-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UGoPe4IO1uiWIL54FAHVPLn0BS5PYBWrfchqi5XWFc2aBz1CWQB8xahgNtY8SPvf mJy8z2On62v4byVs2H+QlA== 0000908834-09-000225.txt : 20090603 0000908834-09-000225.hdr.sgml : 20090603 20090603104052 ACCESSION NUMBER: 0000908834-09-000225 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090603 DATE AS OF CHANGE: 20090603 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOKOL DAVID L CENTRAL INDEX KEY: 0001097496 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 1212 SO 185TH CIRCLE CITY: OMAHA STATE: NE ZIP: 68130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEBURG FINANCIAL CORP CENTRAL INDEX KEY: 0000914138 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541696103 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53995 FILM NUMBER: 09870184 BUSINESS ADDRESS: STREET 1: 111 W WASHINGTON ST STREET 2: C/O MIDDLEBURG BANK CITY: MIDDLEBURG STATE: VA ZIP: 22117 BUSINESS PHONE: 5406876377 MAIL ADDRESS: STREET 1: 111 WEST WASHINGTON STREET STREET 2: C/O MIDDLEBURG BANK CITY: MIDDLEBURG STATE: VA ZIP: 22117 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENT COMMUNITY BANKSHARES INC DATE OF NAME CHANGE: 19931027 SC 13G/A 1 sokol_13ga1.htm AMENDMENT #1 sokol_13ga1.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 


SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
 
Middleburg Financial Corporation
(Name of Issuer)
 
Common Stock, par value $2.50 per share
(Title of Class of Securities)
 
596094102
(CUSIP Number)
 
June 2, 2009
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
   
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
 
 

CUSIP No. 596094102
  

1
NAME OF REPORTING PERSON
David L. Sokol
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
727,492
6
SHARED VOTING POWER
None
7
SOLE DISPOSITIVE POWER
727,492
8
SHARED DISPOSITIVE POWER
None
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
727,492
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.6%
12
TYPE OF REPORTING PERSON (See Instructions)
IN



 
2
 

Item 1.
      
 
(a)
Middleburg Financial Corporation
  
 
(b)
111 W. Washington Street, Middleburg, Virginia  20117
  
       
Item 2.
      
 
(a)
David L. Sokol
  
 
(b)
1111 South 103rd Street, First Floor, Omaha, Nebraska  68124
  
 
(c)
United States of America
  
 
(d)
Common Stock, par value $2.50 per share
  
 
(e)
596094102
  
   
Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
N/A
  
   
Item 4.
Ownership
 
(a)
727,492
  
 
(b)
14.6%
  
 
(c)
(i)
727,492
   
(ii)
None
   
(iii)
727,492
   
(iv)
None
   
Item 5.
Ownership of Five Percent or Less of a Class
 
N/A
  
   
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
N/A
  
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
N/A
  
   
Item 8.
Identification and Classification of Members of the Group
 
N/A
  
   
Item 9.
Notice of Dissolution of Group
 
N/A
  

 
3
 

Item 10.
Certifications
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 


 

 
Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
   
 
Date:  June 3, 2009
       
   
 
/s/ David L. Sokol
  David L. Sokol
 
 
 
 
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