0001002105-13-000067.txt : 20130503 0001002105-13-000067.hdr.sgml : 20130503 20130503160222 ACCESSION NUMBER: 0001002105-13-000067 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEBURG FINANCIAL CORP CENTRAL INDEX KEY: 0000914138 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541696103 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24159 FILM NUMBER: 13812611 BUSINESS ADDRESS: STREET 1: 111 W WASHINGTON ST STREET 2: C/O MIDDLEBURG BANK CITY: MIDDLEBURG STATE: VA ZIP: 22117 BUSINESS PHONE: 5406876377 MAIL ADDRESS: STREET 1: 111 WEST WASHINGTON STREET STREET 2: C/O MIDDLEBURG BANK CITY: MIDDLEBURG STATE: VA ZIP: 22117 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENT COMMUNITY BANKSHARES INC DATE OF NAME CHANGE: 19931027 8-K 1 f8kmbrg050113.htm f8kmbrg050113.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________

FORM 8-K


CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  May 1, 2013
___________

MIDDLEBURG FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)

Virginia
(State or other jurisdiction
of incorporation)
0-24159
(Commission File Number)
54-1696103
(I.R.S. Employer
Identification No.)
     
111 West Washington Street
Middleburg, Virginia
(Address of principal executive offices)
 
20117
(Zip Code)

Registrant’s telephone number, including area code: (703) 777-6327

Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




 
 
 
 
 

Item 5.07.             Submission of Matters to a Vote of Security Holders.

    The Company held its Annual Meeting of Shareholders on May 1, 2013 (the “Annual Meeting”).  At the Annual Meeting, the shareholders of the Company elected eleven directors to serve for one-year terms, approved the amendment to the Company’s 2006 Equity Compensation Plan,  and ratified the appointment of Yount, Hyde & Barbour, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2013.  The voting results for each proposal are as follows:

 
1.
To elect 11 directors to serve for terms of one year each expiring at the 2014 Annual Meeting of Shareholders:

 
For
Withhold
Broker Non-Vote
Howard M. Armfield
5,035,332
46,972
1,103,712
Henry F. Atherton, III
5,016,229
66,075
1,103,712
Joseph L. Boling
4,434,915
647,389
1,103,712
Childs F. Burden
5,038,632
43,672
1,103,712
Alexander G. Green, III
5,040,432
41,872
1,103,712
Gary D. LeClair
5,028,653
53,651
1,103,712
John C. Lee, IV
5,044,932
37,372
1,103,712
Keith W. Meurlin
5,020,049
62,255
1,103,712
Janet A. Neuharth
5,021,056
61,248
1,103,712
John M. Rust
5,053,830
28,474
1,103,712
Gary R. Shook
5,047,159
35,145
1,103,712


 
2.
To amend the 2006 Equity Compensation Plan:

For
Against
Abstain
Broker Non-Vote
4,761,485
139,636
181,183
1,103,712



 
3.
To ratify the appointment of Yount, Hyde & Barbour, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2013:

     
For
Against
Abstain
5,947,832
234,798
3,386


 
 
 
 

SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
MIDDLEBURG FINANCIAL CORPORATION
   
(Registrant)
  
       
       
       
Date:  May 3, 2013
By:
/s/ Gary R. Shook
  
   
Gary R. Shook
  
   
President and Chief Executive Officer