EDGAR Filing Documents for 0001181431-11-030804

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001181431-11-030804

Filing Date

2011-05-18

Accepted

2011-05-18 17:08:14

Documents

Period of Report

2011-05-16

Document Format Files

Seq	Description	Document	Type	Size
1	STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP	rrd312295.html	4
1	STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP	rrd312295.xml	4	4902
	Complete submission text file	0001181431-11-030804.txt		6301

Mailing Address 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017

Business Address 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017 212-485-3500

IRS No.: 592921318 | State of Incorp.: DE | Fiscal Year End: 0930
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address

Business Address

Type: 4 | Act: 34 | File No.: 000-23554 | Film No.: 11855541