0001181431-12-012265.txt : 20120227
0001181431-12-012265.hdr.sgml : 20120227
20120227183919
ACCESSION NUMBER: 0001181431-12-012265
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120223
FILED AS OF DATE: 20120227
DATE AS OF CHANGE: 20120227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunaway William J
CENTRAL INDEX KEY: 0001405955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23554
FILM NUMBER: 12643973
MAIL ADDRESS:
STREET 1: 1251 NW BRIARCLIFF PARKWAY
STREET 2: SUITE 800
CITY: KANSAS CITY
STATE: MO
ZIP: 64116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
4
1
rrd336070.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0304
4
2012-02-23
0
0000913760
INTL FCSTONE INC.
INTL
0001405955
Dunaway William J
1251 NW BRIARCLIFF PKWY
SUITE 800
KANSAS CITY
MO
64116
0
1
0
0
Chief Financial Officer
Common Stock
11196
D
Stock Options
25.91
2012-02-23
4
A
0
80000
25.91
A
2016-12-16
2021-12-16
Common
80000
107010
D
The option grant was approved by the company's Board of Directors on December 12, 2011, subject to shareholder approval of an amendment to the stock option plan under which the options were granted. The Company's shareholders approved the amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan.
The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012.
The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaries of the grant date.
William J. Dunaway
2012-02-27