0001181431-12-012265.txt : 20120227 0001181431-12-012265.hdr.sgml : 20120227 20120227183919 ACCESSION NUMBER: 0001181431-12-012265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunaway William J CENTRAL INDEX KEY: 0001405955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23554 FILM NUMBER: 12643973 MAIL ADDRESS: STREET 1: 1251 NW BRIARCLIFF PARKWAY STREET 2: SUITE 800 CITY: KANSAS CITY STATE: MO ZIP: 64116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 rrd336070.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0304 4 2012-02-23 0 0000913760 INTL FCSTONE INC. INTL 0001405955 Dunaway William J 1251 NW BRIARCLIFF PKWY SUITE 800 KANSAS CITY MO 64116 0 1 0 0 Chief Financial Officer Common Stock 11196 D Stock Options 25.91 2012-02-23 4 A 0 80000 25.91 A 2016-12-16 2021-12-16 Common 80000 107010 D The option grant was approved by the company's Board of Directors on December 12, 2011, subject to shareholder approval of an amendment to the stock option plan under which the options were granted. The Company's shareholders approved the amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan. The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012. The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaries of the grant date. William J. Dunaway 2012-02-27