain | Broker Non-Votes |
R. Jeffrey Bailly | 5,709,700 | 0 | 347,528 | 811,401 |
Marc Kozin | 5,391,450 | 0 | 665,778 | 811,401 |
Robert W. Pierce, Jr. | 5,747,812 | 0 | 309,416 | 811,401 |
Daniel C. Croteau | 5,678,183 | 0 | 379,045 | 811,401 |
Cynthia L. Feldmann | 5,822,906 | 0 | 234,322 | 811,401 |
Proposal 2
The Company’s stockholders voted upon and approved the compensation paid to the Company’s named executive officers based upon the following votes:
For | Against | Abstain | Broker Non-Votes |
5,525,869 | 526,224 | 5,135 | 811,401 |
Proposal 3
The Company’s stockholders voted upon and approved the amendment and restatement of the Company’s 2003 Equity Incentive Plan based upon the following votes:
For | Against | Abstain | Broker Non-Votes |
5,624,326 | 431,744 | 1,158 | 811,401 |
Proposal 4
The Company’s stockholders voted upon and approved the ratification of the appointment of Grant Thornton LLP to serve as the Company’s independent registered public accounting firm for 2021 based upon the following votes:
For | Against | Abstain | Broker Non-Votes |
6,863,813 | 4,763 | 53 | 811,401 |
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 14, 2021 | UFP TECHNOLOGIES, INC. | ||
By: | /s/ Ronald J. Lataille | ||
Ronald J. Lataille, Chief Financial | |||
Officer and Senior Vice President |