-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VhFgx0xWabriudJqDCvL4vtf8zcqFS0qcTBMpTUudOiwkc99DbKL0JWNt225BDcT 2ShqwsRzyCOVhJWHunjMDg== 0000891618-96-001911.txt : 19960829 0000891618-96-001911.hdr.sgml : 19960829 ACCESSION NUMBER: 0000891618-96-001911 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960629 FILED AS OF DATE: 19960828 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLANTRONICS INC /CA/ CENTRAL INDEX KEY: 0000914025 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770207692 STATE OF INCORPORATION: DE FISCAL YEAR END: 0327 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 96622340 BUSINESS ADDRESS: STREET 1: 337 ENCINAL ST STREET 2: PO BOX 1802 CITY: SANTA CRUZ STATE: CA ZIP: 95061-1802 BUSINESS PHONE: 4084266060 MAIL ADDRESS: STREET 1: 337 ENCINAL STREET P O BOX 1802 CITY: SAANTA CRUZ STATE: CA ZIP: 95061-1802 FORMER COMPANY: FORMER CONFORMED NAME: PI PARENT CORP DATE OF NAME CHANGE: 19931025 10-Q/A 1 FORM 10-Q/A FOR THE QUARTER ENDING JUNE 29, 1996 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------- FORM 10-Q/A (Mark One) [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 29, 1996 or [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from __________________ to ____________________ Commission File Number 0-22764 PLANTRONICS, INC. -------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 77-0207692 - -------------------------------------- --------------------------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 337 Encinal Street, P.O. Box 1802 Santa Cruz, California 95061-1802 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (408) 426-6060 (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES [X] NO [ ] Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date. Class Outstanding at June 29, 1996 - ---------------------------- ------------------------------------------- Common Stock, $.01 par value 8,224,311 2 TABLE OF CONTENTS
PAGE ---- Part II. Other Information Item 1. Legal Proceedings 3 Signatures 4
3 PART II. OTHER INFORMATION ITEM 1. LEGAL PROCEEDINGS In May 1996, the Company received notice from the staff of the Bureau of Competition of the Federal Trade Commission ("FTC") that the staff is conducting a non-public investigation to determine whether certain manufacturers of lightweight telephone headsets may be engaged in anticompetitive practices in violation of Section 5 of the Federal Trade Commission Act. The FTC staff has asked the Company to preserve all relevant documents pending completion of the investigation. In July 1996, the FTC staff also requested Plantronics' voluntary cooperation in submitting certain specified documents, which Plantronics intends to supply. Although the Company has not been notified that it is a particularized subject of the investigation, there can be no assurance that the Company will not become a particularized subject of the investigation, that the FTC staff or the FTC itself will not proceed to a full public investigation in this matter, or that the outcome of any public investigation will not have a material adverse effect on the Company's business or results of operations. 4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this first amendment to the report to be signed on its behalf by the undersigned hereunto duly authorized. PLANTRONICS, INC. --------------------------------------------- (Registrant) August 28, 1996 /s/ DANIEL A. GAUDREAU - --------------------------- --------------------------------------------- (Date) (Signature) Daniel A. Gaudreau Vice President August 28, 1996 /s/ DANIEL A. GAUDREAU - --------------------------- --------------------------------------------- (Date) (Signature) Daniel A. Gaudreau Vice President - Finance and Administration and Chief Financial Officer (Principal Financial Officer)
-----END PRIVACY-ENHANCED MESSAGE-----