0001969223-24-000472.txt : 20240613 0001969223-24-000472.hdr.sgml : 20240613 20240613172004 ACCESSION NUMBER: 0001969223-24-000472 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240613 DATE AS OF CHANGE: 20240613 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 241042196 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Rotsztain Diego CENTRAL INDEX KEY: 0001511110 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 135 US HIGHWAY 202/206, SUITE 11 CITY: BEDMINSTER STATE: NJ ZIP: 07921 144 1 primary_doc.xml 144 0001511110 XXXXXXXX LIVE 0000913760 StoneX Group Inc. 001-36045 230 Park Ave, 10th Floor New York NY 10169 212-485-3500 Diego Rotsztain Officer Common A UBS Financial Services Inc

1000 Harbor Blvd 3rd Floor Weehawken NJ 07086

2215 156157.5 31716068 06/13/2024 NASDAQ Common A 05/13/2021 Open Market Purchase Open Market Purchase N 1090 05/13/2021 Cash Common A 03/08/2022 Open Market Purchase Open Market Purchase N 1125 03/08/2022 Cash N Diego Rotsztain

6 Pembroke Road Summit NJ 07901

Common 06/10/2024 1420 102213 Diego Rotsztain

6 Pembroke Road Summit NJ 07901

Common 06/13/2024 4257 300595 06/13/2024 /s/ UBS Financial Services Inc, as attorney-in-fact for Diego Rotsztain