0001181431-12-012267.txt : 20120227
0001181431-12-012267.hdr.sgml : 20120227
20120227184002
ACCESSION NUMBER: 0001181431-12-012267
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120223
FILED AS OF DATE: 20120227
DATE AS OF CHANGE: 20120227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OCONNOR SEAN MICHAEL
CENTRAL INDEX KEY: 0001208362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23554
FILM NUMBER: 12643975
MAIL ADDRESS:
STREET 1: 220 E. CENTRAL PARKWAY
STREET 2: SUITE 2060
CITY: ALTEMONTE SPRINGS
STATE: FL
ZIP: 32701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
4
1
rrd336059.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
X0304
4
2012-02-23
0
0000913760
INTL FCSTONE INC.
INTL
0001208362
OCONNOR SEAN MICHAEL
329 PARK AVENUE NORTH
SUITE 350
WINTER PARK
FL
32789
1
1
0
0
CEO
Common Stock
328532
D
Common Stock
4300
I
By Children
Common Stock
780434
I
Darseaker Limited
Stock Options
25.91
2012-02-23
4
A
0
200000
25.91
A
2016-12-16
2021-12-16
Common
200000
392500
D
The previous holder of these shares, the St. James Trust, has been subsumed into Darseaker Limited.
The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an amendment to the stock option plan under which the options were granted. The Company's shareholders approved the amendment on February 23, 2012. The amendment increased the number of shares that could be granted under the plan.
The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012.
The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaries of the grant date.
Sean M. O'Connor
2012-02-27