-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NlbQxeFjqi98kI7+RxsuWmTVQUDuG4GH/tKdY74hiSoTPYOsgOvqhm0Ar6zEeIs8 P4kxIMc6Rj3xYybsniQUsg== 0001181431-02-000578.txt : 20020918 0001181431-02-000578.hdr.sgml : 20020918 20020918144821 ACCESSION NUMBER: 0001181431-02-000578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020916 FILED AS OF DATE: 20020918 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LUTER JOSEPH W IV CENTRAL INDEX KEY: 0001187940 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SMITHFIELD FOODS INC STREET 2: 200 COMMERCE ST CITY: SMITHFIELD STATE: VA ZIP: 23430 BUSINESS PHONE: 7573653021 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITHFIELD FOODS INC CENTRAL INDEX KEY: 0000091388 STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011] IRS NUMBER: 520845861 STATE OF INCORPORATION: VA FISCAL YEAR END: 0427 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15321 FILM NUMBER: 02766819 BUSINESS ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: 999 WATERSIDE DRIVE CITY: SMITHFIELD STATE: VA ZIP: 23430 BUSINESS PHONE: 7573653000 MAIL ADDRESS: STREET 1: 900 DOMINION TOWER STREET 2: 999 WATERSIDE DRIVE CITY: NORFOLK STATE: VA ZIP: 23510 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY REAL ESTATE TRUST DATE OF NAME CHANGE: 19661113 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY EQUITIES CORP DATE OF NAME CHANGE: 19710221 4 1 rrd694.htm FORM 4 FOR LUTER IV SEC Form 4
FORM 4

[  ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL



OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . . . . 0.5
1. Name and Address of Reporting Person*
LUTER, JOSEPH W. IV

(Last)                      (First)                      (Middle)
C/O 200 COMMERCE STREET

(Street)
SMITHFIELD,    VA   23430

(City)                      (State)                      (Zip)

2. Issuer Name
and Ticker or Trading Symbol

SMITHFIELD FOODS, INC.
SFD

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)
###-##-####
4. Statement for
    Month/Day/Year

09/16/2002


5. If Amendment,
    Date of Original
    (Month/Day/Year)

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

   Director      10% Owner
X Officer (give title below)        Other (specify below)

Description           EXECUTIVE VICE PRESIDENT

7. Individual or Joint/Group
    Filing (Check Applicable Line)

X   Form filed by One Reporting Person
     Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
    (Instr. 3)

2.Transaction
Date
(Month/Day/Year)
2A. Deemed Execution Date, if any
(Month/Day/Year)
3. Transaction
    Code
    (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
    (Instr. 3, 4, and 5)
5. Amount of
    Securities
    Beneficially
    Owned Following
    Reported Transaction(s)

    (Instr. 3 and 4)
6. Owner-
    ship
    Form:
    Direct (D)
    or
    Indirect (I)

    (Instr. 4)
7. Nature of
     Indirect
     Beneficial
     Ownership

    (Instr. 4)
Code
V
Amount
A/D
Price
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
1000
D
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
D
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
D
COMMON STOCK $.50 PAR
09/16/2002
09/16/2002
S
5000
D
$18.05
COMMON STOCK $.50 PAR
09/16/2002
09/16/2002
S
1500
D
$18.05
COMMON STOCK $.50 PAR
09/16/2002
09/16/2002
S
5000
D
$18.10
COMMON STOCK $.50 PAR
09/16/2002
09/16/2002
S
500
D
$18.15
COMMON STOCK $.50 PAR
09/17/2002
09/17/2002
S
6800
D
$18.20
COMMON STOCK $.50 PAR
09/17/2002
09/17/2002
S
1000
D
$18.15
COMMON STOCK $.50 PAR
09/17/2002
09/17/2002
S
2000
D
$18.14
COMMON STOCK $.50 PAR
09/17/2002
09/17/2002
S
800
D
$18.22
COMMON STOCK $.50 PAR
09/17/2002
09/17/2002
S
2000
D
$18.20
COMMON STOCK $.50 PAR
09/17/2002
09/17/2002
S
400
D
$18.16
151,170
D
COMMON STOCK $.50 PAR
01/29/2002
01/29/2002
G
1810
A
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
1000
A
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
D
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
D
COMMON STOCK $.50 PAR
09/16/2002
09/16/2002
S
2000
D
$18.07
COMMON STOCK $.50 PAR
09/16/2002
09/16/2002
S
2000
D
$18.10
COMMON STOCK $.50 PAR
09/16/2002
09/16/2002
S
1000
D
$18.12
7,834
I
BY WIFE
COMMON STOCK $.50 PAR
01/29/2002
01/29/2002
G
1810
A
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
A
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
A
13,248
I
BY SON
COMMON STOCK $.50 PAR
01/29/2002
01/29/2002
G
1810
A
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
A
COMMON STOCK $.50 PAR
06/11/2002
06/11/2002
G
V
500
A
9,816
I
BY DAUGHTER

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
    (Instr. 3)
2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security
3. Transaction Date

(Month/
Day/
Year)
3A. Deemed Execution Date, if any

(Month/
Day/
Year)
4. Transaction Code
    (Instr.8)
5. Number of Derivative
    Securities Acquired (A)
    or Disposed Of (D)

    (Instr. 3, 4 and 5)
6. Date Exercisable(DE) and
    Expiration Date(ED)
    (Month/Day/Year)
7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)
8. Price
    of
    Derivative
    Security
    (Instr.5)
9. Number of
    Derivative
    Securities
    Beneficially
    Owned
    Following
    Reported
    Transaction(s)
    (Instr.4)
10. Owner-
ship
Form of
Deriv-
ative
Securities:
Direct (D)
or
Indirect (I)

(Instr.4)
11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.4)
Code
V
A
D
DE
ED
Title
Amount or Number of Shares
N/A $
             
$
Explanation of Responses:
 
By:
/s/ Joseph W. Luter, IV                                                                                                09/18/2002
** Signature of Reporting Person                                                                                    Date      





SEC 1474 (8-02)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
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