0001033284-18-000015.txt : 20180222 0001033284-18-000015.hdr.sgml : 20180222 20180222161159 ACCESSION NUMBER: 0001033284-18-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCK MITCHELL CENTRAL INDEX KEY: 0001240676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12648 FILM NUMBER: 18632653 MAIL ADDRESS: STREET 1: C/O UFP TECHNOLOGIES, INC. STREET 2: 172 EAST MAIN STREET CITY: GEORGETOWN STATE: MA ZIP: 01833 FORMER NAME: FORMER CONFORMED NAME: CAPLAN MITCHELL D DATE OF NAME CHANGE: 20030610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UFP TECHNOLOGIES INC CENTRAL INDEX KEY: 0000914156 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 042314970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 HALE STREET CITY: NEWBURYPORT STATE: MA ZIP: 01950 BUSINESS PHONE: 978-352-2200 MAIL ADDRESS: STREET 1: 100 HALE STREET CITY: NEWBURYPORT STATE: MA ZIP: 01950 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-21 0000914156 UFP TECHNOLOGIES INC UFPT 0001240676 ROCK MITCHELL C/O UFP TECHNOLOGIES, INC. 100 HALE STREET NEWBURYPORT MA 01950 0 1 0 0 Vice President Common Stock, $.01 Par Value 2018-02-21 4 A 0 1610 0 A 36722 D Common Stock, $.01 Par Value 2018-02-21 4 A 0 2133 0 A 38855 D Represents stock unit awards granted on February 21, 2017, under the issuer's 2003 Incentive Plan subject to satisfaction of performance targets that are to be settled solely in shares of common stock. The transaction date represents the date on which the issuer's Compensation Committee determined the performance targets were achieved. The units vest with respect to one-third of the shares on March 1, 2019 and with respect to an additional one-third on each of March 1, 2020 and 2021, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date. Represents stock unit awards granted on February 21, 2018, under the issuer's 2003 Incentive Plan the vesting under which is soley time-based, that are to be settled solely in shares of common stock. The units vest with respect to one-third of the shares on March 1, 2020 and with respect to an additional one-third on each of March 1, 2021 and 2022, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date. Patrick J. Kinney, Jr. as attorney-in-fact for Mitchell Rock 2018-02-22