0001209191-13-045889.txt : 20130927
0001209191-13-045889.hdr.sgml : 20130927
20130927123832
ACCESSION NUMBER: 0001209191-13-045889
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130926
FILED AS OF DATE: 20130927
DATE AS OF CHANGE: 20130927
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITHFIELD FOODS INC
CENTRAL INDEX KEY: 0000091388
STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011]
IRS NUMBER: 520845861
STATE OF INCORPORATION: VA
FISCAL YEAR END: 0428
BUSINESS ADDRESS:
STREET 1: 200 COMMERCE STREET
STREET 2: EXECUTIVE OFFICE BUILDING
CITY: SMITHFIELD
STATE: VA
ZIP: 23430
BUSINESS PHONE: 7573653000
MAIL ADDRESS:
STREET 1: 200 COMMERCE STREET
STREET 2: EXECUTIVE OFFICE BUILDING
CITY: SMITHFIELD
STATE: VA
ZIP: 23430
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY EQUITIES CORP
DATE OF NAME CHANGE: 19710221
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY REAL ESTATE TRUST
DATE OF NAME CHANGE: 19661113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POPE C LARRY
CENTRAL INDEX KEY: 0001187935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15321
FILM NUMBER: 131118816
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-09-26
1
0000091388
SMITHFIELD FOODS INC
SFD
0001187935
POPE C LARRY
C/O 200 COMMERCE STREET
SMITHFIELD
VA
23430
1
1
0
0
President and C.E.O.
common stock, par value $.50
2013-09-26
4
D
0
649850
34.00
D
0
D
Employee Stock Option (right to buy)
21.94
2013-09-26
4
D
0
100000
12.06
D
2018-06-20
common stock
100000
0
D
Employee Stock Option (right to buy)
15.43
2013-09-26
4
D
0
100000
18.57
D
2017-06-21
common stock
100000
0
D
Employee Stock Option (right to buy)
13.30
2013-09-26
4
D
0
100000
20.70
D
2016-07-06
common stock
100000
0
D
Employee Stock Option (right to buy)
23.75
2013-09-26
4
D
0
20000
10.25
D
2013-06-16
2018-06-16
common stock
20000
0
D
Employee Stock Option (right to buy)
32.91
2013-09-26
4
D
0
250000
1.09
D
2011-08-30
2016-08-30
common stock
250000
0
D
Employee Stock Option (right to buy)
30.00
2013-09-26
4
D
0
50000
4.00
D
2009-05-24
2014-05-24
common stock
50000
0
D
Performance Share Units
2013-09-26
4
A
0
130000
0.00
A
common stock
130000
130000
D
Performance Share Units
2013-09-26
4
D
0
130000
34.00
D
common stock
130000
0
D
Performance Share Units
2013-09-26
4
A
0
400000
0.00
A
common stock
400000
400000
D
Performance Share Units
2013-09-26
4
D
0
400000
34.00
D
common stock
400000
0
D
Pursuant to the merger agreement, dated as of May 28, 2013, among Smithfield Foods, Inc., Shuanghui International Holdings Limited and Sun Merger Sub, Inc., these shares were cancelled and converted into the right to receive an amount in cash equal to $34.00 per share.
Pursuant to the merger agreement, these options (which provided for ratable vesting over a three-year period beginning on the grant date) were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options.
Pursuant to the merger agreement, these options were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such options and (ii) the excess of $34.00 over the exercise price of the options.
On June 11, 2013, the reporting person was granted an award with a target amount of 130,000 performance share units (PSUs) under the Company's 2008 Incentive Compensation Plan. Pursuant to the terms of the award and the merger agreement, these PSUs vested at the target amount as of the effective time of the merger and were converted into the right to receive an amount in cash equal to $34.00 per PSU.
On June 12, 2012, the reporting person was granted an award with a target amount of 200,000 PSUs under the Company's 2008 Incentive Compensation Plan. Pursuant to the terms of the award and the merger agreement, these PSUs vested at 200% of the target amount as of the effective time of the merger and were converted into the right to receive an amount in cash equal to $34.00 per PSU.
/s/ by Michael H. Cole, as attorney-in-fact
2013-09-26