0001209191-13-045900.txt : 20130927 0001209191-13-045900.hdr.sgml : 20130927 20130927124558 ACCESSION NUMBER: 0001209191-13-045900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120607 FILED AS OF DATE: 20130927 DATE AS OF CHANGE: 20130927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITHFIELD FOODS INC CENTRAL INDEX KEY: 0000091388 STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011] IRS NUMBER: 520845861 STATE OF INCORPORATION: VA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: EXECUTIVE OFFICE BUILDING CITY: SMITHFIELD STATE: VA ZIP: 23430 BUSINESS PHONE: 7573653000 MAIL ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: EXECUTIVE OFFICE BUILDING CITY: SMITHFIELD STATE: VA ZIP: 23430 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY EQUITIES CORP DATE OF NAME CHANGE: 19710221 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY REAL ESTATE TRUST DATE OF NAME CHANGE: 19661113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN KENNETH M CENTRAL INDEX KEY: 0001405180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15321 FILM NUMBER: 131118921 BUSINESS ADDRESS: BUSINESS PHONE: 757-365-3000 MAIL ADDRESS: STREET 1: 200 COMMERCE STREET CITY: SMITHFIELD STATE: VA ZIP: 23430 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-06-07 1 0000091388 SMITHFIELD FOODS INC SFD 0001405180 SULLIVAN KENNETH M 200 COMMERCE ST. SMITHFIELD VA 23430 0 1 0 0 Sr. Vice President & C.A.O. common stock, par value $.50 2012-06-07 4 A 0 12646 0.00 A 20088 D common stock, par value $.50 2013-09-26 4 D 0 20088 34.00 D 0 D common stock, par value $.50 2013-09-26 4 D 0 565.74 34.00 D 0 I By 401(K) Plan Employee Stock Option (right to buy) 20.67 2013-09-26 4 D 0 20000 13.33 D 2019-06-18 common stock 20000 0 D Employee Stock Option (right to buy) 21.94 2013-09-26 4 D 0 25000 12.06 D 2018-06-20 common stock 25000 0 D Employee Stock Option (right to buy) 15.43 2013-09-26 4 D 0 15000 18.57 D 2017-06-21 common stock 15000 0 D Employee Stock Option (right to buy) 13.30 2013-09-26 4 D 0 10000 20.70 D 2016-07-06 common stock 10000 0 D Employee Stock Option (right to buy) 23.75 2013-09-26 4 D 0 7500 10.25 D 2013-06-16 2018-06-16 common stock 7500 0 D Employee Stock Option (right to buy) 32.40 2013-09-26 4 D 0 5000 1.60 D 2012-06-11 2017-06-11 common stock 5000 0 D Employee Stock Option (right to buy) 31.86 2013-09-26 4 D 0 2000 2.14 D 2010-06-02 2015-06-02 common stock 2000 0 D Performance Share Units 2013-09-26 4 A 0 30000 0.00 A common stock 30000 30000 D Performance Share Units 2013-09-26 4 D 0 30000 34.00 D common stock 30000 0 D Includes 6,323 shares of restricted stock units (RSUs) the reporting person elected to receive on a deferred basis in lieu of a portion of his 2012 annual cash incentive award pursuant to the Company's Executive Stock Purchase Plan. Also includes 6,323 RSUs representing the Company match on such deferral, subject to three year cliff-vesting. Reflects the total number of shares as of immediately prior to the transaction reported on the line below. Pursuant to the merger agreement, dated as of May 28, 2013, among Smithfield Foods, Inc., Shuanghui International Holdings Limited and Sun Merger Sub, Inc., these shares were cancelled and converted into the right to receive an amount in cash equal to $34.00 per share. Pursuant to the merger agreement, these options (which provided for ratable vesting over a three-year period beginning on the grant date) were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options. Pursuant to the merger agreement, these options were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options. On June 11, 2013, the reporting person was granted an award with a target amount of 30,000 performance share units (PSUs) under the Company's 2008 Incentive Compensation Plan. Pursuant to the terms of the award and the merger agreement, these PSUs vested at the target amount as of the effective time of the merger and were converted into the right to receive an amount in cash equal to $34.00 per PSU. /s/ by Michael H. Cole, as attorney-in-fact 2013-09-26