0001209191-13-045889.txt : 20130927 0001209191-13-045889.hdr.sgml : 20130927 20130927123832 ACCESSION NUMBER: 0001209191-13-045889 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130926 FILED AS OF DATE: 20130927 DATE AS OF CHANGE: 20130927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITHFIELD FOODS INC CENTRAL INDEX KEY: 0000091388 STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011] IRS NUMBER: 520845861 STATE OF INCORPORATION: VA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: EXECUTIVE OFFICE BUILDING CITY: SMITHFIELD STATE: VA ZIP: 23430 BUSINESS PHONE: 7573653000 MAIL ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: EXECUTIVE OFFICE BUILDING CITY: SMITHFIELD STATE: VA ZIP: 23430 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY EQUITIES CORP DATE OF NAME CHANGE: 19710221 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY REAL ESTATE TRUST DATE OF NAME CHANGE: 19661113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPE C LARRY CENTRAL INDEX KEY: 0001187935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15321 FILM NUMBER: 131118816 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-09-26 1 0000091388 SMITHFIELD FOODS INC SFD 0001187935 POPE C LARRY C/O 200 COMMERCE STREET SMITHFIELD VA 23430 1 1 0 0 President and C.E.O. common stock, par value $.50 2013-09-26 4 D 0 649850 34.00 D 0 D Employee Stock Option (right to buy) 21.94 2013-09-26 4 D 0 100000 12.06 D 2018-06-20 common stock 100000 0 D Employee Stock Option (right to buy) 15.43 2013-09-26 4 D 0 100000 18.57 D 2017-06-21 common stock 100000 0 D Employee Stock Option (right to buy) 13.30 2013-09-26 4 D 0 100000 20.70 D 2016-07-06 common stock 100000 0 D Employee Stock Option (right to buy) 23.75 2013-09-26 4 D 0 20000 10.25 D 2013-06-16 2018-06-16 common stock 20000 0 D Employee Stock Option (right to buy) 32.91 2013-09-26 4 D 0 250000 1.09 D 2011-08-30 2016-08-30 common stock 250000 0 D Employee Stock Option (right to buy) 30.00 2013-09-26 4 D 0 50000 4.00 D 2009-05-24 2014-05-24 common stock 50000 0 D Performance Share Units 2013-09-26 4 A 0 130000 0.00 A common stock 130000 130000 D Performance Share Units 2013-09-26 4 D 0 130000 34.00 D common stock 130000 0 D Performance Share Units 2013-09-26 4 A 0 400000 0.00 A common stock 400000 400000 D Performance Share Units 2013-09-26 4 D 0 400000 34.00 D common stock 400000 0 D Pursuant to the merger agreement, dated as of May 28, 2013, among Smithfield Foods, Inc., Shuanghui International Holdings Limited and Sun Merger Sub, Inc., these shares were cancelled and converted into the right to receive an amount in cash equal to $34.00 per share. Pursuant to the merger agreement, these options (which provided for ratable vesting over a three-year period beginning on the grant date) were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options. Pursuant to the merger agreement, these options were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options. On June 11, 2013, the reporting person was granted an award with a target amount of 130,000 performance share units (PSUs) under the Company's 2008 Incentive Compensation Plan. Pursuant to the terms of the award and the merger agreement, these PSUs vested at the target amount as of the effective time of the merger and were converted into the right to receive an amount in cash equal to $34.00 per PSU. On June 12, 2012, the reporting person was granted an award with a target amount of 200,000 PSUs under the Company's 2008 Incentive Compensation Plan. Pursuant to the terms of the award and the merger agreement, these PSUs vested at 200% of the target amount as of the effective time of the merger and were converted into the right to receive an amount in cash equal to $34.00 per PSU. /s/ by Michael H. Cole, as attorney-in-fact 2013-09-26