0001181431-12-012269.txt : 20120227 0001181431-12-012269.hdr.sgml : 20120227 20120227184027 ACCESSION NUMBER: 0001181431-12-012269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: sephton brian T CENTRAL INDEX KEY: 0001318351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23554 FILM NUMBER: 12643977 MAIL ADDRESS: STREET 1: 220 E.CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTAMONTE SPRING STATE: FL ZIP: 32701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 rrd336046.xml CHANGES TO STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0304 4 2012-02-23 0 0000913760 INTL FCSTONE INC. INTL 0001318351 sephton brian T 329 PARK AVENUE NORTH SUITE 350 WINTER PARK FL 32789 0 1 0 0 Chief Legal Officer Common Stock 98431 D Common Stock 1800 I By Children Stock Options 25.91 2012-02-23 4 A 0 80000 25.91 A 2016-12-16 2021-12-16 Common 80000 140000 D The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an amendment to the stock option plan under which the options were granted. The Company's shareholders approved the amendment on February 23, 2012. The amendment increased the number of shares that could be granted under the plan. The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012. The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaries of the grant date. Brian T. Sephton 2012-02-27